金融监管

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金融监管系统新一轮人事调整!涉及多个地方局
证券时报· 2025-10-03 06:28
9月底的新一轮地方局一把手调整,主要诱因是山东、山西的两个地方局局长变动。 国庆假期前夕,金融监管总局的地方局局长迎来新一轮调整。 据证券时报·券商中国记者了解,因两省地方局原局长回归金融监管总局工作,带来联动调整,山东、山西、云南、青海、辽宁、内蒙古六地金融监管局均出现一把 手变动。 至此,金融监管总局36个地方局中,年内已有18个地方局出现一把手变动,占比50%。其中,"70后"局长人数已增加至31名。 新一轮一把手调整 此外,今年7月,郑子凯出任甘肃金融监管局局长,他曾先后担任原安徽银保监局纪委书记、原广东银保监局纪委书记、广东金融监管局纪委书记等职。 9月底调任山西金融监管局局长的倪金乾,以及8月履新江苏金融监管局局长的秦汉锋,也曾分别担任原陕西银保监局纪委书记、原湖北银监局纪委书记。 今年6月底,金融系统党建工作会议提出,要建设过硬金融干部人才队伍,树立鲜明选人用人导向,严格落实轮岗交流制度,加强干部梯队建设。 据证券时报·券商中国记者了解,山东金融监管局原局长邢桂君、山西金融监管局原局长谭震均已回归总局任职,二人均为"70后",且拥有丰富的监管工作经验。 其中,邢桂君曾先后担任原银保监会国有大型商 ...
美国多家金融监管机构“停摆”,IPO受理暂停
Bei Jing Ri Bao Ke Hu Duan· 2025-10-02 14:17
Group 1 - The U.S. federal government shutdown has led to over 90% of employees at the Securities and Exchange Commission (SEC) being placed on unpaid leave, with only about 393 employees remaining to handle urgent enforcement and market oversight tasks [1] - The Commodity Futures Trading Commission (CFTC) has retained only 5.7% of its 543 employees during the shutdown to ensure market supervision and fraud prevention [1] - The shutdown may delay or cancel the release of key economic data, affecting investors' ability to assess macroeconomic trends and potentially leading to asset price volatility [1] Group 2 - The SEC will continue to process regular corporate filings but will suspend the acceptance of initial public offering (IPO) applications, which could hinder the recent recovery in the U.S. IPO market [1] - As of September 29, 2023, there have been 263 IPOs in the U.S. this year, raising a total of $52.94 billion, the highest since 2021 [1] - The potential impact of the shutdown may also affect the approval of cryptocurrency-linked exchange-traded funds (ETFs), which were expected to launch in early October [2]
美国暂停受理IPO
Xin Lang Cai Jing· 2025-10-02 11:37
受美国联邦政府"停摆"影响,美国多个重要金融监管机构大部分职员1日开始被强制"停薪休假"。 据路透社报道,根据此次"停摆"应急预案,美国证券交易委员会将强制其超过90%的员工停薪休假,仅 保留约393名员工处理紧急执法和市场监督工作。该机构监管数千家上市公司、交易所、券商和基金。 美国商品期货交易委员会9月30日晚说,"停摆"期间,该机构543名员工中仅保留5.7%在岗,确保委员会 继续履行监督市场、预防欺诈等职能。 路透社报道指出,过去联邦政府短暂"停摆"时,市场通常反应平淡,但若此次"停摆"持续较长时间,将 导致关键经济数据的发布被推迟或取消,影响投资者评估宏观经济趋势,进而可能引发资产价格波动。 美元汇率2日延续前一天的跌势,黄金价格则创历史新高。 报道说,证交会将继续处理企业的常规申报,但将暂停受理首次公开募股(IPO)申请。这可能会抑制 近期美股IPO复苏势头。并购市场资讯集团股权资本市场部门主管塞缪尔·克尔说:"'停摆'立即损害当下 投资者情绪,其长期影响则是堵塞IPO通道。" 来源:江南都市报 美国迪罗基公司提供的数据显示,截至9月29日,美股今年以来263次IPO共计融资529.4亿美元,达2 ...
Thailand Plans Wider Crypto ETFs Beyond Bitcoin
Yahoo Finance· 2025-10-02 11:04
Core Viewpoint - Thailand's SEC is developing regulations to expand cryptocurrency ETFs beyond Bitcoin, aiming to enhance investment opportunities in the digital asset space [2][5]. Group 1: Expanded Crypto ETFs - The SEC is drafting regulations that would allow mutual funds and institutional investors to create cryptocurrency ETFs that include a basket of cryptocurrencies [2]. - Currently, Thai investors can only access crypto by purchasing tokens directly or through licensed asset managers using overseas ETFs, but the new initiative will enable domestic offerings of crypto ETFs [3]. - This move is part of a broader strategy to make tokenized instruments mainstream investment options, especially as younger investors seek alternative assets [4]. Group 2: Regulatory Oversight - The SEC is pursuing stronger enforcement measures, including a proposed bill that would allow it to suspend transactions upon detecting irregularities and investigate cases like insider trading [6][7]. - The SEC's enforcement currently relies on limited police resources, and expanding its authority is deemed essential for restoring investor confidence [7]. - New regulatory changes require all licensed digital asset businesses to use SEC-approved auditors, effective October 2025, to strengthen internal controls and enhance investor protection [8]. Group 3: Strategic Objectives - The initiatives reflect the SEC's dual strategy of expanding investment opportunities while reinforcing institutional safeguards to support these opportunities [9].
【特稿】美国多家金融监管机构“停摆” IPO受理暂停
Xin Hua She· 2025-10-02 10:07
美国多家金融监管机构"停摆" IPO受理暂停 卜晓明 报道说,证交会将继续处理企业的常规申报,但将暂停受理首次公开募股(IPO)申请。这可能会抑制 近期美股IPO复苏势头。并购市场资讯集团股权资本市场部门主管塞缪尔·克尔说:"'停摆'立即损害当下 投资者情绪,其长期影响则是堵塞IPO通道。" 美国迪罗基公司提供的数据显示,截至9月29日,美股今年以来263次IPO共计融资529.4亿美元,达2021 年以来最多。 另外,据证交会关停计划,若联邦政府"停摆"持续,可能影响多项与加密货币挂钩的交易型开放式指数 基金(ETF)获批。市场分析师原本预计,与索拉纳币和瑞波币等加密货币挂钩的ETF将于10月初推 出。 国会众议院金融机构委员会的民主党议员玛克辛·沃特斯在一份声明中警告:"在最需要强有力监管的时 候,('停摆')给金融市场和投资者带来了巨大风险。" 不过,美国联邦储备委员会和美国联邦储蓄保险公司仍将照常运作,因为这两家机构的资金并非来自国 会拨款。(完)(新华社专特稿) 受美国联邦政府"停摆"影响,美国多个重要金融监管机构大部分职员1日开始被强制"停薪休假"。 据路透社报道,根据此次"停摆"应急预案,美国证 ...
香港金管局:截至8月底外汇基金总资产为40702亿港元
智通财经网· 2025-09-30 08:41
2025年8月底的支持资产总额减少803亿港元至22,112亿港元,减幅为3.5%。支持资产减少,主要是由于 按照外汇基金谘询委员会批准的安排,从支持组合转拨资产至投资组合,以及在货币发行局制度下出售 美元。支持比率由2025 年7月底的112.19%,下降至2025年8月底的109.78%。 货币发行局帐目显示,2025年8月底的货币基础为20,142亿港元,较2025年7月底减少284亿港元,减幅 为1.4%。货币基础减少,主要是由于在货币发行局制度下购买港元,但有关减幅因负债证明书总额增 加而被部分抵销。 智通财经APP获悉,9月30日,香港金融管理局公布,截至2025年8月31日,外汇基金总资产为40,702亿 港元,较2025年7月底减少324亿港元,其中外币资产减少361亿港元,港元资产则增加37亿港元。外币 资产减少,主要是因为在货币发行局制度下出售美元。港元资产增加,主要是因为香港股票按市价重 估。 ...
美元地位越来越弱?全球结算占比不足50%,人民币强势抢夺市场
Sou Hu Cai Jing· 2025-09-29 16:17
Group 1 - The recent discussions around Hong Kong brokers checking Chinese accounts and the removal of mandatory foreign exchange settlement are seen as part of a natural economic evolution rather than confrontational actions against the dollar [2][5] - The account checks in Hong Kong are aligned with global capital regulation trends, aiming to distinguish between legitimate investors and those engaging in illegal activities [5][6] - The removal of mandatory foreign exchange settlement reflects a long-term policy shift that allows businesses to manage currency risks based on their needs, rather than a sudden rejection of the dollar [8][24] Group 2 - The value of currency is fundamentally tied to its ability to be exchanged for real productive capacity, rather than being anchored to commodities like gold or oil [10][11] - Historical examples illustrate that an increase in currency supply without a corresponding increase in production leads to inflation and currency devaluation [11][13] - The current global reliance on the dollar is diminishing as other economies, such as Russia, are willing to accept currencies like the yuan for trade, reflecting a shift in production capabilities [15][18] Group 3 - The long-term trend indicates that the yuan is likely to appreciate gradually due to China's significant manufacturing capacity, which surpasses that of the US, Japan, and Germany combined [20][22] - The gradual appreciation of the yuan is intended to protect export-oriented businesses from sudden cost increases, allowing them to transition towards higher quality and brand-focused strategies [22][24] - Despite the yuan's current small share in global trade settlements, its usage is steadily increasing, particularly in trade with ASEAN and Russia, indicating a gradual expansion rather than a complete replacement of the dollar [24][26]
国家金融监督管理总局江苏监管局:提升服务质效 让金融活水精准润泽千企万户
Zheng Quan Ri Bao· 2025-09-27 15:51
Group 1 - The core viewpoint emphasizes the comprehensive and multi-layered approach of Jiangsu Financial Regulatory Bureau to enhance financial services and protect consumer rights [1][2][3] - Jiangsu Financial Regulatory Bureau collaborates with the provincial finance department to implement personal consumption loan interest subsidy policies, aiming to lower financing costs and stimulate consumer potential [1] - The bureau strengthens the protection of financial consumers' rights by establishing a coordination mechanism and conducting joint meetings to enhance departmental collaboration and information sharing [1][2] Group 2 - Jiangsu Financial Regulatory Bureau promotes the enhancement of pension financial services, with personal pension insurance premium income reaching 1.366 billion yuan and covering 110,100 people as of June 2025 [2] - The bureau encourages foreign banks to integrate with domestic electronic payment tools, facilitating the opening of digital RMB wallets for foreign visitors and improving service efficiency [2] - The bureau is committed to financial education, creating a comprehensive promotional network that includes physical branches and online platforms to enhance financial risk awareness among the public [2][3] Group 3 - Jiangsu Financial Regulatory Bureau is advancing financial dispute mediation by establishing 100 new mediation service points by 2025, aiming to resolve local financial conflicts effectively [3] - The bureau has addressed insurance challenges for new energy vehicles in Nanjing, completing renewals for 1,123 vehicles within three days and launching a dedicated service for new energy passenger vehicles [3] - Innovative service models are being explored, such as a mobile banking loan application program to streamline the financing process and improve efficiency [3]
香港金管局:跨境债券回购业务将为香港离岸人民币市场提供更稳定的流动性
Bei Jing Shang Bao· 2025-09-26 12:40
Core Viewpoint - The Hong Kong Monetary Authority (HKMA) has officially launched a cross-border bond repurchase business, in collaboration with the People's Bank of China, the China Securities Regulatory Commission, and the State Administration of Foreign Exchange, to enhance liquidity in the offshore RMB market and reduce financing costs for RMB [1][2] Group 1 - The cross-border bond repurchase business allows all foreign institutions that have entered the onshore bond market, including "Bond Connect" investors, to participate in onshore bond repurchase activities [1] - This initiative follows the HKMA's introduction of offshore RMB bond repurchase business in February 2023, marking another significant policy to stabilize liquidity in the offshore RMB market [1] - The cross-border and offshore RMB repurchase businesses complement each other, meeting the asset allocation and liquidity management needs of offshore investors, thereby enhancing the international appeal of onshore bonds [1] Group 2 - HKMA's Chief Executive, Eddie Yue, expressed satisfaction with the launch of the cross-border repurchase business, emphasizing its role in optimizing the "Bond Connect" initiative [2] - The measures are expected to improve liquidity in the Hong Kong offshore RMB market and increase the willingness of foreign investors to allocate RMB assets [2] - The initiative aims to diversify offshore RMB business development and further solidify Hong Kong's position as an international financial center and offshore RMB business hub [2]
中国证监会与新西兰金融市场管理局更新签署《证券期货监管合作谅解备忘录》
证监会发布· 2025-09-26 10:44
Group 1 - The core viewpoint of the article highlights the signing of an updated Memorandum of Understanding (MoU) between the China Securities Regulatory Commission (CSRC) and the New Zealand Financial Markets Authority (FMA), marking a new phase in regulatory cooperation between the two countries [2] - The updated MoU aims to enhance regulatory cooperation in capital markets, reflecting the evolving needs for cross-border collaboration in the financial sector [2] - The CSRC has established bilateral regulatory cooperation MoUs with 67 countries and regions, facilitating smooth cross-border regulatory and enforcement cooperation mechanisms [2]