特别提示 山西证券股份有限公司（以下简称"公司""本公司"）2021 年 面向专业投资者公开发行次级债券（第二期）（债券简称：21 山证 C2， 债券代码：149616.SZ，以下简称"本期债券"）2023 年付息债权登 记日为 2023 年 8 月 29 日。凡在 2023 年 8 月 29 日前（含当日）买入 本期债券的投资者，根据其在 2023 年 8 月 29 日收市后中国证券登记 结算有限责任公司深圳分公司登记在册的本期债券数量，享有获得本 次付息的权利。 山西证券股份有限公司 2021 年面向专业投资者公开发行次级债 券（第二期）经中国证券监督管理委员会"证监许可〔2020〕1924 号"文注册公开发行。本期债券将于 2023 年 8 月 30 日支付 2022 年 8 月 30 日至 2023 年 8 月 29 日期间的利息。根据《山西证券股份有 限公司 2021 年面向专业投资者公开发行次级债券（第二期）募集说 明书》《山西证券股份有限公司 2021 年面向专业投资者公开发行次级 债券(第二期)在深圳证券交易所上市的公告》有关条款的规定，现将 本次付息有关事项公布如下： 一、本期债券的基本情况 ...

证券代码： 002500 证券简称：山西证券 4、公司今年什么时候分红？ 感谢您的提问。公司第四届董事会第十六次会议审议通过的 利润分配预案为：以 2022 年末总股本 3,589,771,547 股为基数， 向全体股东每 10 股派发现金红利 0.80 元（含税），不送红股， 不以公积金转增股本。预案经公司 2022 年度股东大会审议通过 后按照相关规定进行分配。谢谢！ 山西证券股份有限公司投资者关系活动记录表 编号：2023-002 | 投资者关系活动 | □特定对象调研 □ 分析师会议 | | --- | --- | | 类别 | 媒体采访 业绩说明会 □ √ | | | 路演活动 □ 新闻发布会 □ | | | □ 现场参观 | | | □ 其他 （请文字说明其他活动内容） | | 活动参与人员 | 参与山西证券 年年度报告网上业绩说明会的投资者 2022 | | 时间 | 2023 年 5 月 22 日 (周一) 下午 15:00~17:00 | | 地点 | 全景网"投资者关系互动平台"（https://ir.p5w.net） | | 形式 | 网络远程方式 | | 上市公司接待人 | 董事长侯巍 ...

编号：2023-001 证券代码： 002500 证券简称：山西证券 山西证券股份有限公司投资者关系活动记录表 感谢您的提问。公司"十四五"规划确立了全方位推动差异 化高质量发展，努力实现区域综合实力领先，全国有差异化竞争 优势的战略目标，明确了"差异化、一体化、平台化、数字化" 的实施路径，具体来说，就是要立足自身资源禀赋，顺应行业发 展趋势，把握市场机遇，改革创新，实现更高质量、更有效率、 更加安全、更为持续的发展，走出具有山证特色的道路，锻造具 有山证特色的竞争优势。 | 投资者关系活动 | □特定对象调研 □ 分析师会议 | | --- | --- | | 类别 | □ 媒体采访 √ 业绩说明会 | | | □ 新闻发布会 □ 路演活动 | | | □ 现场参观 | | | 其他 （请文字说明其他活动内容） □ | | 活动参与人员 | 参与山西辖区上市公司 2023 年投资者网上集体接待日暨年报业 | | | 绩说明会的投资者 | | 时间 | 年 月 日 2023 5 11 (周四) 下午 15:00~17:00 | | 地点 | 全景网"投资者关系互动平台"（https://ir.p5w.net ...

证券代码：002500 证券简称：山西证券 公告编号：临2023-016 山西证券股份有限公司 关于举行2022年年度报告网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 山西证券股份有限公司（以下简称"公司"）2022 年年度报告已 于 2023 年 4 月 28 日公开披露。为方便广大投资者进一步了解公司 2022 年年度报告内容及经营管理情况，公司决定举行 2022 年年度报 告网上业绩说明会，现将具体事项公告如下： 一、时间：2023 年 5 月 22 日（星期一）15：00-17：00 二、方式：网络远程方式，投资者可登陆深圳市全景网络有限公 司提供的"投资者关系互动平台"（https://ir.p5w.net/）参与本次 说明会。 三、出席人员：公司董事长侯巍先生，副董事长、总经理、董事 会秘书王怡里先生，副总经理、财务负责人汤建雄先生，独立董事朱 祁先生。 四、问题征集 为了提升业绩说明会的交流效果，公司现向投资者提前公开征集 问题，欢迎广大投资者于 2023 年 5 月 19 日（星期五）11:30 前将有 关问题通过电子邮 ...

日暨年报业绩说明会"的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，山西证券股份有限公司（以 下简称"公司"）将参加由中国证券监督管理委员会山西监管局、山 西省上市公司协会与深圳市全景网络有限公司联合举办的"山西辖区 上市公司 2023 年投资者网上集体接待日暨年报业绩说明会"活动， 现将有关事项公告如下： 本次集体接待日活动将采用网络远程的方式举行，投资者可登录 "全景路演"网站（http://rs.p5w.net），或关注微信公众号：全景 财经，或下载全景路演 APP，参与本次互动交流。 活动时间为 2023 年 5 月 11 日（星期四）15:00-17：00。 届时公司副董事长、总经理、董事会秘书王怡里先生，副总经理、 财务负责人汤建雄先生，证券事务代表梁颖新先生将通过互动平台与 投资者就公司 2022 年度业绩、公司治理、发展战略、经营状况和可 持续发展等投资者关注的问题进行沟通与交流。欢迎广大投资者积极 参与！ 证券代码：002500 证券简称：山西证券 公告编号：临2023-015 山西证券股份有限公司 关 ...

Financial Performance - Total revenue for Q1 2023 reached ¥1,140,570,820, representing a 140.67% increase compared to ¥473,923,189 in the same period last year[3] - Net profit attributable to shareholders was ¥250,552,230, a significant increase of 285.14% from ¥65,054,746 in the previous year[3] - The net profit after deducting non-recurring gains and losses was ¥242,903,006, up 288.47% from ¥62,528,432 year-on-year[3] - Basic earnings per share for Q1 2023 was ¥0.07, an increase of 250.00% compared to ¥0.02 in the same period last year[4] - The weighted average return on equity rose to 1.43%, an increase of 1.05 percentage points from 0.38%[4] Assets and Liabilities - Total assets at the end of the reporting period were ¥85,571,872,218, reflecting a 3.21% increase from ¥82,909,230,170 at the end of the previous year[4] - Total liabilities increased to CNY 67,509,489,316 from CNY 65,066,190,026, indicating a rise of about 3.8%[15] - Shareholders' equity attributable to the parent company increased to ¥17,637,243,616, a rise of 1.40% from ¥17,393,793,494[4] Cash Flow - The net cash flow from operating activities was negative at -¥565,124,186, a decline of 171.02% compared to a positive cash flow of ¥795,769,046 in the previous year[3] - The net cash flow from financing activities decreased to -705,729,458 from -1,265,287,879, indicating a reduction in debt financing and debt repayment[9] - The company reported a net cash inflow from operating activities of CNY 12,911,199,239, compared to CNY 11,409,472,963 in the previous year, showing an increase of approximately 13.1%[18] Investment Income - Investment income from financial instruments and long-term equity investments amounted to ¥596,047,618, classified as regular income due to the company's main business focus[7] - Investment income rose by 64.75% to 279,780,875 from 169,820,170, reflecting improved returns on financial instruments[9] - The net investment income for the quarter was CNY 279,780,875, up from CNY 169,820,170, representing a growth of about 64.5%[16] Shareholder Information - Total number of common shareholders as of March 31, 2023, is 129,881[10] - The largest shareholder, Shanxi Financial Investment Holding Group Co., Ltd., holds 31.77% of shares, totaling 1,140,374,242 shares[10] - The top ten shareholders account for a significant portion of the company's equity, with the top three holding a combined 46.71%[10] Other Financial Metrics - The company reported a 429.01% increase in income tax expenses to 71,980,201 from 13,606,613, correlating with profit growth during the reporting period[9] - Fair value changes in other equity investments resulted in a loss of 2,750,589, a decrease of 352.61% from a gain of 1,088,848, due to market fluctuations[9] - The company’s other comprehensive income after tax was reported at CNY -7,102,108, compared to CNY -8,215,022 in the previous year, indicating an improvement[17] Governance and Structure - The company has revised its governance structure, including amendments to its articles of association and rules for shareholder meetings[12] - The company completed interest payments on its subordinated bonds on February 9, 2023, and March 21, 2023[11] - The company has increased its borrowings by over 20% of its unaudited net assets as of the end of 2022 during January and February 2023[11]

Group 1: Investor Relations Activities - The investor relations activity involved a specific research meeting with Ping An Securities on July 9, 2014, focusing on the company's perspective on internet brokerage business and the transformation of traditional brokerage services [1][2]. Group 2: Impact of Low Commission Competition - The low commission competition, primarily driven by firms like Guojin and Huatai, has not significantly impacted the company yet, as the commission income is mainly derived from Shanxi Province [2]. - The company recognizes the trend of declining commission prices due to strong substitutability in channel business and has taken necessary measures to address this [2]. Group 3: Strategies to Address Commission Decline - The company plans to expand the scale of channel business to counteract commission price declines by building teams, increasing assets, and expanding network points [2]. - Improving the income structure by reducing the proportion of commission income and increasing the share of non-channel business is a key strategy, with non-channel business income already exceeding 10% by the end of 2013 [2]. Group 4: Enhancing Non-Channel Business Income - The company aims to enhance non-channel business income through better product sales, credit business development, and innovative intermediary services [3]. - The focus is on developing advisory services and derivative business to diversify income sources and improve service capabilities for high-net-worth clients [3]. Group 5: Proprietary Business Scale and Future Plans - The proprietary business scale for 2014 is set at 3 billion, with an increased proportion of equity asset investments compared to 2013 [4]. - The company intends to maintain a prudent investment philosophy, optimize asset allocation, and explore new profit growth points [4]. Group 6: Equity Pledge and Margin Financing - The company has a cautious approach to equity pledge business, focusing on quality of underlying assets rather than just ratings, resulting in a relatively small scale of this business [5]. - The current threshold for margin financing is set at 100,000, with the market maintaining a scale of over 400 billion, indicating a gradual approach to balancing market conditions [5]. Group 7: Financing Channels and Future Tools - The company has been approved to issue up to 2 billion in corporate bonds, with 1 billion already issued in November 2013 [6]. - Future financing plans will be based on market conditions and the company's financial status, with a focus on short-term financing instruments [6].

Group 1: Company Overview and Business Strategy - The company has a strong group background and a stable business strategy, focusing on external expansion through mergers and acquisitions [1][2] - In 2007, the company acquired Dahu Futures, and in 2009, it established a joint venture with Deutsche Bank, marking a new phase in investment banking [2] - The company maintained an A-class rating from the Securities Association for three consecutive years from 2013 to 2015, laying a solid foundation for business development [2] Group 2: Business Performance and Market Position - The number of the company's branches outside Shanxi has reached 30, an increase of nearly 50% since its listing [2] - The brokerage business market share rebounded from 0.483% in 2013 to 0.498% in the first half of 2015, with a significant rise in market ranking from 47th to 42nd [2] - As of the first half of 2015, brokerage business revenue accounted for 47.5%, investment banking revenue for 13.7%, and proprietary trading for 26.3%, indicating a balanced income structure [2][3] Group 3: Risk Management and Business Development - The company has the lowest revenue volatility among small and medium-sized listed brokers, maintaining a leading market share in Shanxi despite external competition [3] - The proprietary business has consistently achieved positive returns, even during the bear market in 2008 [3] - The company has made significant progress in various business lines, including asset management and public fund operations, and has established a leading position in the New Third Board market-making business [3] Group 4: Capital Increase and Financial Strategy - The company plans to raise up to 4 billion yuan through a non-public stock issuance, with a base price of 9.4 yuan per share, to enhance capital and operational funds [4] - The funds will be allocated to expand credit trading business (up to 1.8 billion yuan), increase investment in proprietary business (up to 2 billion yuan), and develop internet securities business (up to 100 million yuan) [4] Group 5: Corporate Governance and Structural Changes - The Shanxi Provincial Government has decided to establish a financial investment holding group to reform local financial enterprises and integrate financial resources [4] - Following the transfer of all shares held by Shanxi Guoxin to Shanxi Jin Kong Company, the controlling shareholder will change, aiming to create a comprehensive financial platform [4]