苏州国芯科技股份有限公司 2023年度财务决算报告 根据《中华人民共和国公司法》及《苏州国芯科技股份有限公司章程》等法 律法规及公司规章制度的要求，苏州国芯科技股份有限公司（以下简称"公 司"）编制了《苏州国芯科技股份有限公司2023年度财务决算报告》，本公司 财务报表以持续经营为基础，根据实际发生的交易和事项，按照财政部颁布的 《企业会计准则》及相关规定，以及中国证券监督管理委员会《公开发行证券 的公司信息披露编报规则第15号—财务报告的一般规定》的披露规定进行编制。 公司有六个全资子公司纳入合并报表，公司年度财务决算报告已经公证天业会 计师事务所（特殊普通合伙）审计，并出具了标准无保留意见的审计报告。 现将2023年合并财务报表反映的主要财务数据报告如下： （一）2023年度经营业绩 | 项目 | 2023年度 | 2022年度 | 同比增减(%) | | --- | --- | --- | --- | | 营业收入 | 44,937.55 | 49,735.91 | -9.65 | | 营业利润 | -23,835.00 | 5,245.69 | -554.37 | | 利润总额 | -23,816.6 ...

证券代码：688262 证券简称：国芯科技 公告编号：2024-028 苏州国芯科技股份有限公司 关于 2023 年度利润分配预案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ●苏州国芯科技股份有限公司（以下简称"公司"）2023年度利润分配预 案为不进行利润分配，不进行资本公积金转增股本或其它形式的分配。 根据《上市公司监管指引第 3 号——上市公司现金分红》《上海证券交易所 科创板上市公司自律监管指引第 1 号——规范运作》等相关法律法规及《公司章 程》的相关规定，鉴于公司 2023 年度净利润为负的情况，结合公司的实际业务 发展和资金需要，为了保障公司发展战略的顺利实施，兼顾公司及全体股东的长 远利益，公司拟 2023 年度不进行利润分配，也不进行资本公积转增股本或其他 形式的分配。 ●本次利润分配预案已经公司第二届董事会第二十一次会议以及第二届监 事会第二十一次会议审议通过，尚需提交公司 2023 年年度股东大会审议。 一、2023 年度利润分配预案内容 截至2023年12月31日，公司2 ...

证券代码：688262 证券简称：国芯科技 公告编号：2024-031 苏州国芯科技股份有限公司 关于预计 2024 年度日常关联交易的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 1、是否需要提交股东大会审议：否 2、日常关联交易对上市公司的影响：苏州国芯科技股份有限公司（以下简 称"公司"）2024年预计发生的日常关联交易为公司正常业务范围，以公司正常 经营业务为基础，以市场价格为定价依据，不影响公司的独立性，不存在损害公 司及股东利益的情形，公司不会因该关联交易对关联方产生依赖。 一、日常关联交易基本情况 (一)日常关联交易履行的审议程序 公司于2024年4月25日召开第二届董事会第二十一次会议，审议通过了《关 于预计2024年度日常关联交易的议案》，本次日常关联交易预计金额合计为600万 元。关联董事郑茳、肖佐楠、匡启和回避表决，出席会议的非关联董事一致同意 该议案，审议程序符合相关法律法规的规定。 公司于2024年4月25日召开第二届监事会第二十一次会议，审议通过了《关 于预计2024年度 ...

证券代码：688262 证券简称：国芯科技 公告编号：2024-030 苏州国芯科技股份有限公司 关于 2024 年度董事、监事和高级管理人员薪酬方案的公 告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 苏州国芯科技股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开 第二届董事会第二十一次会议和第二届监事会第二十一次会议，分别审议了《关 于 2024 年度董事薪酬方案的议案》《关于 2024 年度监事薪酬方案的议案》，审议 通过了《关于 2024 年度高级管理人员薪酬方案的议案》，现将薪酬方案的具体情 况公告如下： 一、适用期限 自 2024 年 1 月 1 日起执行。 监事不因担任公司监事职务而额外从公司领取薪酬或津贴，对与公司签订劳 动合同、建立劳动关系在公司全职工作的监事，根据其劳动岗位按公司薪酬体系 执行，公司职工监事根据其在公司的任职及签订的相关劳动合同约定来领取薪酬。 1 （三）高级管理人员薪酬 综合考虑公司效益与股东利益，根据岗位、贡献及工作性质，依据公司薪酬 与绩效考核相关制度，高级 ...

苏州国芯科技股份有限公司 第二届董事会独立董事专门会议第一次会议决议 2024 年 4 月 25 日，苏州国芯科技股份有限公司（以下简称"公司"）第二 届董事会独立董事专门会议第一次会议（以下简称"本次会议"或"会议"）以 通讯表决的方式召开，本次会议的通知于 2024 年 4 月 15 日通过电子邮件及电话 等方式送达，应参加表决独立董事 3 名，实际参加表决独立董事 3 名。本次会议 的召集和召开程序符合《中华人民共和国公司法》等法律法规、部门规章、规范 性文件和《上市公司独立董事管理办法》《苏州国芯科技股份有限公司章程》（以 下简称"《公司章程》"）《独立董事工作制度》《独立董事专门会议工作制度》 等相关规定和要求。 1、审议通过《关于预计 2024 年度日常关联交易的议案》 经审议，我们认为：公司 2024 年度预计的日常关联交易均属公司与关联方 之间在生产经营中正常的购销往来，属于正常和必要的交易行为，符合公司业务 发展需要，有利于公司健康稳定发展。公司与各关联方的关联交易，严格按照关 联交易定价原则执行，交易价格依据市场价格（第三方价格）公平、合理确定， 不会对公司本期以及未来财务状况及经营成果产 ...

公司代码：688262 公司简称：国芯科技 苏州国芯科技股份有限公司 2023 年度内部控制评价报告 苏州国芯科技股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内部 控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常监督和专项 监督的基础上，我们对公司2023年12月31日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一. 重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露 内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责 组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内 容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别 及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整，提 高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标提供 合理保证。此外，由于情况的变化可能 ...

一、2023 年度公司整体经营情况 截至 2023 年 12 月 31 日，公司总资产 297,861.15 万元，净资产 243,932.34 万元；2023 年，公司实现营业收入 44,937.55 万元，较上年同期减少 9.65%；实 现归属于上市公司股东的净利润-16,875.03 万元，较上年同期减少 325.08%；实 现归属于上市公司股东的扣除非经常性损益的净利润-22,368.63 万元，比上年 同期减少 3263.02%。 二、2023 年董事会主要工作情况 （一）董事会召开情况 报告期内，公司董事会召开了 10 次会议。公司第二届董事会设董事 9 名， 其中独立董事 3 名，董事会的人数和人员构成符合法律、法规和《公司章程》的 要求。公司全体董事认真出席董事会并参加股东大会，不断加深有关法律法规知 识的学习，及时掌握公司业务情况，以诚信、勤勉、尽责的态度履行相应职责。 董事会严格按照《公司章程》《苏州国芯科技股份有限公司董事会议事规则》等 相关规定召集、召开，并依法行使职权。具体情况如下： 1 苏州国芯科技股份有限公司 2023 年度董事会工作报告 2023 年度，在广大股东的坚定支持下， ...

Financial Performance - The company's revenue for 2023 decreased by 9.65% year-on-year, primarily due to fluctuations in the semiconductor industry cycle and a decline in IP licensing revenue[21]. - The sales revenue and gross margin of self-developed chips and modules decreased year-on-year, influenced by inventory destocking and price adjustments in the chip market[21]. - The basic earnings per share for 2023 was -0.50 CNY, compared to 0.22 CNY in 2022 (adjusted) and 0.32 CNY (unadjusted) in 2022[20]. - The diluted earnings per share for 2023 was also -0.50 CNY, reflecting the same trend as basic earnings per share[20]. - The company has not yet achieved profitability since its listing, indicating ongoing financial challenges[2]. - The company reported a non-operating income of -19,494.09 million RMB, compared to -41,158.37 million RMB in the previous year, with total operating income at 200,717.37 million RMB[50]. - The company’s net profit attributable to shareholders was CNY -168.75 million, representing a decline of 325.08% year-on-year[75]. - The average gross margin for the reporting period was 21.54%, down 22.28 percentage points from 43.82% in the same period last year[75]. Strategic Focus and Growth Plans - The company plans not to distribute cash dividends or issue bonus shares for the 2023 fiscal year, pending approval at the annual shareholders' meeting[4]. - The company is focusing on expanding its custom services despite the challenges faced in the semiconductor market[21]. - The company aims to leverage its R&D capabilities to develop new technologies and products in the coming years[40]. - The company is actively exploring strategic partnerships and potential acquisitions to bolster its growth trajectory[40]. - The company plans to provide updated performance guidance in the next earnings call, reflecting its optimistic outlook for the upcoming fiscal year[40]. - The company is investing in talent development and innovation to sustain its competitive advantage in the semiconductor market[40]. - The company is planning to enter two new international markets by Q3 2024, aiming to enhance its global footprint[48]. - The company is exploring potential acquisitions to bolster its technology portfolio and expand its capabilities[43]. Research and Development - The company has significantly increased R&D investment and expanded its R&D team, leading to a 48.63% increase in sales expenses to CNY 55.39 million[75]. - The company is focusing on the development of embedded CPU technology and has launched several new products in automotive electronics and high-reliability storage control chips[74]. - The company’s R&D expenses reached CNY 283.38 million, an increase of 86.18% compared to the previous year, while investment income decreased by 45.72% to CNY 19.47 million[97]. - The company is enhancing its supply chain management and production processes to improve product quality and reduce costs, supporting overall performance and market competitiveness[168]. - The company is focusing on high-end chip product development to capture new market opportunities amid increased competition in the information security industry[118]. - The company has increased its R&D personnel and optimized the structure of its R&D team to enhance technological capabilities and support new product development[198]. Market Presence and Customer Engagement - The company is focused on expanding its market presence and enhancing its product offerings in the semiconductor sector[40]. - The company has launched a new product line that is projected to contribute an additional 10 million in revenue over the next year[48]. - Customer satisfaction ratings have improved to 90%, reflecting the effectiveness of recent service enhancements[47]. - The company has reported a growing shipment volume of the CCM4201S and CCM4202S chips in the fingerprint module and smart lock sectors, indicating strong demand from key clients[124]. - The company has established strategic partnerships with leading customers in the automotive engine sector to define new products and achieve domestic substitution[104]. Corporate Governance and Compliance - The board of directors and supervisory board were present at the meeting, ensuring governance and oversight[3]. - The company emphasizes the importance of risk awareness in its forward-looking statements regarding future plans and strategies[5]. - The company has taken corrective measures to address issues related to revenue recognition and internal controls following regulatory scrutiny[54]. - The company faced regulatory scrutiny for recognizing revenue prematurely, with a warning issued by the Jiangsu Securities Regulatory Bureau[176]. Product Development and Innovation - The company has launched new generation automotive information security chip products, enhancing performance and meeting customer demands for higher computing power and security levels[106]. - The company is actively developing automotive-grade MCU chips, with the CCFC3007PT and CCFC3008PT chips expected to enter mass production in Q2 2024[132]. - The company has successfully developed high-performance edge computing and network communication integrated controller chips, which can replace foreign products like NXP's MPC8548 series[164]. - The company has introduced the cost-effective security biometric recognition chip CCM4101, enhancing its product offerings in the biometric recognition field[118]. - The company has completed the development and promotion of the CCP903T and CCP907T series chips, along with related products such as quantum password cards and U shields, to support customer application development and mass production[190]. Financial and Operational Metrics - The company reported a total of 26,247,060 shares held by directors and senior management, with an increase of 10,576,988 shares compared to the previous period[37]. - The company’s chairman, Zheng Zha, holds 16,448,900 shares indirectly through various investment partnerships[37]. - The total number of shares held by the chairman increased by 5,321,752 shares due to capital reserve conversion, with a total pre-tax remuneration of 177.91 million RMB[64]. - The company has a backlog of orders amounting to CNY 579 million as of December 31, 2023, with CNY 42 million in automotive electronics and industrial control, CNY 48 million in information security, and CNY 489 million in edge computing and AI[77]. - The company has established a comprehensive quality management system for automotive electronic chips, ensuring product quality and enhancing supply chain stability through rigorous supplier management and monthly evaluations[192].

Financial Performance - The net profit attributable to shareholders, excluding non-recurring gains and losses, for the current reporting period is -319.55 million RMB, primarily due to a decline in average gross margin of business revenue[1]. - The net profit attributable to shareholders, excluding non-recurring gains and losses, from the beginning of the year to the current reporting period is -385.90 million RMB, also attributed to a decrease in average gross margin[1]. - Basic earnings per share for the current reporting period is -154.55 RMB, resulting from a decrease in net profit and an increase in total shares[1]. - Basic earnings per share from the beginning of the year to the current reporting period is -158.62 RMB, due to the same reasons as above[1]. - The net profit for the third quarter of 2023 was -57,284,843.63 RMB, compared to a net profit of 96,647,643.39 RMB in the same period of 2022, representing a significant decline[21]. - The total profit for the third quarter was -91,170,186.40 RMB, compared to a profit of 103,810,786.19 RMB in the same period last year[21]. - The net profit attributable to shareholders for Q3 2023 was -¥21,872,355.37, a decrease of 161.42% compared to the same period last year[37]. - Year-to-date net profit attributable to shareholders decreased by 159.27%, primarily due to a reduction in IP licensing revenue and increased production costs, leading to a decline in gross margin[49]. Revenue and Growth - The company's total revenue for the first three quarters of 2023 reached RMB 402,802,243.29, an increase of 24.9% compared to RMB 322,407,545.75 in the same period of 2022[17]. - Revenue for the current reporting period increased by 36.66%, primarily due to the growth in edge computing business, with revenue from edge computing chips reaching 68.05 million CNY compared to 2.61 million CNY in the same period last year[49]. - Year-to-date revenue increased by 24.94%, with edge computing chip revenue at 205.69 million CNY, up from 56.82 million CNY in the same period last year[49]. - The company's operating revenue for Q3 2023 was ¥154,659,397.56, representing a year-over-year increase of 36.66%[37]. Expenses - Research and development expenses for the current reporting period amount to 177.53 million RMB, reflecting a significant increase of 99.24% compared to the same period last year[1]. - Sales expenses for the current reporting period are 31.30 million RMB, which is an increase of 41.49% year-on-year[1]. - Management expenses for the current reporting period are 35.55 million RMB, showing a growth of 41.18% compared to the previous year[1]. - Total sales, management, and R&D expenses for the current period were 89.35 million CNY, up 89.07% from 47.26 million CNY in the same period last year[49]. - Research and development expenses increased by 111.72% to 67.46 million CNY, compared to 31.86 million CNY in the same period last year[49]. Assets and Liabilities - As of September 30, 2023, total assets amounted to RMB 3,018,021,744.13, a decrease from RMB 3,073,502,970.36 as of December 31, 2022, reflecting a decline of approximately 1.8%[12]. - The total current assets decreased to RMB 2,562,245,438.48 from RMB 2,746,886,008.61, representing a decline of about 6.7%[12]. - The total liabilities increased to RMB 452,558,987.87 from RMB 254,462,736.24, reflecting an increase of approximately 77.9%[17]. - The company's retained earnings decreased to RMB 27,566,333.20 from RMB 144,139,305.48, a decline of about 80.8%[17]. - Non-current assets totaled RMB 455,776,305.65, up from RMB 326,616,961.75, indicating an increase of approximately 39.4%[15]. - The equity attributable to shareholders decreased by 9.00% year-over-year, amounting to ¥2,565,462,756.26 at the end of Q3 2023[40]. Cash Flow - Cash inflow from operating activities totaled 743,652,874.23 RMB, compared to 493,793,517.34 RMB in the same period last year, marking a 50.7% increase[26]. - The net cash flow from operating activities for Q3 2023 was -¥61,139,354.66, with a cumulative cash flow of -¥140,458,457.05 year-to-date[37]. - The net cash flow from investing activities was -¥297,693,694.06 for Q3 2023, compared to -¥858,208,581.38 in the same period last year[37]. - The net cash flow from financing activities was -¥154,178,014.95 in Q3 2023, compared to -¥89,149,711.93 in the previous year[37]. - The company reported a net increase in cash and cash equivalents of -¥592,355,469.93 for Q3 2023, compared to -¥1,007,612,000.30 in the same period last year[37]. - The cash and cash equivalents decreased significantly to RMB 636,399,144.10 from RMB 1,214,524,614.03, a drop of about 47.5%[12]. Investment and Income - Investment income from the beginning of the year to the current reporting period is 13.59 million RMB, a decrease of 53.46% year-on-year[1]. - The company reported a decrease in investment income to 13,590,500.61 RMB from 29,200,585.61 RMB, a decline of 53.5%[21]. - Other income increased to 36,210,401.93 RMB from 27,019,887.48 RMB, showing a 34.5% increase year-over-year[21]. Strategic Focus - The company continues to enhance its core competitiveness in automotive electronic chips, high-reliability storage control chips, and high-performance edge computing chips[1].

2023 年度独立董事述职报告（陈弘毅） 2023 年，本人陈弘毅作为苏州国芯科技股份有限公司（以下简称 "公司"） 的独立董事，我按照《公司法》《证券法》《上市公司独立董事管理办法》等有关 法律法规的规范要求，以及《公司章程》《独立董事工作制度》等相关制度赋予 的权力和义务，积极参加公司股东大会、董事会及各专门委员会会议，勤勉履职， 积极审议各项议案，发挥专业特长，为公司经营发展提出合理化建议。通过对董 事会审议的重大事项发表审慎、客观的独立意见，为董事会的科学决策提供有力 支撑，促进公司稳健、规范、可持续发展，切实维护了公司和中小股东的合法利 益。现将我在 2023 年度的工作情况汇报如下： 苏州国芯科技股份有限公司 一、独立董事的基本情况 （一）独立董事人员情况 陈弘毅先生，男，1942年出生，中国国籍，无境外永久居留权，硕士研究 生学历，研究员。1968年至1978年任呼和浩特内蒙古半导体厂职员；1978年至 1981年于清华大学计算机系攻读并取得硕士学位；1981年至今历任清华大学微 电子学研究所教师、所长、学术委员会主任、退休教师；2015年3月至2021年6 月任上海韦尔半导体股份有限公司独立董 ...