证券代码：688416 证券简称：恒烁股份 公告编号：2023-051 恒烁半导体（合肥）股份有限公司 股东询价转让计划书 宁波梅山保税港区天鹰合胜创业投资合伙企业（有限合伙）、深圳前海蓝点 电子信息产业股权投资合伙企业（有限合伙）、北京昆仑互联网智能产业投资基 金合伙企业（有限合伙）（以下合称"出让方"）保证向恒烁半导体（合肥）股 份有限公司（以下简称"恒烁股份"）提供的信息内容不存在任何虚假记载、误 导性陈述或者重大遗漏，并对其真实性、准确性和完整性依法承担法律责任。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 重要内容提示： 一、拟参与转让的股东情况 （一）出让方的名称、持股数量、持股比例 出让方委托中信证券股份有限公司（以下简称"中信证券"）组织实施本次 询价转让。截至 2023 年 9 月 30 日出让方所持首发前股份的数量、占总股本比例 情况如下： 1 拟参与恒烁股份首发前股东询价转让（以下简称"本次询价转让"）股 东为宁波梅山保税港区天鹰合胜创业投资合伙企业（有限合伙）（以下 简称"天鹰合胜"）、深圳前海蓝点电子信息产业股权投资合伙企业（有 限合伙）（以下简称"前海蓝点" ...

中信证券股份有限公司 关于恒烁半导体（合肥）股份有限公司股东 向特定机构投资者询价转让股份 相关资格的核查意见 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 1 中信证券股份有限公司（以下简称"中信证券"）受恒烁半导体（合肥）股 份有限公司（以下简称"恒烁股份"）股东宁波梅山保税港区天鹰合胜创业投资 合伙企业（有限合伙）、深圳前海蓝点电子信息产业股权投资合伙企业（有限合 伙）、北京昆仑互联网智能产业投资基金合伙企业（有限合伙）（以下合称"出 让方"）委托，组织实施本次恒烁股份首发前股东向特定机构投资者询价转让（以 下简称"本次询价转让"）。 根据《关于在上海证券交易所设立科创板并试点注册制的实施意见》《科创 板上市公司持续监管办法（试行）》《上海证券交易所科创板股票上市规则》《上 海证券交易所科创板上市公司股东以向特定机构投资者询价转让和配售方式减 持股份实施细则》（以下简称"《实施细则》"）等相关规定，中信证券对参与 本次询价转让股东的相关资格进行核查，并出具本核查意见。 2023 年 12 月 19 日，中信证券收到出让方关于本次询价转让的委托，委托 中信证券组织实施本次询价转让。 二、关于 ...

国元证券股份有限公司 关于恒烁半导体（合肥）股份有限公司 2023年持续督导工作现场检查报告 上海证券交易所： 根据《上海证券交易所科创板股票上市规则》《上海证券交易所上市公司自律监 管指引第11号-持续督导》等有关法律、法规的规定，国元证券股份有限公司（以下 简称"国元证券"、"保荐机构"）作为正在履行恒烁半导体（合肥）股份有限公司 （以下简称"恒烁股份"、"上市公司"、"公司"）持续督导工作的保荐机构，对公司 2023年度持续督导期间（以下简称"本持续督导期间"）的规范运作情况进行了 现场检查，报告如下： 一、本次现场检查的基本情况 （一）保荐机构 国元证券股份有限公司 1、察看公司主要生产经营场所，对公司董事、监事、高级管理人员及有关人员 进行访谈； 2、查阅公司本持续督导期间召开的历次三会会议资料、建立或更新的有关内控 制度文件等； （二）保荐代表人 姬福松、赵青 （三）现场检查时间 2023年11月22日-11月24日、2023年12月7日-12月12日 （四）现场检查人员 姬福松、赵青、金芷丹 （五）现场检查内容 公司治理及内部控制状况、信息披露情况、公司的独立性以及与控股股东、实际 控制人及其他 ...

证券代码：688416 证券简称：恒烁股份 恒烁半导体（合肥）股份有限公司 投资者关系活动记录表 编号：2023-009 投资者关系活动类别 R特定对象调研 £分析师会议 £媒体采访 R业绩说明会 £新闻发布会 £路演活动 £现场参观 £电话会议 £其他 （请文字说明其他活动内容） 参与单位名称及人员姓名 财通证券 朱陈星 德邦证券 陈海进 田佳 刘琦 ...

项目签字注册会计师（项目合伙人）：郭凯先生，2013 年成为中国注册会 计师，2010 年开始从事上市公司审计业务，2010 年开始在容诚会计师事务所执 业，2023 年开始为公司提供审计服务。近三年签署过中环环保（300692）、芯 瑞达（002983）、劲旅环境（001230）等多家上市公司审计报告。 项目签字注册会计师：徐礼文先生，2022 年成为中国注册会计师，2016 年 开始从事上市公司审计业务，2012 年开始在容诚会计师事务所执业，2020 年 11 月离职，2022 年 9 月重新在容诚会计师事务所执业，2023 年开始为公司提供审 计服务。近三年签署过江淮汽车（600418）上市公司审计报告。 证券代码：688416 证券简称：恒烁股份 公告编号：2023-050 恒烁半导体（合肥）股份有限公司 关于变更签字会计师的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 恒烁半导体（合肥）股份有限公司（以下简称"公司"）于 2023 年 10 月 17 日召开第一届董事会第二十次会议，2023 年 11 ...

证券代码：688416 证券简称：恒烁股份 公告编号：2023-049 恒烁半导体（合肥）股份有限公司 监事会关于公司 2022 年限制性股票激励计划 预留授予激励对象名单的核查意见及公示情况说明 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 恒烁半导体（合肥）股份有限公司（以下简称"公司"）于 2023 年 11 月 10 日召开第一届董事会第二十二次会议、第一届监事会第十八次会议审议通过 了《关于向 2022 年限制性股票激励计划激励对象授予预留部分限制性股票的议 案》。根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人 民共和国证券法》（以下简称"《证券法》"）、《上市公司股权激励管理办法》 （以下简称"《管理办法》"）等相关法律法规及《恒烁半导体（合肥）股份有 限公司章程》（以下简称"《公司章程》"）的有关规定，公司对 2022 年限制 性股票激励计划（以下简称"本次激励计划"）预留授予激励对象的名单在公司 内部进行了公示，监事会结合公示情况对预留授予激励对象名单进行了核查，相 关公示情况及核查情况 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥66,464,217.30, a decrease of 20.55% compared to the same period last year[5]. - The net profit attributable to shareholders was -¥47,777,294.27, reflecting a significant decline of 20,093.31% year-on-year[5]. - The basic earnings per share for Q3 2023 was -¥0.58, a decrease of 16,671.43% year-on-year[6]. - The company reported a significant decline in net profit attributable to shareholders for the year-to-date period, down 306.00% to -¥96,078,287.15[5]. - The net profit for the third quarter of 2023 was a loss of ¥96,078,287.15, compared to a profit of ¥46,640,667.33 in the same quarter of 2022[21]. - The company reported a comprehensive loss of ¥96,081,748.69 for the third quarter of 2023, compared to a comprehensive income of ¥46,979,432.07 in the same quarter of 2022[22]. - Basic and diluted earnings per share for the third quarter of 2023 were both -¥1.16, compared to ¥0.73 in the same quarter of 2022[22]. Research and Development - Research and development expenses totaled ¥22,363,290.27, an increase of 36.44% compared to the previous year, representing 33.65% of operating revenue[6]. - The company emphasized its commitment to talent development in R&D, quality management, and market expansion, with R&D expenses increasing by 58.20% year-on-year[10]. - Research and development expenses increased to ¥69,456,034.24 in the first three quarters of 2023, up 58.3% from ¥43,903,586.61 in the same period last year[20]. - The company plans to continue focusing on R&D to drive future growth despite the current financial challenges[20]. Assets and Liabilities - The total assets at the end of the reporting period were ¥1,732,898,904.16, down 4.14% from the end of the previous year[6]. - As of September 30, 2023, the total assets of the company amounted to ¥1,732,898,904.16, a decrease from ¥1,807,756,043.67 at the end of 2022, reflecting a decline of approximately 4.1%[16]. - The company's current assets totaled ¥1,368,217,200.00, down from ¥1,421,559,629.20, indicating a decrease of about 3.7%[17]. - The company's non-current assets totaled ¥364,681,704.16, down from ¥386,196,414.47, reflecting a decrease of approximately 5.5%[17]. - The total liabilities as of the end of the third quarter of 2023 amounted to ¥118,087,722.01, slightly up from ¥115,943,950.86 at the end of 2022[19]. - The total equity attributable to shareholders was ¥1,614,811,182.15, down from ¥1,691,812,092.81 in the previous year[19]. Cash Flow - The net cash flow from operating activities was -¥104,367,638.58 for the year-to-date period[5]. - The net cash flow from operating activities for Q3 2023 was -104,367,638.58, compared to -401,560,461.54 in Q3 2022, indicating an improvement[25]. - Total cash inflow from operating activities was 249,696,786.78, down from 354,498,491.27 in the previous year[25]. - Cash outflow from operating activities totaled 354,064,425.36, a decrease from 756,058,952.81 year-over-year[25]. - The net cash flow from investing activities was -24,828,580.35, compared to -18,687,847.72 in Q3 2022[26]. - Cash inflow from investing activities reached 719,843,549.20, significantly higher than 25,463,472.23 in the same quarter last year[26]. - Cash outflow from investing activities was 744,672,129.55, compared to 44,151,319.95 in Q3 2022[26]. - The net cash flow from financing activities was -1,702,054.47, contrasting with a positive net cash flow of 1,344,331,957.25 in the previous year[26]. - The total cash and cash equivalents at the end of Q3 2023 were 500,767,939.29, down from 1,200,128,461.69 at the end of Q3 2022[26]. - The company received 711,800,000.00 in cash from investment recoveries, a significant increase from 25,000,000.00 in the previous year[25]. - The company reported a cash inflow of 1,457,844,996.23 from financing activities, primarily from investment receipts[26]. Market Conditions - The company faced challenges due to weak market demand and intensified competition, leading to a further decline in average selling prices and gross margins[9]. - The company has not reported any significant new product developments or market expansions in the current quarter[15]. Operating Costs - Total operating revenue for the first three quarters of 2023 was ¥218,002,422.48, a decrease of 37.7% compared to ¥349,867,750.98 in the same period of 2022[20]. - Total operating costs for the first three quarters of 2023 were ¥289,166,558.52, down from ¥318,334,557.85 in 2022, reflecting a reduction of 9.2%[20].

Financial Performance - The company reported a revenue of 151.54 million yuan, a year-on-year decrease of 43.08%[4] - The net profit attributable to shareholders was -48.30 million yuan, a year-on-year decline of 204.09%[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses was -57.88 million yuan, a year-on-year decrease of 245.13%[4] - The company's operating revenue for the first half of 2023 was ¥151.54 million, a decrease of 43.08% compared to ¥266.21 million in the same period last year[23] - The net profit attributable to shareholders was a loss of ¥48.30 million, representing a decline of 204.09% from a profit of ¥46.40 million in the previous year[23] - The net profit after deducting non-recurring gains and losses was a loss of ¥57.88 million, down 245.13% from ¥39.88 million in the same period last year[23] - The comprehensive gross margin for the first half of 2023 was 15.78%, down from 26.99% in 2022 and 40.83% in 2021, indicating significant pressure on profitability[82] - The company's cash flow from operating activities was a negative ¥63.67 million, compared to a negative ¥357.63 million in the previous year, indicating an improvement[23] Market Conditions - The semiconductor industry is experiencing cyclical fluctuations, leading to sustained weak downstream demand and increased inventory pressure[4] - The average selling price and gross margin of the company's main products have further declined due to market competition[4] - The company faces risks associated with the cyclical nature of the semiconductor industry[4] - The semiconductor market size is expected to decline to $84.04 billion in 2023 due to weak terminal market demand, but is projected to recover to $120.33 billion in 2024, representing a 43% year-on-year increase[31] - The global MCU market size was $20.17 billion in 2022, with a growth rate of 1.67%, and is forecasted to reach $27.2 billion by 2026, with a compound annual growth rate (CAGR) of approximately 6.7%[32] Product Development and R&D - Research and development expenses increased by 30%, focusing on next-generation semiconductor technologies[15] - The R&D expenditure accounted for 31.08% of operating revenue, an increase of 20.74 percentage points compared to 10.34% in the previous year[24] - The company has achieved a 71.16% increase in R&D expenses, totaling approximately ¥47.09 million in the first half of 2023, compared to ¥27.51 million in the same period of 2022[55] - The company is actively developing AI chip business, focusing on CiNOR storage-computing integrated AI inference chips and lightweight model research based on MCUs[62] - The company is focusing on TinyML algorithm model design for efficient deployment on low-power MCU platforms, optimizing for high accuracy[68] - The company is developing new products, including a 50nm 128M NOR flash memory chip, with a total investment of CNY 203,180,000[185] Inventory and Assets - The company's inventory at the end of the reporting period was valued at 301.11 million yuan, accounting for 21.61% of current assets, with a provision for inventory impairment of 22.46 million yuan[82] - The total assets at the end of the reporting period were ¥1.77 billion, down 2.15% from ¥1.81 billion at the end of the previous year[23] - Cash and cash equivalents at the end of the period reached ¥747,779,368.54, representing 42.27% of total assets, an increase of 18.43% compared to the previous year[93] Strategic Initiatives - The company is expanding its market presence in Asia, targeting a 20% market share by the end of the fiscal year[15] - A strategic acquisition of a smaller tech firm is anticipated to enhance the company's capabilities in machine learning, expected to close by Q3 2023[15] - The company is investing a total of 753.88 million yuan in four major projects, including NOR Flash chip upgrades and AI inference chip development, aimed at enhancing product offerings and market competitiveness[87] Shareholder Commitments and Governance - The company has committed to a share lock-up period of 42 months starting from September 23, 2021, for major shareholders and actual controllers[118] - The company has established a commitment for a share lock-up period of 36 months for shareholders following the completion of business registration changes[119] - The company has confirmed that all commitments related to the initial public offering have been strictly fulfilled and timely executed[118] - The controlling shareholders have committed to not interfere with the company's management or harm its interests[157] Risks and Challenges - The company faces risks from significant revenue decline and market competition, with potential impacts on market share and profit margins[75][79] - The company is exposed to semiconductor industry cyclicality, which could adversely affect revenue and gross margins if market conditions do not improve[84] - The company faced risks from high supplier concentration, with the top five suppliers accounting for 94.31% of total purchases, which could impact operational stability[80] Compliance and Regulations - The company will strictly adhere to profit distribution policies in accordance with relevant laws and regulations[160] - The company guarantees that the public offering of shares and listing does not involve any fraudulent issuance[151] - The company has established an independent director system to enhance supervision over related party transactions[171]

2023 年第一季度报告 证券代码：688416 证券简称：恒烁股份 恒烁半导体（合肥）股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息 的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 本报告期比上年同 期增减变动幅度(%) | | | --- | --- | --- | --- | | 营业收入 | 71,737,051.90 | | -42.02 | | 归属于上市公司股东的净利润 | -18,674,066.37 | | -173.57 | | 归属于上市公司股东的扣除非经常 | -21,847,265.13 | | - ...

2022 年年度报告 公司代码：688416 公司简称：恒烁股份 恒烁半导体（合肥）股份有限公司 2022 年年度报告 1 / 274 2022 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实性、准确性、 完整性，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司上市时未盈利且尚未实现盈利 □是 √否 三、 重大风险提示 报告期内公司实现营业收入 43,327.75 万元，同比下降 24.76%，；实现归属于上市公司股东 的净利润 2,120.56 万元，同比下降 85.63%。2022 年公司业务受到地缘政治变化、短期经济冲击 及半导体行业周期波动等综合因素影响，下游需求减弱，公司主要产品销量、平均销售单价和毛 利率均出现下滑，同时期间费用同比提升，业绩承压，导致全年业绩大幅下滑。未来，若存储器 行业市场下行的情况未有好转，将会对公司营收规模及毛利率产生不利影响。公司经营业绩受半 导体行业景气度影响较大，存在周期性波动的风险。 经容诚会计师事务所（特殊普通合伙）审计，公司 2022 年度实现归属于上市公司股东的净 利润为人民币 2 ...