证券代码：600816 股票简称：ST 建元 编号：临 2023-076 建元信托股份有限公司 关于重大资产出售实施进展情况的公告 建元信托股份有限公司公告 根据《上市公司重大资产重组管理办法》《上海证券交易所上市公司自律监 管指引第 6 号——重大资产重组》等规定，重组方案在完成相关审批、核准、注 册程序之日起 60 日内未实施完毕的，上市公司应当于期满后及时披露重组实施 情况公告，并在实施完毕前每 30 日披露一次进展情况。根据规定，公司前期在 上海证券交易所网站（www.sse.com.cn）披露了《关于重大资产出售实施进展情 况的公告》（公告编号：临 2022-008、临 2022-014、临 2022-018、临 2022-028、 临 2022-034、临 2022-042、临 2022-048、临 2022-066、临 2022-075、临 2022-087、 临 2022-098、临 2023-002、临 2023-014、临 2023-019、临 2023-025、临 2023-041、 临 2023-057、临 2023-065、临 2023-073）。 二、本次重大资产出售的后续工作安排 ...

一、募集资金基本情况 建元信托股份有限公司公告 证券代码：600816 证券简称：ST 建元 编号：临 2023-075 建元信托股份有限公司 关于注销募集资金专户的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏, 并对其内容的真实性、准确性和完整性承担法律责任。 四、备查文件 1、募集资金专户银行销户证明。 经中国证券监督管理委员会《关于核准安信信托股份有限公司非公开发行股票的 批复》（证监许可〔2023〕291 号）核准，建元信托股份有限公司（以下简称"公 司"、"本公司"）向特定对象上海砥安投资管理有限公司发行人民币普通股 4,375,310,335 股，每股价格人民币 2.06 元。公司于 2023 年 4 月 19 日收到主承销商中 信 证 券 股 份 有 限 公 司 划 转 的 股 票 募 集 款 8,981,339,290.10 元（发行收入 9,013,139,290.10 元，扣除承销费、保荐费及持续督导费含税金额 31,800,000.00 元）， 扣除各项其他发行费用（不含增值税）后实际募集资金净额为 8,971,568,072.11 元。 上述募集 ...

建元信托股份有限公司公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏, 并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 前期诉讼案件的进展情况 （一）涉及天津金城银行股份有限公司的案件 建元信托股份有限公司（以下简称"公司"、"本公司"）前期于《诉讼公告》 （编号：临 2023-021）中披露了涉及天津金城银行股份有限公司的 2宗案件。近日， 公司收到上海金融法院送达的【（2023）沪 74 民初 349 号之二、（2023）沪 74 民初 350 号之三】民事裁定书。 1、【（2023）沪 74 民初 349 号之二】民事裁定书，裁定如下： "准许天津金城银行股份有限公司撤诉。 证券代码：600816 证券简称：ST 建元 编号：临 2023-074 建元信托股份有限公司 诉讼进展公告 案件受理费人民币 541,800 元，减半收取计人民币 270,900 元，由原告天津金城 银行股份有限公司负担（已预交）。" 2、【（2023）沪 74 民初 350 号之三】民事裁定书，裁定如下： " 准许原告天津金城银行股份有限公司撤回对被告建元信托股份有限公 ...

中信证券股份有限公司 关于 中国信托业保障基金有限责任公司 声明 中信证券股份有限公司（以下简称"中信证券"或"财务顾问"）接受中国 信托业保障基金有限责任公司（以下简称"信保基金公司"或"信息披露义务人"） 委托，担任信保基金公司收购建元信托股份有限公司（原安信信托股份有限公司， 以下简称"建元信托"或"上市公司"）部分股权之财务顾问。《上海证券交易所 上市公司自律监管指引第 11 号——持续督导》第三十八条规定："涉及上市公司 收购的，自收购人公告上市公司收购报告书之日起至收购行为完成后十二个月内， 财务顾问还应履行如下持续督导职责：……（二）结合上市公司披露的季度报告、 半年度报告和年度报告，在相关定期报告公布后十五日内出具持续督导意见，报 本所备案，意见内容应包含本指引的要求，并重点关注相关当事人及上市公司是 否违反公司治理和内控制度的相关规定、控股股东或实际控制人是否存在损害上 市公司利益的情形。" 本财务顾问根据《上市公司收购管理办法》《上市公司并购重组财务顾问业 务管理办法》《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等 规定，按照证券行业公认的业务标准、道德规范，本着诚实信用 ...

中信证券股份有限公司 关于 上海砥安投资管理有限公司 收购建元信托股份有限公司 向特定对象发行 A 股股票 之 2023 年第二季度持续督导意见 财务顾问 二〇二三年八月 声明 中信证券股份有限公司（以下简称"中信证券"或"财务顾问"）接受上海 砥安投资管理有限公司（以下简称"上海砥安"或"收购人"）委托，担任上海 砥安收购建元信托股份有限公司（以下简称"建元信托"或"上市公司"）之财 务顾问。《上海证券交易所上市公司自律监管指引第 11 号——持续督导》第三十 八条规定："涉及上市公司收购的，自收购人公告上市公司收购报告书之日起至 收购行为完成后十二个月内，财务顾问还应履行如下持续督导职责：……（二） 结合上市公司披露的季度报告、半年度报告和年度报告，在相关定期报告公布后 十五日内出具持续督导意见，报本所备案，意见内容应包含本指引的要求，并重 点关注相关当事人及上市公司是否违反公司治理和内控制度的相关规定、控股股 东或实际控制人是否存在损害上市公司利益的情形。" 本财务顾问根据《上市公司收购管理办法》《上市公司并购重组财务顾问业 务管理办法》《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等 ...

建元信托股份有限公司公告 证券代码：600816 股票简称：ST 建元 编号：临 2023-073 建元信托股份有限公司 关于重大资产出售实施进展情况的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大 遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 一、本次重大资产出售的基本情况及进展情况 2021 年 7 月 23 日，建元信托股份有限公司（以下简称"公司"、"本公司"、 "建元信托"）与中国银行股份有限公司上海市分行（以下简称"中国银行上海 分行"）签署了《中国银行股份有限公司上海市分行与安信信托股份有限公司之 债务和解协议》（以下简称"《债务和解协议》"）。建元信托向中国银行上海分行 转让持有的中信银行（国际）有限公司（以下简称"信银国际"）3.4%股权、建 元信托持有的"华安资产-信盛 1 号专项资产管理计划"全部收益权（不含该部 分收益权于偿债确认日对应的底层现金资产）、建元信托持有的"国海成长一号 定向资产管理计划"全部收益权（不含该部分收益权于偿债确认日对应的底层现 金资产）、建元信托持有的"国海成长二号定向资产管理计划"全部收益权（不 含该部分收益权于偿 ...

建元信托股份有限公司公告 证券代码：600816 证券简称：ST 建元 编号：临 2023-072 建元信托股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏, 并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 建元信托股份有限公司（以下简称"公司"）已于 2023 年 7 月 28 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成 果、财务状况，公司计划于 2023 年 8 月 18 日（星期五）下午 15:00-16:00 举行 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次投资者说明会以网络互动形式召开，公司将针对 2023 年半年度的经营成果 及财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允许的范围内就 投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 （一）会议召开时间：2023 年 8 月 18 日（星期五） 下午 15:00-16:00 1 会议召开时间：2023 年 8 月 18 日（星 ...

Financial Performance - Total operating income for the first half of 2023 reached ¥55,181,926.48, a 106.78% increase compared to ¥26,686,821.40 in the same period last year[17]. - Net profit attributable to shareholders of the listed company was ¥24,877,470.75, a significant recovery from a loss of ¥885,833,497.88 in the previous year, marking a 102.81% increase[17]. - Basic earnings per share for the first half of 2023 was ¥0.0036, a 102.22% increase from -¥0.1620 in the same period last year[19]. - The diluted earnings per share also stood at ¥0.0036, reflecting the same percentage increase as basic earnings per share[19]. - The company achieved a total revenue of 136 million RMB in the first half of 2023, with trust business income contributing 49 million RMB and inherent business income contributing 41 million RMB[24]. - The net profit attributable to the parent company for the period was 25 million RMB, marking a turnaround from previous losses[24]. - The company reported a non-recurring loss of 12.77 million RMB, primarily due to other non-operating income and expenses[22]. - The company reported a significant increase in other income, totaling CNY 46,364,126.53 for the first half of 2023[119]. - The company reported a significant investment recovery, receiving CNY 1,681,322,566.74 from investment activities in the first half of 2023[122]. - The company reported a comprehensive income loss of 885,833,497.88 RMB during the current period[130]. Cash Flow and Liquidity - The net cash flow from operating activities was -¥1,084,469,189.45, a decline of 3,357.63% compared to ¥33,290,117.77 in the same period last year[17]. - The net cash flow from investing activities also showed a significant drop, amounting to -¥7,082,541,146.68, compared to -¥738,657,686.49 last year, a change of -858.84%[39]. - The net cash flow from financing activities was positive at ¥8,973,731,227.11, a substantial increase from -¥420,123.10, marking a change of 2,136,076.63%[39]. - The total amount of cash and cash equivalents increased by 265.78% to ¥1,110,392,332.12 from ¥303,571,096.00[43]. - The company reported liquidity risk, indicating potential challenges in meeting debt obligations due to mismatches in cash inflows and outflows[56]. - The total cash and cash equivalents at the end of the period reached 1,083,939,146.51 RMB, up from 219,947,409.81 RMB in the previous period[123]. Assets and Liabilities - Total assets increased by 39.25% to ¥22,903,532,103.44 from ¥16,447,335,304.82 at the end of the previous year[18]. - Total current assets reached CNY 13.82 billion, a significant increase from CNY 5.24 billion in the previous year, representing a growth of 163.5%[110]. - Total liabilities decreased to ¥9,32 billion from ¥15.59 billion, a decline of 40.2%[112]. - The company's equity attributable to shareholders increased to CNY 12.88 billion from CNY 152.54 million, a substantial increase of 8,426.5%[112]. - The company's total capital stock is 9,844,448,254 shares, with 46.53% being restricted shares and 53.47% being unrestricted shares[136]. Risk Management - The company emphasizes credit risk management and has implemented measures such as pre-loan investigations and post-loan checks to mitigate risks[53]. - The company closely monitors market risks, particularly in the domestic real estate market, which significantly impacts trust assets[53]. - The company has established a robust internal control mechanism to manage operational risks and ensure compliance with procedures[54]. - The company is enhancing its compliance risk management capabilities and promoting a culture of compliance within the organization[55]. - The company has established a reputation risk management system and conducted scenario simulations and emergency drills to strengthen reputation risk prevention[56]. Corporate Governance - The company has committed to maintaining independence in personnel, assets, business, organization, and finance, avoiding any competition with its subsidiaries[63]. - The company has made long-term commitments to uphold these principles since September 9, 2022[65]. - The company has appointed Lixin Certified Public Accountants as its auditing firm for the 2023 financial year, with a total payment of RMB 6.5 million for audit services[70]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties during the reporting period[68]. - The company has committed to maintaining transparency and compliance with regulations regarding related party transactions[73]. Strategic Initiatives - The company is focusing on returning to its core trust business and enhancing its competitive edge in the market[30]. - The company plans to focus on strategic transformation in trust business, channel development, risk management, and talent cultivation following the completion of the stock issuance[140]. - The company aims to establish a market-leading position by developing differentiated and specialized products in asset management trusts, asset service trusts, and charitable trusts[140]. - The company has introduced over 30 new talents, including senior management, to strengthen its organizational capabilities and support market expansion[36]. - The company has established a strategic working group to align its development strategy with industry trends and regulatory policies, ensuring orderly business operations[37]. Regulatory Compliance - The company has not reported any changes in significant accounting policies or estimates for the current reporting period[186]. - The company has not recognized any tax incentives or benefits in the current reporting period, indicating a straightforward tax position[188]. - The company confirmed that its value-added tax rate is 6%, while the corporate income tax rate is 25%, which are critical for financial planning and forecasting[188]. - The financial report was approved by the board of directors on July 27, 2023, ensuring compliance with regulatory requirements[136]. Shareholder Information - The company held three shareholder meetings in 2023, with all resolutions passed, including changes to the company name and amendments to the articles of association[57]. - The company did not propose any profit distribution or capital reserve increase plans for the reporting period[60]. - The new controlling shareholder is Shanghai Zhi'an Investment Management Co., Ltd., effective April 24, 2023[96]. - The company disclosed relevant announcements regarding the share issuance and changes in shareholder equity on April 26, 2023[96].

Financial Performance - Total operating revenue for Q1 2023 was ¥11,023,972.68, a decrease of 33.10% compared to the same period last year[4] - Net profit attributable to shareholders for Q1 2023 was -¥21,792,882.44, an increase of 95.42% year-on-year[4] - Net profit excluding non-recurring gains and losses for Q1 2023 was -¥10,370,329.46, a decrease of 96.50% compared to the previous year[5] - Basic and diluted earnings per share for Q1 2023 were both -¥0.0040, reflecting a 95.43% decrease compared to the same period last year[5] - Net profit for Q1 2023 was a loss of CNY 13,844,998.28, compared to a loss of CNY 502,638,437.34 in Q1 2022[19] - The total comprehensive income for Q1 2023 was ¥-21,009,746.74, compared to ¥-475,515,657.89 in Q1 2022[24] Cash Flow - Net cash flow from operating activities for Q1 2023 was -¥316,701,834.46, a decrease of 1,356.45% year-on-year[5] - The net cash flow from operating activities was -316,701,834.46 RMB, compared to -21,744,823.23 RMB in the same quarter of 2022, indicating a significant decline in operational cash flow[26] - Cash inflow from investment activities totaled 691,763,727.66 RMB, while cash outflow was 471,427.54 RMB, resulting in a net cash flow from investment activities of 691,292,300.12 RMB[26] - The net cash flow from financing activities was -123,082.46 RMB, a decrease from -2,276,578.20 RMB in Q1 2022, reflecting reduced financing outflows[27] - The total cash and cash equivalents at the end of the period amounted to 651,685,638.73 RMB, up from 401,689,534.71 RMB at the end of Q1 2022[27] Assets and Liabilities - Total assets at the end of Q1 2023 were ¥14,973,806,831.41, down 8.96% from the end of the previous year[5] - Total assets decreased from CNY 16,447,335,304.82 to CNY 14,973,806,831.41, a decline of approximately 8.95%[15] - Total liabilities decreased from CNY 15,588,355,724.81 to CNY 12,519,656,837.82, a reduction of about 19.87%[16] - Total liabilities decreased to CNY 11,574,099,012.11 from CNY 14,642,743,539.52, a reduction of 20.5%[18] - Non-current assets decreased from CNY 11,204,172,196.62 to CNY 9,767,720,724.99, a decline of approximately 12.80%[15] Shareholder Information - The company had a total of 64,462 common shareholders at the end of the reporting period[10] - The largest shareholder, China Trust Protection Fund, held 1,455,000,000 shares, accounting for 26.60% of total shares[10] - Shareholders' equity attributable to the parent company at the end of Q1 2023 was ¥1,747,710,248.60, an increase of 1,045.74% year-on-year[5] - Total equity increased from CNY 858,979,580.01 to CNY 2,454,149,993.59, a growth of about 185.00%[16] Operational Highlights - The company has not disclosed any significant new product developments or market expansion strategies in the current report[13] - The company plans to focus on market expansion and new product development in the upcoming quarters[19] - The company did not report any net profit from the merged entity prior to the merger in Q1 2023[22] Cost and Expenses - Operating costs for Q1 2023 were CNY 43,841,270.16, down from CNY 259,951,578.52 in Q1 2022[19] - The company paid 53,537,576.15 RMB in employee compensation, an increase from 49,467,238.90 RMB in the same quarter of the previous year, reflecting rising labor costs[29] - Cash outflow for payments related to operating activities was 348,515,262.46 RMB, compared to 63,797,363.70 RMB in the same quarter of the previous year, indicating increased operational expenses[26] Investment and Financial Position - Cash and deposits with central banks remained stable at CNY 19,798.84 million[17] - Financial investments decreased to CNY 6,311,860,230.46 from CNY 7,167,263,690.54, a decline of 11.9%[17] - The company reported a significant increase in cash received from investment recoveries, totaling 1,664,831,889.33 RMB, compared to 0.00 RMB in the previous year[29] - The company’s short-term borrowings and other liabilities were not specified in the provided data[16] Accounting and Reporting - The company did not apply new accounting standards or interpretations for the first quarter of 2023, maintaining consistency in financial reporting[30]

Financial Performance - The company reported a net profit attributable to shareholders of -1,042.83 million RMB for the year 2022, with a year-end distributable profit of -11,575.66 million RMB[4]. - Total revenue for 2022 was CNY 194,867,803.86, a decrease of 13.27% compared to CNY 224,675,597.89 in 2021[19]. - Net profit attributable to shareholders was CNY -1,042,831,269.18, an improvement of 7.65% from CNY -1,129,209,611.93 in the previous year[19]. - Cash flow from operating activities was CNY 107,378,491.63, down 27.50% from CNY 148,114,277.66 in 2021[19]. - Basic earnings per share for 2022 was CNY -0.1907, a 7.65% improvement from CNY -0.2065 in 2021[20]. - The company's total assets decreased by 3.03% to CNY 16,447,335,304.82 from CNY 16,961,324,456.26 in 2021[19]. - The net profit for Q4 2022 was CNY 214,918,046.69, showing a significant recovery compared to previous quarters[22]. - Non-recurring gains and losses for 2022 included government subsidies of CNY 126,267.15, down from CNY 196,694.67 in 2021[23]. - The company reported a net asset value of CNY 152,539,790.10 at the end of 2022, a decrease of 38.87% from CNY 249,553,313.66 at the end of 2021[19]. - The company reported a total revenue of 194,867,803.86 CNY for 2022, a decrease of 13.27% compared to 2021[42]. - The net profit attributable to the parent company was -104,283.13 CNY, indicating a significant loss[42]. Risk Management - The company has detailed various risks including credit risk, market risk, operational risk, compliance risk, reputation risk, and liquidity risk in its report[6]. - The company has made significant progress in risk management and corporate governance, with a focus on compliance and internal management improvements[29]. - The company emphasizes the importance of risk management, particularly in credit risk, market risk, operational risk, compliance risk, reputation risk, and liquidity risk[68]. - The focus during the reporting period was on the recovery of existing risk assets and the resolution of disputes with investors under the guidance of regulatory authorities[68]. - The company is committed to enhancing its internal control management and compliance culture to mitigate operational and compliance risks[70]. Corporate Governance - The company has a standard unqualified audit report issued by Lixin Certified Public Accountants[3]. - The company’s financial report is guaranteed to be true, accurate, and complete by its management team[3]. - The company has not reported any non-operational fund occupation by controlling shareholders or related parties[5]. - The company has not violated decision-making procedures for external guarantees[5]. - The company has not faced any issues with more than half of the board members being unable to ensure the authenticity of the annual report[5]. - The company has not disclosed any significant changes in its governance structure or major operational strategies in the report[6]. - The board of directors consists of 9 members, including 3 independent directors, enhancing decision-making efficiency and risk management[71]. - The company has established an independent financial department with a complete accounting system and financial management policies[73]. - The supervisory board, comprising 3 members, ensures compliance and oversight of the board and management's responsibilities[72]. - The company has established various specialized committees, including a risk control and audit committee, to enhance governance and oversight[95]. - The company has a robust governance structure that ensures effective checks and balances among its decision-making bodies[71]. Shareholder and Capital Structure - The company completed a private placement of 4,375,310,335 shares, significantly enhancing its capital base and future business expansion capabilities[28]. - The company plans to issue up to 4,375,310,335 new shares, which will significantly enhance its capital base and support future business expansion and profitability improvement[111]. - The total number of ordinary shareholders as of the end of the reporting period is 66,591, an increase from 64,462 at the end of the previous month[150]. - The company completed a non-public issuance of up to 4,375,310,335 new shares, increasing the total share capital from 5,469,137,919 shares to 9,844,448,254 shares[156]. - The company has no significant related party transactions reported during the reporting period[132]. - The company underwent a change in control, with the previous controlling shareholder transferring shares, resulting in no controlling shareholder or actual controller as of the end of the reporting period[156]. Future Outlook and Strategy - The company plans to focus on asset management trusts, asset service trusts, and charity trusts for future growth[41]. - The company is actively conducting industry research to formulate transformation strategies and identify key development directions[32]. - The company aims to strengthen its talent pipeline by attracting and nurturing high-quality management and core team members to ensure long-term stable development[67]. - The company plans to establish a comprehensive financial technology strategy to enhance its core competitiveness in the future[66]. - The company will explore new business models, including charitable trust services, to diversify its offerings[67]. - The company is focusing on high-quality development in the trust industry, emphasizing services for social welfare, technological innovation, and green development[63]. Employee and Management Compensation - The total remuneration for all directors, supervisors, and senior management in 2022 amounted to RMB 12.4617 million[87]. - The total pre-tax compensation for the chairman, Qin Yi, was 294,800 RMB[78]. - The total pre-tax compensation for the vice chairman, Qian Xiaoqiang, was 0 RMB, indicating no earnings from the company[78]. - The company has a strategic focus on performance-based compensation for its management team[87]. - The company has maintained a consistent approach to determining remuneration based on industry standards and individual contributions[87]. Legal and Regulatory Compliance - The company faced disciplinary actions from the Shanghai Stock Exchange for failing to disclose significant financial commitments and litigation matters, resulting in public reprimands for key executives[90]. - The company is involved in 30 lawsuits related to providing guarantee letters as of December 31, 2022, with details available on the Shanghai Stock Exchange website[128]. - The company faced a regulatory warning from the Shanghai Securities Regulatory Commission, resulting in a change of control and significant management restructuring[130]. Asset Management and Financial Position - The company has committed to maintaining the independence of its assets, ensuring complete ownership and separation from the parent company's assets[118]. - The company has pledged to take necessary measures to ensure compliance with future regulations from the China Securities Regulatory Commission[117]. - The company reported a debt restructuring gain of RMB 12.61 billion (after tax RMB 9.46 billion) in 2022, which was classified as an equity transaction[162]. - The company confirmed commission income of RMB 191 million for the year, all from trust fees, with significant management judgment involved in the assessment of collectability[164]. - The total amount of guarantees provided by the company and its subsidiaries is 48,999.73 million RMB, which represents 321.23% of the company's net assets[140].