Financial Performance - The company's operating revenue for Q1 2024 was ¥178,567,059.77, representing a 9.17% increase compared to ¥163,570,840.37 in the same period last year[6]. - The net profit attributable to shareholders was -¥46,347,609.13, a decline from -¥25,000,535.71 in the previous year, indicating a significant increase in losses[6]. - Total operating revenue for Q1 2024 was CNY 178,567,059.77, an increase of 9.1% compared to CNY 163,570,840.37 in Q1 2023[20]. - Net loss for Q1 2024 was CNY 46,347,609.13, compared to a net loss of CNY 25,000,535.71 in Q1 2023, indicating a deterioration in profitability[22]. - Basic and diluted earnings per share for Q1 2024 were both CNY -0.14, compared to CNY -0.07 in Q1 2023[22]. Research and Development - Research and development (R&D) expenses totaled ¥71,736,778.55, up 37.02% from ¥52,353,434.43 in the same period last year, reflecting increased investment in innovation[7][11]. - R&D expenses accounted for 40.17% of operating revenue, an increase of 8.16 percentage points compared to 32.01% in the previous year[7]. - R&D expenses increased to CNY 71,736,778.55 in Q1 2024, representing a 37.0% rise from CNY 52,353,434.43 in Q1 2023[20]. Cash Flow and Liquidity - The net cash flow from operating activities was -¥220,398,638.60, worsening from -¥129,828,080.12 in the previous year, primarily due to increased operational and personnel costs[6][11]. - The net cash flow from operating activities for Q1 2024 was -$220.40 million, compared to -$129.83 million in Q1 2023, indicating a decline in operational cash generation[24]. - Cash inflow from operating activities was CNY 253,379,700.38 in Q1 2024, slightly up from CNY 244,727,423.63 in Q1 2023[23]. - Cash outflow from operating activities increased to CNY 473,778,338.98 in Q1 2024, compared to CNY 374,555,503.75 in Q1 2023[23]. - The ending cash and cash equivalents balance for Q1 2024 was $770.07 million, down from $806.91 million in Q1 2023, reflecting a decrease in liquidity[24]. Assets and Liabilities - The total assets at the end of the reporting period were ¥2,918,597,496.65, a decrease of 2.01% from ¥2,978,611,496.70 at the end of the previous year[7]. - The total current assets decreased to ¥2,238,810,530.54 from ¥2,315,702,397.32, representing a decline of about 3.3%[17]. - The company's inventory decreased to ¥435,567,710.14 from ¥476,497,528.46, indicating a reduction of approximately 8.6%[17]. - Total liabilities as of Q1 2024 were CNY 555,950,563.57, an increase from CNY 539,288,135.91 in Q1 2023[19]. - The total liabilities decreased to ¥2,238,810,530.54 from ¥2,315,702,397.32, reflecting a decrease of about 3.3%[17]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 17,614, with the top ten shareholders holding a combined 25.58% of the shares[12]. - The company reported a total of 4,610,343 shares held in the repurchase account as of March 31, 2024, representing 1.74% of the total shares[14]. - The company has not reported any significant changes in the participation of major shareholders in the margin trading and securities lending business[14]. Other Financial Metrics - The company reported non-recurring gains of ¥5,622,268.06, which included government subsidies and other non-operating income[9]. - The company's long-term equity investments were valued at ¥21,188,741.54, down from ¥21,893,865.44, a decrease of approximately 3.2%[17]. - The company reported a significant increase in sales expenses to CNY 10,561,016.34 in Q1 2024, compared to CNY 8,916,302.43 in Q1 2023[20]. - The cash outflow for capital expenditures in Q1 2024 was $9.44 million, down from $52.50 million in Q1 2023, indicating reduced capital spending[24]. - The company did not apply new accounting standards for the first quarter of 2024, maintaining consistency in financial reporting[25].

Technology Development - The company focuses on the research and industrial application of domestically controllable embedded CPU technology, providing IP licensing, customized chip services, and self-developed chip products primarily in information security, automotive electronics, and industrial control sectors[5]. - The company is actively involved in the development of SoC technology, which integrates complex functions into single chips, thus shortening design cycles and enhancing competitiveness[16]. - The company is focusing on R&D, with significant investments in developing CPUs based on RISC-V and PowerPC architectures, including a 64-bit multi-core CPU aimed at edge computing and network communication applications[129]. - The company is developing several new chips, including the CCFC3007PT for powertrain control and the CCFC3008PT for battery management, both based on 40nm technology and achieving ASIL-D safety level[198]. - The company is focusing on domestic data security chip localization, with the market for high-performance password SoC chips just beginning to develop[200]. Automotive Electronics - The company is developing a series of automotive electronic chips to address the "chip shortage" issue in China's automotive industry, including body control chips and battery management system (BMS) control chips[6]. - The company has shipped over 4 million automotive electronic chips, establishing a leading position in the domestic market for high-end automotive electronic chips[28]. - The automotive electronics chip product line has established partnerships with over 10 Tier 1 module manufacturers and several major automotive manufacturers, enhancing market presence[115]. - The company aims to solidify its position as a leading supplier of automotive electronic chips in China, with a comprehensive product coverage across seven product lines[116]. - The automotive chip business has seen rapid growth due to strong domestic demand driven by national policies and the need for local alternatives amid chip shortages[136]. Financial Performance - The company's operating revenue increased by 22.09% year-on-year, driven by adjustments in product structure and significant growth in automotive electronics and customized chip services[82]. - Net profit attributable to shareholders grew by 6.79% year-on-year, primarily due to substantial increases in investment income and government subsidies compared to the previous year[82]. - The net cash flow from operating activities decreased by 402.60%, mainly due to significant investments in chip wafer production and increased R&D expenditures[84]. - The company's total assets increased by 3.22% to RMB 3,073,502,970.36 at the end of 2022, up from RMB 2,977,711,602.83 at the end of 2021[105]. - The net profit attributable to shareholders after deducting non-recurring gains and losses decreased by 83.85%, amounting to RMB 7,071,917.78, down from RMB 43,801,025.88 in 2021[105][107]. Research and Development - The company emphasizes talent development and corporate culture, with a stable growth in the core team and an increase in R&D personnel to enhance its research capabilities[4]. - R&D expenses increased by approximately CNY 62.73 million, a growth rate of 70.11% compared to the previous year[93]. - The proportion of R&D investment to operating revenue rose to 30.60%, an increase of 8.64 percentage points from 21.96% in 2021[105]. - The total R&D investment for the reporting period was ¥152,204,444.14, an increase of 70.11% compared to ¥89,472,485.02 in the previous year[193]. - The company has achieved significant progress in R&D, with a total of 156 valid software copyrights and 39 commercial password certificates as of the reporting date[192]. Market Position and Strategy - The company is positioned as one of the few domestic manufacturers of RAID controller chips, aiming to break the long-standing foreign monopoly in this sector[14]. - The company aims to strengthen partnerships with over ten Tier 1 module manufacturers and several major automotive manufacturers, including BYD and SAIC[28]. - The company is focusing on customized chip services for national major demand areas, leveraging its technology in embedded CPU and SoC platforms to meet urgent domestic needs[127]. - The company is committed to increasing its R&D capabilities to enhance its competitive position in the market[194]. - The company has received multiple awards for innovation, including the "IC Innovation Award" and recognition as a "National Specialized and New Small Giant" enterprise[135]. Product Development - The company has developed over 40 embedded CPU cores, achieving significant applications in key areas such as information security and automotive electronics, with over 1 million units applied by 2006, 10 million by 2008, and over 100 million by 2015[23]. - The company has developed three automotive electronic safety chip products, with the CCM3310S-T and CCM3310S-H already in mass production, achieving the highest level of safety certification in the domestic automotive industry[118]. - The company is advancing the development of a second-generation high-performance RAID chip based on its proprietary RISC-V CPU, aiming to achieve performance comparable to international mainstream RAID chips[126]. - The company has successfully developed a first-generation RAID chip CCRD3316 based on the PowerPC architecture, capable of supporting up to 40 mechanical hard drives or SSDs, and is currently in mass production[190]. - The company’s automotive electronic chip product lines cover seven categories, including body control and powertrain control chips, catering to various applications in new energy and traditional vehicles[27].

Financial Performance - The company's operating revenue for Q1 2023 was ¥163,570,840.37, representing a year-on-year increase of 228.42%[5] - The net profit attributable to shareholders was a loss of ¥25,000,535.71, a decrease of 8,233.88% compared to the same period last year[5] - The company's operating revenue for Q1 2023 reached RMB 163,570,840.37, a significant increase of 228.42% compared to RMB 49,806,002.11 in Q1 2022[25] - The company reported a net loss of -$23,902,912.66 for the period, compared to a profit of $2,324,767.78 in the same quarter last year, indicating a significant downturn in profitability[46] - The company's net profit for Q1 2023 was a loss of ¥23,902,912.66, compared to a profit of ¥2,324,767.78 in Q1 2022, indicating a significant decline in profitability[67] Research and Development - The total R&D investment amounted to ¥52,353,434.43, reflecting a significant increase of 136.02% year-on-year[5] - The net profit attributable to shareholders of the listed company was RMB -8,233,880, primarily due to a 136.02% increase in R&D expenses, amounting to RMB 52,353,434.43[25][35] - The company's R&D expenses surged to ¥38,579,650.31 in Q1 2023, compared to ¥15,261,223.40 in Q1 2022, representing an increase of approximately 153%[67] Cash Flow and Liquidity - The net cash flow from operating activities was a negative ¥129,828,080.12, primarily due to increased operational expenditures[5] - The company's cash flow from operating activities showed a significant decline, reflecting challenges in maintaining liquidity[60] - The cash outflow from operating activities was ¥294,276,415.23 in Q1 2023, compared to ¥137,897,076.66 in Q1 2022, showing an increase of approximately 113%[70] - The company's cash and cash equivalents stood at RMB 806,914,957.49 as of March 31, 2023, compared to RMB 1,214,524,614.03 at the end of 2022[32] - The total cash and cash equivalents at the end of the period were $806,914,957.49, down from $1,265,553,375.07 a year earlier, reflecting liquidity challenges[40] Assets and Liabilities - The total assets at the end of the reporting period were ¥3,204,475,736.49, an increase of 4.26% from the end of the previous year[6] - The total liabilities increased to ¥442,434,974.60 in Q1 2023, up from ¥254,462,736.24 in the previous year, indicating a significant rise in financial obligations[57] - The total current liabilities reached ¥413,068,274.93, significantly higher than ¥231,742,021.44 in the previous year[57] - The total owner's equity decreased to ¥2,728,606,968.38 in Q1 2023 from ¥2,784,508,817.56 in Q1 2022, reflecting a decline of about 2%[67] Revenue Sources - Revenue from self-developed chips and modules reached RMB 36,303,900 and RMB 118,885,600, with growth rates of 32.67% and 557.24% respectively[25] - The company experienced a significant increase in revenue from automotive electronics and industrial control applications, generating RMB 31,346,300, a year-on-year growth of 224.74%[25] - The company reported a total cost of operating revenue of RMB 200,758,300.66, up from RMB 64,899,498.67 in the same period last year[35] Shareholder Information - The basic and diluted earnings per share were both -¥0.07, reflecting a significant decline in profitability[5] - Basic and diluted earnings per share were both -$0.11, a decrease from $0.0013 per share in the previous year, highlighting a decline in shareholder value[46] - The total number of ordinary shareholders at the end of the reporting period was 14,999[27] Government Support - The company received government subsidies amounting to RMB 6,646,847.45 during the reporting period[32] Future Outlook - The company plans to focus on market expansion and new product development in the upcoming quarters to improve financial performance[60]

国泰君安证券股份有限公司 关于苏州国芯科技股份有限公司 2023 年度持续督导跟踪报告 国泰君安证券股份有限公司（以下简称"国泰君安"或"保荐人"）作为苏 州国芯科技股份有限公司（以下简称"国芯科技"或"公司"）首次公开发行股 票并在科创板上市的保荐人，根据《证券发行上市保荐业务管理办法》《上海证 券交易所科创板股票上市规则》《上海证券交易所上市公司自律监管指引第 11 号——持续督导》《上海证券交易所科创板上市公司自律监管指引第 1 号——规 范运作》等相关法律法规的规定，负责国芯科技上市后的持续督导工作，并出 具本持续督导年度跟踪报告。 | 序号 | 工作内容 | 持续督导情况 | | --- | --- | --- | | | 建立健全并有效执行持续督导工作制 | 保荐人已建立健全并有效执行了持续 | | 1 | 度，并针对具体的持续督导工作制定相 | 督导工作制度，并制定了相应的工作 | | | 应的工作计划。 | 计划。 | | 2 | 根据中国证监会相关规定，在持续督导 | 保荐人已与国芯科技签订《持续督导 协议》，该协议明确了双方在持续督 导期间的权利和义务，并报上海证券 | | | 工作开始前 ...

证券代码：688262 证券简称：国芯科技 公告编号：2024-034 苏州国芯科技股份有限公司 关于召开 2023 年年度股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 召开日期时间：2024 年 5 月 21 日 14 点 0 分 召开地点：苏州新区塔园路 168 号苏州香格里拉酒店贵宾厅 II （五） 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 5 月 21 日 至 2024 年 5 月 21 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 （六） 融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 1 股东大会召开日期：2024年5月21日 本次股东大会采用的网络投票系统：上海证 ...

证券代码：688262 证券简称：国芯科技 公告编号：2024-027 具体内容详见公司于同日在上海证券交易所网站(www.sse.com.cn) 披露的 的《2023 年度监事会工作报告》。 本议案尚需提交公司 2023 年年度股东大会审议。 苏州国芯科技股份有限公司 第二届监事会第二十一次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、监事会会议召开情况 苏州国芯科技股份有限公司（以下简称"公司"）第二届监事会第二十一次 会议（以下简称"本次会议"或"会议"）于 2024 年 4 月 25 日 11:00 在苏州市 新区竹园路 209 号创业园 3 号楼 2301 会议室举行。本次会议的通知于 2024 年 4 月 15 日通过电子邮件及电话等方式送达全体监事。本次会议采用现场表决和通 讯表决的方式召开，应参加表决监事 3 名，实际参加表决监事 3 名，会议由监事 会主席曹宏伟先生主持。本次会议的召集和召开程序符合《中华人民共和国公司 法》等法律法规、部门规章、规范性文件和《苏州国芯科技股份有限公司章 ...

经中国证券监督管理委员会证监许可[2021]3860 号文核准，公司向社会公开发行人 民币普通股（A 股）6,000 万股，每股面值 1 元，每股发行价格人民币 41.98 元，募集资 金总额人民币 2,518,800,000.00 元，该股款已由国泰君安证券股份有限公司扣除其承销保 荐费 238,282,339.67 元（不含增值税）后将剩余募集资金 2,280,517,660.33 元于 2021 年 12 月 30 日划入公司募集资金监管账户。 本次公开发行股票募集资金总额人民币 2,518,800,000.00 元，扣除发行费人民币 256,423,924.18（不含增值税）元，实际募集资金净额人民币 2,262,376,075.82 元。新增注 册资本人民币 60,000,000.00 元，资本公积人民币 2,202,376,075.82 元。上述募集资金已经 公证天业会计师事务所（特殊普通合伙）验证，并由其出具了苏公 W[2021]B127 号验资 报告。 （二）募集资金使用情况及结余情况 截至 2023 年 12 月 31 日，本公司募集资金专户余额为人民币 491,859,548.46 元，公 ...

苏州国芯科技股份有限公司 关于会计师事务所 2023 年度履职情况评估报告 苏州国芯科技股份有限公司（以下简称"公司"）聘请公证天业会计师事务 所（特殊普通合伙）（以下简称"公证天业"）作为公司2023年度境内审计机构 及内部控制审计机构。 根据财政部、国务院国有资产监督管理委员会、中国证券监督管理委员会颁 布的《国有企业、上市公司选聘会计师事务所管理办法》，公司对公证天业在 2023 年度的审计工作的履职情况进行了评估。具体情况如下： 一、会计师事务所的情况 1、资质条件 二、执业记录 公证天业成立于 1982 年，是全国首批经批准具有从事证券、期货相关业务 资格及金融业务审计资格的会计师事务所之一，2013 年 9 月转制为特殊普通合 伙性质会计师事务所，注册地址为无锡市太湖新城嘉业财富中心 5-1001 室。2020 年 11 月，财政部、证监会公布《从事证券服务业务会计师事务所备案名单及基 本信息》，公证天业成为从事证券服务业务首批备案的会计师事务所。 公证天业首席合伙人为张彩斌先生，2023 年度末合伙人数量 58 人，注册会 计师人数 334 人,签署过证券服务业务审计报告的注册会计师人数 142 ...

根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理 准则》《国有企业、上市公司选聘会计师事务所管理办法》等规定和要求，董事 会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员 会对会计师事务所履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 公证天业会计师事务所（特殊普通合伙）（以下简称"公证天业"）成立于 1982年，是全国首批经批准具有从事证券、期货相关业务资格及金融业务审计资 格的会计师事务所之一，2013年9月转制为特殊普通合伙性质会计师事务所，注 册地址为无锡市太湖新城嘉业财富中心5-1001室。2020年11月，财政部、证监会 公布《从事证券服务业务会计师事务所备案名单及基本信息》，公证天业成为从 事证券服务业务首批备案的会计师事务所。 公证天业首席合伙人为张彩斌先生，2023年度末合伙人数量58人，注册会 计师人数334人，签署过证券服务业务审计报告的注册会计师人数142人。 2023年度经审计的收入总额30,171.48万元，其中审计业务收入24,627.19万 元，证券业务收入13,580.35万元。202 ...

苏州国芯科技股份有限公司 二、独立董事年度履职概况 2023 年度独立董事述职报告（张薇） 2023 年，本人张薇作为苏州国芯科技股份有限公司（以下简称"公司"）的 独立董事，我按照《公司法》《证券法》《上市公司独立董事管理办法》等有关法 律法规的规范要求，以及《公司章程》《独立董事工作制度》等相关制度赋予的 权力和义务，积极参加公司股东大会、董事会及各专门委员会会议，勤勉履职， 积极审议各项议案，发挥专业特长，为公司经营发展提出合理化建议。通过对董 事会审议的重大事项发表审慎、客观的独立意见，为董事会的科学决策提供有力 支撑，促进公司稳健、规范、可持续发展，切实维护了公司和中小股东的合法利 益。现将我在 2023 年度的工作情况汇报如下： 一、独立董事的基本情况 （一）独立董事人员情况 公司董事会由 9 名董事组成，其中独立董事 3 人，占董事会人数三分之一以 上，符合相关法律法规及《公司章程》的规定。 （二）个人工作履历、专业背景以及兼职情况 张薇女士，女，1962 年出生，中国国籍，无境外永久居留权，硕士学位，副 教授。1984 年至今历任苏州大学商学院会计系助教、讲师、副教授；2016 年 6 月至 ...