二、被提名人任职资格符合下列法律、行政法规和部门规 章的要求： （一）《中华人民共和国公司法》关于董事任职资格的规定； 首创证券股份有限公司 独立董事提名人声明与承诺 提名人首创证券股份有限公司董事会，现提名杨海滨先生 为首创证券股份有限公司第二届董事会独立董事候选人，并已 充分了解被提名人职业、学历、职称、详细的工作经历、全部 兼职、有无重大失信等不良记录等情况。被提名人已同意出任 首创证券股份有限公司第二届董事会独立董事候选人（参见该 独立董事候选人声明）。提名人认为，被提名人具备独立董事任 职资格，与首创证券股份有限公司之间不存在任何影响其独立 性的关系，具体声明并承诺如下： 一、被提名人具备上市公司运作的基本知识，熟悉相关法 律、行政法规、规章及其他规范性文件，具有 5 年以上法律、 经济、会计、财务、管理或者其他履行独立董事职责所必需的 工作经验。 （二）《中华人民共和国公务员法》关于公务员兼任职务的 规定（如适用）； （三）中国证监会《上市公司独立董事管理办法》、上海证 券交易所自律监管规则以及公司章程有关独立董事任职资格和 条件的相关规定； （四）中共中央纪委、中共中央组织部《关于规范中管干 1 ...

证券代码：601136 证券简称：首创证券 公告编号：2025-023 1 信息披露义务，敬请广大投资者注意投资风险。 首创证券股份有限公司 关于筹划发行 H 股股票并在香港联合交易所有限公司 上市的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 首创证券股份有限公司（以下简称公司）于 2025 年 7 月 25 日召开了第二届 董事会第十四次会议审议通过了《关于审议公司发行 H 股股票并在香港联合交 易所有限公司上市的议案》《关于审议公司发行 H 股股票并在香港联合交易所 有限公司上市方案的议案》等相关议案，现将有关情况公告如下： 为进一步提高公司的资本实力和综合竞争力，更好地整合国际资源，提升国 际影响力，公司拟发行境外上市股份（H 股）股票并申请在香港联合交易所有限 公司主板挂牌上市（以下简称本次发行上市）。公司将充分考虑现有股东的利益 和境内外资本市场的情况，在股东会决议有效期内（即自公司股东会通过之日起 24 个月或自动或经另行同意延长的其他期限）选择适当的时机和发行窗口完成 本次发行上市。 本次发行上市 ...

首创证券股份有限公司 （于 2025 年 7 月 25 日经公司第二届董事会第十四次会议审议通过） | | | | 第一章 | 总则 3 | | --- | --- | | 第二章 | 一般政策 3 | | 第三章 | 程序、监察、汇报 5 | | 第四章 | 其他 5 | 首创证券股份有限公司董事会成员及雇员多元化政策 董事会成员及雇员多元化政策 （草案） （H股发行上市后适用） 二零二五年七月 首创证券股份有限公司 董事会成员及雇员多元化政策 第一章 总则 第一条 根据《中华人民共和国公司法》、公司股票上市 地证券监管规则（包括但不限于包括但不限于中国证监会、 上海证券交易所、香港证券及期货事务监察委员会、香港联 合交易所有限公司等机构的规则）等法律、法规、规范性文 件以及《首创证券股份有限公司章程》（以下简称《公司章 程》）的有关规定，本政策的目的旨在列出指引公司董事会 提名董事及为达致董事会成员及雇员多元化而采取的方针 和政策。 第二章 一般政策 首创证券股份有限公司董事会成员及雇员多元化政策 提名委员会）将妥为考虑多项因素（以下简称该等条件）以 评核、甄选及向董事会建议一名或多名候选人担任或连任董 ...

证券代码：601136 证券简称：首创证券 公告编号：2025-021 首创证券股份有限公司 第二届监事会第十次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、监事会会议召开情况 首创证券股份有限公司（以下简称公司）第二届监事会第十次会议于 2025 年 7 月 18 日以书面方式发出会议通知及会议材料，于 2025 年 7 月 25 日在公司 总部会议室以现场结合通讯的方式召开。本次会议应出席监事 5 名；实际出席监 事 5 名，其中现场出席的监事 2 名，以视频方式出席的监事 3 名。 本次会议由监事会主席李章先生主持，公司相关高级管理人员列席会议。本 次监事会会议的召开和表决情况符合有关法律、行政法规、部门规章、规范性文 件和《首创证券股份有限公司章程》（以下简称《公司章程》）等公司规章制度 的相关规定。 二、监事会会议审议情况 （一）审议通过《关于审议公司发行 H 股股票并在香港联合交易所有限公 司上市的议案》 为进一步提高公司的资本实力和综合竞争力，更好地整合国际资源，提升国 际影响力，同意公司发行 ...

证券代码：601136 证券简称：首创证券 公告编号：2025-020 首创证券股份有限公司 第二届董事会第十四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 首创证券股份有限公司（以下简称公司）第二届董事会第十四次会议于 2025 年 7 月 18 日以书面方式发出会议通知及会议材料，于 2025 年 7 月 25 日在公司 总部会议室以现场结合通讯的方式召开。本次会议应出席董事 11 名；实际出席 董事 11 名，其中现场出席的董事 7 名，以视频方式出席的董事 4 名。 本次会议由公司董事长毕劲松主持，公司监事、高级管理人员和其他相关人 员列席会议。本次董事会会议的召开和表决情况符合有关法律、行政法规、部门 规章、规范性文件和《首创证券股份有限公司章程》等公司规章制度的相关规定。 二、董事会会议审议情况 （一）审议通过《关于审议公司发行 H 股股票并在香港联合交易所有限公 司上市的议案》 为进一步提高公司的资本实力和综合竞争力，更好地整合国际资源，提升国 际影响力，同意公司发行境外 ...

Core Viewpoint - The company plans to issue H-shares and list on the Hong Kong Stock Exchange to enhance its capital strength and overall competitiveness, while integrating international resources and increasing its global influence [1] Group 1 - The board meeting is scheduled for July 25, 2025, to review the proposal for issuing H-shares [1] - The company will consider the interests of existing shareholders and market conditions when determining the timing for the issuance [1] - The specifics of the issuance and listing are not yet finalized, and there is significant uncertainty regarding the approval and implementation of the proposal [1]

Core Viewpoint - The establishment of Beijing Securities marks a significant return of the brand after 20 years, as it is now under the control of Beijing State-owned Assets Management Company, which holds an 85.01% stake in the company [2][3][4]. Group 1: Company Background - Beijing Securities, previously known as Credit Suisse Securities, has been rebranded after the acquisition by Beijing State-owned Assets Management Company [2][4]. - The original Beijing Securities was established in 1997 but was restructured in 2005 due to severe financial losses, leading to its disappearance from the market until now [5][6]. Group 2: Financial Performance - Beijing Securities has reported continuous losses over the past three years, with net profits of -255 million yuan in 2022, -199 million yuan in 2023, and -162 million yuan in 2024, totaling a cumulative loss of 616 million yuan [12][13]. - The immediate challenge for Beijing Securities is to turn its financial performance around before any potential mergers can be considered [12]. Group 3: Industry Context - With the addition of Beijing Securities, the number of brokerages under the Beijing State-owned Assets Management Company has increased to five, including Shouchuang Securities, First Capital Securities, CITIC Securities, and Financial Street Securities [6][8]. - Analysts suggest that the most likely merger candidates within the Beijing State-owned system are Shouchuang Securities and First Capital Securities due to their shared ownership history [9][10].

Market Overview - The Shanghai Composite Index closed at 3605.73 points, above the six-month moving average, with an increase of 0.65% [1] - The total trading volume of A-shares reached 1,873.88 billion yuan [1] Stocks Breaking the Six-Month Moving Average - A total of 232 A-shares have surpassed the six-month moving average today [1] - Notable stocks with significant deviation rates include: - Zhifei Biological Products (12.29%) - Jiexun Feihong (6.69%) - Hongtaiyang (6.56%) [1] Stocks with Smaller Deviation Rates - Stocks that have just crossed the six-month moving average with smaller deviation rates include: - Chanyi Intelligent - Donghu High-tech - Dingxin Communications [1] Performance of Selected Stocks - Zhifei Biological Products: Today's increase of 20.01%, turnover rate of 11.40%, latest price at 24.77 yuan [1] - Jiexun Feihong: Today's increase of 7.18%, turnover rate of 12.67%, latest price at 9.11 yuan [1] - Hongtaiyang: Today's increase of 7.44%, turnover rate of 8.62%, latest price at 7.08 yuan [1]

Core Viewpoint - The "Top Leadership Ranking of Listed Securities Firms" evaluates 50 listed securities firms based on their revenue scale for 2024, categorizing them into three groups: comprehensive securities firms, industry-featured development firms, and growth development firms [1]. Group 1: Industry Data Evaluation - The evaluation considers six aspects: company scale, operating conditions, risk control, business quality, employee returns, and third-party ratings, using 28 data indicators as proxy variables [1]. - The total score for industry data evaluation is calculated by ranking firms based on each indicator and summing their scores [1]. Group 2: Company Performance - Shichuang Securities scored 73.47 points, ranking 23rd among 50 listed securities firms and 8th among 28 industry-featured development firms [2]. - In terms of operating conditions, risk control, and employee returns, Shichuang Securities ranked 11th, 11th, and 6th respectively among the 50 firms [3]. - For 2024, the company's ROA and ROE are 2.19% and 7.70%, ranking 3rd and 8th in the industry [3]. Group 3: Risk Control and Employee Returns - Shichuang Securities has strong risk control indicators, with a per capita salary growth rate of 20.52%, ranking 5th in the industry [3]. - Key financial metrics include a brokerage business profit margin of 64.57% (ranked 40th), an investment banking profit margin of 95.92% (ranked 5th), and an asset management profit margin of 80.13% (ranked 2nd) [7]. Group 4: Peer Evaluation - The peer evaluation consists of five dimensions: foresight, compliance, control, innovation, and influence, with scores of 74.8, 77.78, 82.6, 79.31, and 71.15 respectively [8]. Group 5: Network Influence - The network influence evaluation reflects the public sentiment and media coverage of the securities firm and its leaders over the past year, indicating their online impact [12].

Core Insights - The "Top Leaders in Listed Securities Firms" ranking by Sina Finance recognizes outstanding contributions and influence of leaders in the securities industry, with Zhang Tao of Shichuang Securities ranked 8th among growth-oriented firms [1][14] - The evaluation is based on a comprehensive assessment of leadership achievements over the past year, focusing on economic and social value creation [1] Company Overview - Zhang Tao, born in 1972, holds a Master's in Management Science and is a senior economist. He has held various leadership positions in the securities industry and has been the General Manager of Shichuang Securities since April 2024 [2] Evaluation Methodology - The evaluation consists of three main components: - Industry Data Evaluation (50% weight) - Peer Evaluation (40% weight) - Online Influence Evaluation (10% weight) [5][9] Performance Metrics - Shichuang Securities reported a revenue growth rate of 25.49% and a net profit growth rate of 40.49% [6] - Key financial ratios include: - Return on Assets (ROA): 2.19% - Return on Equity (ROE): 7.7% - Total Asset Growth Rate: 8.46% - Net Asset Growth Rate: 7.15% [6] Ranking and Scores - In the industry data evaluation, Shichuang Securities scored 73.47, ranking 23rd among 50 listed firms and 8th among 28 industry-specific firms [14] - The peer evaluation score was 77.13, placing the firm 39th among 50 listed firms and 18th among 28 industry-specific firms [14] - The online influence evaluation score was 97.12, ranking 5th among 50 listed firms and 1st among 28 industry-specific firms [14]