(崔小乐) 作为北京海量数据技术股份有限公司（以下简称"公司"）的独立董事, 2023年,本人严格按照《公司法》《上市公司治理准则》《上市公司独立董事 管理办法》等法律法规和《公司章程》《独立董事工作制度》的有关规定,认 真履行独立董事的职责,积极出席公司股东大会和董事会,认真审议董事会各 项议案，并对公司相关事项发表了独立意见，切实维护了公司和股东的利益。 公司对于本人的工作也给予了积极有效的支持和配合，未有妨碍独立董事 独立性的情况发生。在关联交易及重大生产经营投资决策时,独立董事发挥了 在财务、法律及战略决策等方面的专业特长,维护了全体股东的利益,对于促 进公司规范运作起到了积极的作用。现将独立董事2023年度的工作情况报告如 下: 一、独立董事的基本情况 北京海量数据技术股份有限公司 2023 年度独立董事述职报告 (一)独立董事人员情况 2023年度,公司第三届董事会任期届满。公司于2023年4月18日召开的第三 届董事会第十六次会议、于2023年5月10日召开的2022年年度股东大会及第四届 董事会第一次会议完成了公司第四届董事会及其附属委员会成员的换届选举工 作。本人自此开始担任公司第四届董事会 ...

北京海量数据技术股份有限公司 二〇二三年度 审计报告 致同会计师事务所（特殊普通合伙） 目 | 审计报告 | 1-6 | | --- | --- | | 合并及公司资产负债表 | 1-2 | | 合并及公司利润表 | 3 | | 合并及公司现金流量表 | 4 | | 合并及公司股东权益变动表 | 5-6 | | 财务报表附注 | 7-92 | i l 二二 n [] [] [] 「 「 「 -- [] 门 -- 门 ant Thornton 审计报告 致同审字(2024)第 110A011246号 北京海量数据技术股份有限公司全体股东: 一、审计意见 我们审计了北京海量数据技术股份有限公司(以下简称海量数据公司) 财务报表,包括 2023年 12月 31日的合并及公司资产负债表,2023年度的合 并及公司利润表、合并及公司现金流量表、合并及公司股东权益变动表以及 相关财务报表附注。 我们认为,后附的财务报表在所有重大方面按照企业会计准则的规定编 制,公允反映了海量数据公司 2023年 12月 31日的合并及公司财务状况以及 2023年度的合并及公司经营成果和现金流量。 二、形成审计意见的基础 我们按照中国注册 ...

北京海量数据技术股份有限公司 2023 年度独立董事述职报告 (曾云) 作为北京海量数据技术股份有限公司(以下简称"公司")的独立董事, 2023年,本人严格按照《公司法》《上市公司治理准则》《上市公司独立董事 管理办法》等法律法规和《公司章程》《独立董事工作制度》的有关规定,认 真履行独立董事的职责,积极出席公司股东大会和董事会,认真审议董事会各 项议案,并对公司相关事项发表了独立意见,切实维护了公司和股东的利益。 公司对于本人的工作也给予了积极有效的支持和配合,未有妨碍独立董事 独立性的情况发生。在关联交易及重大生产经营投资决策时,独立董事发挥了 在财务、法律及战略决策等方面的专业特长,维护了全体股东的利益,对于促 进公司规范运作起到了积极的作用。现将独立董事2023年度的工作情况报告如 下: 一、独立董事的基本情况 (三) 独立性情况说明 作为公司独立董事,经自查,本人及直系亲属和主要社会关系成员,均未 在公司及子公司担任除独立董事以外的任何职务,也未在公司主要股东及股东 投资的单位担任任何职务,没有从公司及其主要股东或有利害关系的机构和人 员处取得额外的其他利益,不存在《上市公司独立董事管理办法》《上 ...

一、监事会会议召开情况 北京海量数据技术股份有限公司（以下简称"公司"）第四届监事会第八次 会议于 2024 年 4 月 17 日在公司会议室以现场结合通讯表决方式召开。本次会议 由公司监事会主席孟亚楠先生主持，公司于 2024 年 4 月 7 日以邮件方式向监事 发出会议通知，会议应参加表决监事 3 名，实际参加表决监事 3 名。本次监事会 会议的召集、召开符合《中华人民共和国公司法》和《北京海量数据技术股份有 限公司章程》（以下简称"《公司章程》"）的有关规定，决议内容合法有效。 二、监事会会议审议情况 （一）审议通过《2023 年年度报告全文及摘要》 监事会审查后认为：公司 2023 年年度报告全文及摘要的编制和审议程序符 合法律、法规、《公司章程》和公司内部管理制度的各项规定；报告的内容和格 式符合中国证监会和上海证券交易所的各项规定，能真实、准确地反映出公司 2023 年度的经营管理和财务状况；未发现参与公司 2023 年年度报告全文及摘要 编制和审议的人员有违反保密规定的行为。 具体内容详见公司同日于指定信息披露媒体披露的《北京海量数据技术股份 有限公司 2023 年年度报告》（全文及摘要）。 证 ...

Earnings and Profitability - The company's basic earnings per share (EPS) for 2023 was -0.29 yuan per share, a decrease from -0.22 yuan per share in 2022[23] - The weighted average return on equity (ROE) for 2023 was -9.50%, down from -6.98% in 2022[23] - The company's diluted EPS for 2023 was -0.29 yuan per share, consistent with the basic EPS[23] - The company's ROE after deducting non-recurring gains and losses was -11.46% in 2023, compared to -7.27% in 2022[23] - The company's basic EPS after deducting non-recurring gains and losses was -0.35 yuan per share in 2023, down from -0.33 yuan per share in 2022[23] - The company's financial indicators show a continued decline in profitability, with significant increases in R&D expenses and non-recurring gains and losses contributing to the decrease in net profit[23] - Net profit attributable to shareholders of the listed company in 2023 was a loss of RMB 81.18 million, compared to a loss of RMB 63.78 million in 2022[68] - The company achieved a revenue of 261.83 million yuan in 2023, a decrease of 13.57% compared to the previous year, with a net loss attributable to shareholders of 81.18 million yuan[105] - Revenue for the current period decreased by 13.57% to RMB 261.83 million compared to the same period last year[112] Financial Performance and Costs - The company's financial performance in 2023 reflects challenges in revenue growth and increased operational costs, particularly in R&D[23] - Revenue for 2023 decreased by 13.57% to RMB 261.83 million compared to RMB 302.94 million in 2022[68] - Operating costs decreased by 18.21% to RMB 158.82 million year-over-year[112] - R&D expenses increased significantly by 37.54% to RMB 134.90 million, reflecting the company's commitment to innovation[112] - The company's R&D expenses increased by 37.54% to 134,896,567.37 yuan, primarily due to increased investment in independent product development and higher labor costs[104] - The company's sales expenses increased by 2.20% to 73,305,551.41 yuan, while management expenses decreased by 16.89% to 29,891,708.99 yuan[104] - The company's financial expenses decreased significantly due to reduced interest income from idle funds and lower bank deposit balances, resulting in a negative financial expense of 4,690,162.16 yuan[104] - The company's trading financial assets increased by 151,178,502.15 yuan to 151,267,135.47 yuan, contributing 1,178,502.15 yuan to the current profit[105] - The company received government subsidies of 8,412,010.59 yuan in 2023, a significant increase compared to 1,358,435.94 yuan in 2022[107] Market and Industry Trends - The global database market size in 2022 was $83.3 billion, with the Chinese database market accounting for $5.97 billion (7.2% of the global market). The Chinese database market is expected to exceed 1,200 billion RMB by 2027, with a compound annual growth rate of over 25%[53] - In 2022, the public cloud database market in China reached 21.915 billion RMB, a year-on-year increase of 51.6%, while the on-premise database market reached 18.445 billion RMB, a year-on-year increase of 14.4%[53] Sales and Customer Base - The company's sales model includes direct sales to end customers and distribution through distributors. Service offerings include daily services, project-based services, annual services, and on-site services[55] - The company has established a nationwide marketing and service network, with a high customer retention rate and a broad customer base covering government, manufacturing, finance, telecommunications, energy, and transportation sectors[57] - The company's Vastbase database has been widely recognized in the market, meeting various needs from small to large-scale systems and from non-production to core production systems across multiple industries[57] - The top five customers contributed 82.81 million yuan, accounting for 31.88% of total annual sales[81] - The company's marketing service network covers the entire country, divided into seven major business centers: North China, East China, South China, Central China, Southwest China, Northwest China, and Northeast China[96] R&D and Innovation - Total R&D investment was 147.87 million yuan, accounting for 56.48% of total revenue, with 8.77% of R&D costs capitalized[82] - The company's Vastbase database achieved a throughput of 1.75 million tpmC in a dual-path Kunpeng server environment[77] - The company completed compatibility adaptations with over 1,100 software and hardware products from more than 700 partners[77] - The company obtained 12 new patents, 18 software copyrights, and had 23 patent applications accepted in 2023[95] - The latest version of Vastbase introduced innovative features such as resource pooling and a one-write-multiple-read architecture[95] - The company's core product, Vastbase, has achieved breakthroughs in key industries such as government affairs, manufacturing, finance, telecommunications, energy, and transportation, with notable clients including the State Administration for Market Regulation, BYD, Shanghai Stock Exchange, China Unicom, and Beijing Capital International Airport[96] - The company's R&D investment exceeded 147.87 million yuan in 2023, a year-on-year increase of 29.16%, with technical personnel accounting for over 65% of the workforce[105] - The company has 374 R&D personnel, accounting for 55% of the total workforce, with 43 holding master's degrees and 298 holding bachelor's degrees[130] Financial Assets and Liabilities - The company's financial assets are subject to credit risk assessment, with expected credit losses measured and recognized in the income statement or other comprehensive income[49] - Deferred tax assets increased by 145.07% to RMB 33.10 million due to an increase in deductible losses[64] - Other non-current assets decreased by 78.24% to RMB 2.05 million due to a reduction in prepaid service fees[64] - Accounts payable decreased by 53.62% to RMB 16.67 million due to a reduction in unpaid goods[64] - Taxes payable increased by 246.75% to RMB 6.92 million due to an increase in value-added tax[64] - Other payables decreased by 38.42% to RMB 15.08 million due to the unlocking of restricted stocks[64] - Lease liabilities decreased by 82.59% to RMB 594,376.59 due to a reduction in lease obligations[64] - Other non-current liabilities decreased by 76.80% to RMB 2.42 million due to a reduction in prepaid service fees[64] - The company uses active market quotes to determine the fair value of financial assets or liabilities with active markets, and valuation techniques for those without active markets[141] - The company determines the fair value hierarchy based on the lowest level input that is significant to the fair value measurement, including unadjusted quotes in active markets (Level 1), observable inputs (Level 2), and unobservable inputs (Level 3)[153] - The company measures expected credit losses for financial instruments in different stages: Stage 1 (12-month expected credit loss), Stage 2 (lifetime expected credit loss for significantly increased risk), and Stage 3 (lifetime expected credit loss for impaired assets)[154] - The company assesses credit risk increases based on the nature of financial instruments, either individually or in groups with common credit risk characteristics[160] - The company recognizes impairment losses when the recoverable amount of an asset or asset group is lower than its carrying amount, with the difference recorded in current period profit or loss[168] - The company uses the cost method for initial measurement of intangible assets and amortizes them over their useful lives using a method that reflects the expected pattern of economic benefits[156] - The company applies the lower of cost or net realizable value principle for inventory valuation and recognizes inventory write-downs when the net realizable value is lower than the cost[164] - The company adjusts its shareholding proportion and recognizes gains or losses when it loses control but retains significant influence or joint control over an investee due to other investors' capital increases[165] - Long-term equity investments obtained through cash payments are recorded at the actual purchase price as the initial investment cost[174] - For equity method accounting, if the initial investment cost exceeds the fair value of the identifiable net assets, no adjustment is made to the investment cost[175] - When control or significant influence is lost, the remaining equity is reclassified and measured at fair value, with any difference recognized in current period profit or loss[176] - Research and development expenses include direct costs such as employee compensation, direct input costs, depreciation, and amortization, with salaries allocated based on project hours[181] - Impairment testing for goodwill involves first testing the asset group excluding goodwill, then testing the group including goodwill, and recognizing impairment if the recoverable amount is lower than the carrying amount[183] - Fixed assets are initially measured at actual cost and are reviewed annually for useful life, residual value, and depreciation method[194][195] - Intangible assets with finite useful lives are reviewed annually, and any changes in estimates are adjusted and treated as accounting estimate changes[196] - Development stage expenditures that are capitalized are presented as development costs on the balance sheet and are transferred to intangible assets upon reaching the intended use[199] - Post-employment benefits include defined contribution plans and defined benefit plans, with defined contribution plans involving fixed payments to independent funds[200] Cash Flow and Investments - Cash flow from operating activities was negative RMB 69.30 million, primarily due to increased payments to employees[130] - Cash flow from investing activities was negative RMB 176.44 million, mainly due to increased payments for financial investments[130] - The company has entrusted Beijing Bank with a wealth management product amounting to RMB 50 million, with an annualized return rate of 2.80% and an expected return of RMB 406,600[140] - The company has entrusted Ping An Bank with a wealth management product amounting to RMB 50 million, with an annualized return rate of 3% and an expected return of RMB 394,500[140] Revenue and Gross Margin - Revenue from the software and information technology services industry reached 259.75 million yuan, with a year-on-year increase of 39.21%, while the cost decreased by 13.99%, leading to a 3.45 percentage point increase in gross margin[80] - Database product revenue was 168.11 million yuan, up 46.95% year-on-year, with a gross margin increase of 3.33 percentage points[80] - Data computing revenue grew by 29.96% to 54.65 million yuan, but the gross margin decreased by 0.85 percentage points[80] - Data storage revenue declined by 65.65% to 29.13 million yuan, with a gross margin decrease of 6.22 percentage points[80] - The gross profit margin of the company's main business reached 39.21% in 2023, an increase of 3.45 percentage points year-on-year, driven by the rapid development of independent product business[105] - The company's database product, Vastbase, achieved a cost reduction of 3.35% year-over-year, with costs amounting to RMB 89.18 million[125] - Data computing costs increased by 20.53% to RMB 38.28 million, indicating higher investment in this area[125] - Data storage costs decreased sharply by 62.89% to RMB 24.34 million, reflecting efficiency improvements[125] Assets and Liabilities - Total assets at the end of 2023 decreased by 11.20% to RMB 909.81 million compared to RMB 1.02 billion at the end of 2022[68] - The company's fixed assets include buildings, electronic equipment, transportation equipment, and office furniture, with depreciation rates ranging from 2.375% to 31.67% depending on the asset type[45] - The company uses the equity method for investments, recognizing investment income and other comprehensive income based on the share of net profits and other comprehensive income of the investee[38] - The company adjusts the carrying value of long-term equity investments based on the investee's net profits, other comprehensive income, and profit distributions[38] - The company's internal transactions with associates and joint ventures are adjusted based on the company's shareholding ratio, except for losses related to asset impairment[40] Audit and Financial Reporting - The company's financial report for 2023 was audited by Grant Thornton LLP, which issued a standard unqualified audit report[11] - The company's financial statements and audit report are available for review, along with other disclosed documents, as part of the annual report[9] Undistributed Profit and Dividends - The company's undistributed profit for 2023 was 128,141,005.92 yuan, with no cash dividends, stock dividends, or capital reserve to share capital conversion proposed[12]

根据《上市公司独立董事管理办法》《上海证券交易所上市公司自律监管指 引第 1 号 -- 规范运作》的规定,独立董事应当每年对任职独立性进行自查, 并将自查情况提交董事会。董事会应当每年对在任独立董事独立性情况进行评 估并出具专项意见。基于此,北京海量数据技术股份有限公司(以下简称"公 司")董事会根据法规并结合独立董事的自查情况,就公司在任独立董事的独 立性情况进行评估,并出具如下专项意见: 经公司独立董事自查及董事会核查独立董事在公司的履职情况,董事会认 为公司全体独立董事均具备胜任独立董事岗位的资格。独立董事及其配偶、父 母、子女等主要社会关系未在公司或公司附属企业任职,未在公司主要股东及 其附属企业任职,未与公司存在重大的持股关系,与公司以及主要股东之间不 存在重大业务往来关系或提供财务、法律、咨询、保荐等服务关系。因此,公 司独立董事与公司以及主要股东之间不存在任何妨碍其进行独立客观判断的关 系,不存在影响独立董事独立性的情况,符合《上市公司独立董事管理办法》 等法律法规及《公司章程》中关于独立董事的任职资格及独立性的要求。 北京海量数据技术股份有限公司董事会 对独立董事独立性自查情况的专项报告 北京 ...

关于北京海量数据技术股份有限公司 非经营性资金占用及其他关联 资金往来的专项说明 致同会计师事务所 (特殊普通合伙) 日 II 目 录 关于北京海量数据技术股份有限公司非经营性资金占用及其他关 联资金往来的专项说明 北京海量数据技术股份有限公司 2023年度非经营性资金占用及其他关联资金往来情况汇总表 1-1 ■ l l | | 关于北京海量数据技术股份有限公司 非经营性资金占用及其他关联资金往来的专项说明 致同专字(2024)第 110A007550 号 北京海量数据技术股份有限公司全体股东: 我们接受北京海量数据技术股份有限公司(以下简称海量数据公司)委 托,根据中国注册会计师执业准则审计了海量数据公司 2023年 12月 31日的合 并及公司资产负债表,2023年度合并及公司利润表、合并及公司现金流量表、 合并及公司股东权益变动表和财务报表附注,并出具了致同审字(2024)第 110A011246号无保留意见审计报告。 根据《上市公司监管指引第8号一一上市公司资金往来、对外担保的监管 要求》等有关规定,海量数据公司编制了本专项说明所附的北京海量数据技 术股份有限公司 2023 年度非经营性资金占用及其他 ...

北京海量数据技术股份有限公司 2023 年度独立董事述职报告 (王新安) 作为北京海量数据技术股份有限公司(以下简称"公司"或"海量数据") 的独立董事,2023年,本人严格按照《公司法》《上市公司治理准则》《上市 公司独立董事管理办法》等法律法规和《公司章程》《独立董事工作制度》的 有关规定,认真履行独立董事的职责,积极出席公司股东大会和董事会,认真 审议董事会各项议案,并对公司相关事项发表了独立意见,切实维护了公司和 股东的利益。 公司对于本人的工作也给予了积极有效的支持和配合,未有妨碍独立董事 独立性的情况发生。在关联交易及重大生产经营投资决策时,独立董事发挥了 在财务、法律及战略决策等方面的专业特长,维护了全体股东的利益,对于促 进公司规范运作起到了积极的作用。现将独立董事2023年度的工作情况报告如 下: 一、独立董事的基本情况 (一)独立董事人员情况 2023年度,公司第三届董事会任期届满。公司于2023年4月18日召开的第三 届董事会第十六次会议、于2023年5月10日召开的2022年年度股东大会及第四届 董事会第一次会议完成了公司第四届董事会及其附属委员会成员的换届选举工 作。本人担任公司第三 ...

第三个解除限售期解除限售条件成就的公告 证券代码：603138 证券简称：海量数据 公告编号：2024-018 北京海量数据技术股份有限公司 2021 年限制性股票激励计划 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次限制性股票解除限售条件成就数量：1,863,750 股 本次解除限售事宜需在有关机构的手续办理完毕后方可解除限售，届时 公司将另行公告，敬请投资者注意。 北京海量数据技术股份有限公司（以下简称"公司"）于 2024 年 4 月 17 日 召开第四届董事会第八次会议、第四届监事会第八次会议，审议通过了《公司 2021 年限制性股票激励计划第三个解除限售期解除限售条件成就的议案》。根据 《公司 2021 年限制性股票激励计划》（以下简称"《激励计划》"、"本激励计划"） 的规定，本激励计划授予的限制性股票第三个解除限售期解除限售条件已成就， 现将有关情况公告如下： 一、 激励计划批准及实施情况简述 （一）激励计划实施情况 1、2021 年 1 月 19 日，公司第三届董事会第六次会议和第三届监 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 北京海量数据技术股份有限公司（以下简称"公司"）于 2024 年 4 月 17 日 召开第四届董事会第八次会议，审议通过了《公司关于变更注册资本暨修订<公 司章程>并办理工商变更登记的议案》，本次修订《公司章程》原因如下： 2024 年 2 月 1 日，《公司 2023 年限制性股票激励计划》授予激励对象的 1,132.572 万股限制性股票登记成功；公司又于 2024 年 4 月 17 日召开第四届董 事会第八次会议，审议通过了《公司回购注销部分限制性股票的议案》，公司拟 回购注销《2021 年限制性股票激励计划》中的激励对象已获授但尚未解除限售 的 8,000 股限制性股票。自此，公司总股本将由 283,124,990 股变更为 294,442,710 股，公司注册资本将由 283,124,990 元变更为 294,442,710 元。具 体内容详见公司于指定信息披露媒体披露的《公司关于 2023 年限制性股票激励 计划授予结果的公告》（公告编号：2024-007）及《公司回 ...