北京合康新能科技股份有限公司 2023 年限制性股票激励计划实施考核管理办法 北京合康新能科技股份有限公司 2023 年限制性股票激励计划实施考核管理办法 北京合康新能科技股份有限公司（以下简称"公司"）为进一步建立、健全公司 长效激励约束机制，充分调动其积极性和创造性，有效提升核心团队凝聚力和企业 核心竞争力，有效地将股东、公司、核心团队三方利益结合在一起，使各方共同关 注公司的长远发展，确保公司发展战略和经营目标的实现，在充分保障股东利益的 前提下，按照收益与贡献对等的原则，公司制订了《北京合康新能科技股份有限公 司 2023 年限制性股票激励计划（草案）》（以下简称"本股权激励计划"或"本激励 计划"）。 为保证公司本股权激励计划的顺利实施，现根据《中华人民共和国公司法》《中 华人民共和国证券法》《上市公司股权激励管理办法》等有关法律、行政法规、规 范性文件和《公司章程》的有关规定，并结合公司实际情况，特制订本办法。 第一条 考核目的 制定本办法的目的是加强公司股权激励计划执行的计划性，量化公司股权激 励计划设定的具体目标，促进激励对象考核管理的科学化、规范化、制度化，确 保实现公司股权激励计划的各项业 ...

附件 1 北京合康新能科技股份有限公司股权激励计划自查表 | | 公司简称：合康新能 股票代码：300048 | 独立财务顾问(如有)：无 | | | --- | --- | --- | --- | | | | 是否存在该 | | | 序号 | 事项 | 事项（是/否/ | 备注 | | | | 不适用） | | | | 上市公司合规性要求 | | | | 1 | 最近一个会计年度财务会计报告是否被注册会计师出具否定意 | 否 | | | | 见或者无法表示意见的审计报告 | | | | | 最近一个会计年度财务报告内部控制被注册会计师出具否定意 | | | | 2 | 见或者无法表示意见的审计报告 | 否 | | | | 上市后最近 个月内出现过未按法律法规、公司章程、公开承 36 | | | | 3 | 诺进行利润分配的情形 | 否 | | | 4 | 是否存在其他不适宜实施股权激励的情形 | 否 | | | 5 | 是否已经建立绩效考核体系和考核办法 | 是 | | | 6 | 是否为激励对象提供贷款以及其他任何形式的财务资助 | 否 | | | | 激励对象合规性要求 | | | | | 是否包括单独 ...

北京合康新能科技股份有限公司 2023 年限制性股票激励计划（草案）摘要 股票简称：合康新能 股票代码：300048 北京合康新能科技股份有限公司 2023 年限制性股票激励计划（草案）摘要 二〇二三年八月 1 北京合康新能科技股份有限公司 2023 年限制性股票激励计划（草案）摘要 声明 本公司及全体董事、监事保证本激励计划及其摘要不存在虚假记载、误导性陈 述或重大遗漏，并对其真实性、准确性、完整性承担个别和连带的法律责任。 特别提示 一、《北京合康新能科技股份有限公司 2023 年限制性股票激励计划（草案）》 （以下简称"本激励计划"）由北京合康新能科技股份有限公司（以下简称"合康新能"、 "公司"或"本公司"）依据《中华人民共和国公司法》《中华人民共和国证券法》《深 圳证券交易所创业板股票上市规则》《上市公司股权激励管理办法》《深圳证券交易 所创业板上市公司自律监管指南第 1 号——业务办理》和其他有关法律、行政法规、 规范性文件，以及《公司章程》等有关规定制订。 二、本激励计划采取的激励形式为限制性股票（第二类限制性股票）。股票来源 为公司向激励对象定向发行的本公司人民币 A 股普通股股票。 符合本激 ...

北京合康新能科技股份有限公司 2023 年半年度 非经营性资金占用及其他关联资金往来情况汇总表 单位：万元 | 非经营性资金占用 | 资金往来方名称 | 往来方与上市公司 | 上市公司 核算的会 | 年期 2023 初往来资金 | 年 月往 2023 1-6 来累计发生金额 | 年 1-6 2023 月往来资金 | 年 2023 1-6 月偿还累计 | 年 2023 月 30 日往 | 6 | 往来形成原 | 往来性 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | 的关联关系 | | | | 的利息（如 | | | | 因 | 质 | | | | | 计科目 | 余额 | （不含利息） | 有） | 发生金额 | 来资金余额 | | | | | 前大股东及其附属 | 上海上丰集团有限公 | 前公司大股东 | 其他应收 | | | | | | | 股权转让款 | 非经营 | | 企业 | 司 | | 款 | 700.00 | | | 700.00 | | - | 往来款 | 性往来 | | 合计 ...

关于召开 2023 年第二次临时股东大会通知的公告 本公司及董事会全体成员保证信息披露内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 北京合康新能科技股份有限公司第六届董事会第三次会议决定于 2023 年 8 月 31 日（星期四）下午 14:00 召开 2023 年第二次临时股东大会，会议有关事项 如下： 关于召开 2023 年第二次临时股东大会通知的公告 证券代码：300048 证券简称：合康新能 编号：2023-057 北京合康新能科技股份有限公司 一、召开会议的基本情况 1、股东大会届次：2023 年第二次临时股东大会。 2、股东大会的召集人：北京合康新能科技股份有限公司董事会 3、会议召开的合法、合规性：经本公司第六届董事会第三次会议审议，决 定召开 2023 年第二次临时股东大会，召集程序符合有关法律、行政法规、部门 规章、规范性文件和公司章程的规定。 4、会议召开的时间： （1）现场会议召开时间：2023 年 8 月 31 日（星期四）下午 14:00。 （2）网络投票时间为：2023 年 8 月 31 日，其中，通过深圳证券交易所交易系 统进行网络投票的具体时间为：2023 年 ...

第六届监事会第三次会议决议公告 证券代码：300048 证券简称：合康新能 编号：2023－056 北京合康新能科技股份有限公司 第六届监事会第三次会议决议公告 本公司及监事会全体成员保证信息披露内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会召开情况 北京合康新能科技股份有限公司（以下简称"公司"）第六届监事会第三次 会议于 2023 年 8 月 14 日以现场会议和通讯会议相结合方式召开，会议通知于 2023 年 8 月 10 日以邮件、电话方式送达。会议应到监事 3 人，实到监事 3 人。 会议由监事会主席邵篪先生主持。会议召集及召开程序符合国家有关法律、行政 法规、部门规章和公司章程的规定，与会监事经认真审议，形成如下决议： 二、监事会会议审议情况 1、审议通过《2023 年半年度报告》及其摘要 经审核，监事会认为董事会编制和审核北京合康新能科技股份有限公司 2023 年半年度报告的程序符合法律、行政法规和中国证监会的规定，报告内容 真实、准确、完整地反映了上市公司的实际情况，不存在任何虚假记载、误导性 陈述或者重大遗漏。 本议案以 3 票同意，0 票反对、0 票弃权获得通过。 ...

独立董事公开征集委托投票权报告书 证券代码：300048 证券简称：合康新能 编号：2023－060 北京合康新能科技股份有限公司 独立董事公开征集委托投票权报告书 本公司及董事会全体成员保证信息披露内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别声明： 1、本次征集表决权为依法公开征集，征集人纪常伟符合《中华人民共和国 证券法》第九十条、《上市公司股东大会规则》第三十一条、《公开征集上市公司 股东权利管理暂行规定》第三条规定的征集条件，并承诺其自征集日至行权日期 间持续符合相关条件； 2、征集人对所有相关表决事项的表决意见：同意； 3、截至本公告披露日，征集人未持有公司股份。 根据中国证券监督管理委员会（以下简称"中国证监会"）《上市公司股权 激励管理办法》（以下简称"《管理办法》"）的有关规定，并根据北京合康新 能科技股份有限公司（以下简称"公司"）其他独立董事的委托，独立董事纪常 伟作为征集人就公司拟定于 2023 年 8 月 31 日召开的 2023 年第二次临时股东大 会审议的公司 2023 年限制性股票激励计划（以下简称"本激励计划"）向公司全 体股东公开征集委托投票权。 中国证 ...

关于举行 2022 年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 北京合康新能科技股份有限公司（以下简称"公司"）已于2023年04月18 日在巨潮资讯网（http://www.cninfo.com.cn/）上披露了《2022年年度报告》。 为便于广大投资者进一步了解公司2022年年度经营情况，公司定于2023年05 月12日（星期五）下午15:30至17:00时在"合康新能投资者关系"小程序举行2022 年度网上业绩说明会。本次网上业绩说明会将采用网络远程的方式举行，投资者 可登陆"合康新能投资者关系"小程序参与互动交流。为广泛听取投资者的意见 和建议，提前向投资者征集问题，提问通道自发出公告之日起开放。 参与方式一：在微信小程序中搜索"合康新能投资者关系"； 关于举行 2022 年度网上业绩说明会的公告 证券代码：300048 证券简称：合康新能 编号：2023－026 北京合康新能科技股份有限公司 关于举行 2022 年度网上业绩说明会的公告 积极参与本次网上业绩说明会！ 特此公告。 北京合康新能科技股份有限公司 董事会 参与方 ...

Financial Performance - The company's operating revenue for 2022 was approximately ¥1.42 billion, an increase of 18.23% compared to ¥1.20 billion in 2021[23]. - The net profit attributable to shareholders decreased by 48.98% to approximately ¥25.64 million from ¥50.26 million in the previous year[23]. - The net cash flow from operating activities was approximately ¥167.96 million, down 24.57% from ¥222.66 million in 2021[23]. - Basic earnings per share fell by 60% to ¥0.02 from ¥0.05 in 2021[23]. - Total assets increased by 11.80% to approximately ¥2.78 billion compared to ¥2.48 billion at the end of 2021[23]. - The company's net assets attributable to shareholders rose by 3.67% to approximately ¥1.87 billion from ¥1.80 billion in 2021[23]. - The company reported a weighted average return on equity of 1.35%, a decrease of 1.49 percentage points from 2.84% in the previous year[23]. - The company plans to distribute no cash dividends and no bonus shares for the year[6]. Revenue Breakdown - Revenue from the high-end manufacturing segment was CNY 951.75 million, down 2.84% year-on-year[40]. - The new energy business, including smart microgrids and energy storage, generated revenue of CNY 282.27 million, marking a significant breakthrough[40]. - The energy-saving and environmental protection segment reported revenue of CNY 189.75 million, an increase of 11.20% year-on-year[40]. - The revenue from high-voltage inverter series products reached 785.58 million yuan, an increase of 8.81% year-on-year, with new business orders amounting to 681.06 million yuan, up 3.34% compared to the same period last year[42]. - The revenue from low-voltage inverter series products was 166.16 million yuan, a decrease of 35.50% year-on-year, with new business orders of 191.22 million yuan, down 31.01% year-on-year, primarily due to the downturn in the real estate sector[43]. - The company’s new energy business generated revenue of 282.27 million yuan, with new orders totaling 635.42 million yuan, marking a significant growth point for the company[46]. - The company’s energy-saving and environmental protection projects achieved revenue of 189.75 million yuan, an increase of 11.20% year-on-year, with new orders rising by 75.58% to 278.63 million yuan[48]. Market and Industry Insights - The domestic medium and high-voltage inverter market size was approximately CNY 5.9 billion in 2022, with a growth rate of 8.1%[34]. - The domestic low-voltage inverter market size was about CNY 31.6 billion, with a year-on-year growth rate of only 2.1%[35]. - Global energy storage installations reached 20.5 GW/42.1 GWh in 2022, representing a year-on-year increase of 86%/80%[38]. - The company is focusing on developing energy storage solutions as a key area of growth within its new energy business[38]. - The company is committed to becoming a leader in industrial automation and green energy solutions through advanced technologies and project management strategies[40]. Research and Development - The company’s R&D investment for 2022 was ¥85,227,400, reflecting a year-on-year increase of 31.04%[53]. - The company holds a total of 211 patents, including 160 utility model patents, 31 invention patents, and 20 design patents[53]. - The number of R&D personnel increased by 8.52% to 191, with the proportion of R&D personnel rising from 17.24% to 22.26%[78]. - The R&D investment amount for 2022 was ¥85,227,398.83, which accounted for 5.99% of operating revenue[80]. - The company has launched a new generation of high-voltage frequency converters, enhancing market competitiveness[78]. - The company has established a dedicated R&D team for household energy storage, focusing on developing safe, reliable, and intelligent products integrated with photovoltaic systems and energy storage systems[46]. Strategic Initiatives - The company is actively pursuing internationalization while optimizing its operational processes and management systems[57]. - The company aims to expand its market presence in low-voltage inverters and other specialized machinery markets, focusing on industries such as rubber and plastics, HVAC, and stamping[43]. - The company is focusing on high-end manufacturing, new energy, and energy-saving environmental protection as core business areas for 2023, aiming for balanced development in both B2B and B2C sectors[104]. - The company plans to enhance its high-end manufacturing capabilities by improving product quality and increasing production efficiency by over 30% through lean production practices[107]. - The company is considering strategic acquisitions to enhance its product portfolio, with a focus on companies specializing in smart home technologies[158]. Governance and Compliance - The company has maintained an independent governance structure, ensuring that the controlling shareholder does not interfere with its decision-making processes[122]. - The company has established independent financial departments and accounting systems, with no shared bank accounts with the controlling shareholder, ensuring financial independence[137]. - The company has not faced any regulatory criticism regarding information disclosure practices during the reporting period, ensuring compliance with relevant laws and regulations[129]. - The company has confirmed compliance with all commitments made regarding related party transactions during the reporting period[199]. Employee and Management - The total remuneration for directors, supervisors, and senior management amounted to 4.2151 million yuan[162]. - The company has a total of 204 production staff, 182 sales staff, and 276 technical staff among its employees[175]. - The company is focusing on training programs to enhance leadership and management skills, as well as specialized training for new employees[177]. - The company has gradually introduced lean production models to improve quality and efficiency in manufacturing[178]. Environmental Responsibility - The company emphasizes compliance with national laws and regulations, ensuring transparency and timely disclosure of financial and operational information to investors[195]. - The company focuses on environmental responsibility, implementing energy-saving measures and enhancing employee awareness of energy conservation[193]. - The company aims to enhance green energy solutions in industrial parks, contributing to the reduction of carbon emissions and promoting sustainable development[196].

Financial Performance - The company's revenue for Q1 2023 was CNY 331,668,674.80, representing a 4.02% increase compared to CNY 318,853,420.34 in the same period last year[5]. - Total operating revenue for Q1 2023 was CNY 331,668,674.80, an increase of 4.8% compared to CNY 318,853,420.34 in Q1 2022[25]. - Net profit for Q1 2023 was CNY 656,278.44, a significant decrease from CNY 12,116,620.05 in Q1 2022[27]. - Net profit attributable to shareholders decreased by 93.08% to CNY 661,978.33 from CNY 9,559,524.23 year-on-year[5]. - Total operating costs for Q1 2023 were CNY 340,679,572.81, up 11.5% from CNY 305,491,347.06 in the previous year[25]. - The company reported a significant increase in tax expenses, which rose to CNY 1,896,964.91 from CNY 701,663.51 in the previous year, marking an increase of 170.5%[27]. - Basic and diluted earnings per share for Q1 2023 were both CNY 0.0006, down from CNY 0.0087 in Q1 2022[28]. Cash Flow and Assets - The net cash flow from operating activities was negative at CNY -3,538,529.87, a decline of 107.67% compared to CNY 46,107,816.67 in the previous year[5]. - Total cash inflow from operating activities amounted to 270,042,462.43, compared to 226,319,295.18 in the prior period, reflecting an increase of approximately 19.3%[29]. - Cash outflow from operating activities increased to 273,580,992.30 from 180,211,478.51, representing a rise of about 51.8%[29]. - The net cash flow from investing activities was -7,452,556.78, down from 5,783,685.78 in the previous period[30]. - The net cash flow from financing activities was -14,809,224.40, worsening from -5,492,795.88 in the previous period[30]. - The ending cash and cash equivalents balance was 409,783,520.35, down from 330,900,623.00 in the previous period[30]. - The company reported a cash decrease of 26,032,677.04 during the period, contrasting with an increase of 46,398,706.57 in the prior period[30]. Assets and Liabilities - Total assets at the end of Q1 2023 were CNY 2,758,437,750.50, down 0.70% from CNY 2,778,016,757.86 at the end of the previous year[5]. - The total liabilities decreased to CNY 850,220,075.19 from CNY 873,138,366.58 in the previous quarter, indicating a reduction of 2.6%[24]. - The company's total equity increased to CNY 1,908,217,675.31 from CNY 1,904,878,391.28, showing a marginal growth of 0.2%[24]. - The total equity attributable to shareholders increased slightly by 0.09% to CNY 1,869,451,911.77 from CNY 1,867,759,055.23 at the end of the previous year[5]. - As of March 31, 2023, the company's total current assets amounted to ¥1,764,601,174.39, a decrease from ¥1,821,587,554.20 at the beginning of the year, reflecting a decline of approximately 3.12%[20]. Shareholder Information - The total number of shares held by the top 10 unrestricted shareholders includes Guangdong Midea HVAC Equipment Co., Ltd. with 208,685,418 shares, representing a significant portion of the company's equity[14]. - The company plans to release restricted shares for executives, with a total of 1,642,325 shares expected to be released by November 21, 2023[18]. Other Financial Metrics - The company recorded a credit impairment loss of CNY 8,393,086.29, compared to a reversal of CNY 3,238,989.48 in the same period last year[27]. - Research and development expenses increased to CNY 25,631,507.83, compared to CNY 20,885,410.37 in the same period last year, reflecting a growth of 22.8%[25]. - The company reported a significant increase in construction in progress, rising 706.03% to CNY 49,984,654.63 due to increased investment in subsidiary projects[8]. - The company experienced a 100.22% decrease in minority shareholders' profit, resulting in a loss of CNY -5,699.89 compared to a profit of CNY 2,557,095.82 in the previous year[10]. - Financial expenses decreased by 353.21% to CNY -2,100,242.27, attributed to increased interest income from financial products[10]. - The company recorded a 175.29% increase in non-operating income, amounting to CNY 132,669.01, primarily due to received penalties[10]. Audit Status - The first quarter report was not audited, indicating a need for careful review of the financial data presented[31].