证券代码：600061 证券简称：国投资本 公告编号：2024-064 关于公开发行可续期公司债券预案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并 对其内容的真实性、准确性和完整性承担法律责任。 国投资本股份有限公司（以下简称"公司"或"发行人"） 于 2024 年 12 月 4 日召开九届十九次董事会，审议通过了《关于 公司符合面向专业投资者公开发行可续期公司债券条件的议案》 《关于面向专业投资者公开发行可续期公司债券方案的议案》。 本次公开发行可续期公司债券事项尚需提交公司股东大会审 议。现将发行可续期公司债券的具体方案和相关事宜公告如下： 一、关于公司符合公开发行可续期公司债券条件的说明 根据《中华人民共和国公司法》《中华人民共和国证券法》 《公司债券发行与交易管理办法》等法律、法规及规范性文件的 有关规定，结合公司实际经营情况，公司经过逐项自查，认为公 司符合现行可续期公司债券政策规定的条件与要求，具备一次或 分次向专业投资者公开发行可续期公司债券的条件。 二、发行可续期公司债券的具体方案 为拓宽融资渠道、优化债务结构、满足长期资金需求并增强 融资灵活性， ...

Group 1: Company Positioning and Strategy - Guotou Capital positions itself as an industrial financial management platform focused on providing financial services to the real economy, aiming to create a better future through investment [1][2] - The company integrates its development into the Guotou Group's industrial system, offering diversified financial services across sectors such as "energy industry," "digital/technology," and "people's health" [2] - Guotou Capital aims to enhance its ability to serve the real economy and continuously empower the establishment of a modern industrial system [2] Group 2: Service Integration and Collaboration - Guotou Securities has formed a comprehensive service system targeting Guotou Group's controlled investment enterprises and industry fund investment enterprises, gradually establishing a "1+1+N" service model [3] - The company has developed a one-stop comprehensive service model for entrepreneurs, actively linking with industry fund businesses [3] - Guotou Securities is providing financial advisory services and research support for acquisition projects related to Guotou Group enterprises [3] Group 3: Wealth Management Strategy - Guotou Securities has implemented a headquarters-level business collaboration mechanism to advance its wealth management strategy, focusing on "research-investment-advisory" [4] - The company is enhancing the professional capabilities of its branches by constructing an integrated asset allocation system [4] - Customized asset allocation service plans are being offered to different client groups, improving the company's competitiveness in wealth management [4] Group 4: Business Adaptation and Market Response - In response to tightening IPO and refinancing environments, Guotou Securities is building a large investment banking service ecosystem to enhance resource integration and collaboration [5] - The company is transitioning from a focus on IPOs to a diversified equity financing model, including mergers and acquisitions [5] - Guotou Securities is actively adjusting its organizational and business models to optimize client and product structures, aiming to enter more central state-owned enterprise client lists [5] Group 5: Investment Strategy and Performance - The "other equity investment" category experienced significant fluctuations, with amounts reported at CNY 5.40 billion at the end of last year, CNY 80 billion mid-year, and dropping to CNY 23 billion by the end of Q3 [6] - The fluctuations are primarily influenced by high dividend investment strategies, with Guotou Securities adopting proactive measures to focus on medium to long-term stable investment strategies [6] - The company aims to maintain a cautious yet optimistic approach towards market trends, adjusting equity exposure dynamically to maintain reasonable risk levels [6]

证券代码：600061 证券简称：国投资本 国投资本股份有限公司投资者关系活动记录表 | --- | --- | |-------------|--------------------------------------------------------| | | | | | 特定对象调研 □ 分析师会议 | | 投资者 | 媒体采访 □ 业绩说明会 | | 关系活动 | □ 现场参观 | | 类别 | 路演活动 √ 一对一沟通 | | | □ 其他____________ | | 时间 | 6 日-8 日 | | 地点 | 上海，现场交流（7 场） | | | | | 参与 单位名 | 富国基金、中欧基金、财通基金、华安基金、万家基金、国投 | | 称 | 瑞银基金、亘曦资产、民生证券、方正证券 | | 上市公 | 副总经理兼董事会秘书 于晓扬 | | 司 | | | 出席人 | 证券事务代表 林莉尔 | | 员 | 证券事务部相关人员 | | 投资者 | 、国投资本作为国投集团旗下的产业金融管理平台，在当前 | | --- | --- | |----------|-------------------- ...

Investment Rating - The report maintains a "Recommend" rating for Guotou Capital (600061) with a target price of 10.06 yuan, compared to the current price of 7.82 yuan [1] Core Views - Guotou Capital's Q3 2024 performance was driven by a significant increase in proprietary trading income, which rose by 53.2% YoY to 2.05 billion yuan, contributing to the recovery in net profit [1] - The proprietary trading yield for Q3 2024 was 0.72%, up 0.46 percentage points YoY, with an annualized yield of 2.31% for the first three quarters, an increase of 0.82 percentage points YoY [1] - The company's wealth management transformation is progressing, and its multi-license synergy advantages are becoming evident, supporting the "Recommend" rating [1] Financial Performance - In Q3 2024, Guotou Capital achieved operating revenue of 3.53 billion yuan, a YoY decrease of 19.8%, but a QoQ increase of 0.4% [1] - Net profit attributable to shareholders in Q3 2024 was 830 million yuan, a YoY increase of 12.2%, but a QoQ decrease of 7.9% [1] - For the first three quarters of 2024, the company's total operating revenue was 10.25 billion yuan, a YoY decrease of 20.1%, while net profit attributable to shareholders was 2.08 billion yuan, a YoY decrease of 14.3% [1] Subsidiary Performance - Guotou Securities' equity underwriting scale for Q1-Q3 2024 was 1.277 billion yuan, a YoY decrease of 85%, with a market share of 0.63% [1] - Guotou Rui Fund's non-monetary fund management scale reached 158.9 billion yuan by the end of Q3 2024, a YoY increase of 17%, while equity and hybrid fund management scale was 40.1 billion yuan, a YoY decrease of 9% [1] Valuation and Forecast - The report forecasts EPS for 2024/2025/2026 to be 0.43/0.46/0.52 yuan, with BPS of 8.06/8.39/8.73 yuan, and PB ratios of 0.97/0.93/0.90 times [1] - ROE is expected to be 5.29%/5.46%/5.95% for 2024/2025/2026, respectively [1]

Financial Performance - Total operating revenue for Q3 2024 was CNY 3,533,838,359.60, a decrease of 19.80% year-on-year[2] - Net profit attributable to shareholders for Q3 2024 was CNY 830,221,201.12, an increase of 12.15% compared to the same period last year[2] - Basic earnings per share for Q3 2024 was CNY 0.13, an increase of 18.18% year-on-year[3] - The net profit attributable to shareholders for the year-to-date period decreased by 14.29% to CNY 2,080,938,207.65[2] - The company reported a decrease of 24.97% in operating income for the year-to-date period, totaling CNY 1,297,763,397.99[6] - Total operating revenue for the first three quarters of 2024 was CNY 10,249,686,240.65, a decrease of 20.1% compared to CNY 12,825,937,312.48 in the same period of 2023[17] - Net profit for the first three quarters of 2024 was CNY 2,471,043,420.39, a decrease of 15.3% compared to CNY 2,919,464,367.10 in 2023[18] - The company’s total profit for the first three quarters of 2024 was CNY 3,114,925,404.64, down 13.8% from CNY 3,614,631,071.63 in 2023[18] Assets and Liabilities - Total assets as of the end of Q3 2024 reached CNY 287,698,327,405.51, representing a 2.71% increase from the end of the previous year[3] - The total amount of repurchase financial assets increased by 171.70% to CNY 30.66 billion, attributed to the growth in subsidiary bond reverse repurchase transactions[7] - The total liabilities amounted to CNY 227.50 billion, compared to CNY 221.31 billion, marking an increase of around 2.8%[15] - The equity attributable to shareholders rose to CNY 54.10 billion from CNY 53.03 billion, showing an increase of about 2.0%[16] - The company's total liabilities to equity ratio stands at approximately 3.76, indicating a leveraged position[15] Cash Flow - Net cash flow from operating activities for the year-to-date period was CNY 25,905,847,688.86[3] - The net cash flow from operating activities reached CNY 25.91 billion, a significant improvement from a negative CNY 16.32 billion in the same period last year[9] - The company reported a significant decrease in cash flow from financing activities, amounting to a negative CNY 30.76 billion, due to reduced cash from bond issuance and increased debt repayments[9] - The total cash inflow from financing activities was ¥16,132,879,599.44, while the cash outflow was ¥46,893,108,158.85, resulting in a net cash flow of -¥30,760,228,559.41 for Q3 2024[22] - The net cash flow from investing activities was -¥74,334,312.32, slightly worse than the -¥68,020,648.74 recorded in Q3 2023[22] Investment and Income - Investment income rose by 228.85% to CNY 1.86 billion, driven by increased realized gains from subsidiary financial asset investments[9] - Interest income decreased to CNY 3,526,816,937.87 in 2024 from CNY 4,477,841,168.32 in 2023, reflecting a decline of 21.2%[17] - Investment income significantly increased to CNY 1,863,423,027.70 in 2024 from CNY 566,641,344.70 in 2023, marking a growth of 229.5%[18] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 88,688, with the largest shareholder holding 41.62%[10] Other Financial Metrics - The weighted average return on equity for Q3 2024 was 1.59%, an increase of 0.11 percentage points compared to the previous quarter[3] - Research and development expenses decreased to CNY 14,805,489.38 in 2024 from CNY 77,262,496.99 in 2023, a reduction of 80.8%[18] - Other comprehensive income after tax for the first three quarters of 2024 was CNY -152,397,137.06, compared to CNY 197,777,313.57 in 2023[20] - The company's financial expenses, including interest expenses, decreased to CNY 329,732,080.11 in 2024 from CNY 345,348,420.39 in 2023[18]

证券代码：600061 证券简称：国投资本 公告编号：2024-057 国投资本股份有限公司 九届十八次董事会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并 对其内容的真实性、准确性和完整性承担个别及连带责任。 一、董事会会议召开情况 国投资本股份有限公司（以下简称"公司"）九届十八次董事 会的召开符合《公司法》及《公司章程》的规定。会议通知和材 料已于 2024 年 10 月 23 日通过电子邮件方式发出。本次会议于 2024 年 10 月 29 日以现场与通讯相结合方式召开，会议应参会董 事 9 人，实际参会董事 9 人。公司董事长段文务主持本次会议， 公司监事、高级管理人员列席会议。 二、董事会会议审议情况 会议审议并通过了以下议案： 1 表决结果：同意 8 票，反对 0 票，弃权 0 票。公司董事长段 文务先生作为议案关联董事，审议本议案时回避表决。此议案已 于 2024 年 10 月 29 日经董事会薪酬与考核委员会 2024 年第三次 会议审议通过。此议案中董事薪酬尚需提交公司股东大会审议。 特此公告。 国投资本股份有限公司董事会 2024 年 10 ...

国投资本股份有限公司 关于股份回购实施结果暨股份变动的公告 证券代码：600061 证券简称：国投资本 公告编号：2024-056 （三）回购方案实际执行情况与原披露的回购方案不存在差异，公司已按披露的 方案完成回购。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： | 回购方案首次披露日 | 年 月 日 2023 10 28 | | | | | | | --- | --- | --- | --- | --- | --- | --- | | 回购方案实施期限 | 年 月 2023 10 26 10 | 日~2024 | 年 | 月 | 25 | 日 | | 预计回购金额 | 万元~40,000 万元 20,000 | | | | | | | 回购价格上限 | 8.35 元/股 | | | | | | | 回购用途 | □减少注册资本 □用于员工持股计划或股权激励 √用于转换公司可转债 | | | | | | | | □为维护公司价值及股东权益 | | | | | | | 实际回购股数 | 3,133.90 万股 ...

重要内容提示： | 回购方案首次披露日 | 2023/10/28 | | --- | --- | | 回购方案实施期限 | 自公司董事会审议通过后 12 个月内 | | 预计回购金额 | 20,000 万元~40,000 万元 | | 回购用途 | 用于转换公司可转债 | | 累计已回购股数 | 2,964 万股 | | 累计已回购股数占总股本比例 | 0.46% | | 累计已回购金额 | 18,631 万元 | | 实际回购价格区间 | 5.35 元/股~7.10 元/股 | 一、 回购股份的基本情况 2023 年 10 月 26 日，国投资本股份有限公司（简称"国投资本"或"公司"） 召开九届五次董事会审议通过了《关于以集中竞价交易方式回购公司 A 股股份的 议案》，同意公司使用自有资金以集中竞价交易方式回购公司发行的部分人民币 普通股（A 股），回购资金总额不低于人民币 2 亿元（含），不超过人民币 4 亿元 （含），回购价格不超过人民币 8.46 元/股，回购股份实施期限为自公司董事会 审议通过本次回购股份方案之日起 12 个月内。具体内容详见公司于 2023 年 10 月 28 日在上海证券交易所 ...

重要内容提示： 一、可转债发行上市概况 经中国证券监督管理委员会《关于核准国投资本股份有限公司公开发行可转换公司 债券的批复》（证监许可[2020]1070号）核准，国投资本股份有限公司（简称"国投资 本"或"公司"）于2020年7月24日公开发行了8,000万张可转换公司债券，每张面值100 元，发行总额80亿元，期限为发行之日起6年。 经上海证券交易所自律监管决定书[2020]265号文同意，公司800,000万元可转换公 司债券于2020年8月20日起在上海证券交易所挂牌交易，债券简称"国投转债"，债券代 码"110073"。 根据《上海证券交易所股票上市规则》的相关规定和公司《可转换公司债券募集说 明书》的约定，公司该次发行的"国投转债"自2021年2月1日起可转换为本公司股份， 当前转股价格为人民币9.55元/股。 1 | 证券代码：600061 | 证券简称：国投资本 | 公告编号：2024-055 | | --- | --- | --- | | 转债代码：110073 | 转债简称：国投转债 | | 国投资本股份有限公司 关于可转债转股结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存 ...