证券代码：601969 证券简称：海南矿业 公告编号：2023-087 海南矿业股份有限公司 关于购买洛克石油 49%股权暨关联交易的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、交易概述 海南矿业股份有限公司（以下简称"公司"）分别于 2022 年 12 月 27 日、 2023年1月12日召开第五届董事会第二次会议和2023年第一次临时股东大会， 审议通过了《关于购买洛克石油 49%股权暨关联交易的议案》。根据公司"十四 五"战略规划，为加强对油气业务板块的运营管理，扩大公司"铁矿石+油气+ 新能源"三个主赛道的产业布局，提升公司盈利能力，公司拟通过全资子公司 Xinhai Investment Limited 以 1.63 亿美元购买复星国际有限公司（以下简称"复 星国际"）之全资子公司 Transcendent Resources Limited 持有的 Roc Oil Company Pty Limited（以下简称"洛克石油"）49%股权，交易完成后，公司将持有洛克 石油 100%股权。具体内容详见 ...

北京天元（海口）律师事务所 关于海南矿业股份有限公司 2023 年第三次临时股东大会 的法律意见 京天股字（2023）第 481 号 致：海南矿业股份有限公司 海南矿业股份有限公司（以下简称"公司"）2023 年第三次临时股东大会 （以下简称"本次股东大会"）采取现场投票与网络投票相结合的方式召开，现 场会议于 2023 年 9 月 11 日在海南省澄迈县老城镇高新技术产业示范区海南生 态软件园沃克公园 8801 栋 8 楼会议室召开。北京天元（海口）律师事务所（以 下简称"本所"）接受公司委托，指派本所律师参加本次股东大会现场会议，并 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、《上市公司股东大会规则》（以下简 称"《股东大会规则》"）以及《海南矿业股份有限公司章程》（以下简称"《公 司章程》"）等有关规定，就本次股东大会的召集、召开程序、出席现场会议人 员的资格、召集人资格、会议表决程序及表决结果等事项出具本法律意见。 为出具本法律意见，本所律师已审查《海南矿业股份有限公司第五届董事会 第九次会议决议公告》、《海南矿业股份有限公司关于召开 ...

(四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次会议由公司董事会召集，董事长刘明东先生主持。本次会议采取现场投票及 网络投票相结合表决方式，符合《中华人民共和国公司法》、中国证监会《上市 公司股东大会规则》以及相关法律、法规和《公司章程》的规定。 证券代码：601969 证券简称：海南矿业 公告编号：2023-086 海南矿业股份有限公司 2023 年第三次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 7 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 1,532,103,574 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 75.1944 | (一) 股东大会召开的时间：2023 年 9 月 11 日 (二) 股东大会召开的地点：海南省澄迈县老城镇高新技术产业示范区海南生 ...

海南矿业股份有限公司 关于 2023 年半年度业绩说明会召开情况公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：601969 证券简称：海南矿业 公告编号：2023-085 海南矿业股份有限公司（以下简称"公司"）于 2023 年 9 月 8 日上午 10:00- 11:00 在上海证券交易所上证路演中心（http://roadshow.sseinfo.com/）以视 频直播和网络互动方式召开了公司 2023 年半年度业绩说明会。现将说明会相关 情况公告如下： 一、本次业绩说明会召开情况 2023 年 8 月 26 日，公司在上海证券交易所网站（www.sse.com.cn）及指 定信息披露媒体披露了《海南矿业股份有限公司关于召开 2023 年半年度业绩说 明会的公告》（公告编号：2023-083）。 2023 年 9 月 8 日，公司董事长刘明东先生，副董事长滕磊先生，独立董事 李鹏先生，总裁郭风芳先生，副总裁、董事会秘书何婧女士，副总裁、财务总监 朱彤先生出席了本次业绩说明会，与投资者进行互动交流和沟通，就 ...

海南矿业股份有限公司 海南矿业股份有限公司 | 会 议 程 | 议 | 3 | | --- | --- | --- | | 议案一：海南矿业股份有限公司关于变更经营范围及修订《公司章程》的 | | | | 议案 | | 5 | | 议案二：海南矿业股份有限公司关于选举第五届董事会非独立董事的议案7 | | | II Hainan Mining Co.,Ltd. 2023 年第三次临时股东大会 会议资料 2023 年 9 月 11 日 I 海南矿业股份有限公司 目 录 五、股东审议发言 六、推选计票和监票人员 海南矿业股份有限公司 会 议 议 程 会议时间： 1、现场会议召开时间：2023 年 9 月 11 日 14 点 45 分 2、网络投票时间：2023 年 9 月 11 日，采用上海证券交易所网 络投票系统，通过交易系统投票平台的投票时间为股东大会召开当 日的交易时间段，即 9:15-9:25,9:30-11:30,13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 现场会议地点：海南省澄迈县老城镇高新技术产业示范区海南生态软件园沃 克公园 8801 栋 8 ...

证券代码：601969 证券简称：海南矿业 公告编号：2023-084 海南矿业股份有限公司 关于 KOD 及 KMUK 项目延期交割的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 海南矿业股份有限公司（以下简称"公司"）于 2023 年 1 月 19 日召开 第五届董事会第三次会议，审议通过了《关于投资 Kodal Minerals PLC 及其子 公司 Kodal Mining UK 并签署相关协议的议案》，同意公司全资子公司 Xinmao Investment Co., Limited（简称"鑫茂投资"）分别与 Kodal Minerals PLC （简称"KOD"）及其全资子公司 Kodal Mining UK（简称"KMUK"）签署增发协 议和增资协议及相关的股东关系协议，拟通过现金 1,775 万美元认购 KOD 向鑫 茂投资增发的 14.81%股权，并以现金 9,434 万美元增资持有 KMUK 51%股权（以 下合称"本次交易"，详见公司在上海证券交易所网站披露的 2023-003 号公告）。 2023 ...

Environmental Performance - In the first half of 2023, the company discharged industrial wastewater of 264,000 m³ and industrial exhaust gas of 136,467,010 m³, with all monitoring results meeting standards[1]. - The company's pollution prevention facilities operated at a 100% synchronization rate, with both industrial wastewater and industrial exhaust gas achieving a 100% compliance rate for discharge standards[5]. - The company conducted ecological restoration over an area of 76,600 m² and a total ecological restoration area of 114.9 acres in the first half of 2023[5]. - The company reported a total discharge of particulate matter at 7.66 tons and suspended solids at 1.867 tons, both within the regulatory limits[2]. - The company implemented its first round of Leak Detection and Repair (LDAR) work in March 2023, reducing greenhouse gas emissions by 23.743 tons of CO2 equivalent[15]. - The company has no reported administrative penalties due to environmental issues during the reporting period[9]. - The company has established an emergency response plan for environmental incidents and conducted drills for potential environmental emergencies[7]. - The company’s subsidiary, Xinda, reported an industrial exhaust gas discharge of approximately 0.14 tons, with a 100% compliance rate for all monitoring results[12]. - The company has no new construction projects requiring environmental impact assessments during the reporting period[6]. - The company’s self-monitoring plan for environmental compliance has been submitted to government authorities and is publicly available[8]. Community Engagement and Development - The company implemented a rural revitalization strategy in Xingshi Village, Hainan Province, focusing on improving living conditions and enhancing local governance[18]. - A total of 600 streetlights were installed in Xingshi Village, with additional funding of CNY 10,000 allocated for community improvement activities[18]. - The company provided financial assistance of CNY 22,000 to 75 households in need within Xingshi Village during the reporting period[18]. - The company established a "Party Building Co-construction" relationship with the local Party branch to enhance organizational capacity and governance[18]. - The company has been promoting the development of the kumquat industry in Xingshi Village, aiming to increase farmers' income through labor leasing[18]. Financial Transactions and Related Party Transactions - The company reported a total of 1.63 billion USD for the acquisition of a 49% stake in Rock Oil through its wholly-owned subsidiary Xinhai[39]. - The company engaged in related party transactions amounting to 1,578 million CNY from the sale of iron ore products, representing 100% of similar transactions[38]. - The company provided consulting services related to bulk commodity investment and operations, totaling 35.91 million CNY, which accounted for 22.51% of similar transactions[38]. - The company purchased training, ticketing, insurance, and consulting services from related parties, amounting to 583.96 million CNY, representing 29.56% of similar transactions[38]. - The company reported no significant litigation or arbitration matters during the reporting period[35]. - The company has committed to minimizing related party transactions and ensuring fair pricing in accordance with independent third-party standards[33]. - The company has established a commitment to prioritize business opportunities for Hainan Mining in case of competition with its main business[33]. - The company reported a total of 1,161.93 million CNY for software development and consulting services from related parties, which accounted for 58.81% of similar transactions[38]. - The company has no significant changes in the status of its controlling shareholders or actual controllers regarding legal violations or penalties[35]. - The company has committed to ensuring that related party transactions do not harm the legitimate rights and interests of other shareholders[33]. Investments and Financial Agreements - The company signed an investment agreement with Haigang Group and Hainan Shili Iron Mine Park Development Co., Ltd. to invest in the Hainan Shili National Geopark, with a total investment not exceeding RMB 70 million, where the company's contribution will not exceed RMB 34.3 million[42]. - The company has a financial service agreement with Fosun Financial Company, allowing for a maximum comprehensive credit limit of RMB 1.5 billion, aimed at optimizing the company's debt structure and reducing financing costs[47]. - The company reported a total deposit amount of RMB 569,187.75 thousand with Fosun Financial Company, with a year-end balance of RMB 324,967.70 thousand[46]. Construction and Contracts - The company is involved in significant construction contracts, including a project for battery-grade lithium hydroxide with a total amount of RMB 2 million, expected to be completed by December 2023[54]. - The total contract value for the mining production contract with Jinchengxin Mining Management Co., Ltd. is approximately RMB 500 million, with a unit price of RMB 32.30 per ton[57]. - The excavation project with China Coal No. 71 Engineering Co., Ltd. has a contract value of RMB 407.67 million, with an excavation volume of approximately 460,000 m³[57]. - The construction contract for the 20,000-ton battery-grade lithium hydroxide project (Phase 1) with Wukuang 23rd Metallurgical Construction Group Co., Ltd. is valued at RMB 135 million[57]. - The construction contract for the 20,000-ton battery-grade lithium hydroxide project (Phase 2) with China Chemical Engineering No. 6 Construction Co., Ltd. is valued at RMB 166.5 million[57]. Shareholder and Equity Information - The total number of shares before the change was 2,034,496,729, with 3,457,800 new shares issued, resulting in a total of 2,037,954,529 shares after the change[72]. - The number of restricted shares decreased from 12,795,000 to 11,397,320, with 4,855,480 shares released during the reporting period[75]. - The total number of shareholders as of the end of the reporting period was 63,263[75]. - The proportion of unrestricted circulating shares increased from 99.37% to 99.44% after the issuance of new shares[72]. - The company has a total of 3,680,000 restricted stock held by executives, with 1,443,200 shares unlocked during the reporting period[82]. - The company issued 3,457,800 new shares as part of its employee stock incentive plan[75]. - The number of restricted shares held by the company decreased by 4,855,480 during the reporting period[75]. - The company has no foreign shareholders or foreign corporate shareholders[72]. - The company plans to continue its stock incentive program with specific unlocking conditions over the next 12 to 36 months[81]. - The company has not reported any changes in financial indicators such as earnings per share or net asset per share due to share changes during the reporting period[74]. Financial Performance - As of June 30, 2023, the company's total current assets amounted to RMB 5,360,560.41 thousand, a decrease from RMB 5,928,996.25 thousand at the end of 2022, representing a decline of approximately 9.6%[94]. - The company's cash and cash equivalents were reported at RMB 3,130,617.53 thousand, down from RMB 3,711,336.44 thousand, indicating a decrease of about 15.6%[94]. - The trading financial assets increased significantly to RMB 681,408.67 thousand from RMB 237,314.78 thousand, marking an increase of approximately 187.5%[94]. - Accounts receivable rose slightly to RMB 414,244.74 thousand from RMB 403,528.21 thousand, reflecting an increase of about 2%[94]. - Inventory levels increased to RMB 435,313.66 thousand from RMB 409,106.56 thousand, showing a growth of approximately 6.4%[94]. - The company's long-term equity investments increased to RMB 60,106.34 thousand from RMB 53,841.56 thousand, representing an increase of about 11.7%[94]. - Fixed assets decreased slightly to RMB 1,964,826.53 thousand from RMB 1,987,749.90 thousand, indicating a decline of approximately 1.2%[94]. - The company reported a total of 240,000 restricted shares that became tradable under performance conditions[86]. - The company has no strategic investors or general legal entities becoming top ten shareholders due to new share placements during the reporting period[87]. - There were no significant changes in the shareholding of current and departing directors, supervisors, and senior management during the reporting period[87]. Assets and Liabilities - Non-current assets totaled CNY 5,949,158.48 thousand, a decrease from CNY 6,016,574.42 thousand year-over-year[97]. - Total assets amounted to CNY 11,309,718.89 thousand, down from CNY 11,945,570.67 thousand compared to the previous year[99]. - Current liabilities increased slightly to CNY 3,362,965.27 thousand from CNY 3,349,668.42 thousand year-over-year[97]. - Total liabilities reached CNY 4,812,994.30 thousand, compared to CNY 4,571,851.53 thousand in the previous year[99]. - Shareholders' equity attributable to the parent company increased to CNY 6,496,724.59 thousand from CNY 6,319,574.66 thousand year-over-year[99]. - Cash and cash equivalents decreased to CNY 1,825,793.97 thousand from CNY 2,178,424.96 thousand[101]. - Accounts receivable rose to CNY 161,221.60 thousand from CNY 115,075.51 thousand year-over-year[101]. - Other receivables increased significantly to CNY 1,097,765.54 thousand from CNY 739,621.05 thousand[101]. - Deferred tax liabilities decreased to CNY 153,334.98 thousand from CNY 175,291.33 thousand year-over-year[99]. Profit and Revenue - The company reported a net profit of CNY 95,258.71 thousand, recovering from a loss of CNY 9,282.59 thousand in the previous year[99]. - Total operating revenue for the first half of 2023 was 2,400,532.78 million, a decrease of 12.6% compared to 2,747,553.13 million in the first half of 2022[109]. - Total operating costs for the first half of 2023 were 2,098,603.62 million, down from 2,119,010.94 million in the same period last year, reflecting a cost reduction strategy[109]. - The company's net profit margin decreased, with net profit for the first half of 2023 not explicitly stated but implied to be lower due to reduced revenue[109]. - Current assets totaled 3,582,043.38 million, a decrease from 3,930,688.45 million year-over-year, indicating a potential liquidity concern[105]. - Total liabilities decreased to 2,439,327.69 million from 2,800,548.27 million, showing a reduction in financial obligations[107]. - Non-current assets increased slightly to 5,141,521.18 million from 5,126,339.88 million, indicating ongoing investment in long-term assets[105]. - The company reported a significant reduction in employee compensation payable, down to 173,499.81 million from 219,499.51 million, suggesting cost-cutting measures[107]. - Research and development expenses for the first half of 2023 were 26,739.11 million, a decrease from 29,926.21 million in the previous year, indicating a potential slowdown in innovation[109]. - The company’s total equity increased to 6,284,236.87 million from 6,256,480.06 million, reflecting a stable financial position despite revenue declines[107]. Future Strategies and Market Focus - The company is focusing on market expansion and new product development as part of its future strategy, although specific details were not disclosed in the provided data[106]. - The decline in revenue and profit was primarily due to the decrease in iron ore prices, impacting the iron ore mining and sales business[171]. - The company received government subsidies related to mining resource exploration and new plant projects amounting to CNY 1,837.79 thousand[174]. Business Operations - The company’s main business activities include iron ore mining, selection, sales, and oil and gas exploration, with a focus on black, non-ferrous, and non-metallic mineral extraction[154]. - The company’s parent company is Shanghai Fosun High Technology (Group) Co., Ltd., with Guo Guangchang as the ultimate controlling shareholder[155]. - The company’s registered capital increased to RMB 2,037.95 million after the completion of the restricted stock incentive plan[150]. - The company’s total share capital increased to RMB 2,034.97 million after the completion of the 2022 restricted stock incentive plan[164]. - The company’s business scope includes steel products, rubber products, and various mining and manufacturing activities[154]. - The company’s stock was listed on the Shanghai Stock Exchange on December 9, 2014, after an initial public offering of 18,667 million shares at RMB 10.34 per share[147]. - The company’s registered office is located in Hainan Province, China, with its headquarters in the Hainan Eco-Software Park[151].

一、复星财务公司的基本情况 复星财务公司于 2011 年 6 月 20 日经中国银行业监督管理委员 会（现为"国家金融监督管理总局"）批准成立，并于 2011 年 7 月 7 日在上海市普陀区完成工商注册手续，同年 12 月正式开业。截至 2023 年 6 月 30 日，复星财务公司的股权结构如下： | 序号 | 股东全称 | 出资金额 | | 出资比例 | | --- | --- | --- | --- | --- | | 1 | 上海复星高科技（集团）有限公司 | 76,500 | 万元 | 51% | | 2 | 上海复星医药（集团）股份有限公司 | 30,000 | 万元 | 20% | | 3 | 上海豫园旅游商城（集团）股份有限公司 | 30,000 | 万元 | 20% | | 4 | 南京钢铁联合有限公司 | 13,500 | 万元 | 9% | | | 合计 | 150,000 | 万元 | 100% | 截至 2023 年 6 月 30 日，复星财务公司的经营范围为： 海南矿业股份有限公司 关于与上海复星高科技集团财务有限公司开展金融业务的 风险评估报告 根据证监会监管规定要求，海南矿业股 ...

海南矿业股份有限公司独立董事 关于公司第五届董事会第九次会议相关事项的独立意见 依据中国证监会《上市公司独立董事规则》《上海证券交易所股票上市规则》 等相关法律法规、规章及其他规范性文件和《海南矿业股份有限公司章程》《海 南矿业股份有限公司独立董事工作制度》等有关规定，我们作为海南矿业股份有 限公司（以下简称"公司"）独立董事，基于独立判断的立场和审慎、负责的态度， 对公司相关材料进行了认真审核并听取了公司管理层的说明后，对公司第五届董 事会第九次会议审议的相关事项发表如下独立意见： 一、关于截至 2023 年 6 月 30 日募集资金存放与实际使用情况的专项报告 的意见 公司截至 2023 年 6 月 30 日募集资金存放与实际使用情况符合《上市公司监 管指引第 2 号——上市公司募集资金管理和使用的监管要求》和《上海证券交易 所上市公司自律监管指引第 1 号——规范运作》等相关规定，募集资金的管理与 使用不存在违规情形，不存在变相改变募集资金投向和损害股东利益的情况。募 集资金存放与实际使用情况的专项报告内容真实、准确、完整，不存在虚假记载、 误导性陈述或重大遗漏。因此，我们同意《海南矿业股份有限公司截至 ...

证券代码：601969 证券简称：海南矿业 公告编号：2023-078 海南矿业股份有限公司 第五届监事会第六次会议决议公告 一、监事会会议召开情况 表决结果：同意 3 票，反对 0 票，弃权 0 票。 海南矿业股份有限公司（以下简称"公司"）第五届监事会第六次会议于 2023 年 8 月 24 日在公司总部会议室以现场结合通讯方式召开。会议通知于 2023 年 8 月 14 日以电子邮件方式发出。会议由公司监事会主席吕晟先生召集并主持， 本次会议应参与表决监事 3 名，实际参与表决监事 3 名。会议召开符合《中华 人民共和国公司法》和《海南矿业股份有限公司章程》（以下简称"《公司章程》"） 及相关法律法规的有关规定。 二、监事会会议审议情况 （一）审议通过《2023 年半年度报告及其摘要》。 监事会认为：公司 2023 年半年度报告的编制和审议程序符合法律、法规、 《公司章程》和公司内部管理制度的各项规定；公司 2023 年半年度报告的内容 和格式符合中国证监会和上海证券交易所的各项规定，所包含的信息能够从各个 方面真实地反映出公司 2023 年半年度的经营管理和财务状况等事项；在提出本 意见前，监事会未发 ...