Group 1 - The company, Shouchao Securities, announced that it will hold its first extraordinary shareholders' meeting on January 30, 2026, at 15:00 [2]

证券代码：601136 证券简称：首创证券 公告编号：2026-002 首创证券股份有限公司 关于召开2026年第一次临时股东会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 股东会召开日期：2026年1月30日 本次股东会采用的网络投票系统：上海证券交易所股东会网络投票系统 一、召开会议的基本情况 （一）股东会类型和届次 2026年第一次临时股东会 （二）股东会召集人：董事会 （三）投票方式：本次股东会所采用的表决方式是现场投票和网络投票相结 合的方式 （四）现场会议召开的日期、时间和地点 召开的日期时间：2026 年 1 月 30 日 15 点 00 分 1 涉及融资融券、转融通业务、约定购回业务相关账户以及沪股通投资者的投 票，应按照《上海证券交易所上市公司自律监管指引第 1 号—规范运作》等有关 规定执行。 （七）涉及公开征集股东投票权 召开地点：北京市朝阳区安定路 5 号院 13 号楼北投投资大厦会议室 （五）网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东会网络投票系统 ...

2026 年第一次临时股东会 会议文件 首创证券股份有限公司 2026 年 1 月 30 日·北京 2026 年第一次临时股东会会议文件 首创证券股份有限公司 2026 年第一次临时股东会议程 现场会议时间：2026 年 1 月 30 日（星期五）15 点 00 分 现场会议地点：北京市朝阳区安定路 5 号院 13 号楼北投投资大厦会议室 网络投票：采用上海证券交易所网络投票系统，通过交易系统投票平台的投票 时间为股东会召开当日的交易时间段，即 9:15-9:25，9:30-11:30，13:00-15:00； 通过互联网投票平台的投票时间为股东会召开当日的 9:15-15:00。 会议召集人：首创证券股份有限公司（以下简称公司或本公司）董事会 会议主持人：公司董事长（按照《公司章程》规定主持召开） 现场会议日程： 一、主持人宣布会议开始 二、宣布股东会出席情况、推选监票人和计票人 三、介绍会议基本情况 四、审议股东会议案（含股东发言、提问环节） 五、填写现场表决票并开始投票 六、休会（汇总统计现场投票情况和网络投票情况） 七、宣布会议表决结果（最终投票结果以公司公告为准） 八、公司聘请的见证律师宣读本次股东 ...

Group 1 - The A-share market has shown a strong upward trend since the beginning of 2026, with the financing balance of the two markets exceeding 2.6 trillion yuan, prompting leading brokerage firms to issue bonds to support business development [1][3] - Major brokerages have actively engaged in bond issuance, with China Galaxy announcing a public bond issuance of up to 30 billion yuan and East Money Securities planning to issue up to 20 billion yuan in subordinated bonds [1][3] - The bond financing scale for brokerages has experienced explosive growth, with a total issuance amount of 81.3 billion yuan in early 2026, a nearly 70% increase compared to the same period in 2025 [3][4] Group 2 - The surge in bond financing is driven by a combination of factors, including increased market activity, rising capital demands, and a favorable low-interest-rate environment that makes bond financing more attractive than equity financing [6][7] - Brokerages are using the proceeds from bond issuances primarily for replenishing working capital and repaying maturing debts, which is crucial for their operational stability and growth [5][6] - The trend of bond issuance is expected to continue in 2026, with a focus on capital supplement bonds and a shift towards longer-term financing to match the capital needs of margin trading and proprietary investment [8][9]

Group 1 - The China Securities Regulatory Commission (CSRC) has announced supplementary material requirements for 23 companies regarding their overseas issuance and listing [1][2][3] - Specific companies such as Huafu Technology and Shanjin International have been highlighted for particular concerns regarding shareholder relationships and safety production incidents [1][2][3] - The supplementary materials are aimed at ensuring compliance with regulations and addressing potential issues that may affect the companies' ability to list [1][2][3] Group 2 - Companies like Shichuang Securities and Zhineng Technology are required to clarify the status of state-owned shareholder identification and trust arrangements [2][3] - For Xiangdao Travel, there are inquiries about the actual operations of various services and whether necessary qualifications have been obtained [2][3] - Bo Rui Pharmaceutical is asked to provide details on its business operations related to health food sales and medical research, including necessary licenses [2][3] Group 3 - Guoxin Services must explain the status of significant litigation cases and their potential impact on future operations and the current issuance [3][4] - Hi Learning Network is required to clarify compliance with labor and social insurance regulations, as well as the status of pending lawsuits and administrative penalties [4][5] - Tian Nong Group needs to address compliance issues regarding animal husbandry licenses and environmental permits, which may pose significant legal risks [5][6] Group 4 - Companies like Fengjiang Management and Mingyu Pharmaceutical are required to provide legal opinions on their compliance with foreign investment regulations and the legitimacy of their capital structures [7][8][9] - Specific inquiries include the legitimacy of shareholding structures and the compliance of fundraising activities with regulatory requirements [7][8][9] - The focus is on ensuring that all companies meet the necessary legal and regulatory standards for their overseas listings [7][8][9]

Group 1 - The number of illegal securities activities has significantly increased, prompting multiple brokerage firms to issue warnings against fraudulent activities [1] - Several brokerages, including Galaxy Securities and Dongguan Securities, have released risk alerts detailing the methods and ways to prevent fraud [1] - The rise in illegal activities may raise short-term concerns about compliance among investors, but stricter regulations in the long term could benefit the healthy development of the securities industry [1] Group 2 - Caida Securities announced a change in management, with Hu Hengsong replacing Zhang Ming as the general manager, effective immediately [2] - Hu Hengsong has a strong background in fixed income business and has held various senior positions in the industry, which is expected to enhance the company's professional advantages [2][3] - The smooth transition in management is likely to boost industry confidence and improve the overall operational quality of the securities sector [3] Group 3 - The Huatai-PineBridge CSI 300 ETF is set to distribute a record cash dividend of approximately 11 billion yuan, marking the first time its dividend exceeds 1 yuan per share [4] - This significant dividend distribution reflects the fund's strong cash flow and return capabilities, which may attract long-term capital allocation [4] - The high dividend payout is expected to enhance investor confidence in blue-chip stocks and stabilize market expectations [4]

Core Viewpoint - The company, Shouchao Securities, has received approval from the China Securities Regulatory Commission (CSRC) to issue perpetual subordinated bonds totaling up to 5 billion yuan, which is a significant development for its capital structure [1] Company Performance - As of January 9, 2026, Shouchao Securities' stock closed at 19.27 yuan, reflecting a 2.55% increase from the previous week's closing price of 18.79 yuan [1] - The stock reached a weekly high of 19.56 yuan on January 8 and a low of 18.78 yuan on January 5 [1] - The company's current total market capitalization stands at 52.671 billion yuan, ranking 19th out of 50 in the securities sector and 380th out of 5,182 in the A-share market [1] Recent Announcements - The company has been granted approval to publicly issue perpetual subordinated bonds with a total face value not exceeding 5 billion yuan, aimed at professional investors [1] - The issuance must comply with the prospectus submitted to the Shanghai Stock Exchange and is valid for 24 months from the date of registration, allowing for phased issuance [1] - The company is required to report any significant events promptly and will fulfill its information disclosure obligations regarding the bond issuance [1]

Group 1 - The China Securities Regulatory Commission (CSRC) issued supplementary material requirements for overseas listing applications from January 5 to January 9, 2026 [1] - A total of 10 companies received supplementary material requests, including a request for China Securities (601136) to clarify the status of state-owned shareholder identification [1] - China Securities has submitted its listing application to the Hong Kong Stock Exchange, with several major securities firms acting as joint sponsors [1] Group 2 - The CSRC requested China Securities to provide clarification on the identification of state-owned shares and to have its legal counsel verify and issue a clear legal opinion [1] - According to its prospectus, China Securities is recognized for its leading value creation capabilities and outstanding asset management, aiming for differentiated financial services [1] - The company is based in Beijing and serves a nationwide client base, creating a one-stop financial service platform with a diverse and steadily growing customer group [1]

Group 1 - The China Securities Regulatory Commission (CSRC) issued supplementary material requirements for overseas listing applications for 10 companies, including a request for China Securities (601136.SH) to clarify the status of state-owned shareholder identification [1] - China Securities has submitted its listing application to the Hong Kong Stock Exchange, with several major financial institutions acting as joint sponsors [1] - The company is recognized for its strong value creation capabilities and outstanding asset management, aiming for a differentiated development in financial services [1] Group 2 - China Securities is based in Beijing and serves a nationwide client base, offering a one-stop financial service platform [1] - The company has a diverse and steadily growing customer group [1]

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has issued supplementary material requirements for overseas listing applications, specifically targeting 10 companies, including Founder Securities [1] Group 1: Company Overview - Founder Securities Co., Ltd. has submitted a listing application to the Hong Kong Stock Exchange, with several major securities firms acting as joint sponsors [1] - The company is recognized for its leading value creation capabilities and outstanding asset management, focusing on differentiated financial services [1] Group 2: Regulatory Requirements - The CSRC has requested Founder Securities to clarify the status of state-owned shareholders regarding the identification of state-owned shares [1] - Legal opinions from lawyers are required to verify the compliance with the CSRC's requests [1]