Group 1: Business Strategy and Development - The company focuses on integrating into national development, serving the real economy, and maintaining high-quality development, with core tasks including enhancing competitiveness and resource allocation efficiency [2] - Key strategies include deepening business transformation, optimizing business structure, and accelerating digital transformation to improve operational efficiency [2] - The company has consistently ranked among the top Chinese securities firms in key operational indicators, with leading positions in research, asset management, and wealth management [2] Group 2: Wealth Management Business - The company emphasizes high-quality customer segments and efficient online operations in its wealth management business, combining online and offline strategies for customer service [3] - Continuous reforms in wealth management are aimed at enhancing organizational capabilities, resource allocation, and talent support for high-quality development [3] - The company is committed to compliance and aligning with investor interests through a buyer-oriented advisory model [3] Group 3: Investment Banking Business - The company adheres to national strategies and regulatory requirements, prioritizing financial services for the real economy [4] - Focus on resource accumulation, client development, and professional capability building in key sectors, particularly in the Greater Bay Area [4] - Emphasis on customer-centric approaches and integrated domestic and international operations to enhance comprehensive financial service capabilities [4] Group 4: Investment Management Business - The investment management segment includes asset management, public fund management, and private fund management, leveraging resources to create a diverse product supply system [5] - The company aims to enhance active management capabilities and product innovation, resulting in growth in asset management scale [5] - As of March 2025, the company ranks third and first in public fund management scale (excluding money market funds) for its subsidiaries, Guangfa Fund and E Fund, respectively [5]

Group 1 - The core viewpoint of the article is that multiple securities firms are actively preparing for the sale of the first batch of floating fee rate funds, with a focus on investor education and product selection [1][5][7] - A total of 16 new floating fee rate funds have been launched, with 7 of them adopting the securities settlement model, indicating a significant trend towards this model in the industry [2][3] - The "券结模式" (securities settlement model) has seen substantial growth, with over 1500 funds utilizing this model, and the fund scale increasing more than tenfold since its pilot in 2017 [2] Group 2 - Securities firms are conducting extensive investor education initiatives, including face-to-face communication and online resources, to prepare for the concentrated sales period after the Dragon Boat Festival [5][6][7] - Companies like China Galaxy Securities and Guotai Junan Securities are focusing on long-term client relationships and product performance tracking as part of their strategic approach [5][7][9] - The article highlights the importance of selecting funds managed by top-performing fund managers with strong research capabilities, as firms aim to provide high-quality investment options to clients [8][9]

Group 1: Wealth Management Business - The company focuses on high-quality customer segments and efficient online operations in wealth management, emphasizing both online and offline customer service and standardized operations [2] - Continuous reforms in wealth management are being implemented to enhance organizational capabilities, resource allocation, and talent support for high-quality development [2] - The company is committed to transforming into a buy-side advisory model, aligning closely with investor interests while maintaining strict compliance [2] Group 2: Investment Banking Business - The company adheres to national strategies and regulatory requirements, prioritizing financial services for the real economy [3] - It aims to strengthen resource accumulation, client development, and professional capabilities in key sectors, focusing on industrial and technology investment banking [3] - The company is enhancing integrated domestic and international operations and improving comprehensive financial service capabilities [3] Group 3: Investment Management Business - The investment management segment includes asset management, public fund management, and private fund management, with a focus on providing diverse and strategically superior products [3] - The asset management scale has seen growth, with leading research capabilities; as of March 2025, the public fund management scale of Guangfa Fund and E Fund ranked 3rd and 1st in the industry, respectively, excluding money market funds [3] Group 4: OTC Derivatives Business - As a primary dealer in OTC derivatives, the company leverages its pricing and trading expertise to enhance product creation, strategy innovation, and trading capabilities [3] - The company is expanding its product offerings and structures to provide asset allocation and risk management solutions for institutional clients [3]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 承董事會命 廣發証券股份有限公司 林傳輝 董事長 中國，廣州 2025年5月28日 於本公告日期，本公司董事會成員包括執行董事林傳輝先生、秦力先生、孫曉燕 女士及肖雪生先生；非執行董事李秀林先生、尚書志先生及郭敬誼先生；獨立非 執行董事梁碩玲女士、黎文靖先生、張闖先生及王大樹先生。 GF SECURITIES CO., LTD. 廣發証券股份有限公司 （於中華人民共和國註冊成立的股份有限公司） （股份代號：1776） 海外監管公告 本公告乃根據香港聯合交易所有限公司證券上市規則第13.10B條刊發。 根據中華人民共和國的有關法例規定，廣發証券股份有限公司（「本公司」）在深圳 證券交易所網站( http://www.szse.cn )刊發的《廣發証券股份有限公司2025年面向專 業投資者公開發行次級債券（第二期）在深圳證券交易所上市的公告》。茲載列如 下，僅供參閱。 广发证券股份有限公司 2025 年面向 ...

（以下无正文） 广发证券股份有限公司 2025 年面向专业投资者公开发行次级债券（第二期） 在深圳证券交易所上市的公告 根据深圳证券交易所债券上市的有关规定，广发证券股份有限公司 2025 年 面向专业投资者公开发行次级债券（第二期）（以下简称"本期债券"）符合深 圳证券交易所债券上市条件，将于 2025 年 5 月 29 日起在深圳证券交易所上市， 并面向专业机构投资者交易，交易方式包括匹配成交、点击成交、询价成交、竞 买成交和协商成交。本期债券品种一相关要素如下，品种二未发行。 | 债券名称 | | | 广发证券股份有限公司 | | | | | 年面向专业投资者公开发 | 2025 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | | | | 行次级债券（第二期）（品种一） | | | | | | 债券简称 债券代码 信用评级 评级机构 | 25 广发 524265 主体评级 | | C3 | | AAA/债项评级 中诚信国际信用评级有限责任公司 | | | AAA | | | 付息频率 | | | | 按年付息，每 ...

Core Viewpoint - The company actively responds to national policies and emphasizes the political and people-oriented nature of financial work, aiming to enhance market stability and confidence while promoting value investment [1] Group 1: Business Performance - The company has a comprehensive business structure with four major segments: investment banking, wealth management, trading, and asset management, maintaining a leading position in various core business areas [2] - Wealth management has shown significant transformation, with financial product sales exceeding 260 billion yuan, a growth of approximately 22% year-on-year, and stock fund transaction volume reaching 23.95 trillion yuan, up 28.98% [2] - The investment banking segment achieved counter-cyclical growth, with equity financing amounting to 8.666 billion yuan and a market share increase, while debt financing saw a 21.22% year-on-year growth in underwriting amount [3] Group 2: Investment Management and Trading - The investment management segment has solidified its advantages, with total managed public fund size exceeding 3.5 trillion yuan, ranking third in the industry [4] - The trading and institutional business segment remains strong, providing market-making services for over 800 funds and achieving a total scale of private products issued of 900.744 billion yuan [4] Group 3: Client Services and Research - The company focuses on enhancing comprehensive financial service capabilities, serving individual, institutional, and corporate clients effectively [5] - The research capability is highly regarded, covering 993 A-share listed companies and 169 overseas listed companies, contributing to the company's reputation in the industry [6] Group 4: Social Responsibility and Future Outlook - The company actively engages in social responsibility initiatives, with a focus on rural revitalization, education, and healthcare, contributing over 22.676 million yuan to public welfare [10] - Looking ahead, the company aims to align with national strategies and embrace technological revolutions to develop into a first-class investment bank [10]

Group 1 - The company has signed sales agreements with multiple securities firms, including GF Securities and Guolian Minsheng Securities, to offer fund subscription, redemption, and investment activities starting from May 28, 2025 [1][17][31] - The company will also launch a systematic investment plan (SIP) for its funds, allowing investors to set up automatic investments through the securities firms [2][19][33] - The minimum investment amount for the SIP is set at 10 yuan per period, and investors can choose their investment frequency and amount [5][22][36] Group 2 - Fund conversion services will be available starting May 28, 2025, allowing investors to convert between different funds under the same registration institution [17][31] - The minimum number of shares for conversion is 500, and conversion fees will be based on the redemption fees of the outgoing fund and the subscription fees of the incoming fund [18][32] - The company will offer promotional fee rates for fund subscriptions through these securities firms, with specific discounts to be announced by the firms [13][28][43]

Group 1 - The article highlights that ETFs (Exchange-Traded Funds) are becoming a key driver for brokerage firms' wealth management transformation and business innovation [1] - As of the end of April, the Shanghai Stock Exchange had 846 fund products with a total asset management scale of 3.1 trillion yuan, while the Shenzhen Stock Exchange had 756 fund products with a total asset management scale of 1.13 trillion yuan [2] - The total number of ETF products in the market reached 1,181 as of May 27, showing a year-on-year growth of 23.28%, with total shares of 2.75 trillion, up 28.85% year-on-year [5] Group 2 - Leading brokerages are leveraging their comprehensive strength and rich business experience to rank high in ETF trading volume, with Huatai Securities, China Galaxy, and CITIC Securities leading the Shanghai market in April [2] - The brokerage with the highest market share in ETF holdings as of the end of April was China Galaxy, with a market share of 24.57%, followed by Shenwan Hongyuan Securities at 17.87% [3] - Huatai Securities led the market in the number of ETF trading accounts, holding an 11.8% market share as of the end of April [4] Group 3 - The rapid expansion of the ETF market is expected to drive growth in brokerage retail business and create favorable conditions for expanding institutional services and market-making activities [5] - Brokerages are actively increasing their presence in the ETF market, with firms like China Merchants Securities focusing on expanding quality product offerings and creating an ETF ecosystem [5]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 GF SECURITIES CO., LTD. 廣發証券股份有限公司 （於中華人民共和國註冊成立的股份有限公司） 於本公告日期，本公司董事會成員包括執行董事林傳輝先生、秦力先生、孫曉燕 女士及肖雪生先生；非執行董事李秀林先生、尚書志先生及郭敬誼先生；獨立非 執行董事梁碩玲女士、黎文靖先生、張闖先生及王大樹先生。 证券代码：524282 证券简称：25 广 KC1 海外監管公告 本公告乃根據香港聯合交易所有限公司證券上市規則第13.10B條刊發。 根據中華人民共和國的有關法例規定，廣發証券股份有限公司（「本公司」）在深圳 證券交易所網站( http://www.szse.cn )刊發的《廣發証券股份有限公司2025年面向專 業投資者公開發行科技創新次級債券（第一期）票面利率公告》。茲載列如下，僅 供參閱。 承董事會命 廣發証券股份有限公司 林傳輝 董事長 中國，廣州 2025年5月27日 （股份代號：17 ...

2025 年面向专业投资者公开发行科技创新次级债券 （第一期） 票面利率公告 广发证券股份有限公司（以下简称"发行人"）面向专业机构投资者公开发 行面值不超过 200 亿元（含）的次级公司债券已获得中国证券监督管理委员会证 监许可〔2024〕1258 号文同意注册。广发证券股份有限公司 2025 年面向专业投 资者公开发行科技创新次级债券（第一期）（以下简称"本期债券"）计划发行规 模不超过 10 亿元（含）。 （本页无正文，为《广发证券股份有限公司 2025 年面向专业投资者公开发行科 技创新次级债券（第一期）票面利率公告》之签章页） 证券代码：524282 证券简称：25 广 KC1 广发证券股份有限公司 2025 年 5 月 27 日，发行人和主承销商在网下向专业机构投资者进行了票面 利率询价，利率询价区间为 1.50%-2.50%。根据网下向专业机构投资者询价结果， 经发行人与簿记管理人按照有关规定，在利率询价区间内协商一致，最终确定本 期债券（债券简称："25 广 KC1"，债券代码：524282）票面利率为 1.75%。 发行人将按上述票面利率于 2025 年 5 月 28 日至 2025 年 5 ...