新风光电子科技股份有限公司 科创板上市公司独立董事候选人声明与承诺 本人张咏梅,已充分了解并同意由提名人新风光电子科技股份有限公司董事会 提名为新风光电子科技股份有限公司第三届董事会独立董事候选人。本人公开声 明,本人具备独立董事任职资格,保证不存在任何影响本人担任新风光电子科技股 份有限公司独立董事独立性的关系,具体声明并承诺如下: 一、本人具备上市公司运作的基本知识,熟悉相关法律、行政法规、部门规章 及其他规范性文件,具有五年以上法律、经济会计、财务、管理等履行独立董事职 责所必需的工作经验。 二、本人任职资格符合下列法律、行政法规和部门规章以及公司规章的要求: (一) 《中华人民共和国公司法》等关于董事任职资格的规定; (二) 《中华人民共和国公务员法》关于公务员兼任职务的规定（如适用）; (三)中国证监会《上市公司独立董事管理办法》和上海证券交易所自律监管 规则有关独立董事任职资格和条件的相关规定; (四)中共中央纪委、中共中央组织部《关于规范中管干部辞去公职或者退 (离)休后担任上市公司、基金管理公司独立董事、独立监事的通知》的规定（如 适用): (五)中共中央组织部《关于进一步规范党政领导干部在企 ...

Financial Performance - The company's operating revenue for 2023 reached ¥1,700,819,982.96, representing a year-on-year increase of 30.50%[20]. - Net profit attributable to shareholders was ¥165,622,637.23, up 28.70% compared to the previous year[20]. - The net profit attributable to shareholders after deducting non-recurring gains and losses increased by 38.65% to ¥157,883,927.01[20]. - The net cash flow from operating activities surged by 248.28% to ¥188,072,080.96, driven by increased cash receipts from sales[20]. - Basic earnings per share rose by 28.26% to ¥1.18, while diluted earnings per share increased by 29.67% to ¥1.18[21]. - The company's total assets at the end of 2023 were ¥2,755,016,722.08, reflecting a 13.84% increase from the previous year[20]. - The company achieved total operating revenue of 1.701 billion RMB, a year-on-year increase of 30.50%[126]. - The net profit attributable to shareholders was 166 million RMB, up 28.70% compared to the previous year[126]. - The net profit after deducting non-recurring gains and losses reached 158 million RMB, reflecting a growth of 38.65% year-on-year[126]. Research and Development - The company achieved a total R&D investment of ¥78,078,227.69, representing a 31.25% increase compared to the previous year[97]. - R&D investment accounted for 4.59% of total revenue, an increase of 0.03 percentage points from the previous year[97]. - The company obtained 23 invention patents and 28 utility model patents during the reporting period, bringing the total number of patents to 407[95]. - The company has developed a technology that allows inverters to automatically adjust output current based on changes in DC bus voltage during regenerative braking[93]. - The company is focused on enhancing the performance of energy storage systems through ongoing technological advancements[100]. - The company has established 12 provincial-level technology innovation platforms to enhance its R&D capabilities[105]. - The company has increased the number of R&D personnel and improved their educational qualifications, leading to higher R&D-related compensation costs[98]. Market Expansion and Strategy - The company plans to continue expanding its market presence and investing in new product development to sustain growth[22]. - The company is actively expanding its overseas market presence through brand promotion and product innovation[77]. - The company is committed to expanding its overseas market presence, particularly in the renewable energy sector and engineering projects[160]. - The company plans to enter two new international markets in the upcoming year, targeting a 15% revenue contribution from these regions[177]. - The company is exploring partnerships with international firms to expand its global footprint and leverage new market opportunities[182]. Corporate Governance - The company has established a governance structure compliant with legal requirements, ensuring effective decision-making and risk control[165]. - The board of directors consists of 9 members, including 3 independent directors, ensuring diverse and objective decision-making[166]. - The supervisory board has conducted 6 meetings to oversee daily operations and financial expenditures, safeguarding shareholder interests[167]. - The company adheres to strict information disclosure practices, ensuring transparency and equal access to information for all shareholders[170]. - The company has implemented measures to improve its operational independence and maintain its business autonomy[172]. Risks and Challenges - The company has outlined various operational risks in the report, urging investors to be cautious[4]. - The company faces risks related to technological advancements and product updates, which could impact its market adaptability if not addressed[113]. - The company has a high level of inventory, which may affect operational efficiency and pose a risk of impairment if customer orders are canceled[120]. - As of the end of the reporting period, accounts receivable amounted to approximately 867.62 million yuan, representing 31.49% of total assets, indicating potential cash flow risks[121]. Product Development and Innovation - The company has developed multiple high and low voltage energy storage system integration products, with maximum power capabilities reaching hundreds of megawatts[83]. - The company has launched a new generation of high-performance vector frequency converters, featuring a wide power range and high reliability, applicable in various industries such as petrochemicals and textiles[47]. - The company’s innovative approach has led to the successful implementation of a dual-direction converter system in the domestic rail transit sector, enhancing intelligent power supply capabilities[65]. - The company’s products are designed to withstand harsh environmental conditions, utilizing fully sealed power units and advanced cooling methods to improve reliability[91]. Customer Engagement and Market Share - The number of visiting customers increased by 135% year-on-year, with the total number of visitors rising by 212%[32]. - The company signed strategic cooperation agreements with 18 new partners during the year[32]. - The company has established a comprehensive marketing network with six major sales divisions, ensuring timely customer support and professional service[111]. - Customer satisfaction ratings improved to 90%, reflecting the effectiveness of recent service enhancements[182]. Financial Management - The company plans to enhance financial control and efficiency, implementing comprehensive budget management and maximizing cash management returns from raised funds[161]. - The company has a cash dividend policy that mandates a minimum of 80% of profits to be distributed as cash dividends if in a mature stage without major capital expenditures[199]. - The total pre-tax remuneration for the board members and senior management during the reporting period amounted to CNY 1,480.24 million[175]. - The total number of shares held by the company's directors and senior management increased from 9,932,498 to 9,953,049 shares, reflecting a net increase of 20,551 shares[175].

中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话：(010) 51423818 传真：(010) 51423816 新风光电子科技股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项说明 目 录 一、专项说明 二、附表 中 兴 华 会 计 师 事 务 所 （ 特 殊 普 通 合 伙 ） Z H O N G X I N G H U A C E R T I F I E D P U B L I C A C C O U N T A N T S L L P 地 址 （ l o c a t i o n ）： 北 京 市 丰 台 区 丽 泽 路 2 0 号 丽 泽 S O H O B 座 2 0 层 20/F,Tower B,Lize SOHO,20 Lize Road,Fengtai District,Beijing PR China 电 话 （ t e l ）： 0 1 0 - 5 1 4 2 3 8 1 8 传 真 （ f a x ）： ...

新风光电子科技股份有限司 2023 年度独立董事述职报告（李田） 本人作为新风光电子科技股份有限公司（以下简称"公司"）的独立董事， 在 2023 年度的工作中，严格按照《中华人民共和国公司法》（以下简称《公司 法》）、《上市公司独立董事管理办法》及《新风光电子科技股份有限公司章程》 （以下简称《公司章程》）、《新风光电子科技股份有限公司独立董事工作制度》 （以下简称《独立董事工作制度》）等法律、法规、规范性文件的相关规定和要 求，勤勉、尽责、忠实履行独立董事职责，积极出席相关会议，认真审议董事 会及下设专门委员会各项议案，对公司相关事项发表独立意见，促进了董事会 规范运作和公司治理水平提升，切实维护了公司和全体股东尤其是中小股东的 利益。现将本人 2023 年度独立董事履职情况汇报如下： 一、独立董事的基本情况 （一）独立董事人员情况 公司董事会由 9 名董事组成，其中独立董事 3 人，占董事会人数三分之 一以上，符合相关法律法规及公司制度的规定。 （二）独立董事个人工作履历、专业背景以及兼职情况 本人李田，男，1972 年 7 月出生，博士研究生学历，高级工程师。2001 年 1 月至 2012 年 3 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 292,717,620.94, representing a year-on-year increase of 36.63%[3] - The net profit attributable to shareholders for the same period was CNY 39,470,967.99, reflecting a significant increase of 91.58% compared to the previous year[3] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 38,938,420.01, which is an increase of 104.60% year-on-year[3] - Basic and diluted earnings per share were both CNY 0.28, marking an increase of 86.67% compared to the same period last year[3] - Total operating revenue for Q1 2024 reached ¥292,717,620.94, a 36.6% increase from ¥214,242,177.16 in Q1 2023[16] - Net profit for Q1 2024 was ¥39,482,967.80, compared to ¥20,012,194.99 in Q1 2023, representing a 97.5% increase[18] - Earnings per share for Q1 2024 were ¥0.28, up from ¥0.15 in Q1 2023, indicating an 86.7% increase[18] Research and Development - The total R&D investment for the quarter was CNY 19,117,508.97, which is an increase of 30.62% year-on-year[3] - Research and development expenses for Q1 2024 totaled ¥19,117,508.97, an increase from ¥14,636,502.06 in Q1 2023, marking a 30.4% rise[17] - The proportion of R&D investment to operating revenue decreased by 0.3 percentage points to 6.53%[4] Cash Flow and Liquidity - The net cash flow from operating activities was negative at CNY -85,806,926.25, indicating increased cash outflows due to higher material purchases[6] - Cash flow from operating activities in Q1 2024 was negative at -¥85,806,926.25, compared to -¥11,908,611.84 in Q1 2023[20] - Cash inflow from operating activities in Q1 2024 was ¥259,385,825.36, compared to ¥200,035,150.38 in Q1 2023, showing a 29.6% increase[20] - The company reported a significant reduction in cash reserves, which may impact liquidity and operational flexibility moving forward[12] - The net increase in cash and cash equivalents was a decrease of $81,055,927.12, compared to an increase of $73,117,168.03 in the previous period[21] - The ending balance of cash and cash equivalents was $501,479,814.10, down from $582,535,741.22 at the beginning of the period[21] Assets and Liabilities - The total assets at the end of the reporting period were CNY 2,555,778,450.11, a decrease of 7.23% from the end of the previous year[4] - As of March 31, 2024, total assets amounted to ¥2,555,778,450.11, a decrease from ¥2,755,016,722.08 as of December 31, 2023, reflecting a decline of approximately 7.25%[12] - Current assets totaled ¥2,296,612,697.34, down from ¥2,501,131,085.03, indicating a decrease of about 8.18%[12] - Total liabilities as of Q1 2024 were ¥1,223,716,179.03, down from ¥1,467,220,151.10 in Q1 2023[14] - Total current liabilities were ¥1,218,383,667.88, down from ¥1,461,712,017.49, reflecting a decrease of about 16.66%[13] - The overall financial position shows a trend of decreasing assets and liabilities, which may indicate a strategic shift or response to market conditions[12] Operational Costs - Total operating costs for Q1 2024 were ¥258,725,659.54, up from ¥199,849,197.35 in Q1 2023, reflecting a 29.4% increase[16] Other Financial Metrics - The weighted average return on net assets increased by 1.27 percentage points to 3.05%[3] - Total equity increased to ¥1,332,062,271.08 in Q1 2024 from ¥1,287,796,570.98 in Q1 2023, reflecting a growth of 3.4%[14] - Investment activities generated a net cash flow of ¥4,750,999.13 in Q1 2024, down from ¥80,072,179.87 in Q1 2023[20] - The net cash flow from financing activities was $4,953,600, with total cash inflows of $14,000,000 and outflows of $9,046,400[21]

一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 中兴华会计师事务所（特殊普通合伙）（以下简称"中兴华"）成立于 1993 年，注册地址为北京市丰台区丽泽路 20 号院 1 号楼南楼 20 层。截至 2023 年 12 月 31 日止，中兴华拥有合伙人 189 人、注册会计师 969 人、签署过证券服务业 务审计报告的注册会计师 489 人。 （二）聘任会计师事务所的审议程序 经公司第三届董事会审计委员会第六次会议、第三届董事会第十八次会议及 2022 年年度股东大会审议，同意续聘中兴华担任公司 2023 年度审计机构。公司 独立董事对该事项发表了事前认可意见及独立意见。 二、公司 2023 年年审会计师事务所履职情况 根据审计准则和其他执业规范，结合公司 2023 年年度报告编制披露工作安 排，中兴华对公司 2023 年度财务报告进行了审计，同时对公司 2023 年度募集资 金存放与使用情况、非经营性资金占用及其他关联资金往来情况等进行核查并出 具了专项说明。 新风光电子科技股份有限公司董事会审计委员会 对会计师事务所履行监督职责情况报告 根据《中华人民共和国公司法》《中华人民共和国证券 ...

2、以上候选人具有丰富的专业知识，熟悉相关法律、行政法规、规章与规 则，其任职资格、教育背景、工作经历、业务能力符合公司独立董事任职要求。 综上，我们同意李田、张咏梅、卓放为公司第四届董事会独立董事候选人， 并将该议案提交公司第三届董事会第二十二次会议审议。 （以下无正文） 新风光电子科技股份有限公司提名委员会 2024 年 4 月 24 日 新风光电子科技股份有限公司董事会提名委员会 关于提名第四届董事会独立董事候选人的审查意见 根据《中华人民共和国公司法》《上市公司独立董事管理办法》《上海证券 交易所科创板股票上市规则》《公司章程》等相关规定，新风光电子科技股份有 限公司（以下简称"公司"）提名委员会对第四届董事会独立董事候选人的任职 资格进行了审查，发表审查意见如下： 1、经审阅公司第四届董事会独立董事候选人李田、张咏梅、卓放的个人履 历等相关资料，未发现其有相关法律法规和公司章程中规定的不得担任科创板上 市公司独立董事的情形；未受过中国证监会、证券交易所及其他有关部门的处罚 和惩戒，亦未有被中国证监会确定为市场禁入者且禁入尚未解除的情况。李田、 张咏梅、卓放符合相关法律法规规定的任职资格和独立性等要求 ...

红塔证券股份有限公司 关于新风光电子科技股份有限公司募投项目结项 并将节余募集资金永久补充流动资金的核查意见 红塔证券股份有限公司（以下简称"红塔证券"或"保荐机构"）作为新风光电 子科技股份有限公司（以下简称"新风光"或"公司"）首次公开发行股票并在科 创板上市的保荐机构，据《证券发行上市保荐业务管理办法》《上海证券交易所 科创板股票上市规则（2023年 8 月修订）》《上海证券交易所科创板上市公司自 律监管指引第 1号——规范运作（2023年 12月修订）》《上海证券交易所上市公 司自律监管指引第 11号——持续督导》《上市公司监管指引第 2 号——上市公司 募集资金管理和使用的监管要求》等有关法律、法规等有关规定，对新风光首次公 开发行股票募投项目结项并将节余募集资金永久补充流动资金事项进行了核查，核 查情况及核查意见如下： 一、募集资金的基本情况 经中国证券监督管理委员会《关于同意新风光电子科技股份有限公司首次 公开发行股票注册的批复》（证监许可[2021]740 号文）文件批复，公司首次向 社会公开发行人民币普通股（A 股）34,990,000.00 股，发行价格为每股 14.48 元， 募集资金总 ...

688663 2024-017 本公司及董事会全体成员保证公告内容不存在虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 根据《上市公司证券发行注册管理办法》《上海证券交易所上市公司证券发 行上市审核规则》《上海证券交易所上市公司证券发行与承销业务实施细则》等 相关规定，公司于2024年4月24日召开第三届董事会第二十二次会议，审议通过了 《关于提请股东大会授权董事会以简易程序向特定对象发行股票的议案》，同意 公司董事会提请股东大会授权董事会决定公司向特定对象发行融资总额不超过人 民币3亿元且不超过最近一年末净资产20%的股票，授权期限自公司2023年年度股 东大会审议通过之日起至公司2024年年度股东大会召开之日止。 本议案尚须提交公司股东大会审议通过。 本次授权事宜包括以下内容： 本次发行股票的种类为境内上市的人民币普通股（A股），面值人民币1.00 元。 （三）发行方式及发行时间 本次发行股票采用以简易程序向特定对象发行的方式，将在股东大会授权后 有效期内由董事会选择适当时机启动发行相关程序。 （四）发行对象及向原股东配售的安排 本次发行股票采用向特定对象非公开发 ...

中泰证券股份有限公司 关于新风光电子科技股份有限公司2023年度日常关联交易及 预计2024年度日常关联交易的核查意见 中泰证券股份有限公司（以下简称"中泰证券"或"保荐机构"）作为新风 光电子科技股份有限公司（以下简称"新风光"或"公司"）首次公开发行股 票并在科创板上市的保荐机构，根据《中华人民共和国公司法》《中华人民共和国 证券法》《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上市规则 （2023年 8月修订）》以及《科创板上市公司持续监管办法（试行）》等法律法 规，对公司 2023 年度日常关联交易及预计 2024 年度日常关联交易进行了核查， 核查情况如下： 一、日常关联交易基本情况 （一）2023 年日常关联交易的预计和执行情况 单位：万元 | 关联交 | 关联人 | 2023年预计金额 | 2023年实际发生金额 | 预计金额与实际发生 | | --- | --- | --- | --- | --- | | 易类别 | | | | 金额差异较大的原因 | | 采购商 品及接 | 山东能源集 团有限公司 | 5,000 | 2,040.65 | 采购需求变化 | | 受服务 等 | | ...