9月30日，根据安徽证监局发布的公告，恒泰长财证券有限责任公司受托管理的"23淮控01""23淮控02""23淮控03"募集资金被控股股东挪用，金额 超过募集资金总额的60%。上述行为违反了相关规定，恒泰长财证券被采取出具警示函的行政监管措施。 | 索 引 号 | bm56000001/2025-00011460 | 分 業 | 行政监管措施;综合政务 | | --- | --- | --- | --- | | 发布机构 | | 发文日期 | 2025年09月30日 | | ਸਮ 称 | 关于对恒泰长财证券有限责任公司采取出具警示函措施的决定 | | | | 를 文 | 中国证券监督管理委员会安徽监管局行政监管措施决定书〔2025〕15号 | 主题词 | | 安徽证监局指出，对于上述事项，恒泰长财证券未勤勉尽责，未能及时获取到发行人募集资金使用相关凭证、流水，同时没有履行募集说明书的 约定"在本次债券存续期内，受托管理人应当持续监督并每季度检查发行人募集资金的使用情况是否与募集说明书约定一致"。 上述行为违反了《公司债券发行与交易管理办法》（证监会令第180号）第六条、第六十条的规定。安徽证监局决定对恒泰长财 ...

Core Viewpoint - The revised notification emphasizes the enhancement of lead underwriters' resource allocation towards technology finance and inclusive finance, aiming to empower technological innovation and the private economy [1][3]. Group 1: Main Enhancements - The notification outlines a framework for lead underwriters that includes core functions and a comprehensive service capability across the entire business chain, promoting market transformation [1][3]. - The evaluation mechanism for lead underwriters has been optimized to support high-quality development of technology and private enterprises, aligning with national financial policies [3]. Group 2: Evaluation Mechanism - The evaluation results for lead underwriters will be categorized into qualified and unqualified tiers, with qualified tiers further divided into A, B, C, and D grades based on performance metrics [5]. - Specific criteria for classification include business capability, compliance, and other factors deemed necessary by the trading association [5]. Group 3: Differentiated Development - The trading association will showcase six categories of specialized lead underwriters, including those focused on inclusive finance, technology innovation, green bonds, structured products, panda bonds, and derivatives [6]. - The association aims to continue implementing national policies for bond market development while optimizing the market-based evaluation mechanism for underwriting institutions [6].

Key TakeawaysThe Nikkei 225 (N225) demonstrated resilience on September 30, erasing earlier losses to hold steady, despite a slight overall dip of 0.15% to 44,978 points by day's close.Trading in Celestial Asia Securities Holdings Limited ((/stock/1049)) shares on the Hong Kong Exchanges and Clearing Limited (HKEX) was reportedly halted, though specific details regarding the reason for the halt on September 30, 2025, are not immediately available in public search results.Japanese market sentiment was influe ...

9月29日，现货黄金日内涨1.88%，报3831美元/盎司，续创新高。 山西证券认为，近期，国际金价开启新一轮上涨并创出历史新高，金价上涨趋势下+中秋/国庆消费旺季 临近，黄金首饰需求景气度有望持续。 浙商证券（601878）认为，1)短期内，大部分金属上涨，流动性充裕。黄金的金融属性有望进一步支撑 金价上行。2)中期：情绪若转向，黄金是很好的避风港。若中期其他金属走势出现转折，黄金避险价值 再凸显，利好金价。3)长期：美元信用下行是本轮黄金大牛市的主叙事，随着后续特朗普政府的新政 策，美元信用或继续下行。 东吴证券认为，美国商品通胀延续上行趋势，而服务业通胀有所放缓，以及美国当下劳动力数据的下行 趋势。在8月全球央行年会美联储表态对就业市场的关注度提升后，温和的商品通胀不会改变联储的降 息步伐，在劳动力市场趋弱的情况下，关税带来的通胀上行与降息带来的名义利率下行将延续后续市 场，实际利率快速下行期已至，预计后续贵金属持续受益走强。 ...

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ （来源：快查一企业中标了） 快查APP显示，华泰证券、兴业证券相关公司南方基金管理股份有限公司于2025年9月29日发布一则招 标信息，项目名称为南方基金管理股份有限公司2025年网络设备配件集中采购，预算金额为100.00万 元。 快查股权穿透数据显示，该公司由华泰证券、兴业证券持股，出资比例为45%、10%。 ...

Core Insights - The article provides a ranking of open-end funds based on their net asset value growth as of September 29, 2025, highlighting the top and bottom performers in the market [2][5][7]. Group 1: Top Performing Funds - The top 10 funds with the highest net value growth include: 1. E Fund CSI Hong Kong Securities Investment Theme ETF with a unit net value of 2.3164, up from 2.1379, showing an increase of 0.17 [2]. 2. Tongtai Financial Select Stock A with a unit net value of 1.2474, up from 1.1705, an increase of 0.07 [2]. 3. Tongtai Financial Select Stock C with a unit net value of 1.2281, up from 1.1524, also an increase of 0.07 [2]. 4. Invesco Great Wall Jing Tai Stable Open Bond A with a unit net value of 1.1135, up from 1.0501, an increase of 0.06 [2]. 5. Harvest Clean Energy Stock Initiation A with a unit net value of 1.0851, up from 1.0247, an increase of 0.06 [2]. 6. Harvest Clean Energy Stock Initiation C with a unit net value of 1.0665, up from 1.0072, an increase of 0.05 [2]. 7. Harvest Intelligent Vehicle Stock with a unit net value of 3.1520, up from 2.9820, an increase of 0.17 [2]. 8. Orient New Energy Vehicle Theme Mixed with a unit net value of 3.0037, up from 2.8504, an increase of 0.15 [2]. 9. Orient Regional Development Mixed with a unit net value of 1.5072, up from 1.4304, an increase of 0.07 [2]. 10. Orient Internet Jia Mixed with a unit net value of 1.4300, up from 1.3577, an increase of 0.07 [2]. Group 2: Bottom Performing Funds - The bottom 10 funds with the lowest net value growth include: 1. ICBC聚福混合C with a unit net value of 1.3532, down from 1.3723, a decrease of 0.01 [5]. 2. ICBC聚福混合A with a unit net value of 1.3931, down from 1.4111, a decrease of 0.01 [5]. 3. Shenwan Sixin Consumer Growth Mixed C with a unit net value of 1.3900, down from 1.4070, a decrease of 0.01 [5]. 4. Shenwan Lingxin Consumer Growth Mixed A with a unit net value of 1.4890, down from 1.5060, a decrease of 0.01 [5]. 5. Penghua Consumer Preferred Mixed with a unit net value of 3.2620, down from 3.2990, a decrease of 0.03 [5]. 6. Dachen Health Industry Mixed C with a unit net value of 1.3900, down from 1.4050, a decrease of 0.01 [5]. 7. Dachen Health Industry Mixed A with a unit net value of 1.4160, down from 1.4310, a decrease of 0.01 [5]. 8. Nord New Prosperity with a unit net value of 1.2933, down from 1.3063, a decrease of 0.01 [5]. 9. Guotai Zhongzheng Coal ETF with a unit net value of 1.0712, down from 1.0816, a decrease of 0.01 [5]. 10. Guolian Coal A with a unit net value of 1.7510, down from 1.7680, a decrease of 0.01 [5]. Group 3: Market Overview - The Shanghai Composite Index showed a slight rebound, while the ChiNext Index opened higher, with a total trading volume of 2.17 trillion. The number of advancing stocks was 3,576 compared to 1,568 declining stocks [7]. - Leading sectors included securities and non-ferrous metals, both rising over 3%, while the coal sector lagged behind [7].

智通财经APP讯，华泰证券(06886)发布公告，该公司2025年面向专业投资者公开发行短期公司债券(第 一期)，将于2025年10月16日开始支付自2025年1月8日至2025年10月15日期间的利息和本期债券的本 金。债券简称"25华泰S1"。 （原标题：华泰证券(06886)："25华泰S1"将于10月16日本息兑付及摘牌） 本期债券票面利率(计息年利率)为1.60%，每手本期债券兑付本金为人民币1,000元，派发利息为人民币 12.318元(含税)。本息兑付日:2025年10月16日。债券摘牌日:2025年10月16日。 ...

TORONTO, ON / ACCESS Newswire / September 29, 2025 / Jaguar Mining Inc. ("Jaguar" or the Company") (TSX:JAG) today announced that it has entered into an agreement with Red Cloud Securities Inc. ("Red Cloud"), as lead underwriter and bookrunner on behalf of a syndicate of underwriters (the "Underwriters"), pursuant to which the Underwriters have agreed to purchase for resale 4,545,455 common shares in the capital of the Company (the "Offered Shares") at a price of C$5.50 per Offered Share (the "Offering Pric ...

在如今复杂多变的金融市场中,投资诈骗的 手段层出不穷,恰如在前期一系列复盘所呈 现的那般,犯罪分子不仅会玩"心理战",更 会上一些"技术手段",让被害人们防不胜防。 而当遭遇金融诈骗或感觉自己可能被骗时, 必须迅速采取行动,尽力最大化挽回损失, 并向相关部门提交证据,助力不法分子早日 落网。 不少朋友在所谓的平台无法登录,转入的现 金无法提现,亲切的"专家"联系不上时依然 怀有侥幸心理,不愿相信自己被骗。实际上, 在确认蒙受钱款损失的第一时间,就应该火 速报警;越及时,挽回损失或者冻结住资金的 希望就越大。 报案地点 前往当地公安机关报案,或通过110报警 电话说明情况。 专题：2025金融教育宣传周：保障金融权益 助力美好生活 基金行业在行动 配合调查 积极配合警方的调查工作,提供可能的线 索,如短信、邮件、IP地址等。 定期联系 定期与警方联系,了解案件进展,提供新 的线索或证据。 记录反馈 记录警方的反馈信息,以便在需要时进行 进一步的沟通或采取其他行动。 感到不妙时 可 3 时 在前期分析的种种套路中,可以发现诈骗分 子很喜欢披上"券商员工""资管专家"这样精 专的外衣。所以当投资者觉得"有诈",但没 ...

责任编辑：郭栩彤 专题：2025金融教育宣传周：保障金融权益 助力美好生活 基金行业在行动 MACD金叉信号形成，这些股涨势不错！ ...