一、核查的范围与程序 （一）核查对象为本次激励计划的内幕信息知情人。 （二）本次激励计划的内幕信息知情人均已登记于《内幕信息知情人登记表》。 证券代码：688211 证券简称：中科微至 公告编号：2026-006 中科微至科技股份有限公司 关于公司 2026 年限制性股票激励计划 内幕信息知情人买卖公司股票情况的自查报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 2026 年 1 月 9 日，中科微至科技股份有限公司（以下简称"公司"）召开第 二届董事会第三十次会议，审议通过了《关于<中科微至科技股份有限公司 2026 年限制性股票激励计划（草案）>及其摘要的议案》等议案，并于 2026 年 1 月 13 日在上海证券交易所网站（www.sse.com.cn）披露了相关公告。 根据《上市公司股权激励管理办法》（以下简称"《管理办法》"）《上市公司 信息披露管理办法》的有关规定，公司对 2026 年限制性股票激励计划（以下简 称"本次激励计划"）采取了充分必要的保密措施，并对本次激励计划的内幕信 息知情人（以下简称"核 ...

北京植德律师事务所 关于中科微至科技股份有限公司 第三期员工持股计划的 法律意见书 植德(证)字[2026] 0004-1 号 二〇二六年一月 北京市东城区东直门南大街 1 号来福士中心办公楼 5 层 邮编: 100007 5th Floor, Raffles City Beijing Offices Tower, No.1 Dongzhimen South Street,Dongcheng District, Beijing 100007 P.R.C. 电话/Tel: 010-56500900 传真/Fax: 010-56500999 网址/Website: www.meritsandtree.com 法律意见书 北京植德律师事务所 关于中科微至科技股份有限公司 第三期员工持股计划的 法律意见书 植德(证)字[2026]0004-1 号 致:中科微至科技股份有限公司（公司/中科微至） 根据本所与公司签署的《律师服务协议书》,本所接受公司的委托,担任公 司第三期员工持股计划的专项法律顾问。 法律意见书 的全部有关事实和文件材料,且一切足以影响本法律意见书的事实和文件资料均 已向本所披露;其所提供的全部文件资料 ...

中科微至科技股份有限公司 2026年第一次临时股东会会议资料 证券代码：688211 证券简称：中科微至 中科微至科技股份有限公司 2026 年第一次临时股东会 会议资料 2026 年 1 月 | 求 | | --- | | 2026 年第一次临时股东会会议须知 | | 2026 年第一次临时股东会会议议程 | | 2026 年第一次临时股东会会议议案 | | 议案一:关于《中科微至科技股份有限公司 2026年限制性股票激励计划(草案)》 | | 及其摘要的议案 | | 议案二:关于制定《中科微至科技股份有限公司 2026年限制性股票激励计划实 | | 施考核管理办法》的议案 | | 议案三:关于提请股东会授权董事会办理公司 2026 年限制性股票激励计划相关 | | 事宜的议案 | | 议案四:关于《中科微至科技股份有限公司第三期员工持股计划(草案)》及其 | | 摘要的议案 | | 议案五:关于《中科微至科技股份有限公司第三期员工持股计划管理办法》的议 | | 安 术 ……………………………………………………………………………………………………………………………………………………………………………………… ...

Quantitative Factors and Construction Methods 1. Factor Name: Large Order Transaction Amount Ratio - **Factor Construction Idea**: This factor captures the buying behavior of large funds by analyzing the proportion of large order transaction amounts relative to the total daily transaction amount[7] - **Factor Construction Process**: 1. Use tick-by-tick transaction data to identify buy and sell orders based on bid and ask sequence numbers 2. Filter transactions by order size to identify large orders 3. Calculate the proportion of large buy order transaction amounts to the total daily transaction amount Formula: $ \text{Large Order Transaction Amount Ratio} = \frac{\text{Large Buy Order Transaction Amount}}{\text{Total Daily Transaction Amount}} $ - **Factor Evaluation**: This factor effectively reflects the buying behavior of large funds[7] 2. Factor Name: Net Active Buy Amount Ratio - **Factor Construction Idea**: This factor measures the active buying behavior of investors by calculating the net active buy amount as a proportion of the total daily transaction amount[7] - **Factor Construction Process**: 1. Use tick-by-tick transaction data to classify each transaction as either active buy or active sell based on trade direction 2. Subtract the active sell transaction amount from the active buy transaction amount to obtain the net active buy amount 3. Calculate the proportion of the net active buy amount to the total daily transaction amount Formula: $ \text{Net Active Buy Amount Ratio} = \frac{\text{Active Buy Amount} - \text{Active Sell Amount}}{\text{Total Daily Transaction Amount}} $ - **Factor Evaluation**: This factor provides insights into the active buying behavior of investors[7] --- Factor Backtesting Results 1. Large Order Transaction Amount Ratio - **Top 5 Stocks by 5-Day Average**: 1. 惠博普 (92.6%, 99.6% percentile)[9] 2. 美年健康 (89.6%, 99.2% percentile)[9] 3. 志特新材 (89.2%, 99.2% percentile)[9] 4. 津滨发展 (88.4%, 99.6% percentile)[9] 5. 江南高纤 (87.7%, 98.8% percentile)[9] 2. Net Active Buy Amount Ratio - **Top 5 Stocks by 5-Day Average**: 1. 杭萧钢构 (16.7%, 99.8% percentile)[10] 2. 纬德信息 (15.4%, 100.0% percentile)[10] 3. 中科微至 (15.0%, 99.6% percentile)[10] 4. 新风光 (13.8%, 100.0% percentile)[10] 5. 联合水务 (13.3%, 97.5% percentile)[10] 3. Broad-Based Indices - **Large Order Transaction Amount Ratio (5-Day Average)**: - 上证指数: 73.8% (12.8% percentile)[12] - 上证50: 70.6% (64.2% percentile)[12] - 沪深300: 73.1% (64.2% percentile)[12] - 中证500: 73.0% (6.6% percentile)[12] - 创业板指: 71.6% (90.1% percentile)[12] - **Net Active Buy Amount Ratio (5-Day Average)**: - 上证指数: -5.8% (86.8% percentile)[12] - 上证50: -12.9% (90.5% percentile)[12] - 沪深300: -8.8% (89.3% percentile)[12] - 中证500: -3.4% (86.0% percentile)[12] - 创业板指: -4.4% (84.8% percentile)[12] 4. Industry-Level Results - **Top 5 Industries by Large Order Transaction Amount Ratio (5-Day Average)**: 1. 房地产: 79.8% (90.1% percentile)[13] 2. 煤炭: 78.5% (66.3% percentile)[13] 3. 钢铁: 78.2% (42.8% percentile)[13] 4. 建筑: 77.9% (24.3% percentile)[13] 5. 综合: 77.8% (50.6% percentile)[13] - **Top 5 Industries by Net Active Buy Amount Ratio (5-Day Average)**: 1. 房地产: -9.5% (95.1% percentile)[13] 2. 电子: 2.2% (78.6% percentile)[13] 3. 汽车: 0.9% (60.9% percentile)[13] 4. 家电: 0.1% (84.4% percentile)[13] 5. 通信: -4.7% (89.7% percentile)[13] 5. ETFs - **Top 5 ETFs by Large Order Transaction Amount Ratio (5-Day Average)**: 1. 华泰柏瑞中证A500ETF (92.9%, 96.3% percentile)[15] 2. 易方达中证A500ETF (91.6%, 100.0% percentile)[15] 3. 国泰中证A500ETF (91.5%, 15.6% percentile)[15] 4. 华泰柏瑞沪深300ETF (91.0%, 99.2% percentile)[15] 5. 易方达沪深300ETF (91.0%, 99.6% percentile)[15] - **Top 5 ETFs by Net Active Buy Amount Ratio (5-Day Average)**: 1. 东财上证科创板50成份ETF (23.4%, 100.0% percentile)[16] 2. 海富通上证城投债ETF (20.9%, 88.5% percentile)[16] 3. 国泰上证10年期国债ETF (15.6%, 61.3% percentile)[16] 4. 富国创业板人工智能ETF (14.3%, 65.9% percentile)[16] 5. 嘉实中证稀土产业ETF (14.1%, 92.6% percentile)[16]

Core Viewpoint - During the "14th Five-Year Plan" period, Anhui's logistics system has seen significant upgrades, with a focus on technological innovation and smart logistics as it enters the "15th Five-Year Plan" phase in 2026 [1]. Group 1: Logistics System Upgrades - Anhui is leveraging technological innovation and application scenarios to create a new smart logistics landscape [1]. - A courier company in Hefei has initiated 24-hour operations in its smart warehouse to meet the peak demand for New Year goods [1]. - The production line of a logistics equipment manufacturer in Nanling County has maintained continuous operation, producing over 2,000 electric rollers daily, with a backlog of tens of thousands of orders [4]. Group 2: Market Position and Growth - The smart sorting equipment produced in Nanling has captured one-third of the national market share, driven by technological innovation and digital management [4]. - The company aims for overseas revenue to exceed 50% in the new year, transitioning from "product export" to "brand export" [7]. - The logistics equipment industry in Nanling has attracted over 187 companies, establishing a strong presence in the domestic and international markets [18]. Group 3: Industry Development Strategies - The local government has implemented a "3,000-acre industrial development plan" to enhance the smart logistics equipment sector [16]. - The focus is on building a supply chain ecosystem around six major systems: collection and sorting, transportation, unloading and handling, storage and transportation, packaging, and information processing [16]. - The province is accelerating the implementation of "artificial intelligence+" initiatives in smart logistics [21]. Group 4: Technological Innovations - A collaborative project between Hefei's postal center and universities has developed a sorting system that improves efficiency by 46% compared to traditional methods [23]. - The integration of digital twin technology is being utilized for visual management across logistics operations [25]. - The development of intelligent robots capable of flexible adaptation in various environments is underway, with plans for large-scale deployment in logistics [29].

Core Insights - During the "14th Five-Year Plan" period, Anhui's logistics system has seen significant upgrades, with a focus on technological innovation and smart logistics by 2026, the start of the "15th Five-Year Plan" [1] Group 1: Logistics System Upgrades - Anhui is leveraging technology and application scenarios to create a new smart logistics landscape [1] - A courier company in Hefei has initiated 24-hour operations to handle the peak demand for New Year goods, utilizing an AI-driven sorting system [3] - The production line of a factory has maintained continuous operation, with daily output of over 2,000 electric rollers, which are essential components of smart logistics systems [5] Group 2: Market Position and Innovation - A smart logistics equipment company based in Jiangsu has captured one-third of the national market share for intelligent sorting equipment since its establishment in 2017 [7] - The company aims for overseas revenue to exceed 50% in the new year, focusing on AI, digital twins, and advanced sensors to enhance its global presence [9] - The intelligent logistics equipment industry in Nanling has attracted numerous leading enterprises, establishing a comprehensive supply chain ecosystem [15] Group 3: Technological Advancements - The logistics equipment industry in Nanling has gathered 187 companies, with strong market shares in intelligent sorting, warehousing, and green packaging [17] - A research team in Hefei is developing a sorting system that integrates 3D visual recognition and intelligent scheduling algorithms, improving sorting efficiency by 46% [21] - The city is advancing the construction of a postal technology innovation center, aiming to establish a comprehensive smart logistics system centered around unmanned technology [25]

公司全部在有效期内的股权激励计划所涉及的标的股票总数累计未超过公司股本总额的20%。任何一名 激励对象通过全部在有效期内的股权激励计划获授的本公司股票，累计未超过公司股本总额的1%。 格隆汇1月12日丨中科微至(688211.SH)公布2026年限制性股票激励计划，本激励计划拟向激励对象授予 的限制性股票总量为202.70万股，约占本激励计划草案公告日公司股本总额的1.54%。其中，首次授予 162.70万股，占本激励计划草案公告时公司股本总额的1.24%，占本次授予权益总额的80.27%；预留 40.00万股，占本激励计划草案公告时公司股本总额的0.30%，预留部分占本次授予权益总额的19.73%。 ...

格隆汇1月12日丨中科微至(688211.SH)公布2026年限制性股票激励计划，本激励计划拟向激励对象授予 的限制性股票总量为202.70万股，约占本激励计划草案公告日公司股本总额的1.54%。其中，首次授予 162.70万股，占本激励计划草案公告时公司股本总额的1.24%，占本次授予权益总额的80.27%；预留 40.00万股，占本激励计划草案公告时公司股本总额的0.30%，预留部分占本次授予权益总额的19.73%。 公司全部在有效期内的股权激励计划所涉及的标的股票总数累计未超过公司股本总额的20%。任何一名 激励对象通过全部在有效期内的股权激励计划获授的本公司股票，累计未超过公司股本总额的1%。 ...

中科微至科技股份有限公司 2026 年限制性股票激励计划激励对象名单 一、 限制性股票激励计划的分配情况 1、上述任何一名激励对象通过全部在有效期内的股权激励计划获授的本公 司股票均未超过公司总股本的 1%，公司全部有效期内的激励计划所涉及的标的 股票总数累计不超过股权激励计划提交股东会审议时公司股本总额的 20%。 2、本激励计划激励对象不包括独立董事、单独或合计持有上市公司 5%以上 股份的股东、上市公司实际控制人及其配偶、父母、子女。 3、预留部分的激励对象由本激励计划经股东会审议通过后 12 个月内确定， 经董事会提出、薪酬与考核委员会发表明确意见、律师发表专业意见并出具法律 意见书后，公司在指定网站按要求及时准确披露相关信息。 4、以上合计数据与各明细数相加之和在尾数上如有差异是由于四舍五入所 造成。 中科微至科技股份有限公司董事会 2026 年 1 月 13 日 中科微至科技股份有限公司（以下简称"公司"）2026 年限制性股票激励计 划授予的限制性股票在各激励对象间的分配情况如下表所示： | | | | | 获授的权益 | 占授予权益 | 占本激励计划公 | | --- | --- | --- ...

2026 年限制性股票激励计划（草案）摘要公告 证券代码：688211 证券简称：中科微至 公告编号：2026-001 中科微至科技股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 四、激励对象的范围及各自所获授的权益数量 重要内容提示： 股权激励方式 □第一类限制性股票 √第二类限制性股票 □股票期权 □其他 股份来源 √发行股份 √回购股份 □其他 本次股权激励计划有效期 本激励计划授予的限制性股票有效期 为自限制性股票首次授予之日起至激 励对象获授的限制性股票全部归属或 作废失效之日止，最长不超过84个月。 本次股权激励计划拟授予的权益数量 202.70万股（份） 本次股权激励计划拟授予的权益数量 占公司总股本比例 1.54% 本次股权激励计划是否有预留 √是，预留数量40.00万股（份）； 占本股权激励拟授予权益比例19.73% □否 本次股权激励计划拟首次授予的权益 数量 162.70万股（份） 激励对象数量 120人 激励对象数量占员工总数比例 7.42% 激励对象范围 √董事 √高级管理人员 √核 ...