法律意见书 北京海润天睿律师事务所 关于厦门建霖健康家居股份有限公司 调整 2021 年股票期权与限制性股票激励计划 限制性股票回购价格的法律意见书 北京市朝阳区建外大街甲 14 号广播大厦 5/9/10/13/17 层 电话：010-65219696 传真：010-88381869 二〇二三年十月 法律意见书 关于厦门建霖健康家居股份有限公司 调整 2021 年股票期权与限制性股票激励计划 限制性股票回购价格的法律意见书 致：厦门建霖健康家居股份有限公司 北京海润天睿律师事务所（以下简称"本所"）接受厦门建霖健康家居股 份有限公司（以下简称"建霖家居"、"公司"）委托，为公司 2021 年股票期 权与限制性股票激励计划（以下简称"本次激励计划"、"本计划"、"本激 励计划"）出具法律意见书。本所根据《中华人民共和国公司法》（以下简称 "《公司法》"《公司法》）、《中华人民共和国证券法》（以下简称"《证 券法》"）、《上市公司股权激励管理办法》（以下简称"《激励管理办法》"） 等有关法律、法规及规范性文件的规定并结合建霖家居的实际情况，就建霖家 居调整 2021 年股票期权与限制性股票激励计划限制性股票回购价 ...

证券代码：603408 证券简称：建霖家居 公告编号：2023-058 厦门建霖健康家居股份有限公司 关于回购注销部分限制性股票减资暨通知债权人的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和 完整性承担法律责任。 一、通知债权人事由 厦门建霖健康家居股份有限公司（以下简称"公司"）于 2023 年 10 月 27 日召开了第三届董事会第二次会议和第三届监事会第 二次会议，审议通过《关于 2021 年股票期权与限制性股票激励计 划回购注销部分限制性股票及注销部分股票期权的议案》。 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"） 和公司《2021 年股票期权与限制性股票激励计划（草案）》（以下 简称"《激励计划（草案）》"）的相关规定及公司 2021 年第一次临 时股东大会授权，鉴于公司 2021 年股票期权与限制性股票激励计 划（以下简称"本次激励计划"）中首次授予的 2 名激励对象因主 动离职而不再具备激励对象资格，公司董事会审议决定对其所持 有的已获授但尚未解除限售的 3.30 万股限制性股票进行回购注 销，首次授予部分限 ...

证券代码：603408 证券简称：建霖家居 公告编号：2023-051 厦门建霖健康家居股份有限公司 关于 2021 年股票期权与限制性股票激励计划 2023 年第三季度自主行权结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和 完整性承担法律责任。 重要内容提示： 一、本次股票期权行权的决策程序及相关信息披露 1、2021 年 11 月 12 日，公司召开第二届董事会第九次会议， 和第二届监事会第八次会议，审议通过《关于向公司 2021 年股票 期权与限制性股票激励计划激励对象首次授予股票期权与限制性 股票的议案》，公司独立董事对相关事项发表了独立意见，监事会 对本次授予事宜进行了核实。 6、2021 年 12 月 13 日，公司召开了第二届董事会第十一次会 议和第二届监事会第九次会议，审议通过《关于向公司 2021 年股 票期权与限制性股票激励计划激励对象授予预留部分股票期权与 限制性股票的议案》，公司独立董事对相关事项发表了独立意见， 监事会对预留授予部分股票期权与限制性股票的激励对象名单进 行了核实。 7、2021 年 ...

证券代码：603408 证券简称：建霖家居 公告编号：2023-049 厦门建霖健康家居股份有限公司 第三届董事会第一次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和 完整性承担法律责任。 一、董事会会议召开情况 厦门建霖健康家居股份有限公司（以下简称"公司"）第三届 董事会第一次会议通知已于 2023 年 9 月 6 日向全体董事发出，会 议于 2023 年 9 月 13 日于公司办公楼会议室以现场结合通讯方式 召开。本次会议由董事陈岱桦先生主持召开，会议应出席董事 9 人，实际出席董事 9 人。本次会议的召集、召开和表决程序符合 《中华人民共和国公司法》等有关法律法规和《公司章程》的规 定，会议合法有效。 二、董事会会议审议情况 本次董事会会议形成了如下决议： （一）关于选举公司董事长的议案 根据《公司章程》的规定，公司董事吕理镇先生提名陈岱桦 先生为公司董事长候选人。 表决结果：9 票同意，0 票反对，0 票弃权。 （二）关于选举公司副董事长的议案 董事会各专门委员会委员设置如下： （一） 战略委员会 1、 主任委员：陈岱桦 ...

厦门建霖健康家居股份有限公司 独立董事关于第三届董事会第一次会议 聘任公司高级管理人员的独立意见 叶少琴 根据《中华人民共和国公司法》《上市公司治理准则》《上市公司独立董事 管理办法》等法律、法规和规范性文件以及《公司章程》《独立董事工作制度》 等的规定和要求，作为厦门建霖健康家居股份有限公司（以下简称"公司"）的 独立董事，对公司第三届董事会第一次会议所审议的公司聘任高级管理人员的议 案的独立意见如下: 一、我们认真审查了陈岱桦先生、涂序斌先生、张益升先生、徐俊斌先生、 汤慧玲女士、许士伟先生的履历，未发现其存在《公司法》和《公司章程》规定 的不得担任公司董事及高级管理人员的情形，亦未发现其存在被中国证监会及深 圳证券交易所确定为市场禁入者的现象，不属于被中国证监会在证券期货市场违 法失信信息公开查询平台公示或者被人民法院纳入失信被执行人名单的人员。其 任职资格符合担任上市公司高级管理人员的条件。 二、我们认真审查了上述人员的教育背景、工作经历和工作绩效等情况，认 为其具备担任相应职务所必需的管理能力、领导能力、专业知识和技术技能。 综上所述，我们认为董事会提名及聘任陈岱桦先生担任公司总裁，涂序斌先 生担任 ...

股东大会法律意见书 北京海润天睿律师事务所 关于厦门建霖健康家居股份有限公司 2023 年第一次临时股东大会的法律意见书 致:厦门建霖健康家居股份有限公司 北京海润天睿律师事务所(以下简称本所)接受厦门建霖健康家居股份有限 公司(以下简称公司)的委托,指派律师吴团结、姚方方出席公司 2023年第一 次临时股东大会并对本次股东大会进行律师见证。 本所律师依据《中华人民共和国公司法》(以下简称《公司法》)、《上市 公司股东大会规则》(以下简称《股东大会规则》)、《上海证券交易所上市公 司自律监管指引第1 号 -- 规范运作》(以下简称《规范运作》)等法律法规、 规范性文件及《公司章程》的有关规定,就公司本次股东大会的召集、召开程序、 出席会议人员的资格、召集人资格、表决方式、表决程序及表决结果等事宜出具 本法律意见书。 出席本次股东大会的股东及股东代理人共计 20 人,代表有表决权股份 333,073,942 股,占公司有表决权总股份的 74.7825 %。 股东大会法律意见书 出席本次股东大会现场会议的股东及股东代理人共 19人,代表有表决权股 份 333.073.242 股,占公司有表决权总股本的 74.78 ...

证券代码：603408 证券简称：建霖家居 公告编号：2023-048 厦门建霖健康家居股份有限公司 2023 年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 20 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 333,073,942 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 74.7825 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次大会由公司董事会召集，会议以现场投票和网络投票相结合的方式进行 表决，由董事长吕理镇先生主持。会议召集、召开及表决方式符合《公司法》和 《公司章程》等有关规定。 (一) 股东大会召开的时间：2023 年 9 月 13 日 (二) 股东大会召开的地点：厦门市集美区天凤路 69 号办公楼会议室 (三) 出席会议的普通股股东和恢复 ...

证券代码：603408 证券简称：建霖家居 厦门建霖健康家居股份有限公司 2023 年第一次临时股东大会 会议资料 二〇二三年九月 1 厦门建霖健康家居股份有限公司 2023 年第一次临时股东大会 厦门建霖健康家居股份有限公司 2023 年第一次临时股东大会会议须知 厦门建霖健康家居股份有限公司 2023 年第一次临时股东大会 厦门建霖健康家居股份有限公司 2023 年第一次临时股东大会会议资料目录 | 2023 | 年第一次临时股东大会会议资料目录 | 1 | | --- | --- | --- | | 2023 | 年第一次临时股东大会会议须知 | 2 | | 2023 | 年第一次临时股东大会会议议程 | 4 | | | 议案一：关于修订《公司章程》的议案 | 6 | | | 议案二：关于选举第三届董事会非独立董事的议案 | 7 | | | 议案三：关于选举第三届董事会独立董事的议案 | 8 | | | 议案四：关于选举第三届监事会非职工代表监事的议案 | 9 | 为了维护全体股东的合法权益，保障股东依法行使股东权利，确保股东大会的正常 秩序和议事效率，根据中国证监会《上市公司股东大会规则》《厦门建霖健 ...

Financial Performance - The company reported no profit distribution or capital reserve transfer to increase share capital during the reporting period[5]. - The financial report for the first half of 2023 has not been audited, ensuring transparency in financial disclosures[4]. - The reporting period covers January 1, 2023, to June 30, 2023, providing a clear timeframe for financial performance analysis[11]. - The company's basic earnings per share decreased by 29.41% to CNY 0.36 compared to the same period last year[21]. - Revenue for the first half of the year was CNY 1,881,471,267.14, representing a 20.00% decline year-over-year[22]. - Net profit attributable to shareholders decreased by 29.96% to CNY 159,075,517.76 compared to the previous year[22]. - The weighted average return on equity fell by 2.99 percentage points to 5.39%[21]. - The net cash flow from operating activities decreased by 29.16% to CNY 191,965,711.68[22]. - In the first half of 2023, the company achieved operating revenue of 1.881 billion RMB, a decrease of 20% year-on-year[50]. - The net profit attributable to shareholders was 159 million RMB, down 29.96% compared to the previous year[50]. - Domestic market revenue reached 447 million RMB, while overseas market revenue was 1.434 billion RMB, indicating a strong international presence[44][45]. - Cash flow from operating activities decreased by 29.16% to 192 million RMB compared to the previous year[51]. - The company’s cash and cash equivalents increased by 31.28% to 804 million RMB, primarily due to the maturity of structured deposits[51]. Risk Management - There are no significant risk events reported during the period, indicating stable operational conditions[7]. - The company has established a comprehensive risk disclosure section in the report, detailing potential operational risks[7]. - The company has not faced any non-operational fund occupation by controlling shareholders or related parties[7]. - The company is actively seeking opportunities in the health industry while deepening existing business segments to mitigate global political and economic uncertainties[60]. - The company has implemented measures to reduce the impact of exchange rate fluctuations on its export business, including locking in export prices and engaging in forward foreign exchange contracts[60]. Market and Industry Trends - The overall industry is experiencing recovery and growth, driven by consumer demand for high-quality, environmentally friendly products[33]. - The water purification industry in China is still relatively small compared to other home appliance sectors, with significant growth potential as consumer awareness of clean water increases[34]. - The penetration rate of household water purifiers in China has improved significantly but remains lower than in developed countries like the US, Japan, and South Korea, indicating ample market expansion opportunities[34]. - The demand for new product categories such as instant water purifiers and countertop drinking machines is rising, driven by consumer preferences for healthier living[34]. - The fresh air system market in China is expected to grow significantly as the demand for indoor air quality improves, with new regulations promoting the installation of such systems in residential buildings[35]. - The market for fresh air systems is projected to expand as the penetration rate in newly built homes continues to increase, supported by policies favoring well-decorated homes[35]. - The health care industry is experiencing growth due to rising consumer demand for high-quality personal care and health products, driven by an aging population and increased focus on wellness[36]. Research and Development - The company has accumulated 2,150 valid patents, including 267 invention patents, showcasing its strong R&D capabilities and commitment to innovation[38]. - Research and development expenses amounted to 109 million RMB, representing 5.79% of operating revenue, with a total of 924 R&D personnel[46]. - The company added 3 invention patents and 98 utility model patents during the reporting period, with a total of 2,150 effective patents as of June 30, 2023[46]. - The company is focusing on smart home technology and enhancing product competitiveness through innovation and digital transformation[47][48]. Environmental Responsibility - The company has established an industrial wastewater treatment station with a design capacity of 1,200 tons per day, ensuring compliance with the discharge standards for electroplating pollutants[72]. - The company was recognized as a "Green Environmental Enterprise" by the Xiamen Municipal Ecological Environment Bureau during the reporting period[71]. - The company has implemented effective control measures for major pollutants, including wastewater, waste gas, solid waste, and noise, in accordance with environmental management standards[72]. - The company has obtained all necessary environmental permits and approvals for its projects, ensuring compliance with national laws and regulations[74]. - The company has invested in environmental pollution liability insurance to mitigate environmental pollution risks[71]. - The company has completed the construction of the rainwater and sewage diversion project in May 2023, with updated discharge standards for wastewater[73]. - The company has installed dust and acid mist treatment systems to manage emissions from production processes effectively[73]. - The company has set up a solid waste recycling station and has a designated area for hazardous waste storage, ensuring safe disposal practices[73]. - The company adheres to ISO 14001 environmental management system certification, demonstrating its commitment to environmental protection[71]. - The company installed photovoltaic power generation projects, generating 835,600 kWh of electricity, saving approximately 92,180 CNY in electricity costs and reducing CO2 emissions by about 511 tons[82]. - The company has successfully passed the "ISO14000 Environmental Management System" audit, enhancing its environmental responsibility[81]. - The company has implemented real-time monitoring systems for wastewater and air emissions, ensuring compliance with local environmental laws and regulations[81]. - The company has developed an emergency response plan for environmental incidents, ensuring quick response to minimize environmental impact[77]. - The company has established a self-monitoring scheme for environmental emissions, including wastewater, waste gas, and noise[78]. - The company emphasizes a sustainable development approach, integrating "smart, healthy, and green" concepts into its technology and product innovations[79]. - The company has actively engaged in environmental protection initiatives, promoting resource conservation and reducing carbon emissions through various measures[81]. Corporate Governance - The company maintains a commitment to the accuracy and completeness of the financial report, with all board members present at the meeting[8]. - The company has a dedicated investor relations team to handle inquiries and maintain communication with stakeholders[15]. - The company completed the repurchase and cancellation of 87,500 restricted stock options and restricted stocks from the 2021 incentive plan by June 30, 2023[67]. - The company will not transfer or entrust the management of shares held before the IPO for 36 months from the listing date, and any reduction in shares after the lock-up period must not be below the issue price[91]. - If the company's stock price falls below the issue price for 20 consecutive trading days within six months post-listing, the lock-up period will be automatically extended by six months[93]. - The company commits to repurchase shares if the stock price falls below the audited net asset value per share for 20 consecutive trading days, following regulatory approval[97]. - The company will limit the total amount used for share repurchase to 20% of the audited net profit attributable to shareholders of the parent company for a single fiscal year[98]. - The company will announce any share repurchase plans three trading days in advance[95]. - The company will ensure that any share reduction after the lock-up period complies with relevant laws and regulations, including a maximum of 25% of total shares held per year for directors and senior management[94]. - The company will adhere to the commitments made in the IPO prospectus regarding share lock-up[96]. - There are no significant litigation or arbitration matters during the reporting period[104]. - The company and its major shareholders have maintained good integrity, with no overdue debts or regulatory penalties reported[104]. - There are no significant related party transactions reported during the period[105]. Employee and Community Engagement - As of June 30, 2023, the company has recruited a total of 3,717 local employees, with 477 new hires contributing to poverty alleviation efforts in Hezheng County, Gansu Province[83]. - The company has invested a total of CNY 1,076,794 in providing free meals for employees as part of its employment support initiatives[84]. - In the first half of 2023, the company provided assistance amounting to CNY 563,026 to 26 employees with disabilities, ensuring their rights and promoting social awareness[84]. - The company participated in a charity project in April 2023, providing CNY 200,000 worth of elderly-friendly bathroom products to 200 households, enhancing the quality of life for senior citizens[85]. - The company has established a harmonious work environment by respecting the religious beliefs of minority employees, providing transportation and holiday subsidies totaling CNY 431,752 during Ramadan[84]. Financial Position - The company’s total assets at the end of the reporting period were CNY 2,640,053,358.51[153]. - The total equity of the company at the end of the reporting period was CNY 2,249,602,136.23, a decrease from CNY 2,258,784,549.66 at the beginning of the year[153]. - The total liabilities increased to RMB 1,608,257,753.46 from RMB 1,527,303,123.49, which is an increase of about 5.3%[131]. - The company's equity attributable to shareholders decreased to RMB 2,831,546,899.25 from RMB 2,872,740,614.78, reflecting a decline of approximately 1.4%[131]. - The total liabilities to equity ratio stands at approximately 56.7%, indicating a moderate leverage position for the company[131]. - The company reported a total liability of CNY 945,686,881.60, an increase of 16% from CNY 812,615,807.85 in the previous year[133]. - The total comprehensive income for the previous year was approximately ¥226.01 million, indicating a significant improvement in performance year-over-year[149]. - The company reported a decrease in retained earnings of approximately ¥209.33 million during the current period[149]. - The capital reserve increased by approximately ¥14.87 million during the current period, compared to a decrease of ¥8.41 million in the previous year[149]. Accounting and Financial Reporting - The company adheres to the accounting standards set by the Ministry of Finance, ensuring that its financial statements accurately reflect its financial position and operating results[163]. - The company’s accounting period runs from January 1 to December 31 each year, with a defined operating cycle of 12 months[164][165]. - The company has established a comprehensive approach to accounting for business combinations, ensuring that all transactions are accounted for appropriately[168][169]. - The company recognizes the share of losses exceeding the minority interest in the subsidiary's equity as a reduction in minority interest[173]. - The company ensures that all subsidiaries adopt consistent accounting policies and periods for the preparation of consolidated financial statements[172].

厦门建霖健康家居股份有限公司 独立董事候选人声明 二、本人任职资格符合下列法律、行政法规和部门规章的要求： （一）《中华人民共和国公司法》关于董事任职资格的规定； （二）中国证监会《上市公司独立董事管理办法》、上海证券交易所自律监 管规则以及公司章程有关独立董事任职资格和条件的相关规定； 本人叶少琴，已充分了解并同意由提名人厦门建霖健康家居股份有限公司董 事会提名为厦门建霖健康家居股份有限公司第三届董事会独立董事候选人。本人 公开声明，本人具备独立董事任职资格，本人保证不存在任何影响本人担任厦门 建霖健康家居股份有限公司独立董事独立性的关系，具体声明如下： 一、本人具备上市公司运作的基本知识，熟悉相关法律、行政法规、部门规 章及其他规范性文件，具有五年以上法律、经济、财务、管理或者其他履行独立 董事职责所必需的工作经验。 本人已参加培训并取得上海证券交易所认可的独立董事资格证书。 （三）中共中央纪委、教育部、监察部《关于加强高等学校反腐倡廉建设的 意见》的相关规定； （四）其他法律法规、部门规章、规范性文件和上海证券交易所规定的情形。 三、本人具备独立性，不属于下列情形： （一）在上市公司或者其附属企业任职的 ...