股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年6月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 株洲中車時代電氣股份有限公司 呈交日期: 2025年6月30日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 03898 | 說明 | H 股 | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 500,432,200 | RMB | | 1 RMB | | 500,432,200 | | 增加 / 減少 (-) | | | -11,391,300 | | | RMB | | -11,391,300 | | 本月底結存 | | | 489,040,900 | RMB | | 1 RMB | | 489,040,900 | | 2. ...

Group 1 - The report indicates that the railway fixed asset investment in the first five months of 2025 reached 242.1 billion yuan, representing a year-on-year growth of 5.9% [4][24] - The national railway passenger volume for the first five months of 2025 was 1.863 billion trips, achieving a 7.3% increase despite a high base [4][27] - The report highlights that the demand for maintenance and replacement in the existing market is increasing, indicating significant market potential [5][39] Group 2 - The report emphasizes that the railway vehicle market and the signal equipment segment are expected to benefit from the ongoing maintenance and replacement cycle [6][39] - It recommends companies such as China CRRC and Siwei Control, while suggesting to pay attention to China Communication Signal, Times Electric, Times New Materials, and Jinchuan Group [6][39] - The report notes that the demand for new train sets is stable due to the addition of new lines and the densification of existing lines [39][41] Group 3 - The report states that the railway construction investment is expected to reach 900 billion yuan for the entire year of 2025 [24][22] - It mentions that the high-speed rail operating mileage is projected to reach 2,600 kilometers in 2025 [24][22] - The report indicates that the signal system renovation market has significant potential, with 30% of urban rail signal systems already undergoing upgrades [6][62] Group 4 - The report outlines that the market for high-level maintenance of train sets is expected to peak between 2026 and 2028, as many train sets are entering their maintenance cycles [52][61] - It highlights that the demand for high-speed train sets is expected to remain stable due to the ongoing expansion of the railway network [39][41] - The report also notes that the signal system renovation costs are generally higher than those for new lines, indicating a lucrative market for signal system upgrades [66][62]

Core Viewpoint - The document outlines the fundraising management system of Zhuzhou CRRC Times Electric Co., Ltd, aiming to standardize the management and utilization of raised funds, enhance their effectiveness, and protect investors' rights [2][3]. Group 1: Fundraising Management Principles - The fundraising refers to funds raised through the issuance of stocks or other equity-like securities for specific purposes, excluding funds raised for equity incentive plans [2]. - The system applies to the management of funds raised domestically and does not cover funds raised in the H-share market, which follows different regulations [2]. - The shareholders' meeting and the board of directors are responsible for decision-making regarding the fundraising plan and its usage [3]. Group 2: Fund Usage Regulations - Funds must be used strictly for the purposes disclosed in the prospectus or other public offering documents, and any changes require approval from the shareholders' meeting and relevant regulatory bodies [4][5]. - The company must establish a special account for fundraising, ensuring that funds are not mixed with other funds or used for unauthorized purposes [6][7]. - The company is required to disclose the usage of funds in a timely manner according to relevant regulations [5][6]. Group 3: Fund Storage and Management - Funds must be stored in a centralized manner, with strict management and accurate disclosure [6][7]. - A tripartite supervision agreement must be signed with the underwriter or independent financial advisor and the commercial bank where the funds are stored [6][7]. - The company must ensure that funds are not used for financial investments or for the benefit of controlling shareholders or related parties [12][13]. Group 4: Project Investment and Changes - Funds raised should primarily be invested in the main business to enhance competitiveness and innovation, and not for financial investments [8][9]. - If a project cannot be completed within the original timeframe, the company must disclose the reasons and any adjustments to the investment plan [18][19]. - Any changes to the investment projects must be approved by the board of directors and disclosed to shareholders [31][32]. Group 5: Supervision and Reporting - The company must maintain accurate records of fund usage and report any significant deviations from the investment plan [37][38]. - Independent financial advisors are required to conduct regular audits and provide reports on the management and usage of the funds [20][21]. - The board of directors must review and disclose the findings of these audits in the annual report [20][21].

Core Points - The establishment of the Risk Control Committee aims to enhance the decision-making mechanism of the board and improve corporate governance while controlling risks [2][3] - The committee is responsible for supervising compliance and risk management, reviewing risk identification, assessment, and control mechanisms, and evaluating risks associated with significant business matters [2][3] Group 1: Committee Structure - The Risk Control Committee consists of three or more directors, including at least one independent non-executive director [2] - The committee members are nominated by the chairman, more than half of the independent non-executive directors, or at least one-third of all directors, and elected by the board [2] - The committee has a chairperson responsible for leading its activities, elected from among its members and approved by the board [2] Group 2: Responsibilities and Authority - The committee formulates, reviews, and amends the company's risk strategy and evaluates the impact of strategic goals and business plans on risk [7] - It is authorized to require the management to establish internal control systems and supervise the implementation of risk management policies [7] - The committee is responsible for reviewing the company's risk reports and assessing the overall risk situation regularly [7] Group 3: Meeting Procedures - The committee holds at least one regular meeting annually and can convene temporary meetings as needed [4][13] - Meeting notifications must include details such as location, date, time, agenda, and contact information [10] - A quorum for meetings requires the presence of more than half of the committee members, and decisions are made by a majority vote [18][20] Group 4: Reporting and Documentation - The committee must report its annual work and plans to the board during the annual meeting [4] - Meeting records are essential documents and must be signed by attending members, with a retention period of 10 years [26] - The committee's resolutions and voting results must be submitted in writing to the board for consideration [27] Group 5: Compliance and Confidentiality - Members of the committee have confidentiality obligations regarding meeting discussions and must not disclose information without permission [28] - The committee operates under the regulations of national laws, listing rules, and the company's articles of association [11]

Core Viewpoint - The legal opinion letter confirms that the procedures for convening and holding the shareholder meetings of Zhuzhou CRRC Times Electric Co., Ltd. comply with relevant laws and regulations, and the voting results are deemed legal and valid [14]. Group 1: Meeting Procedures - The board of directors approved the convening of the 2024 annual shareholder meeting and the 2025 first H-share shareholder meeting [4]. - The meeting notice was published on June 5, 2024, detailing the time, location, and voting methods for the meetings [4][5]. - The meetings were conducted with both on-site and online voting options, with specific timeframes for each [5]. Group 2: Participant Qualifications - Eligible participants included A-share shareholders and H-share shareholders registered by June 20, 2025, along with company directors and other senior management [6][7]. - A total of 397 A-share shareholders attended the 2024 annual meeting, representing 70.55% of the voting shares [6]. - For the 2025 first A-share meeting, 395 shareholders attended, representing 59.60% of the voting shares [6]. Group 3: Agenda and Voting Results - The meetings reviewed various proposals, including the annual report, board work report, and profit distribution plan for 2024 [8][9]. - The voting results showed overwhelming support for the proposals, with A-share votes generally exceeding 99% in favor [8][9][10]. - The proposals for the 2024 annual meeting and the 2025 first H-share meeting were all passed, confirming the legitimacy of the voting process [14].

董事会审计委员会工作细则 1 | | | 株洲中车时代电气股份有限公司 株洲中车时代电气股份有限公司 （四）协调安排委员列席或旁听本公司有关会议和进行调查研究工 作； （五）协助委员掌握相关信息，要求管理层提供相关资料和材料； 董事会审计委员会工作细则 第一章 总则 第二章 人员组成 3 第一条 为强化株洲中车时代电气股份有限公司（简称"公司"或"本公司"） 董事会决策功能，做到事前防范、专业审计，确保董事会对管理层 的有效监督，完善公司治理结构，根据《中华人民共和国公司法》 《上市公司治理准则》《上市公司独立董事管理办法》《上海证券交 易所科创板上市公司自律监管指引第 1 号——规范运作》《上海证 券交易所科创板股票上市规则》《香港联合交易所有限公司证券上 市规则》（前述上市规则以下统称 "上市地上市规则"）等法律、 行政法规、规范性文件以及《株洲中车时代电气股份有限公司章程》 （简称"《公司章程》"）的有关规定，公司董事会特设立董事会审 计委员会，并制定本细则。 第二条 董事会审计委员会是董事会按照股东会决议设立的专门工作机构， 主要负责审核公司财务信息及其披露、监督及评估内外部审计工作 和内部控制，对董 ...

证券代码：688187（A 股） 证券简称：时代电气（A 股） 公告编号：2025-024 证券代码： 3898（H 股） 证券简称：时代电气（H 股） 株洲中车时代电气股份有限公司 关于制定及修订部分公司内部管理制度的 公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 株洲中车时代电气股份有限公司（以下简称"公司"或"本公司"）于 2025 年 6 月 27 日召开第七届董事会第十九次会议，审议通过了《关于修订本公司<信息 披露管理办法>的议案》《关于修订本公司的议案》《关 于制订本公司<内部审计制度>的议案》《关于制订本公司<员工多元化政策>及修订 <董事会成员多元化政策>的议案》《关于修订本公司其他相关内控制度的议案》。 现将有关情况公告如下： 为进一步完善公司治理结构，规范公司各项事务，根据《中华人民共和国公司 法（2023 修订）》《上市公司独立董事管理办法》《上市公司章程指引（2025 修 订）》《上海证券交易所科创板股票上市规则》《香港联合交易所有限公司证券上 市规则》及其他有关法律、法规和规范性文件，结 ...

株洲中车时代电气股份有限公司 董事会战略与 ESG 委员会工作细则 1 | | | 株洲中车时代电气股份有限公司 董事会战略与 ESG 委员会工作细则 第一章 总则 第三条 战略与 ESG 委员会成员由三名或以上董事组成，其中应至少包括 一名独立非执行董事。 第四条 战略与 ESG 委员会委员由董事长、二分之一以上独立非执行董事 或者全体董事的三分之一以上提名，并由董事会选举产生。 第五条 战略与 ESG 委员会设主席（召集人）一名，由公司董事长担任。 战略与 ESG 委员会下设工作组，负责战略与 ESG 委员会会议的通 知、记录、文档整理与归档等工作。 第六条 战略与 ESG 委员会委员任期与董事会任期一致，委员任期届满， 可以连选连任。期间如有委员不再担任公司董事职务或应当具有独 立非执行董事身份的委员不再具备上市地上市规则、《公司章程》、 《上市公司独立董事管理办法》所规定的独立性，该名委员将自动 失去委员资格，并由董事会根据本细则第三至五条的规定补足委员 人数，委员提出辞职或委员会中独立董事所占的比例不符合相关法 律法规或公司章程规定的，公司应当在 60 日内完成补选，确保委 员会的构成符合法律法规和 ...

株洲中车时代电气股份有限公司 对外担保管理制度 第一章 总则 第一条 为了维护投资者的利益，规范株洲中车时代电气股份有限公司（以 下简称"公司"）对外担保行为，控制公司资产运营风险，促进公司健康稳定地 发展，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国民法典》、《上市公司监管指引第8号——上市公司资金往来、对外担 保的监管要求》（以下简称"《上市公司监管8号指引》"）、《上海证券交易所 科创板股票上市规则》、《香港联合交易所有限公司证券上市规则》（以下简称 "《联交所上市规则》"）以及《株洲中车时代电气股份有限公司章程》（以下 简称"《公司章程》"）相关规定，制定本制度。 第二条 本制度所称担保是指公司以第三人身份为他人提供的保证、抵押或 质押，包括公司为子公司提供的担保。具体种类包括但不限于借款担保、银行开 立承兑汇票及信用证担保、开具保函提供担保、履约担保、内保外贷以及为其他 债务提供担保。 第三条 本制度所称子公司是指全资子公司、控股子公司和公司拥有实际控 制权的公司。 第四条 所有对外担保均由公司统一管理，未经公司董事会及/或股东会（如 适用）批准，公司及子公司不得对外提 ...

株洲中车时代电气股份有限公司 内部审计管理制度 第一章 总则 第一条 为加强和规范株洲中车时代电气股份有限公司（以下简称"公司"） 的内部审计工作，提高内部审计工作质量，维护株洲中车时代电气股份有限公司 （以下简称"公司"）的合法权益，强化公司经营管理，提高经济效益，促使公 司经济持续健康发展，根据《中华人民共和国公司法》《中华人民共和国审计法》 《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》等法律、 法规、规范性文件及《株洲中车时代电气股份有限公司章程》（以下简称"《公司 章程》"）的相关规定，并结合公司实际情况，制定本制度。 第二条 本制度所称内部审计，是指由公司审计和风险控制部（以下简称"审 计部"） 依据国家相关法律、法规及本制度的规定，对公司的内部控制和风险管 理的有效性、财务信息的真实性、完整性以及经营活动的效率和效果等开展的一 种评价活动。 第八条 审计部应当保持独立性，不得置于公司财务部的领导之下，也不得 与财务部合署办公。公司各内部机构、子公司以及具有重大影响的参股公司应当 配合审计部依法履行职责，不得妨碍审计部的工作。 第三条 本制度所称内部控制，是指公司董事会、董事会 ...