证券代码：300173 证券简称：ST 福能 公告编号：2026-009 福能东方装备科技股份有限公司 关于重大诉讼事项进展的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 重要内容提示： 1. 案件所处的诉讼阶段：民事申请再审阶段。 2. 上市公司所处的当事人地位：福能东方装备科技股份有限公司（一审原 告、二审上诉人）为再审申请人、被申请人。 3. 涉案的金额：保证金 1 亿元及相应利息、违约金、律师费用。 4. 对上市公司损益产生的影响：本次民事申请再审案件尚未经法院裁决， 其对公司本期利润或期后利润的影响存在不确定性。 2023 年 11 月，公司收到佛山中院的《民事判决书》，出具一审判决结果， 具体内容详见公司于 2023 年 11 月 14 日刊登在中国证监会指定的创业板信息披 露网站巨潮资讯网（www.cninfo.com.cn）的《关于重大诉讼事项进展的公告》 （公告编号：2023-101）。 针对上述一审判决结果，公司向广东省高级人民法院（以下简称"广东省高 1 院"）提起上诉，并于 2025 年 3 月收到广东省高院正式的《受理案件通知 ...

证券代码：300173 证券简称：ST福能 公告编号：2026-008 福能东方装备科技股份有限公司 关于公司股票被实施其他风险警示相关事项的进展 公告 根据公司收到广东证监局下发的《行政处罚事先告知书》（广东证监处罚字 〔2025〕27 号）认定情况，公司涉及的违法违规行为触及《深圳证券交易所创 业板股票上市规则》第 9.4 条第（七）项规定的被实施其他风险警示情形，公司 股票于 2025 年 12 月 23 日起被实施其他风险警示，具体内容详见公司在巨潮资 1 讯网上披露的《关于公司股票交易将被实施其他风险警示暨股票停复牌的提示性 公告》（公告编号：2025-060）。 二、采取的措施及进展情况 针对上述事项，公司分别于 2026 年 1 月 26 日、2 月 11 日召开了第六届董 事会第二十二次会议、2026 年第一次临时股东会，审议通过了《关于聘任会计 师事务所对公司相关年度财务报告进行重新审计的议案》，聘任广东司农会计师 事务所（特殊普通合伙）对公司相关年度财务报告进行重新审计，对前期会计差 错更正事项进行专项鉴证。具体内容详见公司在巨潮资讯网上披露的《关于聘任 会计师事务所对公司相关年度财务报告 ...

证券代码：300173 证券简称：ST 福能 公告编号：2026-007 福能东方装备科技股份有限公司 2026 年第一次临时股东会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1.本次股东会不存在否决议案的情形。 2.本次股东会不涉及变更前次股东会决议。 一、会议召开和出席情况 （一）会议召开情况 1.会议召开的日期、时间： （1）现场会议召开日期、时间：2026 年 2 月 11 日（星期三）15:00。 （2）网络投票时间： ①通过深圳证券交易所交易系统进行网络投票的时间为：2026 年 2 月 11 日 （星期三）9:15～9:25，9:30～11:30 和 13:00～15:00； ②通过深圳证券交易所互联网投票系统投票的时间为：2026 年 2 月 11 日（星 期三）9:15～15:00。 2.现场会议召开地点：东莞市万江街道新村新河路 51 号 12 栋 601 室福能厅。 3.会议的召开方式：本次股东会采用现场表决与网络投票相结合的方式召 开。同一股份只能选择现场表决和网络投票中的一种表决方式，表决结果以第一 次有效投 ...

北京卓纬律师事务所 关于福能东方装备科技股份有限公司 2026 年第一次临时股东会 之 法律意见书 地址：北京市东城区东长安街 1 号东方广场 E2 座 2107-2112 邮政编码：100738 座机：86-010-85870068 传真：86-010-85870079 Add.2107-2112, Office Tower E2 Oriental Plaza, No. 1 East Chang An Avenue, Beijing P.C.100738 Tel. 86-10-85870068 Fax. 86-10-85870079 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》以及中国证券监督管理委员会（以下简称"中国证监会"）发布 的《上市公司股东会规则》的规定，北京卓纬律师事务所（以下简称"本所"） 接受福能东方装备科技股份有限公司（以下简称"公司"）的委托，指派本所律 师列席公司 2026 年第一次临时股东会（以下简称"本次股东会"），对本次股 东会的相关事项进行见证并出具法律意见。 为出具本法律意见书，本所律师核查了公司提供的包括但不限于如下相关文 件： 1、公 ...

登录新浪财经APP 搜索【信披】查看更多考评等级 受损股民可至新浪股民维权平台登记该公司维权：http://wq.finance.sina.com.cn/ 关注@新浪证券、微信关注新浪券商基金、百度搜索新浪股民维权、访问新浪财经客户端、 新浪财经首页都能找到我 一、监管处罚落地 2026年2月7日，福能东方收到了证监会下发的《行政处罚决定书》。但投资者的维权索赔仍在继续中。 这份文件的落地，标志着监管层对公司此前涉嫌信息披露违法违规行为的调查已经有了最终结论。对于 受损投资者而言，后续的民事维权索赔程序才刚刚进入关键阶段。 目前，针对该公司的索赔诉讼仍在持续进行中，符合条件的投资者依然可以通过法律途径维护自身 合法权益：于2021年4月14日-2024年12月6日（含当日）期间买入，并在2024年12月7日之后卖出或仍持 有而亏损。（福能东方维权入口） 二、财报数据严重失真 回溯此次事件的时间线，市场对此早有反应。早在2024年12月6日晚间，公司就曾发布公告，披露了收 到中国证监会《立案告知书》的消息。 这一突发利空在当时对二级市场造成了显著冲击。从盘面上看，在立案消息披露后的两周内，即2024年 12月9 ...

Core Viewpoint - Funu Oriental Equipment Technology Co., Ltd. has been penalized by the Guangdong Securities Regulatory Bureau for false disclosures in its annual reports, leading to potential claims from affected investors [1][2][6]. Group 1: Legal Violations - The company was found to have engaged in fraudulent activities involving its subsidiary, Shenzhen Dayu Precision Technology Co., Ltd., which inflated profits by approximately 35.8 million yuan in 2020, representing 120.18% of the reported profit for that year [6][7]. - In 2021, the same subsidiary recognized a loss of 22.65 million yuan, which accounted for 6.64% of Funu Oriental's reported profit for that year, indicating ongoing issues with financial reporting [6][7]. Group 2: Compensation and Claims - Investors who purchased ST Funu shares between April 14, 2021, and December 6, 2024, and continued to hold or sell at a loss after December 7, 2024, are eligible to claim compensation for their losses [4][8]. - The company is liable for damages caused by false statements under relevant securities laws, and affected investors are encouraged to prepare necessary documentation for claims [3][9]. Group 3: Required Documentation for Claims - Investors must provide a stock trading statement covering the period from the first purchase to the complete sale, along with a copy of their identification [9]. - Legal representation for claims is typically on a contingency basis, meaning no upfront fees are required, and attorney fees are only paid upon successful recovery of damages [9].

Core Viewpoint - The regulatory scrutiny on listed companies in China's A-share market has intensified, with multiple companies facing investigations and penalties for violations related to information disclosure and financial misconduct [2][10]. Group 1: Recent Investigations and Penalties - Two A-share companies, Tian Sheng New Materials and Yahui Long, were recently announced to be under investigation for suspected information disclosure violations [2][6]. - ST Funi was fined 6.5 million yuan for financial fraud involving collusion with a third-party company, which led to inflated profits of approximately 35.8 million yuan in 2020 [3][4]. - Rongbai Technology was fined 9.5 million yuan for misleading statements regarding a major contract, with the investigation concluding within a month [5][6]. Group 2: Overview of Violations - A total of eight A-share companies and four individuals have been investigated since the beginning of 2026, with the majority facing issues related to information disclosure violations [6][7]. - Specific cases include Baoxin Technology and its actual controller being investigated for information disclosure violations, and the independent director of *ST Dongjing being investigated for insider trading [7][8]. Group 3: Regulatory Environment - The regulatory environment has become increasingly stringent, with a significant number of companies being penalized for financial misconduct in 2025, particularly in the area of information disclosure violations [10][12]. - The China Securities Regulatory Commission (CSRC) has emphasized the need for a comprehensive system to combat financial fraud, indicating a shift towards proactive governance rather than reactive measures [12][13].

Core Viewpoint - The regulatory scrutiny on A-share companies has intensified, with multiple companies being investigated and penalized for violations related to information disclosure and financial misconduct since 2026 [1][15]. Group 1: Recent Investigations and Penalties - Eight A-share companies and four related individuals have been investigated since 2026, with recent cases including Tian Sheng New Materials and Aihui Long, both facing allegations of information disclosure violations [1][9]. - ST Fuhua was fined 6.5 million yuan for financial fraud involving collusion with a third-party company, which led to inflated profits of approximately 35.8 million yuan in 2020 [3][4]. - Rongbai Technology was fined a total of 9.5 million yuan for misleading statements regarding a major contract with Ningde Times, which was deemed to lack accurate reflection of the actual terms [6][7]. Group 2: Specific Cases and Financial Impact - ST Fuhua's financial misconduct resulted in a reported revenue of 740 million yuan in 2020, a year-on-year increase of 169.36%, but the company still recorded a net loss when excluding the inflated profits [5][4]. - The inflated profits from ST Fuhua's subsidiary accounted for 120.18% of the total profit disclosed for that period, indicating severe discrepancies in financial reporting [4]. - The investigation into Rongbai Technology revealed that the announced sales figures were based on estimates and lacked contractual guarantees, leading to regulatory action [6][8]. Group 3: Broader Regulatory Trends - The regulatory environment has become increasingly stringent, with a notable increase in investigations into financial misconduct and information disclosure violations among A-share companies [15][19]. - In 2025, a total of 87 A-share companies were investigated, with over 40% being ST companies, highlighting a trend of heightened scrutiny in the market [16]. - The China Securities Regulatory Commission (CSRC) has emphasized a comprehensive approach to tackling financial fraud, involving collaboration with judicial authorities to enhance enforcement and accountability [18][19].

Group 1 - ST Fuhua (300173.SZ) announced on February 6, 2026, that its subsidiary engaged in financial fraud, leading to false records in the annual reports for 2020 and 2021. The Guangdong Securities Regulatory Bureau has ordered ST Fuhua to rectify the situation, issued a warning, and imposed a fine of 6.5 million yuan [1] - The administrative penalty decision revealed that in June 2020, ST Fuhua's subsidiary, Shenzhen Dayu Precision Technology Co., Ltd. (Dayu Precision), and Chongqing Zhongguangdian Display Technology Co., Ltd. (Chongqing Zhongguangdian) agreed on a scheme involving false payments, which inflated ST Fuhua's profits by 35.7985 million yuan in 2020, accounting for 120.18% of the total profit disclosed in ST Fuhua's 2020 annual report [1] - In 2021, Dayu Precision recognized impairment losses on the inflated prepayments, reducing profits by 22.6509 million yuan, which represented 6.64% of the total profit disclosed in ST Fuhua's 2021 annual report [1] Group 2 - ST Fuhua stated that it completed the sale of 100% equity in Dayu Precision in the first quarter of 2024, and it will no longer consolidate Dayu Precision's financials. The business of Dayu Precision is unrelated to the company's current main operations and does not affect the company's daily operations [2]

广东证监局决定，责令ST福能改正，给予警告，并处以650万元罚款。此外，广东证监局同日对相关责 任人员下发《行政处罚决定书》，相关责任人员不属于公司现任董事、高级管理人员。 ST福能表示，公司本次收到的《行政处罚决定书》中认定的情况与《行政处罚事先告知书》一致，涉 及的是公司原子公司大宇精雕违法违规事项。公司判断上述《行政处罚决定书》涉及的违法违规行为未 触及重大违法强制退市的情形。截至公告日，公司各项生产经营活动正常有序开展。 （文章来源：北京商报） 北京商报讯2月6日晚间，ST福能（300173）披露公告称，公司收到广东证监局下发的《行政处罚决定 书》。 《行政处罚决定书》显示，经查明，ST福能信息披露违法违规的事实包括，2020年6月，ST福能子公司 深圳大宇精雕科技有限公司（以下简称"大宇精雕"）与重庆市中光电显示技术有限公司（以下简称"重 庆中光电"）约定，先由重庆中光电向大宇精雕支付虚假货款，大宇精雕确认虚假应收款，大宇精雕再 以虚构采购业务、支付预付款的形式，最终将资金转回重庆中光电。大宇精雕通过上述方式少确认应收 款的减值损失、虚增预付款，2020年虚增利润约3579.85万元，占ST福能20 ...