证券代码：601136 证券简称：首创证券 公告编号：2024-021 首创证券股份有限公司 关于参加 2023 年报沪市主板高分红重回报 集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： ●会议主题：2023 年报沪市主板高分红重回报集体业绩说明会 ●会议召开时间：2024 年 5 月 24 日（星期五）13:30-17:00 ●会议召开地点： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） ●会议召开方式：上证路演中心视频和网络互动 ●问题预征集：投资者可于 2024 年 5 月 23 日（星期四）16:00 前通过首创 证券股份有限公司（以下简称公司）邮箱（pr@sczq.com.cn）进行提问，邮件标 题注明"601136 2023 年报业绩说明会问题预征集"。公司将在本次说明会上对 投资者普遍关注的问题进行回答。 公司已于2024年4月13日发布公司2023年年度报告及其摘要，详见上海证券 交易所网站（ ...

证券代码：601136 证券简称：首创证券 公告编号：2024-020 首创证券股份有限公司 关于股东减持股份计划公告 公司股东城市动力（北京）投资有限公司保证向本公司提供的信息内容不 存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性 和完整性承担法律责任。 本公司董事会、全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 1 股东名称 计划减持数 量（股） 计划减 持比例 减持方式 竞价交易 减持期间 减持合 理价格 区间 拟减持 股份来 源 拟减持 原因 城市动力 （北京） 投资有限 公司 不超过： 27,330,000 股 不 超 过：1% 竞价交易减持，不超 过：27,330,000 股 2024/6/3 ～ 2024/9/2 按市场 价格 IPO 前 取得 自身发 展需要 二、减持计划的主要内容 重要内容提示： 股东持股的基本情况：截至本公告披露日，城市动力（北京）投资有限 公司（以下简称城市动力）持有首创证券股份有限公司（以下简称首创证券或公 司）81,905,000 股 A 股股份，占公司总股本的 2.9965 ...

首创证券股份有限公司 2023 年年度股东大会 会议文件 2024 年 5 月 29 日·北京 2023 年年度股东大会会议文件 首创证券股份有限公司 2023 年年度股东大会会议议程 现场会议时间：2024 年 5 月 29 日（星期三）14 点 00 分 现场会议地点：北京市朝阳区北辰东路 8 号院北京国际会议中心 网络投票：采用上海证券交易所网络投票系统，通过交易系统投票平台的投票 时间为股东大会召开当日的交易时间段，即 9:15-9:25，9:30-11:30，13:00-15:00； 通过互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 会议召集人：首创证券股份有限公司（以下简称公司或本公司）董事会 会议主持人：公司董事长（按照《公司章程》规定主持召开） 现场会议日程： 一、主持人宣布会议开始 二、宣布股东大会出席情况、推选监票人和计票人 三、介绍会议基本情况 四、审议股东大会议案（含股东发言、提问环节） 五、填写现场表决票并开始投票 六、休会（汇总统计现场投票情况和网络投票情况） 七、宣布会议表决结果（最终投票结果以公司公告为准） 八、公司聘请的见证律师宣读本次股东大会法律意见 ...

证券代码：601136 证券简称：首创证券 公告编号：2024-019 首创证券股份有限公司 股东大会召开日期：2024年5月29日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 一、 召开会议的基本情况 （一） 股东大会类型和届次 2023 年年度股东大会 （二） 股东大会召集人：董事会 （三） 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票 相结合的方式 （四） 现场会议召开的日期、时间和地点 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 召开的日期时间：2024 年 5 月 29 日 14 点 00 分 召开地点：北京市朝阳区北辰东路 8 号院北京国际会议中心 （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 29 日 至 2024 年 5 月 29 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 563,953,403.09, representing a year-on-year increase of 29.85%[3] - The net profit attributable to shareholders for the same period was CNY 220,262,674.00, reflecting a growth of 25.22% compared to the previous year[3] - The basic and diluted earnings per share both increased by 33.33% to CNY 0.08[3] - The weighted average return on equity rose by 0.32 percentage points to 1.76%[3] - Total operating revenue for Q1 2024 reached ¥563,953,403.09, an increase of 30% compared to ¥434,312,309.16 in Q1 2023[18] - Net profit for Q1 2024 was ¥220,260,629.68, up 25.1% from ¥175,891,671.89 in Q1 2023[19] - Basic earnings per share for Q1 2024 were ¥0.08, compared to ¥0.06 in Q1 2023, indicating a 33.3% increase[19] Assets and Liabilities - Total assets at the end of the reporting period were CNY 44,456,370,205.68, up 2.90% from the end of the previous year[4] - The total liabilities increased to RMB 31,802,590,661.73 from RMB 30,838,997,486.24, indicating a rise of approximately 3.1%[14] - Total assets increased to ¥44,456,370,205.68 in Q1 2024 from ¥43,201,454,176.47 in Q1 2023[15] - The total liabilities as of March 31, 2024, were ¥30,515,673,865.45, compared to ¥29,527,276,452.57 at the end of 2023[27] Cash Flow - The net cash flow from operating activities was negative at CNY -2,950,105,158.91, which is not applicable for year-on-year comparison[3] - Cash flow from operating activities showed a net outflow of -¥2,950,105,158.91, worsening from -¥2,287,132,962.21 in Q1 2023[22] - The company reported a net cash inflow from financing activities of ¥657,780,895.55 in Q1 2024, compared to a net outflow of ¥199,455,522.62 in Q1 2023[23] - The net cash flow from investment activities for Q1 2024 was 1,787,929,873.80 RMB, compared to 489,554,464.48 RMB in Q1 2023, showing substantial growth[34] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 88,880[7] - The largest shareholder, Beijing Capital Group Co., Ltd., held 1,551,690,000 shares, accounting for 56.77% of the total shares[8] - The company's total equity attributable to shareholders reached ¥12,638,138,424.99, up from ¥12,346,813,526.95 in the previous year[15] - The company’s total equity increased to ¥12,547,075,048.10 as of March 31, 2024, from ¥12,242,960,532.24 at the end of 2023[27] Investment and Income - Net commission and fee income increased significantly to ¥333,228,486.70, compared to ¥174,604,260.65 in the same period last year, marking an increase of 90.7%[18] - Investment income rose to ¥277,370,572.03 in Q1 2024, compared to ¥143,323,601.62 in Q1 2023, reflecting a growth of 93.6%[18] - The company’s investment income for Q1 2024 was ¥255,376,302.61, significantly higher than ¥137,889,750.76 in Q1 2023[30] Other Observations - The company's cash and cash equivalents decreased to RMB 6,117,279,939.07 from RMB 6,538,718,740.37, representing a decline of about 6.4%[13] - The company has not indicated any new product launches or technological advancements in this report[13] - There are no mentions of market expansion or mergers and acquisitions in the current report[13]

证券代码：601136 证券简称：首创证券 公告编号：2024-018 首创证券股份有限公司 第二届监事会第四次会议决议公告 本次会议由监事会主席李章先生主持，公司相关高级管理人员列席会议。本 次监事会会议的召开和表决情况符合有关法律、行政法规、部门规章、规范性文 件和《首创证券股份有限公司章程》（以下简称《公司章程》）等公司规章制度 的相关规定。 二、监事会会议审议情况 审议通过《关于审议<首创证券股份有限公司 2024 年第一季度报告>的议案》 公司监事会就 2024 年第一季度报告出具如下书面审核意见：（1）公司 2024 年第一季度报告的内容和格式符合监管机构的规定，能够真实、准确、完整地反 映公司 2024 年第一季度经营管理和财务状况的实际情况；（2）公司 2024 年第 一季度报告编制和审议程序符合相关法律、法规及《公司章程》和公司内部管理 制度的规定；（3）未发现参与公司 2024 年第一季度报告编制和审议的人员有违 反保密规定的行为。 具体内容详见公司于同日在上海证券交易所网站披露的《首创证券股份有限 公司 2024 年第一季度报告》。 表决情况：同意 5 票，反对 0 票，弃权 0 票。 ...

证券代码：601136 证券简称：首创证券 公告编号：2024-017 首创证券股份有限公司 第二届董事会第五次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 审议通过《关于审议<首创证券股份有限公司 2024 年第一季度报告>的议案》 具体内容详见公司于同日在上海证券交易所网站披露的《首创证券股份有限 公司 2024 年第一季度报告》。 本议案事先经公司第二届董事会审计委员会预审通过。 一、董事会会议召开情况 首创证券股份有限公司（以下简称公司）第二届董事会第五次会议于 2024 年 4 月 17 日以书面方式发出会议通知及会议材料，于 2024 年 4 月 24 日在公司 总部会议室以现场结合通讯的方式召开。本次会议应出席董事 10 名；实际出席 董事 10 名，其中现场出席的董事 2 名，以视频方式出席的董事 8 名。 本次会议由公司董事长毕劲松主持，公司监事、高级管理人员和其他相关人 员列席会议。本次董事会会议的召开和表决情况符合有关法律、行政法规、部门 规章、规范性文件和《首创证券股份有限公司章程》等公 ...

证券代码：601136 证券简称：首创证券 公告编号：2024-016 首创证券股份有限公司 关于非公开发行次级公司债券获得上海证券交易所 挂牌转让无异议函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 近日，首创证券股份有限公司（以下简称公司）收到上海证券交易所（以下 简称上交所）出具的《关于对首创证券股份有限公司非公开发行次级公司债券挂 牌转让无异议的函》（上证函〔2024〕1027 号，以下简称无异议函）。 根据该无异议函，上交所确认公司面向专业投资者非公开发行总额不超过 20 亿元的次级公司债券（以下简称本次债券）符合其挂牌转让条件，对本次债券 在上交所挂牌转让无异议。该无异议函自出具之日起 12 个月内有效，公司可在 无异议函有效期及上述额度内分期发行本次债券并及时办理债券挂牌转让手续。 公司将按照有关法律法规、无异议函等相关要求办理本次债券的相关事宜， 并及时履行信息披露义务。 特此公告。 首创证券股份有限公司 董 事 会 2024 年 4 月 23 日 1 ...

Investment Rating - The report maintains an "Accumulate" rating for the company [1][5][6] Core Views - The company reported a revenue of 1.927 billion yuan, a year-on-year increase of 21.33%, and a net profit attributable to shareholders of 701 million yuan, up 26.33% year-on-year [3][4] - The total assets of the company reached 43.201 billion yuan, reflecting an 8.49% increase year-on-year, while the equity attributable to shareholders was 12.347 billion yuan, up 2.08% year-on-year [3] - The weighted average return on equity was 5.74%, an increase of 0.19 percentage points year-on-year [3] Revenue and Profit Analysis - Investment business revenue was 900 million yuan, accounting for 46.74% of total revenue, with a significant year-on-year increase of 94.03% [3] - Fixed income business revenue was 855 million yuan, up 20.76% year-on-year, while equity securities investment and alternative investment businesses turned profitable [3] - Asset management business revenue was 559 million yuan, representing 29.01% of total revenue, with a net asset value of 130.336 billion yuan, a year-on-year increase of 21.52% [3] Business Segment Performance - Investment banking revenue decreased to 118 million yuan, down 19.64% year-on-year, primarily due to market conditions affecting IPO activities [3] - The company acted as the lead underwriter for 63 bond issues, with a total underwriting amount of 18.793 billion yuan [3] Future Projections - Expected revenues for 2024, 2025, and 2026 are projected to be 2.377 billion yuan, 2.706 billion yuan, and 3.024 billion yuan respectively, with corresponding net profits of 916 million yuan, 1.027 billion yuan, and 1.248 billion yuan [4] - Earnings per share (EPS) are forecasted to be 0.34 yuan, 0.38 yuan, and 0.46 yuan for the years 2024, 2025, and 2026 respectively [4]

Dividend and Share Capital - The company plans to distribute a cash dividend of 1.00 yuan (including tax) for every 10 shares, totaling 273,333,380.00 yuan, which accounts for 38.99% of the net profit attributable to shareholders for the year 2023[4]. - The total share capital of the company as of December 31, 2023, is 2,733,333,800 shares[4]. - As of December 31, 2022, the company's registered capital is CNY 2,733,333,800, unchanged from the previous year[15]. - The company’s registered capital increased from CNY 23 million to CNY 650 million in January 2004[31]. - The company completed a capital increase of CNY 3,990.4 million in September 2020, resulting in a total share capital of 2,460 million shares[33]. - The company went public on December 22, 2022, issuing 273,333,800 A-shares, increasing total share capital to 2,733.338 million shares[34]. Financial Performance - The company's operating revenue for 2023 reached CNY 192,657.98 million, representing a 21.33% increase compared to 2022[51]. - Net profit attributable to shareholders of the parent company was CNY 70,103.91 million, up 26.33% from the previous year[51]. - The total assets at the end of 2023 amounted to CNY 4,320,145.42 million, reflecting an 8.49% increase year-on-year[51]. - The total liabilities increased by 11.29% to CNY 3,083,899.75 million compared to the end of 2022[51]. - The basic earnings per share for 2023 was CNY 0.26, a 13.04% increase from CNY 0.23 in 2022[52]. - The weighted average return on equity for 2023 was 5.74%, an increase of 0.18 percentage points from 2022[52]. - The company reported a liquidity coverage ratio of 857.29% at the end of 2023, down from 1068.06% in the previous year[54]. - The company received government subsidies amounting to CNY 4,830,007.08 in 2023, which positively impacted its financial performance[56]. Risk Management and Compliance - The company has established an effective internal control system and risk management framework to address various risks including market, credit, liquidity, operational, compliance, money laundering, reputational, and information technology risks[7]. - The company emphasizes the importance of risk awareness in its forward-looking statements regarding future plans and strategies[5]. - The company has established a comprehensive risk management framework to address market, credit, liquidity, operational, compliance, and money laundering risks[134][142]. - The company employs a diversified investment strategy to manage market risks, including the use of stock index futures for hedging[136]. - Credit risk management focuses on high credit-rated products, with a significant portion of fixed income investments in government and policy financial bonds[137]. - Liquidity risk management includes maintaining sufficient liquidity assets and conducting regular stress tests to ensure compliance with regulatory standards[140]. - The operational risk management system is designed to prevent and mitigate risks associated with personnel, systems, and processes, with no significant operational risk events reported during the period[141]. - The company has enhanced its compliance management mechanisms to ensure adherence to legal and regulatory requirements across all operational levels[143]. Business Expansion and Market Presence - The company has established 18 branches and 50 business offices, with its subsidiary, CICC Kyoto Futures, having set up 4 branches[18]. - The company is actively involved in market expansion through its diverse business qualifications and licenses, positioning itself for future growth[20]. - The company is focusing on enhancing its asset management capabilities, particularly in fixed income and "fixed income plus" business models[69]. - The company is expanding its market presence in Southeast Asia, targeting a 25% market share within the next two years[191]. - The company is exploring potential mergers and acquisitions to strengthen its market position and expand its service offerings[40]. - The company plans to continue its market expansion strategy by opening new securities business locations in key urban areas[40]. Governance and Management - The company has established a governance structure in compliance with the Company Law and Securities Law, with a total of 3 wholly-owned subsidiaries and 1 secondary holding subsidiary as of the end of the reporting period[35]. - The company has a board of directors consisting of 11 members, including 4 independent directors, ensuring compliance with legal regulations[168]. - The company has a clear succession plan in place for its senior management team, ensuring leadership continuity[186]. - The company has implemented internal management systems to prevent insider trading and ensure fair information disclosure[173]. - The company has a structured approach to executive compensation, with no non-cash remuneration being provided[188]. - The company is actively managing its governance structure to align with regulatory requirements and best practices[185]. Technology and Innovation - The company is committed to ongoing research and development of new financial products to meet evolving market demands[40]. - The company has enhanced its digital transformation efforts, including the launch of new versions of the "Tomato Wealth APP" and the "Tongdaxin APP" trading system, improving customer service and operational efficiency[161]. - The company is investing 100 million RMB in research and development to drive innovation in its product line[191]. - New product launches are expected to contribute an additional 300 million RMB in revenue, with a focus on innovative technology solutions[192]. Customer Engagement and Satisfaction - The company plans to enhance its customer service capabilities, aiming for a 90% customer satisfaction rate by the end of the next fiscal year[191]. - User data showed an increase in active users, with a total of 5 million new users added in the last quarter, marking a 20% increase compared to the previous quarter[191]. - The company plans to implement new marketing strategies that are expected to boost customer engagement by 40%[193].