作为贝特瑞新材料集团股份有限公司（以下简称"公司"）第六届董事会独立 董事、第六届董事会提名委员会主任委员、战略与投资委员会委员，在 2023 年 度任职期间，本人严格按照《公司法》、《证券法》、《上市公司独立董事管理办法》、 《北京证券交易所上市公司持续监管指引第 1 号——独立董事》及《公司章程》、 《独立董事工作制度》等相关规定和要求履行了独立董事的职责，勤勉尽责，谨 慎、认真地行使公司所赋予的权利，及时了解公司的生产、经营、战略发展等信 息，积极出席公司 2023 年召开的相关会议，认真审议各项议案，对相关事项发 表了独立客观的意见，忠实履行职责，充分发挥独立董事的独立作用，维护全体 股东特别是中小股东的利益。公司对本人的工作也给予了极大的支持，无妨碍独 立董事独立性的情况发生。现将 2023 年度工作情况报告如下： 证券代码：835185 证券简称：贝特瑞 公告编号：2024-026 贝特瑞新材料集团股份有限公司 2023 年度独立董事述职报告（陈建军） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法 ...

贝特瑞新材料集团股份有限公司 2023 年度独立董事述职报告（朱滔） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 作为贝特瑞新材料集团股份有限公司（以下简称"公司"）第六届董事会独立 董事、第六届董事会审计委员会主任委员、薪酬与考核委员会委员，在 2023 年 度任职期间，本人严格按照《公司法》、《证券法》、《上市公司独立董事管理办法》、 《北京证券交易所上市公司持续监管指引第 1 号——独立董事》及《公司章程》、 《独立董事工作制度》等相关规定和要求履行了独立董事的职责，勤勉尽责，谨 慎、认真地行使公司所赋予的权利，及时了解公司的生产、经营、战略发展等信 息，积极出席公司 2023 年召开的相关会议，认真审议各项议案，对相关事项发 表了独立客观的意见，忠实履行职责，充分发挥独立董事的独立作用，维护全体 股东特别是中小股东的利益。公司对本人的工作也给予了极大的支持，无妨碍独 立董事独立性的情况发生。现将 2023 年度工作情况报告如下： 一、出席公司会议情况 （一）出席董事会和股东大会情况 证券代码 ...

证券代码：835185 证券简称：贝特瑞 公告编号：2024-032 贝特瑞新材料集团股份有限公司 会计师事务所 2023 年度履职情况评估报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 贝特瑞新材料集团股份有限公司（以下简称"公司"）聘请中审众环会计师事 务所（特殊普通合伙）（以下简称"中审众环"）作为公司 2023 年度审计机构。根 据《国有企业、上市公司选聘会计师事务所管理办法》，公司董事会及其审计委 员会对中审众环 2023 年度审计工作的履职情况进行了评估。具体情况如下： 一、会计师事务所基本情况 成立日期：2013 年 11 月 6 日 组织形式：特殊普通合伙 注册地址：湖北省武汉市武昌区水果湖街道中北路 166 号长江产业大厦 17- 18 层 首席合伙人：石文先 2022 年度末合伙人数量：203 人 2022 年度末注册会计师人数：1,265 人 2022 年度末签署过证券服务业务审计报告的注册会计师人数：720 人 2022 年收入总额（经审计）：213,165.06 万元 2 ...

证券代码：835185 证券简称：贝特瑞 公告编号：2024-041 贝特瑞新材料集团股份有限公司 关于对子公司担保预计及授权的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、担保情况概述 （一）担保基本情况 贝特瑞新材料集团股份有限公司（以下简称"公司"）为帮助公司下属子公 司获得资金支持、满足其经营和发展需要，同时提高公司融资决策效率，拟提请 股东大会授权董事会在新增担保总额不超过 54.98 亿元人民币或等值外币额度内 审批公司对下属子公司融资业务提供担保具体事宜，在担保事项实际发生时由公 司董事会审议即可，其中向资产负债率为 70%以上的担保对象提供担保额度不超 过 28.35 亿元，向资产负债率为 70%以下的担保对象提供担保额度不超过 26.63 亿元。在上述额度范围内，子公司之间可相互调剂使用担保额度，但资产负债率 超过 70%的子公司不能调剂使用资产负债率未超过 70%的子公司担保额度，反 之可调剂。本次授权担保有效期自股东大会批准之日起 12 个月内。 本次授权担保范围内的子 ...

贝特瑞新材料集团股份有限公司 募集资金存放与实际使用情况的专项报告 贝特瑞新材料集团股份有限公司 募集资金存放与实际使用情况的专项报告 根据中国证监会发布的《上市公司监管指引第 2 号——上市公司募集资金管理和使用的 监管要求》和北京证券交易所发布的《北京证券交易所股票上市规则（试行）》等有关规定， 贝特瑞新材料集团股份有限公司（以下简称"公司"或"本公司"）编制了截至 2023 年 12 月 31 日止的募集资金存放与实际使用情况的专项报告。 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 2020 年 6 月 18 日，经中国证券监督管理委员会（证监许可〔2020〕1188 号文）核准， 本公司于 2020 年 7 月向不特定合格投资者公开发行 40,000,000 股新股，每股面值为人民币 1 元，发行价格为每股人民币 41.80 元，募集资金总额为 1,672,000,000.00 元，扣除各项发行 费用（不含税）人民币 71,770,754.61 元后，募集资金净额为人民币 1,600,229,245.39 元。截 至 2020 年 7 月 9 日，前述募集资金全部到账，业经中审众环会计 ...

证券代码：835185 证券简称：贝特瑞 公告编号：2024-040 贝特瑞新材料集团股份有限公司 关于为下属子公司提供担保的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、担保情况概述 （一）担保基本情况 贝特瑞新材料集团股份有限公司（以下简称"公司"）为支持下属子公司业务 发展及资金需求，拟为下属子公司申请银行授信提供担保，具体明细如下： 单位：万元 | 被担保人 | 贷款银行 | 融资金额 | 担保金额 | 授信 期限 | 担保方式 | | --- | --- | --- | --- | --- | --- | | 天津市贝特瑞新能 | 上海浦东发展 银行天津分行 | 30,000 | 30,000 | 年 1 | 连带责任担保 | | 源科技有限公司 | 中国工商银行 天津分行 | 15,000 | 15,000 | 1 年 | 连带责任担保 | | 贝特瑞（四川）新 材料科技有限公司 | 上海浦东发展 银行成都分行 | 15,000 | 15,000 | 1 年 | 连带责任担保 | ...

Product Development and Innovation - BTR New Material Group Co., Ltd. launched "Tansodium 350" hard carbon anode materials and BTR-O3B cathode materials, significantly improving sodium battery capacity and cycle life, as well as charging efficiency and low-temperature performance [2]. - The company’s subsidiary, Shandong Ruiyang, officially commenced production of a 40,000-ton integrated project for new energy lithium battery materials, enhancing the competitiveness of high-end artificial graphite anode materials [2]. - BTR was recognized as one of the "Top 15 Global Industry Contributors" at the 2023 World Power Battery Conference, reflecting its high-quality development capabilities and innovative competitiveness [2]. - The company plans to establish a project company in Morocco through its subsidiary BNUO, with an investment agreement to produce 50,000 tons of lithium battery cathode materials annually [2]. - The company is focused on enhancing its lithium-ion battery materials production capabilities [12]. - The company has developed fifth-generation silicon-carbon anode materials with a capacity of 2,000 mAh/g and has achieved industry-leading production capacity of 5,000 tons/year for silicon-based anode materials [27]. - The company has launched sodium-ion battery anode materials with a capacity of 350 mAh/g and cathode materials with a capacity of 145 mAh/g, which have passed certification from domestic customers [27]. - The company has developed high-nickel NCM materials with new sintering and coating processes, reducing costs and enhancing performance to meet customer demands [59]. - The company has successfully developed low-cost, high-performance carbon materials for fuel cells, achieving small-scale sales and meeting diverse application needs [57]. - The company is expanding its business scope by entering the solid-state battery field, which is expected to drive efficiency growth in new business segments [57]. Financial Performance - The company's operating revenue for 2023 was approximately ¥25.12 billion, a decrease of 2.18% compared to ¥25.68 billion in 2022 [16]. - Net profit attributable to shareholders was approximately ¥1.65 billion, reflecting a decline of 28.42% from ¥2.31 billion in 2022 [16]. - The gross profit margin improved to 17.66% in 2023, up from 15.83% in the previous year [16]. - The net profit after deducting non-recurring gains and losses was approximately ¥1.58 billion, a decrease of 2.59% compared to ¥1.62 billion in 2022 [16]. - Basic earnings per share for 2023 were ¥1.50, a decrease of 28.91% from ¥2.11 in 2022 [16]. - The company reported a net profit growth rate of -19.71% for 2023 compared to the previous year [17]. - The company’s comprehensive gross profit margin for 2023 was 17.66%, an increase of 1.83 percentage points compared to 2022 [27]. - The company produced over 360,000 tons of anode materials in 2023, generating revenue of 12.296 billion yuan, capturing approximately 22% of the market share [27]. - The company reported a total share capital of 1,104,852,712 shares as of the end of 2023 [12]. - The company’s operating revenue for 2023 reached ¥25,119,438,190.34, marking a significant performance indicator [62]. Market Expansion and Strategic Initiatives - The company plans to continue expanding its market presence and invest in new product development [9]. - The company is actively constructing an integrated project in Indonesia with an annual production capacity of 80,000 tons for anode materials, with plans for a second phase to double this capacity [28]. - The company aims to enhance its position in the lithium battery supply chain through mergers and acquisitions, focusing on global operations and establishing overseas production bases [80]. - The company is advancing the construction of its Morocco base to establish an overseas supply chain system for cathode materials [82]. - The company is actively seeking investment opportunities in lithium resource layout and recycling business to optimize resource allocation [82]. Corporate Governance and Compliance - The company has implemented a governance structure that ensures shareholder rights and compliance with relevant laws and regulations [165]. - The company has established an effective internal control management system to ensure compliance with relevant laws and regulations [173]. - The company has provided guarantees for its subsidiaries in various financial transactions, including bank credit facilities [170]. - The company has revised its independent director work system to enhance governance structure and ensure independent directors' participation in decision-making [173]. - The company has not reported any major errors in its annual report disclosures during the reporting period [184]. Environmental and Social Responsibility - The company is committed to reducing carbon emissions through energy-saving projects, achieving a reduction of approximately 13,747 tons of CO2 during the reporting period [74]. - The company has implemented various energy-saving measures, including the recovery of waste heat from air compressors, saving approximately 3.6 million kWh of electricity and reducing CO2 emissions by about 2,053 tons [74]. - The company has invested approximately 78.31 million CNY in environmental monitoring, hazardous waste treatment, and maintenance of environmental facilities during the reporting period [161]. - The company donated ¥1 million to the Shenzhen International Talent Exchange Center as part of its corporate social responsibility initiatives [67]. - The company has engaged in various community support activities, including donations to local schools and assistance to employees in need [67]. Research and Development - The company has established a strong research and development team with 10 to 20 years of experience in the new energy materials industry, ensuring its competitive edge [154]. - The company aims to achieve a standardized system for vehicle-grid interaction by 2025, enhancing the integration of electric vehicles with the power grid [152]. - The company is actively involved in the research and development of perovskite solar cells in collaboration with Peking University [60]. - The company has established a comprehensive product system centered on lithium-ion battery anode and cathode materials, including natural graphite, artificial graphite, silicon-based anode materials, and high-nickel ternary cathode materials [154]. Employee Management and Compensation - The total remuneration paid to directors, supervisors, and senior management during the reporting period amounted to 57.30 million yuan [134]. - The company has established a comprehensive compensation incentive system to attract and retain talent, ensuring competitive salary levels [138]. - The total number of employees increased from 7,741 to 7,908, representing a growth of approximately 2.16% [136]. - The company continues to prioritize employee retention and performance incentives as part of its growth strategy [145][146]. - The company has maintained a stable workforce with no changes in core employee numbers across the board [145]. Legal and Financial Obligations - The company has ongoing litigation with a cumulative amount of 102,276,000.00 yuan, accounting for 0.74% of the net assets at the end of the period [88]. - The company has provided guarantees totaling ¥250 million, ¥100 million, and ¥500 million for Huizhou Bettery, with respective balances of ¥139.05 million, ¥10 million, and ¥197 million [89]. - The company has secured multiple credit loans from banks, totaling RMB 600,000,000, with varying start dates from April to August 2022 and maturity dates in 2024 [116]. - The company has a total of $290,000,000 in credit loans scheduled for December 19, 2023, reflecting a strong growth trajectory in lending operations [98]. Audit and Financial Reporting - The audit report confirmed that the financial statements fairly reflect the company's financial position as of December 31, 2023 [190]. - The audit firm has provided a clean audit opinion, indicating no material misstatements were found in the financial statements [190]. - Key audit matters included revenue recognition, with a focus on internal controls related to sales and collections [193]. - The audit process involved evaluating the appropriateness of accounting policies and estimates made by management [197].

一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 2020 年 6 月 18 日，经中国证券监督管理委员会（证监许可〔2020〕1188 号 文）核准，本公司于 2020 年 7 月向不特定合格投资者公开发行 40,000,000 股新 股，每股面值为人民币 1 元，发行价格为每股人民币 41.80 元，募集资金总额为 1,672,000,000.00 元，扣除各项发行费用（不含税）人民币 71,770,754.61 元后， 募集资金净额为人民币 1,600,229,245.39 元。截至 2020 年 7 月 9 日，前述募集资 金全部到账，业经中审众环会计师事务所（特殊普通合伙）予以验证并出具众环 验字（2020）010039 号验资报告。 （二）募集资金使用及结余情况 贝特瑞新材料集团股份有限公司 募集资金存放与实际使用情况的专项报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 根据中国证监会发布的《上市公司监管指引第 2 号——上市公司募集资金管 理和使用的监管要求》和北京证券交易 ...

证券代码：835185 证券简称：贝特瑞 公告编号：2024-042 贝特瑞新材料集团股份有限公司 关于 2023 年度计提资产减值准备的公告 公司根据《企业会计准则》、《北京证券交易所股票上市规则（试行）》等相 关规定和要求，为真实准确地反映公司截至 2023 年 12 月 31 日的财务状况、资 产价值以及 2023 年度的经营成果，公司对合并范围内可能发生减值迹象的各类 资产进行了全面检查和减值测试。根据测试结果，2023 年公司计入当期损益的 资产减值准备金额为 16,420.43 万元（已经审计确认），具体情况如下： 单位：万元 | 项目 | 本期发生额 | | | --- | --- | --- | | | （正号表示损失，负号表示计提冲回） | | | 信用减值损失 | | -6,512.54 | | 存货跌价损失 | | 15,602.44 | | 长期股权投资减值损失 | | 1,933.16 | | 固定资产减值损失 | | 776.96 | | 商誉减值损失 | | 980.20 | | 其他非流动资产减值损失 | | 3,640.21 | | 合计 | | 16,420.43 | 本公 ...

证券代码：835185 证券简称：贝特瑞 公告编号：2024-031 贝特瑞新材料集团股份有限公司 董事会对公司独立董事独立性情况的专项意见 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个 别及连带法律责任。 根据《上市公司独立董事管理办法》等相关规定，贝特瑞新材料集团股份有 限公司（以下简称"公司"）董事会就公司在任独立董事的独立性情况进行评估并 出具专项报告。 根据独立董事向董事会提供的关于独立性情况的自查报告，结合其他相关资 料，董事会就独立董事的独立性形成如下结论： （一）独立董事及其配偶、父母、子女、具有主要社会关系的人员未在公司 或公司附属企业任职； （二）独立董事及其配偶、父母、子女未直接或间接持有公司已发行股份百 分之一以上，不是公司前十名股东中的自然人股东； （三）独立董事及其配偶、父母、子女不是直接或间接持有公司已发行股份 百分之五以上的股东，未在公司前五名股东任职； （四）独立董事及其配偶、父母、子女未在公司控股股东、实际控制人的附 属企业任职； （五）独立董事不是公司及公司控股股东、实际控制人或者其 ...