证券代码：601136 证券简称：首创证券 公告编号：2026-008 首创证券股份有限公司 2026 年度第一期短期融资券发行结果公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 1.中国货币网（https://www.chinamoney.com.cn）； 2.上海清算所网站（https://www.shclearing.com.cn）。 特此公告。 首创证券股份有限公司 董 事 会 2026 年 2 月 7 日 1 首创证券股份有限公司 2026 年度第一期短期融资券已于 2026 年 2 月 5 日发 行完毕，相关发行情况如下： | 短期融资券名称 | | 首创证券股份有限公司 | | 2026 年度第一期短期融资券 | | | | --- | --- | --- | --- | --- | --- | --- | | 短期融资券简称 | 首创证券 26 | | CP001 | 短期融资券代码 | 072610035 | | | 发行日 | 2026 年 2 | 月 | 5 日 | 起息日期 | 2026 年 2 ...

Core Viewpoint - The company has successfully issued its first short-term financing bond for the year 2026, indicating a proactive approach to funding and liquidity management [1] Group 1: Financing Details - The financing bond is named "26首创证券CP001" with the code "072610035" [1] - The issuance date is set for February 5, 2026, with an interest start date of February 6, 2026, and a maturity date of January 29, 2027, resulting in a term of 357 days [1] - Both the planned and actual total issuance amount is 300 million yuan, with an issuance price of 100 yuan per bond and a coupon rate of 1.70% [1] Group 2: Publication and Compliance - Relevant issuance documents have been published on the China Money Network and the Shanghai Clearing House website, ensuring transparency and compliance with regulatory requirements [1]

Summary of Key Points from Conference Call Records Industry Overview - The stock market showed mixed performance on January 30, 2026, with the Shanghai Composite Index closing at 4117.95 points, down 0.96%, and the Shenzhen Component Index at 14205.89 points, down 0.66%. The ChiNext Index increased by 1.27% to 3346.36 points. The brokerage index fell by 1.53%, and the insurance index decreased by 1.60% [1][1][1]. Market Statistics - The total trading volume for stocks was reported at 28,355.38 billion yuan, with the SW Securities II sector accounting for 424.65 billion yuan, representing 1.50% of the total trading volume for A and B shares. The margin trading balance from the previous trading day was 27,393.27 billion yuan. The yield on ten-year government bonds was measured at 1.8112% [1][1][1]. Company Announcements - **Shichuang Securities**: Mr. Jiang Qingfeng was elected as a non-independent director of the company's second board of directors [2][2][2]. - **CITIC Securities**: Non-executive director Mr. Yan Xiaolei resigned from his positions, including those on the Risk Management Committee and the Audit Committee, and will not hold any positions in the company or its subsidiaries post-resignation [2][2][2]. - **Jinlong Co., Ltd.**: Shareholder Ms. Zhu Fenglian's 63 million shares were scheduled for public auction on JD.com from February 5 to February 6, 2026, but the auction was withdrawn due to objections from the defendant [2][2][2]. - **Jianyuan Trust**: The second-instance ruling upheld the original judgment in a lawsuit involving Shanghai Dongfang Securities Asset Management Co., with the plaintiff bearing the litigation costs of 2,051,524.83 yuan [2][2][2]. - **Guosheng Securities**: The China Securities Regulatory Commission approved the merger of Guosheng Financial Holdings Co., Ltd. with Guosheng Securities Co., Ltd., leading to a name change to Guosheng Securities Co., Ltd. The original Guosheng Securities has completed its deregistration [2][2][2]. Important News - **Central Bank**: On January 30, 2026, the People's Bank of China conducted a fixed-rate, quantity tender operation for 4,775 billion yuan in 7-day reverse repos, with a winning rate of 1.4% [3][3][3]. - **Ministry of Finance**: Deputy Minister Liao Min met with the UK Treasury's Director of International Financial Affairs, Mr. White, to discuss Sino-British economic and financial dialogues and cooperation in G20 financial channels [3][3][3]. - **Securities Regulatory Commission**: Proposed amendments to the "Regulations on the Registration Management of Securities Issuance by Listed Companies," including expanding the types of strategic investors and clarifying that the subscription for shares should generally not be less than 5% [3][3][3].

Core Insights - The wealth management transformation in the financial industry is at a critical juncture, requiring institutions to possess strong capabilities in asset allocation to ensure continuous value preservation and growth for clients [1][2]. Industry Challenges - The transformation is likened to a challenging summer season, testing the resilience of institutions due to the cyclical nature of the brokerage industry, talent loss, and the need for strategic adjustments in various sectors such as banks, public funds, and trusts [2]. - The end of the fixed income bull market poses significant pressure on banks and wealth management subsidiaries, while public funds face regulatory adjustments and talent retention issues [2]. Key Capabilities for Transformation - Successful transformation hinges on building three core capabilities: timing in large cycles, an integrated research and investment system across multiple assets and strategies, and a product line that can navigate both bull and bear markets [2][3]. Talent as a Driving Force - Two key talent categories are essential for successful transformation: "soul players" with unique insights into asset classes and "mid-to-upper stream players" who can dynamically optimize asset allocation based on guidance from the "soul players" [3]. - The implementation of a platform-based, integrated, multi-strategy research system is becoming standard in the industry, enhancing efficiency and addressing traditional pain points in research and investment [3]. Product Ecosystem Development - The construction of a product line that can withstand market fluctuations is crucial, with a dual-cycle business model that leverages core advantages and digital platforms to create benchmark products during bull markets [4]. - A strategic approach involves capitalizing on market opportunities during bull phases while shifting focus to bank wealth management during bear phases, ensuring a consistent upward trajectory in returns [4].

首创证券收到中国证监会批复，同意公司向专业投资者公开发行面值余额不超过30亿元的短期公司债 券。注册批复自生效日起24个月内有效，公司可分期发行，需严格按照报送的募集说明书执行，并及时 报告重大事项。 股东城市动力（北京）投资有限公司持有公司27,245,000股A股股份，持股比例0.9968%。该公司计划自 公告披露之日起15个交易日后3个月内，通过集中竞价交易方式减持不超过27,245,000股，减持比例不超 过公司总股本的0.9968%，减持原因为自身发展需要，价格将依据市场情况确定，实施期间为2026年2 月27日至2026年5月27日。 首创证券于2026年1月30日召开2026年第一次临时股东会，审议通过选举蒋青峰先生为第二届董事会非 独立董事的议案。出席会议股东所持表决权股份占公司有表决权股份总数的83.0173%，议案获 99.9575%同意票通过。北京国枫律师事务所出具法律意见书，确认会议召集、召开程序及表决结果合 法有效。 截至2026年1月30日收盘，首创证券（601136）报收于17.88元，较上周的18.75元下跌4.64%。本周，首 创证券1月26日盘中最高价报19.03元。1月2 ...

特此公告。 首创证券股份有限公司 董 事 会 2026 年 1 月 31 日 证券代码：601136 证券简称：首创证券 公告编号：2026-007 首创证券股份有限公司 关于董事任职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2026 年 1 月 30 日，首创证券股份有限公司（以下简称公司）召开 2026 年 第一次临时股东会，审议通过《关于选举蒋青峰先生为公司第二届董事会非独立 董事的议案》，蒋青峰先生当选为公司第二届董事会非独立董事。 根据相关法律法规及《首创证券股份有限公司章程》有关规定，蒋青峰先生 自股东会选举通过其任职议案之日起正式履职，任期自公司股东会审议通过之日 起至第二届董事会任期届满时止。蒋青峰先生的任职经股东会审议批准后，须报 中国证监会北京监管局备案。蒋青峰先生简历详见公司于 2025 年 12 月 19 日披 露的《首创证券股份有限公司第二届董事会第二十次会议决议公告》（公告编号： 2025-055）相关内容。 1 ...

北京市东城区建国门内大街 26 号新闻大厦 7 层、8 层 电话：010-88004488/66090088 传真：010-66090016 邮编：100005 北京国枫律师事务所 关于首创证券股份有限公司 2026 年第一次临时股东会的 法律意见书 国枫律股字[2026]A0033 号 致：首创证券股份有限公司（贵公司） 北京国枫律师事务所（以下简称"本所"）接受贵公司的委托，指派律师出席并见 证贵公司 2026 年第一次临时股东会（以下简称"本次会议"）。 本所律师根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共 和国证券法》（以下简称《证券法》）、《上市公司股东会规则》（以下简称《股东会 规则》）、《律师事务所从事证券法律业务管理办法》（以下简称《证券法律业务管理办 法》）、《律师事务所证券法律业务执业规则（试行）》（以下简称《证券法律业务执业规 则》）等相关法律、行政法规、规章、规范性文件及《首创证券股份有限公司章程》（以 下简称《公司章程》）的规定，就本次会议的召集与召开程序、召集人资格、出席会议 人员资格、会议表决程序及表决结果等事宜，出具本法律意见书。 对本法律意见书的出具，本所 ...

证券代码：601136 证券简称：首创证券 公告编号：2026-006 首创证券股份有限公司 2026年第一次临时股东会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 注：出席会议的股东包括现场出席会议的股东及通过网络投票出席会议的股东。 （四）表决方式是否符合《公司法》及《公司章程》的规定，会议主持情况 等。 本次会议的召集程序及表决方式符合《公司法》等相关法律法规及《公司章 程》等公司规章制度的规定。本次股东会由公司董事会召集，董事长张涛先生主 持。 （五）公司董事和董事会秘书的列席情况 1.公司在任董事11人，列席11人（现场出席 3 人，通讯出席 8 人） 一、会议召开和出席情况 （一）股东会召开的时间：2026 年 1 月 30 日 （二）股东会召开的地点：北京市朝阳区安定路 5 号院 13 号楼北投投资大 厦 A 座 21 层会议室 （三）出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情 况： | 1.出席会议的股东和代理人人数 | 613 | | - ...

证券之星消息，1月28日证券板块较上一交易日下跌0.02%，首创证券领跌。当日上证指数报收于 4151.24，上涨0.27%。深证成指报收于14342.9，上涨0.09%。证券板块个股涨跌见下表： 从资金流向上来看，当日证券板块主力资金净流出5522.2万元，游资资金净流出5536.28万元，散户资金 净流入1.11亿元。证券板块个股资金流向见下表： | 代码 | 名称 | 主力净流入 (元) | 主力净占比 游资净流入 (元) | | 游资净占比 散户净流入 (元) | | 散户净占比 | | --- | --- | --- | --- | --- | --- | --- | --- | | 600030 | 中信证券 | 5.80 Z | 12.08% | -8.74亿 | -18.19% | 2.94(Z | 6.11% | | 601211 | 圆圆超幅圆 | 2.14亿 | 6.78% | 676.80万 | 0.21% | -2.21 Z | -6.99% | | 601688 | 华泰证券 | 1.71亿 | 7.56% | 1780.28万 | 0.79% | -1.88 亿 | -8.35% ...

Key Highlights - Tianqi Co., Ltd. participated in financing for Galaxy General Robotics, acquiring up to 0.38% equity [1] - Hualan Vaccine has no vaccine products available for the prevention of Nipah virus [1] - Aisen Co., Ltd. plans to invest 2 billion yuan to build an integrated circuit materials manufacturing base in East China [1] - Beixin Road and Bridge won a contract for a project worth 1.221 billion yuan [1] - Yongding Co., Ltd. expects a net profit increase of 225.66% to 388.48% in 2025 [1] - Puxin Co., Ltd. intends to acquire a 5% stake in Liyuan Fluororesin for 240 million yuan [1] - Huatai Medical has repurchased 0.7202% of its shares [1] - Dayi Long plans to reduce its stake by no more than 3% [1] - Dongcai Technology's actual controller and vice chairman, Xiong Haitao, has been detained [1] - Yichang Technology's actual controller, Xiong Haitao, is under investigation and has been detained [1] Project Investments - Nord Co., Ltd. plans to invest 168 million yuan to upgrade production line equipment for Qinghai Electronics [1] - Aisen Co., Ltd. is set to invest 2 billion yuan in a manufacturing base for integrated circuit materials [1] Contract Awards - Jintanglang Co., Ltd. won a contract for the interior decoration and weak current intelligent engineering of a new hotel project [1] - Beixin Road and Bridge secured a contract worth 1.221 billion yuan [1] - Huakang Clean won a project worth 54.88 million yuan [1] Earnings Forecasts - New Meixing Co., Ltd. expects a net profit growth of 160.76% to 204.96% in 2025 [1] - Hongxin Electronics anticipates a net profit of 110 million to 150 million yuan in 2025, a year-on-year increase of 93.61% to 164.01% [1] - Yongding Co., Ltd. forecasts a net profit increase of 225.66% to 388.48% in 2025 [1] - Zhenlei Technology expects a net profit increase of 529.64% to 642.26% in 2025 [1] - Ningbo Fubang anticipates a net profit growth of 3099.59% to 4379.43% in 2025 [1] Share Acquisitions - Puxin Co., Ltd. plans to acquire a 5% stake in Liyuan Fluororesin for 240 million yuan [1] - Yingxin Development intends to acquire 60% equity in Changxing Semiconductor [1] Share Buybacks - Jingji Zhino has repurchased 5.438 million shares [2] - Huatai Medical has repurchased 0.7202% of its shares [2] Share Reductions - Baida Precision plans to reduce its stake by no more than 2% [2] - Dayi Long intends to reduce its stake by no more than 3% [2] - Zhishang Technology's Liu Dongsheng and Liu Dongli plan to reduce their stakes by no more than 3% [2] - Shichuang Securities' City Power plans to reduce its holdings by no more than 27.245 million A-shares [2] - Pianzaihuang's Jiulongjiang Group plans to increase its holdings by 300 million to 500 million yuan [2] Other News - Dongcai Technology's actual controller and vice chairman, Xiong Haitao, has been detained [2] - Jingpin Special Equipment has been banned from participating in procurement activities for military supplies for three years [2] - Yichang Technology's actual controller, Xiong Haitao, is under investigation and has been detained [2]