2021年度公开发行A股可转换公司债券持续督导 之保荐工作总结报告书 浙商证券股份有限公司（以下简称"浙商证券"、"保荐人"或"保荐机构"）作为西子 清洁能源装备制造股份有限公司（以下简称"西子洁能"、"公司"、"发行人"）2021 年度公 开发行 A 股可转换公司债券持续督导保荐机构，履行持续督导职责期间截至 2023 年 12 月 31 日，持续督导期限已满。保荐机构按照《证券发行上市保荐业务管理办法》（2023 年修 订）和《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》等相关法律法规和 规定的要求，出具本保荐总结报告书。 一、保荐机构及保荐代表人承诺 （一）根据西子洁能提供的相关资料和信息，本保荐总结报告书不存在虚假记载、误导 性陈述或重大遗漏，保荐机构及保荐代表人对其真实性、准确性、完整性承担法律责任。 （二）本机构及保荐代表人自愿接受中国证券监督管理委员会（以下简称"中国证监 会"）对保荐总结报告书相关事项进行的质询和调查。 （三）本机构及保荐代表人自愿接受依据中国证监会《证券发行上市保荐业务管理办法》 的有关规定采取的监管措施。 二、保荐机构基本情况 浙商证券股份有限公司 关于西子 ...

1 | 7.内部审计部门是否至少每季度对募集资金的存放与使用情况 | √ | | --- | --- | | 进行一次审计（如适用） | | | 8.内部审计部门是否在每个会计年度结束前二个月内向审计委 | √ | | 员会提交次一年度内部审计工作计划（如适用） | | | 9.内部审计部门是否在每个会计年度结束后二个月内向审计委 | √ | | 员会提交年度内部审计工作报告（如适用） | | | 10.内部审计部门是否至少每年向审计委员会提交一次内部控制 | √ | | 评价报告（如适用） | | | 11.从事风险投资、委托理财、套期保值业务等事项是否建立了 | √ | | 完备、合规的内控制度 | | | （三）信息披露 | | 现场检查手段：1、查阅公司信息披露事务管理制度、信息披露文件；2、核对董事会、监事会及股东大会文件和披露 的公告。 | 1.公司已披露的公告与实际情况是否一致 | √ | | --- | --- | | 2.公司已披露的内容是否完整 | √ | | 3.公司已披露事项是否未发生重大变化或者取得重要进展 | √ | | 4.是否不存在应予披露而未披露的重大事项 | √ | | 5 ...

证券代码：002534 证券简称：西子洁能 编号：2024－028 债券代码：127052 债券简称：西子转债 西子清洁能源装备制造股份有限公司 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西子清洁能源装备制造股份有限公司（以下简称"公司"）定于 2024 年 4 月 18 日（星期四）15:00-17:00 在全景网举办 2023 年度业绩说明会，本次年度业绩 说明会将采用网络远程的方式举行，投资者可通过以下方式参与，具体方式如下： 时间：2024 年 4 月 18 日（星期四）下午 15:00-17:00； 1、参与方式： （问题征集专题页面二维码） 关于举行 2023 年度网上业绩说明会的公告 登陆全景网"投资者关系互动平台"西子清洁能源装备制造股份有限公司路 演厅（https://ir.p5w.net/c/002534.shtml）； 2、出席本次说明会的人员有： 公司董事长王水福、总经理廖海燕、常务副总经理刘慧明、独立董事胡世华、 财务负责人王叶江、董事会秘书鲍瑾、保荐代表人杨航。 3、为充分尊重投资者、提升交流的针对性，现就公司2023年度业绩 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西 子 清 洁 能 源 装 备 制 造 股 份 有 限 公 司（ 以下简称"公司"）孙公 司 Elpanneteknik Sweden AB（瑞典阿帕尼电能技术有限公司，以下简称"瑞典 阿帕尼"）于近日向瑞典当地法院提出破产申请，已被法院宣告破产，并启动 破产程序。 | 证券代码：002534 | 证券简称：西子洁能 | 编号：2024－026 | | --- | --- | --- | | 债券代码：127052 | 债券简称：西子转债 | | 西子清洁能源装备制造股份有限公司 关于孙公司申请破产的公告 瑞典阿帕尼董事会评估认为瑞典阿帕尼无法按时偿还债务，且该无法按时 偿还债务的状态是长期持续的。根据《瑞典破产法》（SFS 1987：672）第 1 章 第 2 节，瑞典阿帕尼因此被视为资不抵债，董事会有义务为瑞典阿帕尼申请破 产。2024 年 4 月 2 日，瑞典阿帕尼向哥德堡地方法院提交破产申请，法院收 到申请后于2024 年 4 月 3 日出具裁决书【编号：K5953-24】，宣告瑞典阿帕 尼破产，并指定管 ...

证券代码：002534 证券简称：西子洁能 编号：2024－025 债券代码：127052 债券简称：西子转债 西子清洁能源装备制造股份有限公司 关于召开公司 2023 年度股东大会的通知的更正公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 西子清洁能源装备制造股份有限公司（以下简称"公司"）于 2024 年 3 月 30 日在巨潮资讯网（www.cninfo.com.cn）上披露了《关于召开公司 2023 年度股 东大会的通知》，通知刊登于《证券时报》《上海证券报》《证券日报》和公司指 定信息披露网站巨潮资讯网 http://www.cninfo.com.cn 上，公告编号：2024-023。 经核查发现，因第 12 项提案的子提案编码不符合公告格式要求，现更正如下： 一、会议审议事项： 更正前： | 提案编 | | 备注 | | --- | --- | --- | | 码 | 提案名称 | 该列打勾的栏目 可以投票 | | 100 | 总议案：除累积投票提案外的所有提案 | √ | | | 非累积投票提案 | | | 1.00 | 《2023 年度报 ...

根据《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管 指引第 15 号——可转换公司债券》的有关规定，西子清洁能源装备制造股份有 限公司（以下简称"公司"）现将 2024 年第一季度可转换公司债券（以下简称 "可转债"）转股及公司股份变动情况公告如下： | | | 西子清洁能源装备制造股份有限公司 2024 年第一季度可转债转股情况公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示："西子转债"（债券代码：127052）转股期为 2022 年 6 月 30 日至 2027 年 12 月 23 日，目前转股价格为 18.70 元/股。 一、可转债发行上市的基本情况 （一）可转换公司债券发行情况 经中国证券监督管理委员会（以下简称"中国证监会"）证监许可〔2021〕 3768 号《关于核准杭州锅炉集团股份有限公司公开发行可转换公司债券的批复》 的核准，公司于 2021 年 12 月 24 日公开发行 1,110 万张可转换公司债券（以下 简称"可转债"），每张面值为人民币 100.00 元，发行总额为 11.10 亿元。 （二）可转换公司 ...

Equipment and Technology Development - The company has secured key equipment orders in 14 projects, including three completed projects of 100MW and 50MW in Qinghai, contributing to its leadership in the solar thermal power market [22]. - The company plans to increase R&D investment to maintain its leading position in the waste heat boiler industry and expand into new energy sectors such as solar thermal, energy storage, and photovoltaics [21]. - The company has developed multiple high-temperature and high-pressure fluidized bed products, enhancing its product range and market competitiveness [28]. - The company has successfully implemented the Shaoxing green electricity molten salt energy storage demonstration project, enhancing its capabilities in energy-efficient solutions [25]. - The company is collaborating with Zhejiang University to drive innovation in energy utilization and renewable energy generation, targeting significant technological breakthroughs [27]. - The company is focusing on green and low-carbon transformation, exploring new market opportunities in high-efficiency energy-saving products and energy storage [43]. - The company is actively pursuing a dual-driven strategy of "efficient energy utilization and new energy + energy storage," aiming to transition into clean energy manufacturing and comprehensive energy services [22]. - The company has initiated technology upgrades in the steel industry, focusing on low-nitrogen combustion and volatile waste heat utilization for future energy-saving and emission-reduction efforts [28]. - The company is actively involved in the development of multi-energy complementary systems, integrating solar thermal, photovoltaic, and wind energy to enhance renewable energy utilization [197]. Financial Performance - The company's operating revenue for 2023 was ¥8,079,097,241.36, representing a 10.01% increase compared to ¥7,343,646,071.12 in 2022 [161]. - The net profit attributable to shareholders for 2023 was ¥54,581,853.92, a decrease of 73.23% from ¥203,854,671.86 in 2022 [161]. - The basic earnings per share for 2023 was ¥0.07, down 75.00% from ¥0.28 in 2022 [161]. - The net cash flow from operating activities for 2023 was significantly improved, showing a 384.01% increase compared to the previous year [161]. - Non-operating income from government subsidies amounted to ¥72,172,592.62 in 2023, compared to ¥58,787,258.04 in 2022, indicating a 22.6% increase [188]. - The company recorded a total of ¥37,919,764.19 in gains from the disposal of non-current assets in 2023, down from ¥137,876,689.21 in 2022 [188]. - The adjusted net profit after excluding non-recurring gains and losses was negative in all four quarters of 2023, highlighting ongoing financial challenges [185]. - The total amount of non-recurring gains and losses for 2023 was significantly impacted by a tax effect of ¥21,483,504.27 [188]. - The company aims to improve its financial performance and shareholder value through effective risk management and operational efficiency [106]. Corporate Governance and Management - The company has established a specialized accounts receivable management team to mitigate risks associated with accounts receivable and improve cash flow [25]. - The company has a fully independent R&D, production, procurement, and sales system, allowing it to make independent operational decisions [56]. - The company has a structured management system with distinct departments operating independently from controlling shareholders [59]. - The company has a clear governance structure, ensuring that board members and executives do not hold concurrent positions in controlling entities [40]. - The company emphasizes the importance of corporate governance and compliance with regulatory requirements in its operations [104]. - The company has a strong management team with diverse backgrounds in finance, engineering, and management, enhancing its operational capabilities [98][99][100][101]. - The company has not reported any objections from the board members regarding company matters during the reporting period [121]. - The board of directors attended a total of 13 meetings, with 3 in-person attendances and 10 via communication methods [119]. - The company has a structured remuneration system for its directors and senior management, linking bonuses to performance evaluations [127]. Leadership Changes - The company is undergoing a leadership transition with multiple executives leaving their roles [64]. - Lin Jiangen resigned as vice chairman and was later appointed as deputy general manager before retiring [66]. - Zhu Keshih and Lu Zhiping resigned from their positions as independent director and supervisor, respectively, due to term expiration [67][68]. - The company experienced a complete turnover in its senior management team on April 6, 2023, with multiple positions including general manager and deputy general managers being vacated due to term expiration [95]. - Liao Haiyan appointed as General Manager, replacing the position of Executive Vice President on April 6, 2023 [96]. - New board members elected on April 6, 2023, include Chang Ian H, Hu Shihua, Song Mingshun, Li Jun, and Zhu Xiaonan [96]. - Liu Huiming appointed as Executive Vice President on April 6, 2023, after previously serving as Vice President [96]. - The company continues to maintain a stable management structure despite the changes in personnel [64]. - The newly elected board members bring extensive experience and expertise, which is expected to contribute positively to the company's strategic direction [96]. Market and Industry Outlook - The Chinese solar thermal power market is projected to reach 29 GW installed capacity by 2030, with a potential increase to 118 GW by 2050, indicating significant growth opportunities for the company [197]. - The company is positioned to benefit from the government's push for large-scale solar thermal power development, with an estimated investment space of 45-50 billion RMB for a 3 million kW solar thermal power station [199]. - The government’s initiatives to improve energy efficiency standards across various industries will likely drive demand for the company’s energy-efficient products [193]. - The company is set to capitalize on the rapid development of solar thermal power and energy storage technologies in the next few years, presenting a favorable growth outlook [199]. Risks and Challenges - The company faces risks related to raw material price fluctuations, bad debts, market changes, and economic environment impacts [150]. - Steel prices are a significant raw material cost for the company, and fluctuations may impact operational performance [45]. - The company has not reported any risks identified by the supervisory board during its oversight activities [123]. - The company has not disclosed any future performance guidance or outlook in the recent reports [79].

目录 CONTENTS | 关于本报告 | 01 | | --- | --- | | 董事长致辞 | 03 | | 关于我们 | 05 | 第二章 绿色低碳 以品质塑品牌 | 清洁技术使用 | 27 | | --- | --- | | 科研创新 | 33 | | 质量管理 | 37 | | 精益智造 | 39 | | 负责任售后管理 | 43 | 第三章 链动共赢 产业高效协同 | 供应链协作 | 47 | | --- | --- | | 产学研合作 | 49 | | 行业合作 | 50 | 第一章 规范治理 依法合规发展 | 管理架构 | 11 | | --- | --- | | 三会一层建设 | 12 | | 信息披露 | 14 | | 投资者关系 | 14 | | 内控与合规 | 15 | | 信息安全 | 19 | | 知识产权管理 | 21 | | 党建引领 | 22 | 第四章 以人为本 激发人才创新 | 员工权益保护 | 53 | | --- | --- | | 赋能人才培养 | 58 | | 劳模工匠精神 | 60 | | 员工健康安全 | 62 | 第五章 保护环境 促进绿色发展 | EHS ...

目 录 | 一、审计报告……………………………………………………… 第 1—6 | | 页 | | --- | --- | --- | | 二、财务报表……………………………………………………… 第 7—14 | | 页 | | （一）合并资产负债表…………………………………………… | 第 | 7 页 | | （二）母公司资产负债表………………………………………… | 第 | 8 页 | | （三）合并利润表………………………………………………… | 第 | 9 页 | | （四）母公司利润表………………………………………………第 | 10 | 页 | | （五）合并现金流量表……………………………………………第 | 11 | 页 | | （六）母公司现金流量表…………………………………………第 | 12 | 页 | | （七）合并所有者权益变动表……………………………………第 | 13 | 页 | | （八）母公司所有者权益变动表…………………………………第 | 14 | 页 | | | | 审 计 报 告 天健审〔2024〕779 号 西子清洁能源装备制造股份有限公司全体股东： 一、审计意见 我们审计了 ...

西子清洁能源装备制造股份有限公司独立董事 2023年度述职报告 各位股东及股东代表： 本人作为西子清洁能源装备制造股份有限公司（以下简称"公司"）的独立 董事，2023 年度,我严格按照《公司法》《证券法》《上市公司独立董事管理办法》 《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等法律、法规及《公司章程》的有关规定，本着 客观、公正、独立的原则，勤勉尽职地履行独立董事的职责和义务，积极出席相 关会议，认真审议董事会各项议案，对公司重大事项发表了独立意见，切实维护 公司和公众股东的合法权益，促进公司规范运作，充分发挥了独立董事及各专门 委员会的作用。现将履行独立董事职责的情况报告如下： 一、 独立董事的基本情况 （7）最近十二个月内曾经具有第（1）项至第（6）项所列举情形的人员； （一）工作履历、专业背景以及兼职情况 胡世华先生：中国国籍，无境外居留权，1971 年生，汉族。1992 年 12 月毕 业于西南财经大学会计专业；2010 年 10 月毕业于香港中文大学高级财会人员专 业会计学专业，研究生学历，硕士学位，中国注册会计师、中国注册评估师、国 际 ...