中国国际金融股份有限公司 关于上海安路信息科技股份有限公司 首次公开发行部分限售股解禁上市流通的核查意见 中国国际金融股份有限公司（以下简称"保荐机构"）作为上海安路信息科技股份 有限公司（以下简称"安路科技"、"公司"）首次公开发行并在科创板上市的保荐机 构，根据《中华人民共和国公司法（2018 修正）》《中华人民共和国证券法（2019 修 订）》《上海证券交易所科创板股票上市规则（2023 年 8 月修订）》等有关法律法规和 规范性文件的要求，对安路科技首次公开发行部分限售股解禁上市流通事宜进行了核查， 发表核查意见如下： 一、首次公开发行股票和股本情况 经中国证券监督管理委员会《关于同意上海安路信息科技股份有限公司首次公开发 行股票注册的批复》（证监许可〔2021〕3093 号）同意注册，公司获准向社会公众公开 发行人民币普通股（A 股）股票 5,010 万股，发行价为每股人民币 26.00 元，并于 2021 年 11 月 12 日在上海证券交易所科创板挂牌上市。 首次公开发行完成后总股本为40,010万股，其中,有限售条件流通股358,337,180股， 占公司发行后总股本的 89.56%；无限售条 ...

证券代码：688107 证券简称：安路科技 公告编号：2023-039 上海安路信息科技股份有限公司 首次公开发行部分限售股上市流通公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 本次上市流通的限售股类型 经中国证券监督管理委员会《关于同意上海安路信息科技股份有限公司首次 公开发行股票注册的批复》（证监许可〔2021〕3093 号）同意注册，公司获准向 社会公众公开发行人民币普通股（A 股）股票 5,010 万股，发行价为每股人民币 26.00 元，并于 2021 年 11 月 12 日在上海证券交易所科创板挂牌上市。发行完 成后总股本为 40,010 万股，其中,有限售条件流通股 358,337,180 股，占本公司 发行后总股本的 89.56%；无限售条件流通股 41,762,820 股，占本公司发行后总 股本的 10.44%。 本次上市流通的限售股为公司首次公开发行部分战略配售股，限售股股东数 量为 1 名，为公司首次公开发行并在科创板上市的保荐机构中国国际金融股份有 限公司（以下简称"中 ...

Financial Performance - Revenue for Q3 2023 was ¥188,474,019.17, a decrease of 32.94% compared to the same period last year[4] - Net profit attributable to shareholders was -¥57,491,420.63, reflecting a decline of 340.79% year-over-year[4] - Net profit excluding non-recurring items was -¥62,150,017.31, down 650.29% from the previous year[4] - Year-to-date revenue reached ¥592,782,381.24, a decrease of 25.65% compared to the same period last year[4] - Year-to-date net profit attributable to shareholders was -¥137,826,989.43, a decline of 323.71% year-over-year[4] - Year-to-date net profit excluding non-recurring items was -¥162,470,382.18, down 604.26% from the previous year[4] - The net profit for the first three quarters of 2023 was a loss of ¥137,826,989.43, compared to a profit of ¥61,609,646.30 in the same period of 2022, indicating significant financial challenges[48] - The basic earnings per share for the first three quarters of 2023 was -0.3443, compared to 0.1540 in 2022, reflecting a significant decline in profitability[49] - The basic earnings per share for the third quarter was -340.54 RMB, and for the year-to-date period, it was -323.57 RMB, both showing a year-on-year decline[64] - The diluted earnings per share for the third quarter was -340.74 RMB, and for the year-to-date period, it was -323.69 RMB, indicating a similar trend[64] Cash Flow and Assets - The company reported a net cash outflow from operating activities of ¥298.48 million, compared to a net outflow of ¥192.58 million in the previous year[40] - The company’s cash outflow for operating activities totaled ¥905.50 million, down from ¥1.01 billion in the previous year[40] - The cash and cash equivalents at the end of the period stood at ¥242.50 million, compared to ¥219.78 million at the end of the previous year[42] - The company’s cash and cash equivalents decreased to ¥244,907,255.02 as of September 30, 2023, down from ¥283,599,610.35 at the end of 2022[43] - The net cash flow from operating activities was CNY -298,482,649.57, indicating a significant cash outflow[54] Liabilities and Equity - Total liabilities amounted to ¥292.70 billion, up from ¥270.65 billion, indicating a year-over-year increase of about 8.1%[32] - The company’s long-term liabilities increased to ¥43.84 billion from ¥31.07 billion, representing a growth of about 41.2%[32] - The equity attributable to shareholders of the listed company was CNY 1,605,115,307.18, down 5.50% from the previous year[54] - The total liabilities of the company were CNY 270,652,939.34, with non-current liabilities amounting to CNY 31,070,064.92[52] Research and Development - Research and development expenses increased to ¥312,255,101.19 in 2023, up from ¥235,641,997.39 in 2022, reflecting a focus on innovation[46] - The total R&D investment for the year-to-date period reached 32.51 million RMB, as the company continues to strengthen its core competitiveness and product layout[64] - Research and development expenses totaled CNY 104,122,436.29, representing 55.24% of operating revenue, an increase of 24.07 percentage points year-over-year[54] Inventory and Operating Costs - Inventory levels rose significantly to ¥803,147,924.60 in 2023, compared to ¥561,288,596.60 in 2022, suggesting potential overstocking issues[43] - Total operating costs for the first three quarters of 2023 were ¥760,755,393.61, slightly down from ¥765,233,857.77 in 2022, indicating a cost management effort[46] - The company reported a gross profit margin decline, with gross profit for the first three quarters of 2023 being negative due to high operating costs[46] Other Notable Information - The company has not disclosed any significant new product developments or market expansion strategies in this report[16] - There are no significant mergers or acquisitions reported during the quarter[16] - The financial data presented is unaudited[18] - The company reported non-recurring gains of ¥4,658,596.68 for the quarter[12] - The company reported a government subsidy of 1,773,882.07 RMB for the current period, totaling 14,846,535.18 RMB for the year-to-date period[68] - The total number of common shareholders at the end of the reporting period was 10,205, with the largest shareholder holding 29.11% of the shares[69]

证券代码：688107 证券简称：安路科技 公告编号：2023-037 表决结果：3 票赞成，0 票反对，0 票弃权。 上海安路信息科技股份有限公司 第一届监事会第十四次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、 监事会会议召开情况 上海安路信息科技股份有限公司（以下简称"公司"）第一届监事会第十 四次会议于 2023 年 10 月 26 日在公司会议室以现场结合通讯方式召开。会议通 知日前以电子邮件方式送达全体监事。会议应出席监事 3 人，实际出席监事 3 人，会议由监事会主席周热情先生主持。会议的召集和召开程序符合有关法 律、行政法规、部门规章、规范性文件和《公司章程》的规定，会议决议合 法、有效。 二、 监事会会议审议情况 （一）审议通过《关于公司 2023 年第三季度报告的议案》 监事会认为：董事会编制和审议公司 2023 年第三季度报告的程序符合法 律、行政法规及中国证监会的规定，报告内容真实、准确、完整地反映了公司 2023 年前三季度的财务状况和经营成果，不存在任何虚假记载、误导性陈述 ...

公司本次新增预计发生的 2023 年日常关联交易为公司正常的经营业务，有 利于公司业务稳定持续发展；关联交易价格公允，交易方式符合市场规则，不会 对公司独立性产生影响。上述议案审议和表决程序符合《公司章程》和上海证券 交易所的有关规定；不存在损害公司全体股东权益，特别是中小股东权益的情形。 上海安路信息科技股份有限公司 独立董事：蒋守雷、戴继雄、郑戈 2023 年 10 月 26 日 作为上海安路信息科技股份有限公司（以下简称"公司"）的独立董事，我们 根据《中华人民共和国公司法》等相关法律、法规及规范性文件及《公司章程》 的规定，对公司第一届董事会第二十一次会议审议的相关议案进行了审阅，基于 独立客观的立场，本着负责审慎的态度，对相关事项发表以下独立意见： 一、关于增加 2023 年度日常关联交易预计的独立意见 上海安路信息科技股份有限公司独立董事 关于第一届董事会第二十一次会议相关事项的独立意见 ...

中国国际金融股份有限公司 关于上海安路信息科技股份有限公司 增加 2023 年度日常关联交易预计的核查意见 中国国际金融股份有限公司（以下简称"中金公司"、"保荐机构"）作为上海安路 信息科技股份有限公司（以下简称"安路科技"或"公司"）的保荐机构，根据《证券 发行上市保荐业务管理办法（2023 修订）》《上海证券交易所科创板股票上市规则 （2023 年 8 月修订）》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范 运作（2023 年 8 月修订）》等相关法律、法规和规范性文件的规定，对安路科技增加 2023 年度日常关联交易预计事项进行了核查，具体情况如下： 一、日常关联交易基本情况 （一）日常关联交易履行的审议程序 安路科技于 2023 年 4 月 21 日召开第一届董事会第十七次会议及第一届监事会第 十次会议，审议通过了《关于 2022 年度日常关联交易确认及 2023 年度日常关联交易 预 计 的 议 案 》。 内 容 详 见 公 司 于 2023 年 4 月 25 日 在 上海 证 券 交 易 所 网 站 （www.sse.com.cn）披露的《上海安路信息科技股份有限公司关于 202 ...

证券代码：688107 证券简称：安路科技 公告编号：2023-038 上海安路信息科技股份有限公司 关于增加 2023 年度日常关联交易预计的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 是否需要提交股东大会审议：否 日常关联交易对公司的影响：本次增加的 2023 年度日常关联交易预计 是基于上海安路信息科技股份有限公司（以下简称"公司"）日常业务开展的 需要，交易价格遵循公允、合理的原则，不存在损害公司及全体股东特别是中 小股东利益的行为，不会对关联方形成依赖，不会影响公司独立性。 一、 日常关联交易基本情况 （一）日常关联交易履行的审议程序 2023 年 10 月 26 日，公司董事会召开了第一届董事会第二十一次会议，审 议通过了《关于增加 2023 年度日常关联交易预计的议案》，关联董事回避了该 议案的表决，其余非关联董事一致同意该议案，审议程序符合相关法律法规的 规定。 同日，公司召开第一届监事会第十四次会议，审议通过了《关于增加 2023 年度日常关联交易预计的议案》，全体监事一致同意该 ...

Investment and Development - The company reported a total investment of 68,772.00 million CNY in FPGA chip development, with 8,260.55 million CNY invested in the current period and a cumulative investment of 57,201.15 million CNY[18]. - The company achieved significant progress in the development of low-power FPSoC chips, with a total investment of 20,267.00 million CNY, including 3,670.03 million CNY in the current period[18]. - The company completed the development of a new automotive-grade chip, with a total investment of 8,000.00 million CNY, and is currently in the user onboarding phase[18]. - The company has developed a specialized EDA software that supports multiple new FPGA chip specifications, with a total investment of 12,120.00 million CNY, including 1,054.77 million CNY in the current period[18]. - The company has developed a series of innovative application IPs and reference designs in image processing, logic control, information security, industrial control, and network communication, enhancing customer product performance[16]. - The company aims to enrich its existing product lines, including ELF, EAGLE, and PHOENIX families, to meet market demand and improve FPGA chip packaging models[18]. - The company is focusing on developing application IPs and reference solutions for automotive electronics, meeting the growing demand for FPGA in automotive electronic systems[18]. - The company has achieved a milestone in the development of high-efficiency FPSoC chips, integrating CPU, FPGA, and memory functionalities[18]. - The company emphasizes the importance of reducing testing costs for FPSoC chips through the development of new testing technologies[18]. - The company is committed to enhancing the efficiency and competitiveness of customer R&D processes through its advanced technology solutions[16]. Financial Performance - The company achieved operating revenue of approximately 404.31 million RMB, a decrease of 21.68% compared to the same period last year[61]. - The net profit attributable to shareholders was approximately -80.34 million RMB, representing a decline of 312.90% year-on-year[61]. - The net cash flow from operating activities decreased significantly, amounting to approximately -288.95 million RMB, compared to -174.01 million RMB in the previous year[61]. - The R&D investment accounted for 51.48% of operating revenue, an increase of 22.81 percentage points compared to the previous year[46]. - The company’s total assets were approximately 1.86 billion RMB, a decrease of 0.84% from the previous year[61]. - The company’s net assets attributable to shareholders were approximately 1.56 billion RMB, down 2.53% from the previous year[61]. - The company’s net profit attributable to shareholders was -80.34 million yuan, a year-on-year decrease of 312.90%[63]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -100.32 million yuan, a year-on-year decrease of 579.42%[63]. - The decline in performance was primarily due to increased investment in product development and team building, leading to a significant rise in R&D expenses[63]. - The company reported a total R&D investment of 121,619,000 CNY, with a significant focus on developing software for low-power FPSoC chips[90]. Market and Industry Context - The global semiconductor market sales in Q2 2023 were $124.5 billion, a year-on-year decrease of 17.3%[68]. - The forecast for the global integrated circuit market in 2023 indicates a year-on-year decline of 13%, reaching $412.83 billion, followed by a projected growth rate of 13.9% in 2024[68]. - The company faces risks from high market concentration and intense competition in the FPGA chip industry, which may adversely affect future performance[22]. - The company is facing risks related to performance decline and potential losses due to market fluctuations and increased competition[130]. - The company is facing risks related to industry competition and potential supply chain disruptions due to reliance on third-party manufacturers[156]. Product Development and Innovation - The company is focused on developing and improving application reference designs to enhance customer development efficiency and reduce usage barriers[72]. - The ELF2 family FPGA targets the low-power programmable market with features such as high-speed I/O rates of up to 1 Gbps[73]. - The ELF3 family FPGA is designed for industrial control and data center applications, supporting up to 475 user I/Os[73]. - The EAGLE4 family FPGA is positioned in the high-performance logic control and image processing market, suitable for image preprocessing and high-speed image interface conversion[73]. - The PHOENIX1 family FPGA supports over 100K equivalent logic units and high-speed data transmission, meeting the needs of industrial control and network communication markets[73]. - The new generation of high-capacity, high-performance FPGA and highly integrated FPSoC chip products has achieved significant progress in R&D and industrialization, with performance improvements compared to previous generations[83]. - The company has developed key technologies in FPGA architecture, clock network, data processing and encryption, and high-speed interfaces, enhancing the competitiveness of its FPGA chips[78]. - The company has established a comprehensive technology system and deep technical reserves, including hardware system architecture and a complete software toolchain[93]. - The company’s products are widely applied in industrial control, network communication, consumer electronics, and data centers, with a rapidly growing customer base and application scenarios[94]. - The company’s FPSoC family includes the SWIFT1 product, which offers up to 17.6 Gbps bandwidth while maintaining low power consumption[78]. - The company has received recognition as a national-level "specialized and innovative" enterprise in 2021 for its FPGA chips and dedicated EDA software[85]. - The company’s proprietary EDA software TangDynasty has gained widespread application, supporting efficient application design and development for FPGA chip products[78]. Human Resources and Organizational Structure - The company has established high-level sales and technical support teams in major cities, enhancing its service capabilities[19]. - The number of R&D personnel increased by 30.18% to 371, representing 82.26% of the total workforce[120]. - The company has established a postdoctoral research station and a comprehensive talent recruitment and training mechanism to support its R&D goals[124]. - The company’s core R&D personnel have received multiple honors, enhancing its competitive edge in the industry[124]. - The company has implemented a multi-dimensional performance evaluation system to enhance employee stability and motivation through various incentive plans[151]. - The company is undergoing organizational restructuring to improve management efficiency and adapt to a more complex external environment[152]. Supply Chain and Financial Management - The company has established a comprehensive supply chain backup system through long-term strategic partnerships with key suppliers[122]. - Inventory increased by 39.35% to ¥782,129,045.46, compared to ¥561,288,596.60 last year, as the company enhanced stock levels to ensure supply chain stability[180]. - The net cash flow from operating activities was -¥288,948,927.82, worsening from -¥174,005,159.74 in the previous year, primarily due to slower sales and increased inventory[178]. - The company reported a significant increase in sales expenses by 34.56% to ¥13,219,826.57, attributed to the expansion of its sales team[178]. - Short-term loans increased to ¥100 million, primarily due to the company's acquisition of bank short-term credit loans during the reporting period[181]. - Lease liabilities rose to ¥24.69 million, reflecting an increase in remaining office rent as per contract agreements[181]. - Accounts receivable financing increased to ¥18.45 million, attributed to an increase in customer bank acceptance during the reporting period[181]. - Prepayments decreased by 64.28% to ¥65.37 million, mainly due to the gradual delivery of goods from suppliers[181]. - Other receivables increased by 45.34% to ¥7.91 million, driven by the expansion of the company's business scale[181]. - Other current assets increased significantly by 488.47% to ¥15.95 million, mainly due to an increase in deductible input tax[181]. Business Model and Corporate Governance - The company operates under a Fabless model, focusing on the design, R&D, and sales of integrated circuit chips while outsourcing manufacturing, packaging, and testing to third-party firms[78]. - The company has adopted a Fabless business model, focusing on chip design and sales without direct manufacturing, thus avoiding environmental pollution issues[194]. - The company modified the terms of its cash-settled share-based payment agreement to become equity-settled share-based payments[200]. - As of the modification date, the company measures equity-settled share-based payments at the fair value of the granted equity instruments[200]. - The company accounts for the services received as an increase in capital reserves while terminating the recognition of liabilities for cash-settled payments confirmed as of the modification date[200]. - Any difference between the two amounts is recognized in the current profit or loss[200]. - If the modification extends or shortens the waiting period, the company will account for it based on the modified waiting period[200].

证券代码：688107 证券简称：安路科技 公告编号：2023-036 上海安路信息科技股份有限公司 关于参加 2023 年半年度半导体行业集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （网址：http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 1 日（星期五）16:00 前通过邮件、电话等形式 将需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者普 遍关注的问题进行回答。 上海安路信息科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 26 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年度经营成果、财务状况、发展理念，公司参与了由上海证券交易所主办 的 2023 年半年度半导体行业集体业绩说明会，此次活动将采用网络文字互动的 方式举行，投资者可登录上海证券交易所上证路演中心 （http://roadshow.sseinfo.com/）参与线上互动交流。 一、 说明会类型 ...

证券代码：688107 证券简称： 安路科技 公告编号：2023-035 上海安路信息科技股份有限公司 2023 年半年度募集资金存放与使用情况的专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据中国证券监督管理委员会《上市公司监管指引第2号——上市公司募集 资金管理和使用的监管要求（2022年修订）》（证监会公告〔2022〕15号）、 《上海证券交易所科创板上市公司自律监管指引第1号——规范运作》以及《上 海证券交易所上市公司自律监管指南第1号——公告格式（2023年4月修订）》 的相关规定，上海安路信息科技股份有限公司（以下简称"本公司"或"公 司"）就2023年半年度募集资金存放与使用情况作如下专项报告： 一、募集资金基本情况 经中国证券监督管理委员会出具的《关于同意上海安路信息科技股份有限公 司首次公开发行股票注册的批复》（证监许可[2021]3093 号）同意注册，公司获 准向社会公开发行人民币普通股 50,100,000 股，每股面值人民币 1.00 元，每股 发行价格为人民币 26.00 元。截至 ...