根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露内 部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责组织 领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别及连带法 律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程度降低， 根据内部控制评价结果推测未来内部控制的有效性具有一定的风险。 公司代码：601 ...

华泰联合证券有限责任公司 关于陕西北元化工集团股份有限公司 开展套期保值业务的 专项核查意见 根据《证券发行上市保荐业务管理办法》《上海证券交易所股票上市规则》 《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等有关法律、 法规的规定，华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐 机构"）作为陕西北元化工集团股份有限公司（以下简称"北元集团"或"公司" 或"发行人"）首次公开发行股票的保荐机构，对北元集团拟使用自有资金利用 期货开展聚氯乙烯、烧碱（期货品种上市后适时开展）套期保值业务情况进行了 专项核查，核查情况及核查意见如下： 一、公司拟开展的套期保值业务概述 （一）套期保值的范围 （三）预计投入资金 为严格防范金融衍生品市场风险，自董事会审议公司开展期货业务之日起 12 个月内，公司拟最高对 10%的产能（对应市场价值约为 9-10 亿元）进行保值， 所需期货业务专项资金不超过 2 亿元人民币。 （四）资金来源 公司将利用自有资金进行套期保值业务，不涉及募集资金。 1 二、套期保值业务开展的必要性及可行性 公司开展的套期保值业务范围仅限于与公司生产经营相关的聚氯乙烯、烧碱 等商 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 2,182,374,862.21, representing a decrease of 14.04% compared to the same period last year[4]. - The net profit attributable to shareholders was CNY 16,189,802.26, down 88.23% year-on-year[4]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 11,336,298.37, a decline of 91.70% compared to the previous year[4]. - The basic earnings per share were CNY 0.004, reflecting a decrease of 86.67% year-on-year[4]. - The diluted earnings per share were also CNY 0.004, showing an 86.67% decline compared to the same period last year[4]. - Total operating revenue for Q1 2024 was ¥2,182,374,862.21, a decrease of 14.06% compared to ¥2,538,721,334.75 in Q1 2023[19]. - Net profit for Q1 2024 was ¥16,189,802.26, a significant decline of 88.24% from ¥137,503,782.97 in Q1 2023[20]. - Earnings per share for Q1 2024 was ¥0.004, compared to ¥0.03 in Q1 2023[21]. - The total comprehensive income for Q1 2024 was ¥16,189,802.26, reflecting a decrease from ¥137,503,782.97 in Q1 2023[21]. - The total profit for Q1 2024 was a loss of CNY 12,386,178.28, down from a profit of CNY 159,687,095.58 in the same period last year[30]. Cash Flow and Liquidity - The net cash flow from operating activities was CNY 107,038,024.56, with a significant increase of 119.42% year-on-year due to higher cash received from sales[8]. - Cash flow from operating activities in Q1 2024 was ¥1,703,585,749.56, an increase from ¥1,367,287,224.06 in Q1 2023[22]. - The company's cash flow from operating activities generated a net inflow of CNY 3,877,631.26 in Q1 2024, a significant improvement from a net outflow of CNY 493,527,354.93 in Q1 2023[32]. - Cash and cash equivalents at the end of the period were 4,646,405,537.18 RMB, compared to 6,290,769,294.32 RMB in the previous period, reflecting a decrease[23]. - The cash and cash equivalents at the end of Q1 2024 were CNY 4,419,098,815.43, down from CNY 6,147,125,227.14 at the end of Q1 2023[32]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 14,793,475,986.84, a slight increase of 0.02% from the end of the previous year[4]. - The company's current assets totaled CNY 6,542,722,820.80, compared to CNY 6,458,454,667.31 in the previous period, indicating a growth of approximately 1.31%[16]. - The total liabilities decreased slightly to CNY 2,974,435,285.67 from CNY 2,988,029,578.63, a reduction of about 0.46%[17]. - The total liabilities increased to 3,096,917,587.50 RMB from 3,078,918,990.48 RMB, indicating a rise in financial obligations[26]. - The total equity remained stable at CNY 3,972,222,224.00, unchanged from the previous period[17]. - The total equity decreased slightly to 11,651,459,433.40 RMB from 11,656,827,658.04 RMB, reflecting a minor reduction in shareholder value[27]. Expenses and Costs - Total operating costs for Q1 2024 were ¥2,031,250,908.99, down 11.29% from ¥2,289,840,804.96 in Q1 2023[19]. - The total operating costs decreased to CNY 1,834,738,272.92 in Q1 2024 from CNY 2,030,559,706.94 in Q1 2023, a decline of 9.6%[28]. - Research and development expenses for Q1 2024 were ¥2,045,199.83, a decrease of 79.24% from ¥9,831,382.96 in Q1 2023[19]. - Research and development expenses decreased to CNY 1,846,473.69 in Q1 2024 from CNY 8,526,434.25 in Q1 2023, reflecting a reduction of 78.3%[28]. - The company reported a significant reduction in sales expenses, which increased to CNY 10,017,007.43 in Q1 2024 from CNY 8,868,508.30 in Q1 2023, reflecting a rise of 12.9%[28]. Shareholder Information - The equity attributable to shareholders was CNY 11,819,040,701.17, up 0.14% from the previous year[5]. - The total number of ordinary shareholders at the end of the reporting period was 73,067[9]. - The company has not disclosed any new strategies or product developments during this reporting period[14].

Financial Performance - The company's operating revenue for 2023 was ¥10,966,537,115.67, a decrease of 12.89% compared to ¥12,589,569,182.66 in 2022[19]. - The net profit attributable to shareholders for 2023 was ¥372,569,940.91, down 74.25% from ¥1,446,803,513.67 in the previous year[19]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥358,462,968.19, a decline of 74.90% compared to ¥1,428,144,674.38 in 2022[19]. - The net profit attributable to shareholders decreased by 75% to CNY 472,853,154.66 in 2023 from CNY 1,966,363,224.33 in 2022[21]. - Basic earnings per share dropped to CNY 0.09, a 75% decline compared to CNY 0.36 in 2022[22]. - Total assets decreased by 11.64% to CNY 14,790,364,365.54 in 2023 from CNY 16,737,817,644.90 in 2022[21]. - The weighted average return on equity fell by 6.93 percentage points to 2.76% in 2023 from 9.69% in 2022[22]. - The net cash flow from operating activities decreased by 75.95%, primarily due to reduced cash receipts from sales[46]. - The company reported a total revenue of RMB 1,065,638.01 million in 2023, with a year-over-year decrease of 12.80%[124]. Dividend Distribution - The company plans to distribute a cash dividend of ¥0.1 per share for the 2023 fiscal year, totaling approximately ¥397,222,222.40 based on a total share capital of 3,972,222,224 shares[5]. - The company has already distributed a cash dividend of ¥0.30 per share for the first half of 2023, amounting to ¥1,191,666,667.20[5]. Operational Efficiency and Cost Management - The company implemented a comprehensive cost control system, identifying 43 measures and 48 targets for efficiency improvement[33]. - The total operating cost was approximately ¥9.19 billion, a decrease of 7.58% year-on-year[51]. - The cost of raw materials decreased by 11.09% to ¥5,537,751,925.87, accounting for 72.56% of total costs, down from 74.15%[59]. - Labor costs decreased by 6.88% to ¥477,474,673.00, representing 6.26% of total costs, compared to 6.10% in the previous year[59]. - The company achieved a significant reduction in raw material costs, with a 14.43% decrease in the price of calcium carbide and a 5.27% decrease in coal prices compared to the previous year[120]. Production and Capacity - The company achieved historical production highs in PVC, caustic soda, and cement, with a year-on-year decrease in operating costs by 7.58%[33]. - The company has a PVC production capacity of 28.81 million tons, with a production rate of 74% in 2023, maintaining a significant share of the global market[37]. - The total capacity of caustic soda in China reached 48.41 million tons in 2023, with an annual production of 41.01 million tons and an operating load of 84%[38]. - PVC production reached 1,345,900 tons, completing 107.67% of the annual plan, while caustic soda production was 903,600 tons, achieving 107.57% of the target[44]. Research and Development - The total research and development (R&D) investment was ¥173,742,937.41, which is 1.58% of operating revenue[66]. - The company employed 247 R&D personnel, making up 6.12% of the total workforce[67]. - The company published 97 papers and was granted 27 patents in 2023, including 3 invention patents, highlighting its commitment to innovation[111]. - The company has a total of 394 authorized patents as of December 31, 2023, reflecting its strong focus on intellectual property[111]. Risk Management - The company has detailed various risks faced in its production and operation processes, along with corresponding countermeasures[7]. - The company is subject to a risk statement regarding forward-looking statements, indicating that future plans do not constitute a commitment to investors[6]. - The company aims to enhance its risk management capabilities through hedging activities, thereby improving operational stability[130]. Strategic Initiatives - The company is focusing on strategic partnerships to enhance raw material procurement and reduce costs through competitive sourcing[33]. - The company is actively promoting green and low-carbon initiatives, including energy-saving projects and environmental performance upgrades[36]. - The company plans to deepen strategic cooperation with local suppliers and optimize procurement strategies to mitigate the impact of raw material price fluctuations[148]. - The company is committed to achieving a "zero accident" goal in safety management and enhancing its environmental protection measures[142]. Corporate Governance - The company has organized 3 shareholder meetings, 8 board meetings, and 6 supervisory meetings during the reporting period, ensuring transparent and fair decision-making processes[151]. - The company has revised its independent director work system to enhance the effectiveness of independent directors and protect shareholder rights[151]. - The company continues to focus on maintaining shareholder engagement and transparency through regular meetings and reports[156]. Future Outlook - Future outlook remains optimistic with ongoing projects and potential market expansions planned for the upcoming year[161]. - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 25% based on new product launches and market expansion strategies[166]. - The company is considering strategic acquisitions to enhance its market position, with a budget of 500 million yuan earmarked for potential deals[164].

证券代码：601568 证券简称：北元集团 公告编号：2024-021 陕西北元化工集团股份有限公司 2024年第一季度主要经营数据公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 陕西北元化工集团股份有限公司（以下简称"公司"）根据上海证券交易所 《上海证券交易所上市公司自律监管指引第3号——行业信息披露》有关规定， 将公司2024年第一季度主要经营数据披露如下： 一、2024年第一季度主要产品的产量、销量及收入实现情况 单位：元/吨（不含税） | 主要产品 | 2024年1-3月均价 | 2023年1-3月均价 | 变动幅度（%） | | --- | --- | --- | --- | | 聚氯乙烯 | 5,022.60 | 5,588.53 | -10.13 | | 烧碱 | 2,334.32 | 2,907.00 | -19.70 | | 水泥 | 242.29 | 294.83 | -17.82 | （二）主要原材料价格变动情况 单位：元/吨（不含税） | 主要原材料 | 2024年1-3月均价 | 2023年1 ...

证券代码：601568 证券简称：北元集团 公告编号：2024-020 陕西北元化工集团股份有限公司 2023 年度主要经营数据公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 陕西北元化工集团股份有限公司（以下简称"公司"）根据上海证券交易所 《上海证券交易所上市公司自律监管指引第 3 号——行业信息披露》有关规定， 将公司 2023 年度主要经营数据披露如下： 二、主要产品和原材料的价格变动情况 （一）主要产品价格变动情况 单位：元/吨（不含税） | 主要产品 | 2023 年度均价 | 2022 | 年度均价 | 变动幅度（%） | | --- | --- | --- | --- | --- | | 聚氯乙烯 | | 5,316.68 | 6,770.87 | -21.48 | | 烧碱 | | 2,607.78 | 3,135.02 | -16.82 | | 水泥 | | 270.87 | 320.13 | -15.39 | （二）主要原材料价格变动情况 单位：元/吨（不含税） | 主要原材料 | 年度均价 202 ...

陕西北元化工集团股份有限公司 审 计 报 告 希会审字(2024) 1195 号 | ग्रे | | --- | | . - 田十根告 · | | 二、财务报表 | | (一) 合并财务报表 | | 1 合并资产负债表 | | > 合并利润表 | | ? 合并现全流量表 | | 4 合并股东机益变动表 | | (二)母公司财务报表 | | 1 舟 八司 深 产 · | | 2 舟 八司利润表 …………………………………………………………(13) | | 3 舟 八司 和 全 流 导 = · | | 4. 母公司股东权益变动表 …………………………(15-16) | | (二)财各报表附注 ··································································································(17-91) | | 三、证书复印件 | | (一)注册会计帅资质证明 | | (二) 会计师事务所营业执照 | | (三)会计师事务所执业证书 | 希格玛会计师事务所(特殊普通合伙) Xigema Cpas(Special G ...

关于陕西北元化工集团股份有限公司 华泰联合证券有限责任公司 金融服务协议及相关风险控制措施执行情况的 （一）金融服务协议条款内容 依据北元集团与财务公司签署的《金融服务协议》，财务公司向北元集团提 供金融服务，该协议的主要条款如下： 1、交易内容 财务公司向公司提供的金融服务包括：（1）办理财务和融资顾问服务、信 用鉴证及相关的咨询、代理业务；（2）协助公司实现交易款项的收付；（3）对 公司提供担保；（4）吸收公司的存款；（5）办理公司与公司全资、控股子公司 之间的委托贷款及委托投资（固定收益类有价证券投资、股票投资以外的有价证 券投资）；（6）为公司办理票据签发、承兑及贴现服务；（7）办理公司与公司 全资、控股子公司之间的内部转账结算及相应的结算、清算方案设计；（8）向 公司办理贷款及融资租赁；（9）承销公司与公司全资、控股子公司的企业债券； 1 （10）办理经批准的保险经纪业务；（11）提供公司产品的买方信贷、融资租赁 服务；（12）根据公司的需求和实际情况，为公司提供不同主题的金融培训和信 息咨询服务；（13）其他服务：财务公司将与公司共同探讨新的服务产品和新的 服务领域，并积极进行金融创新，为公司提供 ...

陕西北元化工集团股份有限公司 第一届董事会独立董事专门会议 2024年第二次会议审核意见 1. 陕西煤业化工集团财务有限公司(以下简称"财务公 司")持有合法有效的《金融许可证》《营业执照》,经营资 质、内控建设、经营情况等均符合开展金融服务的要求,风 险管理不存在重大缺陷,未发现财务公司存在违反《企业集 团财务公司管理办法》规定的情形,公司与财务公司之间发 生的关联存、贷款等金融业务目前风险可控。 害公司及其股东特别是中小股东利益的情形。 根据《上市公司独立董事管理办法》《上海证券交易所 股票上市规则》《上海证券交易所上市公司自律监管指引第 1号 -- 规范运作》以及《陕西北元化工集团股份有限公司 章程》等有关规定,我们作为陕西北元化工集团股份有限公 司(以下简称"公司")的独立董事,于2024年4月18日召 开了第三届董事会独立董事专门会议 2024年第二次会议, 针对公司第三届董事会第二次会议拟审议的《关于公司 2023 年度日常关联交易实际发生情况的议案》进行了审核,并审 阅了会计师事务所出具的《关于陕西北元化工集团股份有限 公司涉及财务公司关联交易的存款、贷款等金融业务的专项 说明》(以下简称"《专 ...

证券代码：601568 证券简称：北元集团 公告编号：2024-013 陕西北元化工集团股份有限公司 第三届监事会第二次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、 监事会会议召开情况 陕西北元化工集团股份有限公司（以下简称"公司"）第三届监事会第二次会议于 2024 年 4 月 18 日以现场表决方式召开。会议通知以文件送达、邮件等方式于 2024 年 4 月 8 日发送至全体监事。会议应出席监事 11 名，实际出席监事 9 名，公司监事王胜 勇先生因工作原因未能现场出席，已委托监事刘静浪先生代为出席并行使表决权；公 司监事苏志强先生因工作原因未能现场出席，已委托监事沈鹏飞先生代为出席并行使 表决权。会议由公司监事会主席刘静浪先生召集并主持。本次会议的召开程序及出席 监事人数符合《中华人民共和国公司法》等法律、法规和《陕西北元化工集团股份有 限公司章程》的规定。 二、 监事会会议审议情况 经与会监事有效表决，会议形成决议如下： 1. 审议通过了《关于公司 2023 年度监事会工作报告的议案》 赞成票：1 ...