国浩律师（上海）事务所 关于 普冉半导体（上海）股份有限公司 作废 2021 年限制性股票激励计划部分已授 予但尚未归属的限制性股票相关事宜 之 法律意见书 上海市静安区山西北路 99 号苏河湾中心 MT 25-28 层 邮编：200085 25-28/F, Suhe Centre, 99 North Shanxi Road, Jing'an District, Shanghai, China 电话/Tel: +86 21 5234 1668 传真/Fax: +86 21 52341670 网址/Website: http://www.grandall.com.cn 2025 年 4 月 | 第一节 | 引言 3 | | --- | --- | | 第二节 | 法律意见书正文 4 | | 一、 | 本次作废的批准和授权 4 | | 二、 | 本次作废的具体情况 5 | | 三、 | 结论意见 7 | | 第三节 | 签署页 8 | 国浩律师（上海）事务所 法律意见书 释义 除非另有说明，本法律意见书中相关词语具有以下特定含义： | 《公司法》 | 指 | 《中华人民共和国公司法》 | | --- | --- ...

Financial Performance - The company's operating revenue for Q1 2025 was CNY 406.31 million, a slight increase of 0.34% compared to CNY 404.93 million in the same period last year[4]. - Net profit attributable to shareholders decreased by 63.01% to CNY 18.47 million from CNY 49.92 million year-on-year[4]. - The net profit attributable to shareholders after deducting non-recurring gains and losses fell by 69.24% to CNY 18.96 million from CNY 61.65 million in the previous year[4]. - The basic and diluted earnings per share were both CNY 0.17, down 63.83% from CNY 0.47 in the previous year[4]. - Net profit for Q1 2025 was approximately ¥18.47 million, a decrease of 63.06% compared to ¥49.92 million in Q1 2024[20]. - The company reported a basic earnings per share of ¥0.17 for Q1 2025, down from ¥0.47 in Q1 2024[20]. - The total comprehensive income for the first quarter of 2025 was CNY 18,945,402.22, compared to CNY 49,923,908.78 in the first quarter of 2024[30]. Expenses - Research and development expenses totaled CNY 69.74 million, representing 17.16% of operating revenue, an increase of 4.54 percentage points from 12.62% in the same period last year[4]. - The company experienced a significant increase in sales, management, and R&D expenses, which rose by CNY 28.52 million, or 38.04% year-on-year[8]. - Research and development expenses increased to approximately ¥69.74 million in Q1 2025, up 36.4% from ¥51.11 million in Q1 2024[19]. Cash Flow - The net cash flow from operating activities was negative CNY 143.03 million, worsening from negative CNY 50.57 million in the same period last year[4]. - Cash flow from operating activities for Q1 2025 was negative at approximately -¥143.03 million, compared to -¥50.57 million in Q1 2024[22]. - Cash inflow from operating activities in Q1 2025 was CNY 407,246,776.37, an increase of 14.6% from CNY 355,271,452.93 in Q1 2024[30]. - The company reported a cash decrease of CNY -191,838,395.61 in Q1 2025, compared to a decrease of CNY -62,470,262.50 in Q1 2024[31]. Assets and Liabilities - The company's total assets decreased by 5.02% to CNY 2.45 billion from CNY 2.58 billion at the end of the previous year[5]. - The company's total current assets as of March 31, 2025, amount to ¥2,028,484,868.90, a decrease from ¥2,193,473,194.84 on December 31, 2024[14]. - Total liabilities decreased from approximately ¥361.04 million in the previous period to ¥202.06 million in the current period[17]. - The company's total liabilities decreased to CNY 200,043,422.87 as of March 31, 2025, down 44.5% from CNY 360,708,384.33 as of December 31, 2024[27]. - The company's total equity attributable to shareholders increased to approximately ¥2.25 billion, up from ¥2.22 billion in the previous period[17]. - The company's total equity increased to CNY 2,247,455,545.99 as of March 31, 2025, up from CNY 2,217,589,794.24 as of December 31, 2024, reflecting a growth of 1.35%[27]. Shareholder Information - Total number of common shareholders at the end of the reporting period is 14,464[11]. - The largest shareholder, Wang Nan, holds 19,815,701 shares, representing 18.76% of total shares[11]. Non-Recurring Items - The company reported a non-recurring loss of CNY 497,587.31, primarily due to various factors including asset impairment losses and reduced government subsidies[7]. Changes in Accounting Standards - The company has not adopted new accounting standards or interpretations starting from 2025[31].

Core Insights - The social security fund has disclosed its stock holdings, appearing in the top ten shareholders of 57 stocks on the Sci-Tech Innovation Board, with a total holding of 279 million shares valued at 12.916 billion yuan [1][2] Group 1: Stock Holdings - The social security fund has newly entered 15 stocks and increased holdings in 16 stocks, while reducing holdings in 16 stocks, with 10 stocks remaining unchanged [1] - The stock with the highest holding ratio by the social security fund is Yingke Recycling, accounting for 7.11% of the circulating shares, followed by Hangcai Co., with a holding ratio of 6.24% [2] - The top five stocks held by the social security fund, each with over 10 million shares, include China Communication Signal, Transsion Holdings, and Western Superconducting, with holdings of 33.1432 million shares, 32.8289 million shares, and 27.6675 million shares respectively [2][3] Group 2: Performance and Profit Growth - Among the stocks held by the social security fund, 36 are expected to see year-on-year net profit growth in 2024, with the highest growth rate of 705.74% from Purun Co. [2] - The average increase in stock prices for the Sci-Tech Innovation Board stocks held by the social security fund this year is 2.57%, with the best performer being Shijia Photon, which has risen by 58.51% [3] Group 3: Industry Focus - The social security fund's holdings are primarily concentrated in the electronics, pharmaceutical, and computer industries, with 16, 8, and 8 stocks respectively [2]

（二）股东大会召开的地点：上海市浦东新区申江路5005弄1号楼9楼公司会议室 （三）出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及其持有表决权数量的情 况： 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的 真实性、准确性和完整性依法承担法律责任。 重要内容提示： ● 本次会议是否有被否决议案：无 一、会议召开和出席情况 （一）股东大会召开的时间：2025年4月22日 ■ 注：截至本次股东大会股权登记日，公司回购专用证券账户中股份数为279,160股，不享有股东大会表 决权。 （四）表决方式是否符合《公司法》及公司章程的规定，大会主持情况等。 本次会议由董事会召集，会议采取现场投票和网络投票相结合的方式。会议由董事长王楠先生主持，本 次股东大会的召集和召开程序、出席会议人员的资格和召集人的资格、会议的表决程序和表决结果均符 合《公司法》及《公司章程》的规定。 （五）公司董事、监事和董事会秘书的出席情况 1、公司在任董事6人，出席6人； 2、公司在任监事3人，出席3人； 3、董事会秘书列席本次会议。 二、议案审议情况 （一）非累积投票议案 审议结果：通过 ...

证券代码：688766 证券简称：普冉股份 公告编号：2025-028 普冉半导体（上海）股份有限公司 2024年年度股东大会决议公告 注：截至本次股东大会股权登记日，公司回购专用证券账户中股份数为 279,160 股，不享 有股东大会表决权。 （四） 表决方式是否符合《公司法》及公司章程的规定，大会主持情况等。 本次会议由董事会召集，会议采取现场投票和网络投票相结合的方式。会议 由董事长王楠先生主持，本次股东大会的召集和召开程序、出席会议人员的资格 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （一） 股东大会召开的时间：2025 年 4 月 22 日 （二） 股东大会召开的地点：上海市浦东新区申江路 5005 弄 1 号楼 9 楼公司会 议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 103 | | --- | --- | | 普通股股东人数 | 103 ...

上海贤云律师事务所 关于普冉半导体（上海）股份有限公司 2024 年年度股东大会的 法律意见书 致：普冉半导体（上海）股份有限公司 根据《中华人民共和国证券法》《中华人民共和国公司法》（以下简称"《公司法》"）、《上 市公司股东大会规则》（以下简称"《股东大会规则》"）、《律师事务所从事证券法律业务管理 办法》（以下简称"《证券法律业务管理办法》"）等相关法律、法规、规范性文件以及《普冉 半导体（上海）股份有限公司章程》（以下简称"《公司章程》"）的规定，上海贤云律师事务 所（以下简称"本所"）指派律师出席普冉半导体（上海）股份有限公司（以下简称"公司" 或"普冉股份"）2024 年年度股东大会（以下简称"本次股东大会"），并出具本法律意见书。 对本法律意见书的出具，本所律师特作如下声明： 1、本所律师已按照《股东大会规则》的要求对本次股东大会的真实性、合法性进行了 核查和验证（以下简称"查验"）并发表法律意见，本法律意见书中不存在虚假记载、误导 性陈述及重大遗漏。 2、本所律师仅对普冉股份本次股东大会的召集、召开程序、出席人员的资格、股东大 会表决程序和表决结果的合法性发表意见，而不对本次股东大会所审议的议 ...

2024 年度持续督导跟踪报告 中信证券股份有限公司 关于普冉半导体（上海）股份有限公司 中信证券股份有限公司（以下简称"中信证券"或"保荐人"）作为普冉半导体 （上海）股份有限公司（以下简称"普冉股份"或"公司"或"上市公司"）首次公开 发行股票并在科创板上市的保荐人。根据《证券发行上市保荐业务管理办法》《上 海证券交易所科创板股票上市规则》等相关规定，中信证券履行持续督导职责， 并出具本持续督导年度跟踪报告。 一、持续督导工作概述 1、保荐人制定了持续督导工作制度，制定了相应的工作计划，明确了现场 检查的工作要求。 2、保荐人已与公司签订保荐协议，该协议已明确了双方在持续督导期间的 权利义务，并报上海证券交易所备案。 3、本持续督导期间，保荐人通过与公司的日常沟通、现场回访等方式开展 持续督导工作，并于 2025 年 4 月 7 日对公司进行了现场检查。 4、本持续督导期间，保荐人根据相关法规和规范性文件的要求履行持续督 导职责，具体内容包括： （1）查阅公司章程、三会议事规则等公司治理制度、三会会议材料； （2）查阅公司财务管理、会计核算和内部审计等内部控制制度，查阅公司 2024 年度内部控制评价报告 ...

Core Insights - The company stated that its direct exports to the U.S. account for a low proportion of overall revenue, indicating minimal direct impact from recent U.S. tariff policy adjustments [2] - The company highlighted the ongoing expansion of smart and digital applications in global consumer electronics, industrial, and automotive sectors, which is expected to drive market demand and create growth opportunities [2] Company Strategies - To mitigate industry volatility risks, the company plans to optimize its product matrix, diversify its market reach, and strengthen supply chain collaboration [2] - Specific measures include advancing storage product certifications in industrial and automotive sectors, accelerating the introduction of "storage+" product lines, deepening AI collaboration with chip manufacturers, maintaining strategic partnerships with wafer suppliers for stable capacity, and enhancing internal incentive systems to improve operational efficiency [2] Product Development Focus - The company aims to optimize memory chip performance by 2025, focusing on the iteration of 40nm SONOS technology and the layout of ETOX high-capacity products, while accelerating mass shipments in the automotive sector [2] - Under the "storage+" strategy, the company plans to expand general MCU intelligent functions and analog product lines such as voice coil motor drivers [2] Market Expansion Plans - The company intends to deepen cooperation with domestic clients and expand into the European and American markets with industrial-grade products, aiming to capture market share in the Asia-Pacific and emerging markets through localized services [2] Industry Positioning - The company noted that adjustments in strategies by international competitors have created opportunities for domestic manufacturers, with its NOR Flash global market share rising to the fifth position [3] - In the AI sector, the increasing storage demand from smartphones and edge devices is expected to drive business growth [3] - The company continues to enhance product competitiveness through advanced 40nm process technology and ETOX cost optimization, along with flexible supply chain management strategies [3]

Core Insights - As of April 21, 2024, 2,246 companies have released their annual reports, with 1,197 reporting a year-on-year increase in net profit, while 1,049 reported a decline [1] - A total of 1,341 companies saw an increase in operating revenue, whereas 904 experienced a decrease [1] - Companies that reported simultaneous growth in both net profit and operating revenue include 940 firms, while 648 companies saw declines in both metrics [1] - Notably, 234 companies achieved a net profit growth rate exceeding 100%, with Zhengdan Co., Ltd. leading at an impressive 11,949.39% increase [1] Company Performance Summary - Zhengdan Co., Ltd. (300641) reported earnings per share of 2.35 yuan, with a net profit of 1,189.89 million yuan, reflecting a year-on-year increase of 11,949.39%, and operating revenue of 348.02 million yuan, up 126.31% [1] - Guangxi Energy (600310) reported earnings per share of 0.043 yuan, with a net profit of 62.99 million yuan, a significant increase of 3,704.04%, but a decline in operating revenue by 76.48% to 393.16 million yuan [1] - Siwei (688213) achieved earnings per share of 0.98 yuan, with a net profit of 39.27 million yuan, marking a 2,662.76% increase, and operating revenue of 596.81 million yuan, up 108.87% [1] - Other notable performers include Andis (600299) with a net profit of 120.43 million yuan (up 2,208.66%) and operating revenue of 1,553.43 million yuan (up 17.83%) [1] - Companies like Huabei Pharmaceutical (600812) and Jiangsu Suo (600746) also reported significant changes in their financial metrics, with varying trends in net profit and operating revenue [1][2]

中信证券股份有限公司 关于普冉半导体（上海）股份有限公司 2024 年度持续督导工作现场检查报告 根据《上海证券交易所股票上市规则》、《上海证券交易所上市公司持续 督导工作指引》等有关法律、法规的规定，中信证券股份有限公司（以下简称 "保荐机构"、"中信证券"）作为正在履行普冉半导体（上海）股份有限公司（以 下简称"普冉股份"、"公司"）持续督导工作的保荐机构，对公司首次公开发行股 票并在科创板上市日至本次现场检查期间（以下简称"本持续督导期间"）的规 范运作情况进行了现场检查，现就现场检查的有关情况报告如下： 一、本次现场检查的基本情况 （一）保荐机构 中信证券股份有限公司 （二）保荐代表人 王建文 （五）现场检查内容 公司治理及内部控制、信息披露、独立性、大额资金往来、募集资金使用情 况、关联交易、对外担保、重大对外投资、公司经营状况以及承诺履行情况等。 （六）现场检查手段 1 王建文、赵亮 （三）现场检查时间 2025 年 4 月 7 日 （四）现场检查人员 1、 查看公司主要经营场所，对公司高管等人员进行访谈； 2、 查阅并复印公司现行有效的公司章程、公司治理制度、内部控制等文件； 3、 查阅并复印本 ...