国浩律师（上海）事务所 关于法兰泰克重工股份有限公司 2024 年股票期权与限制性股票激励计划 第一个行权期行权条件及第一个解除限售 期解除限售条件成就并注销部分股票期权 及回购注销部分限制性股票相关事项 之 法律意见书 上海市静安区山西北路 99 号苏河湾中心 MT25-28 楼 邮编：200085 25-28/F, Suhe Centre, 99 North Shanxi Road, Jing'an District, Shanghai, China 电话/Tel: (+86)(21) 5234 1668 传真/Fax: (+86)(21) 5234 1670 网址/Website: http://www.grandall.com.cn 二〇二五年四月 | 释 | 义 2 | | --- | --- | | | 律师应当声明的事项 5 | | 正 | 文 7 | | | 一、本次激励计划解除限售及行权并注销事项的批准和授权 7 | | | 二、本次解除限售及行权的相关事项 8 | | | 三、本次注销的相关事项 13 | | | 四、结论意见 14 | 国浩律师（上海）事务所 法律意见书 释 义 在本法律 ...

Financial Performance - The company's operating revenue for Q1 2025 was CNY 407,863,182.15, representing an increase of 18.43% compared to CNY 344,389,752.89 in the same period last year[3]. - The net profit attributable to shareholders was CNY 34,394,247.37, a year-on-year increase of 38.37% from CNY 24,857,575.09[3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 29,125,213.03, reflecting a 45.23% increase from CNY 20,053,911.18 in the previous year[3]. - Basic earnings per share increased to CNY 0.0959, up 38.99% from CNY 0.0690[3]. - Diluted earnings per share rose to CNY 0.0939, marking a 36.09% increase from CNY 0.0690[3]. - Total comprehensive income for Q1 2025 was ¥43.75 million, compared to ¥20.36 million in Q1 2024, reflecting improved overall performance[15]. Cash Flow and Liquidity - The net cash flow from operating activities reached CNY 247,996,305.05, a significant improvement from a negative cash flow of CNY 37,579,656.55 in the same period last year[3]. - Cash flow from operating activities for Q1 2025 was ¥248.00 million, a significant recovery from a negative cash flow of ¥37.58 million in Q1 2024[18]. - Cash and cash equivalents at the end of Q1 2025 totaled ¥488.23 million, compared to ¥295.94 million at the end of Q1 2024, indicating a strong liquidity position[19]. - The company's cash and cash equivalents increased to CNY 624,991,183.12 from CNY 396,027,377.31, representing a growth of approximately 57.7%[10]. Assets and Liabilities - Total assets at the end of the reporting period were CNY 4,124,396,637.83, a 9.83% increase from CNY 3,755,175,238.97 at the end of the previous year[4]. - The company's current assets totaled CNY 2,631,221,952.67, up from CNY 2,291,396,934.14, indicating an increase of about 14.9%[10]. - The company's total liabilities amounted to CNY 2,446,125,839.57, compared to CNY 2,123,625,075.71, marking an increase of around 15.2%[12]. - The inventory value rose to CNY 974,163,606.75 from CNY 735,840,474.71, reflecting a significant increase of approximately 32.4%[11]. - The accounts receivable decreased to CNY 560,565,731.35 from CNY 673,428,921.50, indicating a decline of about 16.7%[10]. Shareholder Information - Shareholders' equity attributable to shareholders was CNY 1,664,424,530.25, up 2.83% from CNY 1,618,606,732.31 at the end of the previous year[4]. - The total number of common shareholders at the end of the reporting period was 18,083[8]. - The equity attributable to shareholders increased to CNY 1,664,424,530.25 from CNY 1,618,606,732.31, which is an increase of about 2.8%[12]. Investment and Expenses - Research and development expenses increased to ¥31.80 million in Q1 2025, a 71.8% rise compared to ¥18.50 million in Q1 2024[14]. - Investment activities resulted in a net cash outflow of ¥85.67 million in Q1 2025, compared to a net inflow of ¥3.04 million in Q1 2024, indicating increased investment activity[19]. - The company recognized non-recurring gains of CNY 5,269,034.34 during the reporting period, primarily from government subsidies and other non-operating income[5]. Foreign Exchange and Other Gains - The company experienced a foreign exchange gain of ¥2.15 million in Q1 2025, contrasting with a loss of ¥1.64 million in Q1 2024, highlighting improved currency management[19].

Financial Performance - The company's operating revenue for 2024 reached ¥2,129,193,384.58, representing a 6.88% increase compared to ¥1,992,074,203.75 in 2023[23] - The net profit attributable to shareholders for 2024 was ¥166,953,548.60, a 2.20% increase from ¥163,358,821.35 in 2023[23] - The basic earnings per share for 2024 was ¥0.46, up 2.22% from ¥0.45 in 2023[25] - The diluted earnings per share remained unchanged at ¥0.45 compared to the previous year[25] - The weighted average return on equity decreased to 10.57% from 10.95% in 2023[25] - The net profit attributable to the company, excluding non-recurring items, grew by 10.04%, exceeding the revenue growth rate by 3.16 percentage points[59] - The company reported a total revenue of 1.2 billion in 2023, reflecting a year-over-year growth of 15%[99] - The company has set a revenue guidance of 1.5 billion for 2024, indicating a projected growth of 25%[99] - The company achieved a revenue of approximately ¥2.13 billion, representing a growth of 6.88% compared to the previous year[60] Cash Flow and Assets - The net cash flow from operating activities decreased by 44.54% to ¥189,797,308.01 from ¥342,207,940.37 in the previous year[23] - The total assets of the company increased by 7.96% to ¥3,755,175,238.97 at the end of 2024, compared to ¥3,478,303,546.25 at the end of 2023[24] - The net cash flow from operating activities in Q2 2024 was 56.42 million RMB, and in Q3 2024, it significantly increased to 146.84 million RMB[27] - The company reported a net cash flow from operating activities of ¥189.8 million, with a net cash flow ratio of 111%[59] Revenue Growth and Market Expansion - New signed orders grew by over 20% in 2024, reaching a historical high[36] - The company’s overseas revenue reached 767 million yuan, a year-on-year increase of 59.33%, accounting for 36% of total revenue[38] - The company is expanding its smart crane manufacturing base in Huzhou to enhance production capacity and strengthen its supply chain[57] - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2025[99] - The company aims to leverage its brand value and integrated service network to pursue international market expansion[58] Research and Development - The company is committed to increasing R&D investment and enhancing quality control systems, aiming for 2025 to be the "Year of Quality"[39] - Research and development expenses rose by 27.07% to approximately ¥127.8 million, highlighting the company's commitment to innovation[60] - The total number of R&D personnel is 342, accounting for 20.53% of the company's total workforce[70] - The company holds a total of 496 patents, including 372 utility model patents, 103 invention patents, and 21 design patents[55] Corporate Governance and Management - The company has implemented measures to ensure compliance with corporate governance standards, enhancing investor protection[96] - The board approved a stock option plan for 2024, aimed at incentivizing key management personnel[96] - The company has appointed new financial leaders in multiple subsidiaries, including Shanghai Green Electric Bay Energy Technology Co., Ltd. and Fari Lanchin Enterprise Management (Shanghai) Co., Ltd.[104] - The company is set to appoint a new general manager and other key executives, indicating a potential shift in leadership strategy[109] Employee Engagement and Compensation - The total number of employees in the parent company and major subsidiaries is 1,666, with 820 in the parent company and 846 in subsidiaries[119] - The company emphasizes a dual growth strategy for corporate performance and employee income through its compensation policy[121] - The financial director indicated a stock incentive plan with a total of 32,000 shares allocated, reflecting a 61% increase in employee engagement[100] - The company has implemented various talent development projects, including specialized training and skills competitions for employees[123] Environmental and Social Responsibility - The company invested 1,260,000 CNY in environmental protection during the reporting period[139] - The company has established a mechanism for environmental protection and ensures regular monitoring of pollutant emissions[140] - The company has committed to mitigating risks from market fluctuations, raw material price volatility, and international political changes by enhancing its supply chain and global business capabilities[91][92][93] - Total investment in social responsibility projects amounted to 125.2 million RMB, benefiting 663 individuals[143] Shareholder Information - The largest shareholder, Jin Hongping, holds 63,826,845 shares, representing 17.72% of the total shares, with a decrease of 18,030,000 shares during the reporting period[173] - The total number of ordinary shareholders decreased from 18,083 to 15,634 during the reporting period[171] - The report indicates that there are no changes in the controlling shareholder during the reporting period[179] - The company has not disclosed any major litigation or arbitration matters during the reporting period[150] Financial Instruments and Debt - The company has issued 330,000 convertible bonds with a total amount of 33,000.00 million RMB, with a maturity of 6 years and a bond interest rate starting at 0.4% in the first year[188] - The cumulative number of shares converted from the convertible bonds reached 6,629,889, representing 1.88% of the total shares issued before conversion[192] - The company maintains a credit rating of AA- for both its main entity and the convertible bonds, with a stable outlook[196] - The debt-to-asset ratio stood at 56.55%, indicating a stable financial condition and strong debt repayment capability[196]

法兰泰克重工股份有限公司 独立董事 2024 年度述职报告 （袁鸿昌） 作为法兰泰克重工股份有限公司（以下简称"法兰泰克"或"公司"）独立 董事，2024 年本人根据相关法律法规和《公司章程》的有关规定，诚实、勤勉、 独立的履行独立董事的职责，及时了解公司各项运营情况，积极参加相关会议。 在促进公司规范运作，维护公司及股东，尤其是中小股东合法权益等方面做出了 积极努力。现将本人 2024 年度履职情况汇报如下： 一、本人基本情况 本人袁鸿昌，1971年3月出生，汉族，中国国籍，无境外永久居留权，研究 生学历，硕士学位。2001年参加工作，历任深圳世联行集团股份有限公司副总 经理、董事会秘书、大客户部经理、董事，现任公司董事会独立董事，深圳世联 行集团股份有限公司监事会监事长、上海世联房地产顾问有限公司总经理，上海 博隆装备技术股份有限公司独立董事。 报告期内，作为公司的独立董事，符合《上市公司独立董事管理办法》等规 定所要求的独立性和担任公司独立董事的任职资格，能够确保客观、独立的专业 判断，不存在影响独立性的情况。 二、本人年度履职概况 （一）出席董事会和股东会情况 2024 年本人共参加公司召开的 4 次 ...

二、本人年度履职概况 （一）出席董事会和股东会情况 2024 年本人共参加公司召开的 4 次董事会。本人对提交公司董事会的全部 议案进行了认真审议，并从专业角度为董事决策提供意见，提高了决策的合理性、 科学性。本人对各项议案均表示赞成，没有反对、弃权的情况。本人出席董事会 及股东大会情况如下： 法兰泰克重工股份有限公司 独立董事 2024 年度述职报告 （任凌玉） 作为法兰泰克重工股份有限公司（以下简称"法兰泰克"或"公司"）独立 董事，2024 年本人根据《上海证券交易所股票上市规则》、《上海证券交易所 上市公司自律监管指引第 1 号——规范运作》等相关法律法规和《公司章程》的 有关规定，诚实、勤勉、独立的履行独立董事的职责，及时了解公司各项运营情 况，积极参加相关会议，认真审议各项议案，独立客观地发表意见，审慎行使表 决权。在促进公司规范运作，维护公司及股东，尤其是中小股东合法权益等方面 做出了积极努力。现将本人 2024 年度履职情况汇报如下： 一、本人基本情况 本人任凌玉，1975 年5 月出生，汉族，中国国籍，无境外永久居留权，研 究生学历，博士学位，会计学专业副教授。2000年至今，历任河南大学经 ...

法兰泰克重工股份有限公司 期货和衍生品交易管理制度 二零二五年四月 法兰泰克重工股份有限公司 期货和衍生品交易管理制度 第一章 总则 第一条 为规范法兰泰克重工股份有限公司（以下简称"公司"）期货和衍 生品交易行为，加强对期货和衍生品交易的管理，有效防范和控制风险，确保公 司资产安全，维护公司及股东利益，根据《中华人民共和国公司法》《中华人民 共和国证券法》《上海证券交易所股票上市规则》《上海证券交易所上市公司自律 监管指引第 5 号——交易与关联交易》等有关法律法规、规范性文件和《公司章 程》的有关规定，结合公司实际情况，制定本制度。 第二条 本制度所称期货交易是指以期货合约或者标准化期权合约为交易标 的的交易活动。本节所述衍生品交易是指期货交易以外的，以互换合约、远期合 约和非标准化期权合约及其组合为交易标的的交易活动。期货和衍生品的基础资 产既可以是证券、指数、利率、汇率、货币、商品等标的，也可以是上述标的的 组合。 本制度所称套期保值业务，是指为管理外汇风险、价格风险、利率风险、信 用风险等特定风险而达成与上述风险基本吻合的期货和衍生品交易的活动。 第三条 公司参与期货和衍生品交易应当遵循合法、审慎、 ...

法兰泰克重工股份有限公司 独立董事 2024 年度述职报告 （蒋毅刚） 作为法兰泰克重工股份有限公司（以下简称"法兰泰克"或"公司"）独立 董事，2024 年本人严格按照《公司法》《上市公司治理准则》《上市公司独立 董事管理办法》等法律法规及部门规章的有关规定，忠实、勤勉地履行职责，切 实维护了公司的整体利益和中小股东的合法利益。现将本人履职情况汇报如下： 一、本人基本情况 本人蒋毅刚，1959年2月出生，汉族，中国国籍，无境外永久居留权，研究 生学历，硕士学位，1991年取得律师执业资格，1994年起专职从事律师工作。 现为上海市锦天城（深圳）律师事务所高级合伙人，主要从事公司、证券法律业 务，现任公司董事会独立董事，兼任鹏华基金管理有限公司独立董事、百石跨境 并购基金管理（深圳）有限公司董事长。 报告期内，作为公司的独立董事，不存在任何影响担任公司独立董事独立性 的情况。 二、本人年度履职概况 | | | | 参加董事会情况 | | 参加股东大 | | | --- | --- | --- | --- | --- | --- | --- | | 独立董 | | | | | | 会情况 | | 事姓名 | 本 ...

法兰泰克（603966）公告，2024年营业收入21.29亿元，同比增长6.88%。归属于上市公司股东的净利润 1.67亿元，同比增长2.20%。拟向全体股东每股派发现金红利0.23元(含税)，不送红股，不实施资本公积 金转增股本。 ...

截至本公告披露日，贾凯先生持有公司股票 524,160 股，占公司总股本的 0.146%。贾凯先生将严格遵守《上市公司董事、监事和高级管理人员所持本公 司股份及其变动管理规则》《上海证券交易所上市公司自律监管指引第 15 号— —股东及董事、监事、高级管理人员减持股份》及其他有关股份买卖的限制性规 定。 公司及董事会对贾凯先生在担任公司副总经理期间为公司做出的贡献表示 衷心的感谢！ 特此公告。 法兰泰克重工股份有限公司董事会 | 证券代码：603966 | 证券简称：法兰泰克 | 公告编号：2025-006 | | --- | --- | --- | | 债券代码：113598 | 债券简称：法兰转债 | | 法兰泰克重工股份有限公司 关于高级管理人员辞职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 法兰泰克重工股份有限公司（以下简称"公司"）董事会收到原副总经理贾 凯先生递交的辞职报告，贾凯先生因个人原因申请辞去公司副总经理职务。根据 《公司章程》及相关规定，贾凯先生的辞职报告自送达董事会之日起生效，辞职 后将不再 ...

Summary of Key Points Core Viewpoint - The announcement provides an update on the convertible bonds issued by the company, detailing the conversion status, amounts, and adjustments to the conversion price over time. Convertible Bond Issuance Overview - The company issued convertible bonds totaling 330 million yuan, with a maturity of 6 years and a tiered interest rate starting at 0.4% in the first year and reaching 3.0% by the sixth year [1][2]. Conversion Status - As of March 31, 2025, a total of 6,632,304 shares have been converted from the bonds, representing 1.88% of the company's total shares prior to conversion [1][3]. - The amount of convertible bonds that have not yet been converted stands at 275,208,000 yuan, which is 83.40% of the total issuance [3]. Recent Conversion Activity - In the first quarter of 2025, the amount converted was 18,000 yuan, resulting in the issuance of 2,415 shares [1][3]. Share Capital Changes - The total share capital increased from 360,105,057 shares to 360,107,472 shares due to the conversion of bonds [4].