目 录 | 一、审计报告……………………………………………………………第 1—5 | 页 | | --- | --- | | 二、财务报表…………………………………………………………第 6—13 | 页 | | （一）合并及母公司资产负债表…………………………………第 6-7 | 页 | | （二）合并及母公司利润表………………………………………第 8-9 | 页 | | （三）合并及母公司现金流量表………………………………第 10-11 | 页 | | （四）合并及母公司所有者权益变动表………………………第 12-13 | 页 | | 三、财务报表附注………………………………………………… 第 14—90 | 页 | | 四、附件…………………………………………………………第 91—94 | 页 | | （一）本所执业证书复印件………………………………………第 | 91 页 | | （二）本所营业执照复印件………………………………………第 | 92 页 | | （三）本所注册会计师执业证书复印件……………………第 93—94 | 页 | 审 计 报 告 天健审〔2024〕3-223 号 湖北五方光电股份有限 ...

非经营性资金占用及其他关联资金往来情况汇总表 湖北五方光电股份有限公司 2023 年度 法定代表人：廖彬斌 主管会计工作的负责人：杨良成 会计机构负责人：范琴 | 非经营性资金 | | | 占用方与上市公 | | 上市公司核算 | 2023 | 年期 | 2023 用累计发生 | 年度占 | 2023 | 年度占 | 2023 | 年度偿 | 2023 | 年期 | 占用形成原因 | 占用性质 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 占用 | 资金占用方名称 | | 司的关联关系 | | 的会计科目 | 初占用资金 余额 | | 金额（不含 利息） | | 用资金的利 | 息（如有） | | 还累计发生 金额 | 末占用资金 余额 | | | | | 控股股东、实际 控制人及其附 | | | | | | | | | | | | | | | | | 非经营性占用 | | 属企业 | | | | | | | | | | | | ...

Financial Performance - The company's operating revenue for 2023 was CNY 841,107,979.5, a decrease of 18.29% compared to CNY 1,029,421,582 in 2022[17]. - The net profit attributable to shareholders for 2023 was CNY 67,793,004, representing a decline of 23.70% from CNY 88,858,477.37 in the previous year[17]. - The net cash flow from operating activities decreased by 48.59% to CNY 115,322,624.7, down from CNY 224,339,863.8 in 2022[17]. - Basic earnings per share for 2023 were CNY 0.23, a decrease of 23.33% compared to CNY 0.30 in 2022[17]. - The total revenue for Q1 2023 was approximately ¥159.25 million, with a net profit attributable to shareholders of ¥12.24 million[21]. - In Q2 2023, the revenue increased to approximately ¥216.48 million, and the net profit attributable to shareholders rose to ¥20.93 million[21]. - Q3 2023 saw a revenue of approximately ¥258.32 million, while the net profit attributable to shareholders decreased to ¥11.46 million[21]. - The total revenue for Q4 2023 was approximately ¥207.06 million, with a net profit attributable to shareholders of ¥23.16 million[21]. - The company reported a negative net profit for the last three accounting years when excluding non-recurring gains and losses, indicating uncertainty in its ability to continue as a going concern[20]. Assets and Liabilities - Total assets at the end of 2023 increased by 5.38% to CNY 2,117,839,837 from CNY 2,009,673,132 at the end of 2022[17]. - The net assets attributable to shareholders increased slightly by 0.44% to CNY 1,826,787,396.37 from CNY 1,818,802,504.75 in the previous year[17]. - The inventory level increased by 57.67% year-on-year, reaching 160,399,674 PCS, primarily due to product stocking[47]. - Accounts receivable stood at ¥110,522,036.78, representing 5.22% of total assets, down by 0.53% from the previous period[64]. - Inventory increased to ¥165,322,023.47, which is 7.81% of total assets, up by 2.76% due to increased product stocking at the end of the period[64]. Research and Development - The company is actively investing in research and development to meet the evolving technological requirements of its clients in the optical field[29]. - The company holds 164 patents as of December 31, 2023, including 19 invention patents and 145 utility model patents, showcasing its strong R&D capabilities[37]. - Research and development expenses for the year were CNY 46.15 million, representing 5.49% of operating revenue[40]. - The number of R&D personnel increased to 133 in 2023, up by 2.31% from 130 in 2022, with a significant rise in the number of master's degree holders by 140%[56]. - The company aims to achieve mass production and market recognition for its new technologies, including ultra-low reflectance coatings and mobile phone micro-prisms[55]. Market and Industry Trends - The precision optical film component industry is closely linked to the demand for consumer electronics, with a recovery trend observed in the smartphone market in Q4 2023[27]. - The smart automotive sector is experiencing rapid growth, with the market for onboard cameras and LiDAR expanding significantly, playing a crucial role in L2 and above autonomous driving[31]. - The metaverse industry is experiencing rapid growth, with significant participation from major companies like Apple and Sony, indicating strong market potential despite existing challenges[30]. - The integration of AI and big data technologies in the security monitoring industry is expected to drive significant growth, with the company actively pursuing advancements in this area[31]. Corporate Governance and Management - The company has established a performance evaluation and incentive mechanism for senior management, linking compensation to operating performance[100]. - The company emphasizes transparent information disclosure and effective communication with stakeholders to maintain trust and support sustainable development[100]. - The company has a robust internal control system to support independent financial decision-making[102]. - The company has established a complete and independent financial accounting system in compliance with the Accounting Law of the People's Republic of China[102]. - The company held its 2022 Annual General Meeting on May 10, 2023, with an investor participation rate of 41.52%[104]. Shareholder and Investor Relations - The company plans to enhance market development and optimize its business layout, focusing on customer service and expanding into new markets[89]. - The company aims to improve operational efficiency through management innovation and the implementation of information management systems like ERP and MES[90]. - The company has established a stable profit distribution policy to provide reasonable returns to shareholders[161]. - The company emphasizes shareholder rights protection by ensuring timely and accurate information disclosure and facilitating shareholder participation in meetings[161]. - The company will ensure that all commitments regarding share repurchase and compensation for losses are disclosed in regular reports[168]. Risk Management - The company has outlined potential risks and corresponding countermeasures in its future development outlook[4]. - The company faces risks from macroeconomic fluctuations, which may impact consumer income and purchasing power, particularly in the smartphone sector[91]. - The company is exposed to exchange rate fluctuations due to exports and imports settled in JPY and USD, which could affect operating performance[92]. - The company has implemented risk control measures to avoid speculative and arbitrage trading[76]. Subsidiaries and Investments - The company established a new subsidiary, Wufang New Materials, with a 73.27% stake, contributing ¥29.31 million in capital[51]. - The company approved a capital increase of 31 million yuan for its subsidiary Wufang Crystal, raising its registered capital from 40 million yuan to 65 million yuan, with the company contributing 27.094 million yuan[187]. - The company has engaged in multiple related party transactions, including investments in various funds and subsidiaries, reflecting a strategic focus on expanding its investment portfolio[191]. Employee and Compensation - The total number of employees at the end of the reporting period is 1,055, with 715 in the parent company and 340 in major subsidiaries[129]. - The company has established a comprehensive compensation management system, with a focus on internal fairness and external competitiveness in salary determination[130]. - The total pre-tax remuneration for the board of directors, supervisors, and senior management during the reporting period amounted to 4.87 million RMB[118]. - The company ensures timely payment of remuneration to all directors, supervisors, and senior management[116]. Environmental and Social Responsibility - The company has implemented ISO14001 environmental management system certification, ensuring compliance with environmental regulations[160]. - The company actively engages in social responsibility initiatives, balancing economic and social benefits[162]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[160].

湖北五方光电股份有限公司 2023 年度独立董事述职报告 本人作为湖北五方光电股份有限公司（以下简称"公司"）的独立董事，在 2023 年度任职期间，严格按照《公司法》、《上市公司治理准则》、《上市公司独立 董事管理办法》、《深圳证券交易所股票上市规则》、《深圳证券交易所上市公司自 律监管指引第 1 号——主板上市公司规范运作》等法律、法规及《公司章程》、 《独立董事工作制度》的规定和要求，忠实、勤勉地履行职责，及时了解公司经 营运作情况，积极出席相关会议，认真审议董事会各项议案并对公司相关重大事 项审慎发表意见，充分发挥独立董事作用，切实维护公司整体利益和全体股东的 合法权益。现将本人 2023 年度履职情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景及兼职情况 本人孙晓彦，1975 年 10 月出生，中国国籍，无境外永久居留权，研究生学 历，法学硕士。曾任职于中国银行苏州分行、江苏颐华律师事务所、国浩律师（苏 州）事务所；现任北京观韬中茂（苏州）律师事务所主任。2017 年 11 月至 2023 年 12 月担任公司独立董事。 （二）独立性情况 在担任公司独立董事期间，本人未在公司担任 ...

湖北五方光电股份有限公司 2023 年度监事会工作报告 2023 年，湖北五方光电股份有限公司（以下简称"公司"）监事会严格按照 《公司法》、《上市公司治理准则》、《深圳证券交易所股票上市规则》、《深圳证券 交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等法律、法规 和《公司章程》、《监事会议事规则》的有关规定，以维护公司及股东的合法权益 为原则，认真履行监督职责，对公司生产经营、财务状况、重大事项及董事、高 级管理人员履职情况等方面进行了核查和监督，为保障公司规范运作和稳健发展 发挥了积极作用。现将监事会 2023 年度主要工作情况报告如下： 一、监事会会议召开情况 2023 年，公司监事会共召开 9 次会议，其中，第二届监事会召开了 8 次会 议，第三届监事会召开了 1 次会议，会议的召开和表决程序符合《公司法》、《公 司章程》等有关规定。会议召开的具体情况如下： 1、2023 年 4 月 18 日，召开第二届监事会第十八次会议，审议通过了以下 议案： （1）《关于〈2022 年度监事会工作报告〉的议案》 （2）《关于 2022 年年度报告及其摘要的议案》 （3）《关于〈2022 年度财务 ...

湖北五方光电股份有限公司 2023 年度独立董事述职报告 在担任公司独立董事期间，本人未在公司担任除独立董事以外的任何职务， 也未在公司主要股东担任任何职务，与公司以及主要股东之间不存在利害关系或 其他可能妨碍本人进行独立客观判断的关系，不存在影响独立董事独立性的情况， 符合《上市公司独立董事管理办法》、《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等法律、法规、规范性文件及《公司章程》、《独 立董事工作制度》中关于独立董事独立性的相关要求。 二、独立董事年度履职概况 本人作为湖北五方光电股份有限公司（以下简称"公司"）的独立董事，在 2023 年度任职期间，严格按照《公司法》、《上市公司治理准则》、《上市公司独立 董事管理办法》、《深圳证券交易所股票上市规则》、《深圳证券交易所上市公司自 律监管指引第 1 号——主板上市公司规范运作》等法律、法规及《公司章程》、 《独立董事工作制度》的规定和要求，忠实、勤勉地履行职责，及时了解公司经 营运作情况，积极出席相关会议，认真审议董事会各项议案并对公司相关重大事 项审慎发表意见，充分发挥独立董事作用，切实维护公司整体利益和全体股东的 合法权 ...

证券代码：002962 证券简称：五方光电 公告编号：2024-012 湖北五方光电股份有限公司 关于续聘 2024 年度审计机构的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 湖北五方光电股份有限公司（以下简称"公司"）于 2024 年 4 月 24 日召开 第三届董事会第二次会议和第三届监事会第二次会议，审议通过了《关于续聘 2024 年度审计机构的议案》，同意续聘天健会计师事务所（特殊普通合伙）（以 下简称"天健会计师事务所"）为公司 2024 年度审计机构，本议案尚需提交公 司股东大会审议，现将相关事项公告如下： 一、拟续聘会计师事务所的基本情况 （一）机构信息 1、基本信息 | 事务所名称 | | 天健会计师事务所（特殊普通合伙） | | | | | | --- | --- | --- | --- | --- | --- | --- | | 成立日期 | 2011 年 7 月 | | 18 日 组织形式 | | 特殊普通合伙 | | | 注册地址 | | | 浙江省杭州市西湖区灵隐街道西溪路 128 号 | | | | | 首席合伙人 | 王 ...

湖北五方光电股份有限公司 2023 年度独立董事述职报告 本人作为湖北五方光电股份有限公司（以下简称"公司"）的独立董事，在 2023 年度任职期间，严格按照《公司法》、《上市公司治理准则》、《上市公司独立 董事管理办法》、《深圳证券交易所股票上市规则》、《深圳证券交易所上市公司自 律监管指引第 1 号——主板上市公司规范运作》等法律、法规及《公司章程》、 《独立董事工作制度》的规定和要求，忠实履行独立董事职责，积极出席公司相 关会议，认真审议董事会各项议案，切实维护公司整体利益及全体股东的合法权 益。现将本人 2023 年度履职情况报告如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景及兼职情况 本人梅运河，1974 年 5 月出生，中国国籍，无境外永久居留权，硕士研究 生，中国注册会计师。曾任职于湖北隆兴会计师事务所、大信会计师事务所三峡 分所、大信会计师事务所北京总部；现任北京中弘盛信会计师事务所（普通合伙） 合伙人、总经理，中成进出口股份有限公司独立董事；自 2023 年 12 月起任公司 独立董事。 （二）独立性情况 本人未在公司担任除独立董事以外的任何职务，也未在公司主要股东担任任 何职 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥266,272,922.28, representing a 67.21% increase compared to ¥159,246,572.53 in the same period last year[3]. - Net profit attributable to shareholders for Q1 2024 was ¥21,380,457.67, a 74.73% increase from ¥12,236,285.22 year-on-year[3]. - Basic earnings per share increased by 75.00% to ¥0.07 from ¥0.04 in the previous year[3]. - Operating profit for the current period was ¥23,628,247.23, up 90.5% from ¥12,409,893.95 in the previous period[16]. - The company reported a total profit of ¥23,623,032.28, which is a 90.0% increase from ¥12,422,605.21 in the previous period[16]. - Net profit attributable to the parent company was ¥21,380,457.67, representing an increase of 75.1% from ¥12,236,285.22 in the previous period[17]. Cash Flow and Liquidity - The net cash flow from operating activities was -¥8,077,408.16, a significant decrease of 113.74% compared to ¥58,786,186.51 in Q1 2023[3]. - Cash and cash equivalents at the end of the period totaled ¥1,114,513,518.07, down from ¥1,172,798,937.41 at the end of the previous period[21]. - The cash and cash equivalents net increase was ¥5,151,212.16, a decrease of 91.56% compared to the previous year, primarily due to payments for raw material inventory[8]. - The company experienced a cash inflow from financing activities of ¥37,311,697.76, compared to ¥12,293,388.13 in the previous period[21]. Assets and Liabilities - Total assets at the end of Q1 2024 were ¥2,125,902,019.51, a slight increase of 0.38% from ¥2,117,839,837.61 at the end of the previous year[3]. - Total liabilities decreased to CNY 272,188,481.19 from CNY 285,644,085.10, a reduction of approximately 4.7%[14]. - The company's total equity increased to CNY 1,853,713,538.32 from CNY 1,832,195,752.51, reflecting a growth of about 1.1%[14]. Operational Metrics - Total operating costs for the current period were ¥243,360,856.61, an increase of 63.9% from ¥148,461,514.25 in the previous period[16]. - Research and development expenses increased to ¥11,438,518.49, up 19.9% from ¥9,545,790.56 in the previous period[16]. - The company reported a 151.39% increase in tax and additional fees, amounting to ¥1,561,310.00, due to the reversal of land use tax refunds from the previous year[8]. Receivables and Inventory - Accounts receivable rose to CNY 142,520,990.41, up from CNY 110,522,036.78, indicating an increase of about 29%[12]. - Inventory decreased to CNY 122,897,600.70 from CNY 165,322,023.47, a decline of approximately 25.6%[12]. - The company reported a significant increase in prepayments to CNY 1,100,551.41 from CNY 857,153.25, an increase of approximately 28.4%[12]. Financing Activities - The company experienced a 70.84% increase in short-term loans, totaling ¥85,494,600.90, due to increased bank payments for imported raw materials[7]. - Short-term borrowings increased significantly to CNY 85,494,600.90 from CNY 50,044,833.33, representing a rise of about 70.7%[13]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 64,516, with the largest shareholder holding 28.32%[10]. - The company received government subsidies amounting to ¥4,135,364.93 during the reporting period, contributing to the overall financial performance[5].