一、本次可转债回售的公告情况 浙江芯能光伏科技股份有限公司（以下简称"公司"）于 2025 年 8 月 7 日披露了《浙 江芯能光伏科技股份有限公司关于"芯能转债"可选择回售的公告》（公告编号： 2025-037），并分别于 2025 年 8 月 9 日、2025 年 8 月 14 日、2025 年 8 月 20 日披露了 关于"芯能转债"可选择回售的提示性公告（公告编号分别为 2025-040 号、2025-041 号、2025-042 号）。具体内容详见公司于上海证券交易所网站(www.sse.com.cn)及指定 信息披露媒体披露的相关公告。本次回售的可转债代码为"113679",回售价格为 100.40 元/张（含当期利息）。"芯能转债"的回售申报期为 2025 年 8 月 14 日至 2025 年 8 月 20 日，回售申报已于 2025 年 8 月 20 日上海证券交易所收市后结束。 二、可转债回售结果和本次回售对公司的影响 | 证券代码：603105 | 证券简称：芯能科技 | 公告编号：临 2025-044 | | --- | --- | --- | | 转债代码：113679 | 转债简称： ...

| 证券代码：603105 | 证券简称：芯能科技 | 公告编号：临 2025-043 | | --- | --- | --- | | 转债代码：113679 | 转债简称：芯能转债 | | 浙江芯能光伏科技股份有限公司 浙江芯能光伏科技股份有限公司（以下简称"公司"）控股股东和实际控制人 为张利忠、张文娟夫妇以及其子张震豪，三人直接持有并通过法人股东海宁市正达经编 有限公司（以下简称"正达经编"）和海宁市乾潮投资有限公司（以下简称"乾潮投资"） 间接持有公司股份共200,560,000股，占公司总股本的40.11%。张利忠先生于2024年8月 26日质押20,000,000股，占其持有公司股份总数的40.58%，占公司总股本的4.00%。质 押到期日为2025年8月25日（以下简称"前次质押"）。 在前次质押到期前，张利忠先生办理了股份质押提前延期手续。本次质押延期 后，张利忠先生质押20,000,000股，占其持有公司股份总数的40.58%，占公司总股本的 4.00%。公司控股股东、实际控制人及其一致行动人累计质押公司股份20,000,000股， 占其持有公司股份总数的9.97%，占公司总股本的4.00% ...

Group 1 - The stock price of Chip Energy Technology closed at 8.53 yuan on August 19, 2025, with an increase of 0.83% compared to the previous trading day [1] - The trading volume on that day was 92,516 hands, with a transaction amount of 0.79 billion yuan, resulting in a turnover rate of 1.85% [1] - The company specializes in the investment, construction, and operation of photovoltaic power generation projects, offering services such as EPC engineering contracting and operation maintenance for photovoltaic power plants [1] Group 2 - On the evening of August 19, the company announced details regarding the "Chip Convertible Bond" repurchase option, indicating that if bondholders choose to sell back, it would be at a price of 100.40 yuan per bond, which is above the current market price, potentially leading to losses [1] - On August 19, the net outflow of main funds was 10.165 million yuan, accounting for 0.24% of the circulating market value [1] - Over the past five trading days, the cumulative net outflow reached 7.2847 million yuan, representing 0.17% of the circulating market value [1]

Core Viewpoint - The announcement from Xinneng Technology indicates that holders of "Xinneng Convertible Bonds" can choose to sell their bonds at a price of 100.40 RMB per bond, including the current interest, which may lead to potential losses for investors if they opt for this buyback option due to the bond's market price being higher than the buyback price [1] Summary by Relevant Sections - **Company Announcement** - Xinneng Technology released a notice regarding the buyback option for "Xinneng Convertible Bonds" at a price of 100.40 RMB per bond [1] - **Market Context** - As of the last trading day before the announcement, the closing price of "Xinneng Convertible Bonds" was higher than the buyback price, suggesting that bondholders may incur losses if they choose to sell back their bonds [1]

| 证券代码：603105 | 证券简称：芯能科技 | 公告编号：临 2025-042 | | --- | --- | --- | | 转债代码：113679 | 转债简称：芯能转债 | | 浙江芯能光伏科技股份有限公司 关于"芯能转债"可选择回售的第三次提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 风险提示：如"芯能转债"持有人选择回售，等同于以100.40元人民币/张（含 当期利息）卖出持有的"芯能转债"。截至本公告发出前的最后一个交易日，"芯能转 债"的收盘价格高于本次回售价格，可转债持有人选择回售可能会带来损失，敬请关注 选择回售的投资风险。 浙江芯能光伏科技股份有限公司（以下简称"公司"）于2025年8月6日召开2025年 第一次临时股东大会和"芯能转债"2025年第一次债券持有人会议，分别审议通过了《关 于变更部分募集资金投资子项目的议案》，根据《浙江芯能光伏科技股份有限公司向不 特定对象发行可转换公司债券募集说明书》（以下简称"《募集说明书》"）有关"芯 能转债"的附加回售条款，"芯 ...

Core Viewpoint - The announcement discusses the change in the fundraising investment sub-projects of Zhejiang Xinneng Photovoltaic Technology Co., Ltd. (referred to as "Xinneng Technology"), specifically the replacement of certain unfeasible distributed photovoltaic power station projects with new projects that are ready for implementation [1][2]. Group 1: Project Adjustments - The company has approved a proposal to replace certain unfeasible sub-projects within the "Distributed Photovoltaic Power Station Construction Project" with new projects that have been reserved and are ready for implementation [2]. - The number of involved power stations has increased from 67 to 77, and the registered installed capacity has risen from 204.31 MW to 213.39 MW [1]. - The total investment amount for the adjusted project is 700.71 million yuan, with capital expenditures totaling 636.06 million yuan and the remaining 64.65 million yuan allocated for non-capital expenditures [1]. Group 2: Financial Implications - The company plans to use 616 million yuan of the raised funds for capital expenditures, while any shortfall and non-capital expenditures will be covered through self-raised funds [1]. - The previous total investment amount was 778.46 million yuan, indicating a reduction in investment due to the project adjustments [1]. Group 3: Credit Rating and Outlook - The credit rating agency, Zhongzheng Pengyuan, has decided to maintain the company's credit rating at AA- and the outlook remains stable [2][3]. - The agency will continue to monitor the construction, production, and future revenue of the fundraising investment projects, assessing their impact on the company's credit rating and the credit rating of the "Xinneng Convertible Bonds" [3].

Core Viewpoint - The company announces the second notice regarding the optional redemption of "Xineng Convertible Bonds" with specific details on the redemption price, period, and procedures [1][2][4]. Summary by Sections Redemption Terms and Price - The redemption price is set at 100.40 CNY per bond, including the current interest [1][3]. - The redemption period is from August 14, 2025, to August 20, 2025 [1][4]. - The payment date for the redemption funds is August 25, 2025 [1][4]. Redemption Rights - Holders of "Xineng Convertible Bonds" have the right to choose whether to redeem their bonds, as the redemption is not mandatory [1][2]. - The additional redemption clause is activated if there are significant changes in the implementation of the fundraising projects compared to the commitments made in the prospectus [2][3]. Interest Calculation - The interest for the current period is calculated based on the formula: IA = B × i × t / 365, where B is the total face value of the bonds held, i is the annual coupon rate, and t is the number of days from the last interest payment to the redemption date [3][4]. - For the second year (October 26, 2024, to October 25, 2025), the coupon rate is 0.5%, resulting in an interest of 0.40 CNY per bond for the redemption period [3][4]. Redemption Process - Bondholders must submit their redemption requests through the Shanghai Stock Exchange trading system during the specified redemption period [4]. - The redemption period is from August 14, 2025, to August 20, 2025, and the redemption price remains at 100.40 CNY per bond [4]. Trading During Redemption Period - "Xineng Convertible Bonds" will continue to trade during the redemption period but will stop converting into shares [4]. - If the total face value of the bonds in circulation falls below 30 million CNY due to redemptions, trading will continue until the end of the redemption period, after which an announcement will be made [4].

| 证券代码：603105 | 证券简称：芯能科技 | 公告编号：临 2025-041 | | --- | --- | --- | | 转债代码：113679 | 转债简称：芯能转债 | | 浙江芯能光伏科技股份有限公司 重要内容提示： 风险提示：如"芯能转债"持有人选择回售，等同于以100.40元人民币/张（含 当期利息）卖出持有的"芯能转债"。截至本公告发出前的最后一个交易日，"芯能转 债"的收盘价格高于本次回售价格，可转债持有人选择回售可能会带来损失，敬请关注 选择回售的投资风险。 浙江芯能光伏科技股份有限公司（以下简称"公司"）于2025年8月6日召开2025年 第一次临时股东大会和"芯能转债"2025年第一次债券持有人会议，分别审议通过了《关 于变更部分募集资金投资子项目的议案》，根据《浙江芯能光伏科技股份有限公司向不 特定对象发行可转换公司债券募集说明书》（以下简称"《募集说明书》"）有关"芯 能转债"的附加回售条款，"芯能转债"附加回售条款生效。现依据《上市公司证券发 行注册管理办法》《可转换公司债券管理办法》《上海证券交易所股票上市规则》和《募 集说明书》的规定，就回售有关事项向全体"芯能转债 ...

中证鹏元资信评估股份有限公司 中证鹏元公告【2025】394 号 中证鹏元关于关注浙江芯能光伏科技股份有限公司 变更部分募集资金投资子项目的公告 中证鹏元资信评估股份有限公司（以下简称"中证鹏元"）对浙 江芯能光伏科技股份有限公司（以下简称"芯能科技"或"公司"， 股票代码：603105.SH）及其发行的下述债券开展评级。除评级委托 关系外，中证鹏元及评级从业人员与公司不存在任何足以影响评级行 为独立、客观、公正的关联关系。 | | | | | 主体等级 | 债项等级 评级展望 | | --- | --- | --- | --- | --- | --- | | 债券简称 芯能转债 | 上一次评级时间 2025 6 月 日 | 年 | 25 | 上一次评级结果 AA- | AA- 稳定 | 根据公司于 2025 年 8 月 7 日公告的《2025 年第一次临时股东大 会决议公告》，公司 2025 年第一次临时股东大会审议通过《关于变 更部分募集资金投资子项目的议案》，拟将"芯能转债"原募投项目 "分布式光伏电站建设项目"中部分不具备实施条件的电站建设子项 目以公司储备的新分布式电站项目进行置换，"分布式光伏电站 ...

Core Points - The company announced the first notice regarding the optional redemption of "Xineng Convertible Bonds" with a redemption price of 100.40 CNY per bond, including the current interest [1] - The redemption period is set from August 14, 2025, to August 20, 2025, with funds to be disbursed on August 25, 2025 [1][4] - Holders of the convertible bonds have the right to choose whether to redeem, and the bonds will stop converting during the redemption period [1][4] Redemption Terms - The additional redemption clause allows bondholders to redeem their bonds if there are significant changes in the implementation of the fundraising projects compared to the commitments made in the prospectus [2] - The redemption price includes the current accrued interest, calculated based on a 0.5% annual coupon rate for the second year, resulting in a total redemption price of 100.40 CNY per bond [3][5] - The accrued interest for the redemption period is calculated as 0.40 CNY per bond, based on 292 days of interest [3] Redemption Process - Bondholders can redeem part or all of their unconverted bonds during the specified redemption period through the Shanghai Stock Exchange trading system [4] - The redemption application period is from August 14, 2025, to August 20, 2025, and the company will buy back the bonds at the specified price [4] - The bonds will continue to trade during the redemption period but will not be convertible, and if the total face value of the bonds falls below 30 million CNY, trading will continue until the end of the redemption period [4]