Core Viewpoint - Yuan Da Intelligent has received an administrative penalty notice from the Liaoning Securities Regulatory Bureau, leading to a temporary suspension of its stock and a change in its trading name to ST Yuan Zhi, indicating significant compliance issues and financial misreporting [1][9]. Summary by Sections Administrative Penalty - On November 28, Yuan Da Intelligent and related parties received an administrative penalty notice from the Liaoning Securities Regulatory Bureau, indicating potential violations of the Securities Law [6][8]. - The company is accused of two main violations: using forged acceptance certificates to prematurely recognize elevator sales revenue and recognizing rental income from unfulfilled leasing agreements, resulting in false records in multiple annual reports [6][7]. Financial Impact - The violations led to inflated revenues in the annual reports for 2019, 2020, and 2021 by 123 million, 66 million, and 147 million respectively, representing 15.22%, 7.24%, and 15.21% of the reported revenues for those years [7]. - The total profit was also inflated by 32.58 million, 21.75 million, and 38.93 million for the same years, accounting for 31.48%, 300.55%, and 286.69% of the reported profit totals [7]. - The 2022 semi-annual report showed a revenue reduction of 16.11 million, which is 4.85% of the reported revenue, and a profit reduction of 23.45 million, representing 42.96% of the reported profit [7]. Stock Trading and Risk Warning - Yuan Da Intelligent's stock will be suspended for one day starting December 1, 2025, and will resume trading on December 2, 2025, with a trading limit of 5% [1][11]. - The stock will be subject to other risk warnings due to the identified financial misreporting, although it does not meet the criteria for mandatory delisting [9][11]. Company Operations - Yuan Da Intelligent specializes in the research, production, sales, installation, and maintenance of elevators and escalators, with operations reported to be normal as of the announcement date [12]. - The company has expressed its commitment to improving internal controls and governance to prevent future violations and enhance the quality of information disclosure [12].

Core Viewpoint - The company, Yuanda Intelligent (002689), is facing administrative penalties from the Liaoning Securities Regulatory Bureau due to financial misconduct, leading to a temporary suspension of its stock trading and a change in its stock name to ST Yuanzhi [2][10]. Group 1: Administrative Penalties - On November 28, 2025, Yuanda Intelligent received an administrative penalty notice from the Liaoning Securities Regulatory Bureau [7][9]. - The company is accused of two main violations: using forged acceptance certificates to prematurely recognize elevator sales revenue and recognizing rental income from unfulfilled leasing agreements, resulting in false records in multiple annual reports [8][9]. - The violations led to inflated revenues of 123 million yuan, 66 million yuan, and 147 million yuan for the years 2019, 2020, and 2021 respectively, which accounted for 15.22%, 7.24%, and 15.21% of the reported revenues for those years [8]. Group 2: Financial Impact - The inflated profits from the aforementioned violations were 32.58 million yuan, 21.75 million yuan, and 38.93 million yuan for the years 2019, 2020, and 2021, representing 31.48%, 300.55%, and 286.69% of the reported profit totals [8]. - The 2022 semi-annual report showed a reduction in revenue of 16.11 million yuan, which was 4.85% of the reported revenue, and a profit reduction of 23.45 million yuan, accounting for 42.96% of the reported profit [8]. Group 3: Stock Trading and Company Response - The company's stock will be suspended for one day starting December 1, 2025, and will resume trading on December 2, 2025, with a new name ST Yuanzhi, while the stock code remains unchanged [2][14]. - The company has stated that it will improve internal controls and governance to prevent future violations and ensure accurate financial disclosures [14].

Core Viewpoint - Far East Smart is facing regulatory scrutiny due to violations related to financial reporting, leading to a risk warning on its stock and potential penalties from the Liaoning Securities Regulatory Bureau [1][3][6]. Group 1: Regulatory Findings - The Liaoning Securities Regulatory Bureau issued a "Notice of Administrative Penalty" indicating that Far East Smart is suspected of two violations [3]. - The first violation involves the use of forged "Acceptance Certificates" to prematurely recognize elevator sales revenue, resulting in false disclosures in the annual reports for 2019, 2020, 2021, and the semi-annual report for 2022 [4]. - The second violation pertains to recognizing rental income from unfulfilled leasing agreements, leading to false disclosures in the 2021 annual report [5]. Group 2: Financial Impact - The violations resulted in inflated revenues of 123 million yuan, 66.23 million yuan, and 147 million yuan for the years 2019, 2020, and 2021, respectively, accounting for 15.22%, 7.24%, and 15.21% of reported revenues [5]. - The inflated profit totals were 32.58 million yuan, 21.75 million yuan, and 38.93 million yuan for the same years, representing 31.48%, 300.55%, and 286.69% of reported profits [5]. - The 2022 semi-annual report showed a reduction in revenue of 16.11 million yuan and a profit reduction of 23.45 million yuan, which accounted for 4.85% and 42.96% of reported figures, respectively [5]. Group 3: Regulatory Actions - The Liaoning Securities Regulatory Bureau plans to issue a warning and impose a fine of 6 million yuan on Far East Smart, along with a total of 15 million yuan in fines for seven individuals, including the former chairman [6]. - Far East Smart will be subject to other risk warnings as it does not meet the criteria for mandatory delisting but has triggered other warning conditions [7][9]. - The company has committed to taking effective measures to mitigate the impact of these issues and aims to lift the risk warning as soon as possible [10].

中国基金报记者 闻言 11月28日晚间，远大智能发布公告称，基于辽宁证监局出具的《行政处罚事先告知书》认定事项，公司 股票将被深交所实施其他风险警示，证券简称变为ST远智，日涨跌幅限制为5%。 远大智能自12月1日开市起停牌1天，并于12月2日开市起复牌。截至11月28日收盘，远大智能股价报 4.56元/股，涨幅达0.88%，总市值为47.58亿元。 远大智能㊣ 3 7 002689 融 LT ▼ 今开 4.50 最高 4.56 最低 4.46 4.56 0.88% 0.04 换手☺ 2.00% 总手 20.86万 金额 9435万 更多 总值☺ 47.58亿 流值 47.56亿 市盈 0 85.32 ◀ 风险警示:被ST(根据中国证监会行政处罚事先... ● × 分时 五日 日K 月K 更多, DK点 均线▼ MA5：4.52↑ 10：4.56↓ 20：4.76↓ 5.41-> 5.41 5.00 4.58 4.17 主力意愿 ▼ 解锁查看完整K线数据 1213.53 -1090.48 mmmpmmm 20250722 20250828 20251017 20251128 监管查明涉嫌两项违法事实 【导读】 ...

Core Viewpoint - Yuan Da Intelligent has been placed under other risk warnings by the Shenzhen Stock Exchange due to violations identified by the Liaoning Securities Regulatory Bureau, leading to a change in its stock abbreviation to ST Yuan Zhi and a daily price fluctuation limit of 5% [2][10]. Summary by Sections Regulatory Actions - On November 28, Yuan Da Intelligent received an administrative penalty notice from the Liaoning Securities Regulatory Bureau, indicating two major violations [8]. - The first violation involved the use of forged acceptance certificates to prematurely recognize elevator sales revenue, resulting in inflated reported revenues for 2019, 2020, 2021, and the first half of 2022 [8]. - The second violation pertained to recognizing rental income from unfulfilled leasing agreements, which also led to inflated revenue figures in the 2021 annual report [8]. Financial Impact - The inflated revenues due to the first violation were reported as follows: 1.23 billion yuan (15.22% of 2019 revenue), 66.23 million yuan (7.24% of 2020 revenue), and 1.47 billion yuan (15.21% of 2021 revenue) [8]. - The inflated profits due to the same violation were: 32.58 million yuan (31.48% of 2019 profit), 21.75 million yuan (300.55% of 2020 profit), and 38.93 million yuan (286.69% of 2021 profit) [8]. - Additionally, the 2022 semi-annual report showed a reduction in revenue of 16.11 million yuan (4.85% of reported revenue) and a profit reduction of 23.45 million yuan (42.96% of reported profit) [9]. Penalties - The Liaoning Securities Regulatory Bureau plans to issue a warning and impose a fine of 6 million yuan on Yuan Da Intelligent, along with a total fine of 15 million yuan on seven individuals, including the former chairman [9]. Risk Warnings - Yuan Da Intelligent announced that it does not meet the criteria for mandatory delisting but will be subject to other risk warnings due to the identified violations [11][13]. - The company’s board is committed to taking effective measures to mitigate the impact of these issues and aims to lift the risk warning as soon as possible [13].

Core Points - Yuan Da Intelligent will implement other risk warnings starting from December 2, following the issuance of an administrative penalty notice by the Liaoning Securities Regulatory Bureau [2][9] - The company's stock will be renamed ST Yuan Zhi, with a daily price fluctuation limit of 5% [2] - As of November 28, the stock price was 4.56 yuan per share, with a market capitalization of 4.758 billion yuan [2] Summary of Violations - Yuan Da Intelligent is suspected of two violations: 1. Using forged acceptance certificates to prematurely recognize elevator sales revenue, leading to false disclosures in the 2019, 2020, 2021 annual reports, and the 2022 semi-annual report [6] 2. Recognizing rental income from unfulfilled leasing agreements, resulting in false disclosures in the 2021 annual report [6] - The violations resulted in inflated revenues of 123 million yuan, 66.2257 million yuan, and 147 million yuan for the years 2019, 2020, and 2021, respectively, accounting for 15.22%, 7.24%, and 15.21% of reported revenues [6] - The inflated profit totals were 32.5821 million yuan, 21.7544 million yuan, and 38.9271 million yuan for the same years, representing 31.48%, 300.55%, and 286.69% of reported profits [6] Additional Financial Discrepancies - The 2022 semi-annual report showed a reduction in revenue of 16.1126 million yuan, which is 4.85% of the reported revenue, and a profit reduction of 23.4501 million yuan, accounting for 42.96% of the reported profit [7] - The Liaoning Securities Regulatory Bureau plans to issue a warning and impose a fine of 6 million yuan on Yuan Da Intelligent, along with a total fine of 15 million yuan on seven individuals, including the former chairman [7][8] Company Response - The company announced that it will actively take measures to mitigate the impact of these issues and aims to lift the risk warning as soon as possible [10]

Core Points - Multiple listed companies received regulatory notices regarding suspected violations of information disclosure laws and regulations on November 28 [1][4][8][11][17] Group 1: Haide Co., Ltd. - Haide Co., Ltd. received a notice from the CSRC for suspected information disclosure violations, leading to an investigation of the company and its actual controller Wang Guangxi [1] - The company acknowledged historical non-operating fund occupation, which was fully returned by April 24, and has since implemented training and corrective measures to improve compliance and disclosure quality [1] Group 2: Tianfeng Securities - Tianfeng Securities also received a notice from the CSRC for suspected information disclosure violations and illegal financing [4] - The company stated that its operations are normal and it will cooperate with the investigation while adhering to disclosure obligations [4] Group 3: Yuanda Intelligent - Yuanda Intelligent received a preliminary penalty notice from the Liaoning Securities Regulatory Bureau for falsely recognizing elevator sales revenue using forged acceptance certificates, affecting multiple annual reports [8] - The bureau plans to issue a warning and impose a fine of 6 million yuan on the company [8] Group 4: Puli Pharmaceutical - Puli Pharmaceutical, which has been delisted, received a preliminary penalty notice for failing to disclose its 2024 annual report on time [11] - The company is facing a warning and a fine of 500,000 yuan from the Hainan Securities Regulatory Bureau [11] Group 5: ST Shenhua - ST Shenhua received an administrative penalty decision from the Liaoning Securities Regulatory Bureau for manipulating financial data from 2018 to 2021, resulting in false records in annual reports [17][18] - The company was fined 7 million yuan and received a warning, with penalties also proposed for other involved parties [17][18]

Group 1 - Multiple listed companies received notices from regulatory authorities regarding suspected violations of information disclosure laws [1][4][7] - Haide Co. is under investigation by the CSRC for suspected information disclosure violations, with its actual controller Wang Guangxi being investigated [1] - Tianfeng Securities also received a notice from the CSRC for suspected information disclosure violations and illegal financing [4] Group 2 - Yuanda Intelligent received a pre-penalty notice from the Liaoning Securities Regulatory Bureau for falsely reporting sales revenue in multiple annual reports [7] - Puli Pharmaceutical, which has been delisted, received a pre-penalty notice for failing to disclose its 2024 annual report on time [10] - ST Shenhua was fined 7 million yuan for false records in its annual reports from 2018 to 2021, with the company correcting its financial data [13][14]

登录新浪财经APP 搜索【信披】查看更多考评等级 会计雅苑-会计审计资讯平台。本文来自公司公告，由会计雅苑收集整理，如需转载请联系来源。 上述违法事实，有相关公告、合同、财务资料、文件资料、情况说明、询问笔录等证据证明。 2024 年 4 月 30 日，沈阳远大智能工业集团股份有限公司（以下简称"公司"）收到中国证券监督管理委员会（以下简称"中国证监会"）下发的《中国证券 监督管理委员会立案告知书》（编号：证监立案字 0022024001 号），因公司涉嫌信息披露违法违规，根据《中华人民共和国证券法》《中华人民共和国 行政处罚法》等法律法规，中国证监会决定对公司立案。 2025 年 11 月 28 日，公司及相关当事人收到中国证券监督管理委员会辽宁监管局（以下简称"辽宁证监局"）出具的《行政处罚事先告知书》（[2025]6 号）。 经查明，远大智能涉嫌违法的事实如下： 一、涉嫌利用伪造的《验收证明》提前确认电梯销售收入，导致《2019 年年度报告》《2020 年年度报告》《2021 年年度报告》《2022 年半年度报告》存 在虚假记载 2019 年 3 月至 2022 年 6 月，远大智能在部分非买断式电梯产 ...

Market Overview - On November 28, 2025, the A-share market saw all three major indices close higher, with the Shanghai Composite Index at 3888.60 points, up 0.34%, the Shenzhen Component Index at 12984.08 points, up 0.85%, and the ChiNext Index at 3052.59 points, up 0.70%. Over 4100 stocks rose, while the total trading volume in the Shanghai and Shenzhen markets was 1.59 trillion yuan, a decrease of 120 billion yuan from the previous trading day [1] - In the Hong Kong market, the three major indices showed mixed results, with the Hang Seng Index down 0.34% or 87.04 points, closing at 25858.89 points, and a total trading volume of 146.204 billion HKD. The Hang Seng China Enterprises Index fell 0.38%, while the Hang Seng Tech Index rose slightly by 0.02%. For the month, the Hang Seng Index decreased by 0.18%, the China Enterprises Index by 0.42%, and the Tech Index by 5.23% [1] Industry News - The Ministry of Industry and Information Technology (MIIT) held a meeting on November 28, 2025, to discuss the power and energy storage battery industry, emphasizing the need for targeted policy measures to regulate irrational competition. MIIT Minister Li Lecheng highlighted the rapid growth of the industry, which has gained global competitive advantages in market size, innovation, and industrial systems. However, challenges remain, necessitating a comprehensive understanding of the industry landscape and the implementation of measures to combat "involution" competition, enhance capacity monitoring, and improve product quality oversight [2] - The Shanghai Stock Exchange announced on November 28, 2025, that it would closely monitor stocks with abnormal fluctuations, including *ST Suwu and *ST Yazhen, which are under delisting risk warnings, as well as stocks like Hezhi China and Tianpu Co., which have shown significant volatility. The exchange took self-regulatory measures against 80 instances of abnormal trading behavior and reported one suspected illegal case to the China Securities Regulatory Commission [3]