在本法律意见书中, 本所仅对本次股东大会召集和召开的程序、出席本次股东大会人员 资格和召集人资格及表决程序、表决结果是否符合法律法规和公司章程的规定发表意见, 并 不对本次股东大会所审议的议案内容以及该等议案所表述的事实或数据的真实性和准确性 发表意见。 本所及本所律师依据法律法规及本法律意见出具日以前已经发生或者存在的事实, 严 格履行了法定职责, 遵循了勤勉尽责和诚实信用原则, 进行了充分的核查验证, 保证本法律 意见所认定的事实真实、准确、完整, 所发表的结论性意见合法、准确, 不存在虚假记载、 误导性陈述或者重大遗漏, 并承担相应法律责任。 在此基础上, 本所律师出具法律意见如下: 上海市通力律师事务所 关于聚光科技(杭州)股份有限公司 2023 年年度股东大会的法律意见书 致: 聚光科技(杭州)股份有限公司 上海市通力律师事务所(以下简称"本所")接受聚光科技(杭州)股份有限公司(以下简称 "公司")的委托, 指派本所纪宇轩律师、杨怡玟律师(以下简称"本所律师")根据《中华人 民共和国公司法》《中华人民共和国证券法》《上市公司股东大会规则》等法律法规和规 范性文件(以下统称"法律法规")及《聚光科技 ...

Revenue and Profitability - The company's revenue for Q1 2024 was ¥539,861,545.13, representing a 3.93% increase compared to ¥519,460,164.32 in the same period last year[4] - Total operating revenue for Q1 2024 was CNY 539,861,545.13, an increase of 3.0% compared to CNY 519,460,164.32 in Q1 2023[21] - Net loss for Q1 2024 was CNY 49,583,723.27, an improvement from a net loss of CNY 102,510,457.16 in the same period last year[22] - The net loss attributable to shareholders decreased by 71.06% to ¥25,270,589.85 from ¥87,328,471.36 year-on-year[4] - Basic and diluted earnings per share for Q1 2024 were both CNY -0.056, an improvement from CNY -0.195 in Q1 2023[22] Cash Flow - The net cash flow from operating activities improved by 10.53%, amounting to -¥133,498,067.50 compared to -¥149,214,873.49 in Q1 2023[4] - The net cash flow from operating activities was -133,498,067.50, an improvement from -149,214,873.49 in the previous period, indicating a reduced cash outflow[24] - Cash inflow from operating activities totaled 660,147,383.65, down 17.1% from 796,142,173.78 in the prior period[24] - Cash outflow from operating activities decreased to 793,645,451.15, a reduction of 16.1% compared to 945,357,047.27 in the previous period[24] - The net cash flow from financing activities was -40,158,309.36, a decline from 101,774,551.43 in the previous period[25] Assets and Liabilities - The total assets at the end of Q1 2024 were ¥9,509,372,540.24, a decrease of 2.12% from ¥9,715,376,558.83 at the end of the previous year[4] - Total liabilities decreased to CNY 6,400,698,395.55 from CNY 6,554,483,630.66, reflecting a reduction of approximately 2.3%[20] - The equity attributable to shareholders of the parent company was CNY 2,881,224,411.47, down from CNY 2,908,947,304.40[20] Research and Development - Research and development expenses decreased by 17.12% to ¥130,678,278.07 from ¥157,676,474.91 in the previous year[10] - Research and development expenses were CNY 130,678,278.07, down from CNY 157,676,474.91, indicating a decrease of about 17.2%[21] Investment Income - Investment income surged by 395.42% to ¥20,155,474.83, up from a loss of -¥6,822,704.61 in Q1 2023[10] - The company reported an investment income of CNY 20,155,474.83, a significant recovery from a loss of CNY 6,822,704.61 in the previous year[21] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 16,151[12] - The total number of shares held by the top 10 shareholders is 71,594,185 shares, with Zhejiang Ruiyang Technology Co., Ltd. being the largest shareholder[14] - The total number of restricted shares at the end of the period is 369,075 shares, with a release date based on the annual lock-up policy[16] Tax and Other Financial Metrics - The company reported a significant reduction in tax payable by 54.20%, down to ¥16,484,754.60 from ¥35,992,910.19[8] - Other comprehensive income after tax was CNY -642,045.38, compared to CNY 24,763.23 in the same period last year[22] Cash and Current Assets - Cash and cash equivalents decreased from RMB 1,255,880,865.89 to RMB 1,094,320,178.38, a decrease of about 12.83%[18] - The total current assets decreased from RMB 4,185,191,653.90 at the beginning of the period to RMB 3,985,545,840.46 at the end of the period, representing a decline of approximately 4.77%[17]

Investment Rating - The investment rating for the company is "Buy" (maintained) [1] Core Views - The company reported a revenue of 3.18 billion RMB for 2023, a year-over-year decrease of 7.8%, and a net profit attributable to shareholders of -323 million RMB, reflecting a year-over-year increase of 13.92% [2][9] - The operating cash flow showed significant improvement, reaching 273 million RMB compared to -12 million RMB in the previous year, indicating a positive trend in operational efficiency [3][11] - The company has made personnel adjustments, reducing its workforce by 15% to 5,986 employees, which is expected to yield benefits in the profit statement in 2024 [3][13] - The gross margin improved to 41.26%, up 3.94 percentage points year-over-year, driven by a shift towards higher-margin products [3][17] - The company is actively pursuing R&D initiatives, leading to the development of advanced scientific instruments and expanding its product matrix [3][19] Summary by Sections Performance Overview - The company achieved an operating income of 3.18 billion RMB, with a net profit of -323 million RMB and a non-recurring net profit of 388 million RMB, marking a 7.27% increase year-over-year [2][9] - The operating cash flow was 273 million RMB, a significant improvement from the previous year's -12 million RMB [2][11] Operational Analysis - The company saw a 37% increase in contract liabilities, reaching 880 million RMB, indicating improved order quality [3][10] - Accounts receivable decreased by 18.5% to 905 million RMB, reflecting healthier financial management [3][10] Financial Metrics - The company expects EPS for 2024, 2025, and 2026 to be 0.49, 0.78, and 1.05 RMB respectively, with corresponding PE ratios of 22, 14, and 10 [3][4] - The gross margin for high-margin businesses increased to 45.73%, with their revenue share rising to 69.75% [3][17] R&D and Innovation - The company led the application for a key national R&D project, focusing on advanced mass spectrometry technology [3][19] - The company has successfully developed and delivered significant scientific instruments, enhancing its competitive position in the market [3][19] Market Opportunities - The government has initiated plans for large-scale equipment updates, which may create significant market opportunities for domestic scientific instruments [20][25]

聚光科技（杭州）股份有限公司 成立日期：中审众环始创于1987年，是全国首批取得国家批准具有从事证券、 期货相关业务资格及金融业务审计资格的大型会计师事务所之一。根据财政部、证 监会发布的从事证券服务业务会计师事务所备案名单，具备股份有限公司发行股份、 债券审计机构的资格。2013年11月，按照国家财政部等有关要求转制为特殊普通合 伙制。 组织形式：特殊普通合伙企业 注册地址：湖北省武汉市武昌区水果湖街道中北路166号长江产业大厦17-18层。 董事会审计委员会对会计师事务所2023年度履职情况评估及 履行监督职责情况的报告 根据《中华人民共和国公司法》、《中华人民共和国证券法》、《上市公司治 理准则》、《国有企业、上市公司选聘会计师事务所管理办法》、《深圳证券交易 所上市公司自律监管指引第2号——创业板上市公司规范运作》和《公司章程》等规 定和要求，聚光科技（杭州）股份有限公司（以下简称"公司"）董事会审计委员 会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事会审计委员会对会计师事 务所2023年度履职评估及履行监督职责的情况汇报如下： 一、2023年年审会计师事务所基本情况 （一）会计师事务所基本信息 ...

聚光科技（杭州）股份有限公司 独立董事 2023 年度述职报告 各位股东及股东代表： 本人作为聚光科技（杭州）股份有限公司（以下简称"公司"）的独立董事， 在 2023 年度严格按照《公司法》、《证券法》、《上市公司独立董事管理办法》、《深圳 证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》、《公司章 程》、《独立董事制度》等相关法律、法规的规定和要求，在 2023 年度工作中，诚实、 勤勉、独立的履行职责，积极出席相关会议，认真审议董事会各项会议议案，并对 相关事项发表独立意见，切实维护公司和股东特别是中小股东的利益。现将 2023 年度履行独立董事职责情况向各位股东汇报如下： 一、基本情况 本人陈伟华，1966 年 11 月出生,中国国籍,无境外居留权,硕士学位,法学教授, 兼职律师。现为杭州电子科技大学法学院法学教师,校信息化与法制发展研究所所长, 校妇联副主席(兼职)。2020 年 5 月至今任公司独立董事。兼任杭州雷迪克节能科技 股份有限公司独立董事。 在担任公司独立董事期间，本人未在公司担任除独立董事以外的任何职务，也 未在公司主要股东公司担任任何职务，不存在任何可能妨碍其进行 ...

Financial Performance - The company's operating revenue for 2023 was CNY 3.18 billion, a decrease of 7.80% compared to the previous year[6]. - The net profit attributable to shareholders was a loss of CNY 388 million, which is a 7.27% improvement from the previous year's loss[6]. - The cash flow from operating activities showed a significant increase, reaching CNY 273 million, compared to a negative cash flow of CNY 12 million in 2022, marking a 2,373.43% improvement[26]. - The total assets at the end of 2023 were CNY 9.72 billion, down 5.56% from the previous year[26]. - The net assets attributable to shareholders decreased by 9.91% to CNY 2.91 billion compared to the end of 2022[26]. - The basic and diluted earnings per share for 2023 were both CNY -0.72, an improvement of 14.29% from CNY -0.84 in 2022[26]. - The company does not plan to distribute cash dividends or issue bonus shares for the year[8]. - The company reported a net profit attributable to shareholders of -322,649,870.67 CNY for the fiscal year 2023, with the parent company showing a net profit of -23,428,182.17 CNY[169]. - The main business revenue was CNY 3.06 billion, accounting for 96.02% of total revenue, with an 8.11% decrease from CNY 3.32 billion in 2022[93]. - Domestic revenue was CNY 3.02 billion, representing 95.03% of total revenue, down 9.79% from the previous year[94]. - International revenue increased by 59.67% to CNY 158 million, up from CNY 99 million in 2022[94]. - The gross margin for the main business was 40.67%, an increase of 4.11% compared to the previous year[95]. Operational Strategy - The company plans to optimize its organizational structure and reduce business units in response to external environmental changes[6]. - The company focuses on high-end analytical instruments and has adjusted its business strategy to enhance cash flow and optimize contract quality[91]. - The company aims to enhance its market competitiveness by leveraging its advanced technology platforms across multiple application fields[38]. - The company aims to achieve revenue recovery and profitability growth in 2024 by focusing on core business and adjusting low-yield product lines[132]. - The company is focusing on expanding its market presence by leveraging product and technological advantages[132]. - The company plans to optimize its "4+X" multi-business layout, focusing on four key sectors while fostering new technology platforms to create a synergistic business model[131]. Research and Development - The company has achieved significant breakthroughs in high-end mass spectrometry, delivering its 1,000th ICP-MS and 500th LC-MS/MS during the reporting period[76]. - The company has developed a comprehensive carbon monitoring solution that includes six high-precision monitoring instruments and a smart carbon management information platform, covering various monitoring applications[57]. - The company has launched new monitoring devices for air quality, including an automatic monitoring system for OVOCs and a rapid analysis instrument for ozone depletion substances, which have entered mass production[52]. - The company has developed two new devices for monitoring new pollutants, including the SUPEC 5220 online SPE-LC-MS/MS and SUPEC 5240 field online LC-MS/MS, enhancing its capabilities in environmental monitoring[79]. - The company has completed the development of the first generation of the proton transfer reaction time-of-flight mass spectrometer, entering the market promotion stage[104]. - The company has developed a high-sensitivity ODS continuous monitoring mass spectrometry system, filling a domestic gap in this field[104]. - The company has expanded its product categories in mass spectrometry, focusing on high-precision greenhouse gas monitoring products[104]. - The company's R&D investment amounted to ¥555,839,626.42 in 2023, representing 17.47% of total revenue, an increase from 16.41% in 2022[105]. Market and Industry Trends - The analysis instrument industry in China has surpassed ¥1 trillion in scale, indicating significant growth potential despite reliance on imports for high-end products[38]. - The report highlights the importance of technological advancements in driving the growth of the analytical instruments industry, which is expected to meet higher demands as new quality productivity evolves[41]. - The government aims to enhance the measurement performance and technical indicators of domestic instruments to reach or approach international advanced levels by 2025[42]. - The high-end analytical instrument industry is expected to see new development opportunities in the next 3-5 years due to increasing market demand and government support[122]. Governance and Compliance - The company has established a governance structure that complies with relevant laws and regulations, with no significant discrepancies noted[142]. - The board of directors consists of 5 members, including 3 independent directors, ensuring compliance with legal requirements[140]. - The company has implemented a transparent performance evaluation and incentive mechanism for its senior management[141]. - The company ensures timely and accurate information disclosure to all shareholders, enhancing transparency[141]. - The company has not faced any objections from directors regarding company matters during the reporting period[157]. - The internal control audit report received a standard unqualified opinion, indicating compliance with relevant regulations[178]. Social Responsibility and Sustainability - The company emphasizes its commitment to social responsibility, focusing on creating economic value while ensuring compliance with laws and regulations[181]. - The company aims to integrate green energy and low-carbon strategies into its sustainable development goals[182]. - The company is committed to social responsibility and aims to become an industry benchmark[133]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[180]. Employee Management - The total remuneration for directors, supervisors, and senior management in 2023 amounted to CNY 8.6467 million, a decrease of 19.8% compared to CNY 10.7864 million in 2022[155]. - The company emphasizes a competitive salary policy aligned with market standards and industry benchmarks[165]. - The company has established a comprehensive training system that includes various training forms such as internal training and external training[166]. - The total number of employees at the end of the reporting period was 5,986, with 2,464 in the parent company and 3,523 in major subsidiaries[163]. Risks and Challenges - The company continues to face various risks, including technical, market, and human resources risks, which are detailed in the management discussion section[7]. - The company faces significant technical risks due to the rapid emergence of innovative companies and technologies; failure to continuously develop new products could weaken its competitive advantage[125]. - The company has a high proportion of accounts receivable, which poses risks if clients, primarily government and large industrial enterprises, face financial difficulties; measures are in place to enhance cash flow management and collection efforts[127].

经本公司第四届董事会第十三次会议审议通过，聚光科技（杭州）股份有限 公司定于2024年5月15日14:00在杭州市滨江区滨安路760号聚光科技（杭州）股 份有限公司会议室召开公司2023年年度股东大会。现将有关事项通知如下： 一、召开会议基本情况： 1、股东大会届次：2023年年度股东大会。 证券代码：300203 证券简称：聚光科技 公告编号：2024-017 聚光科技（杭州）股份有限公司 关于召开2023年年度股东大会的通知 本公司及董事会全体成员保证公告内容真实、准确和完整，没有 虚假记载、误导性陈述或重大遗漏。 （2）网络投票：公司将通过深圳证券交易所交易系统和互联网投票系统向 股东提供网络形式的投票平台，公司股东应在本通知列明的有关时限内通过深圳 证券交易所的交易系统或互联网投票系统进行网络投票。 公司股东只能选择上述投票方式中的一种表决方式。同一表决权出现重复投 票的以第一次有效投票结果为准。 6、会议的股权登记日：2024年5月9日 2、会议召集人：公司董事会 3、会议召开的合法、合规性：经公司第四届董事会第十三次会议审议通过 决定召开2023年年度股东大会，召集程序符合有关法律、行政法规、部门 ...

聚光科技（杭州）股份有限公司 独立董事 2023 年度述职报告 各位股东及股东代表： 本人作为聚光科技（杭州）股份有限公司（以下简称"公司"）的独立董事， 在 2023 年度严格按照《公司法》、《证券法》、《上市公司独立董事管理办法》、《深圳 证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》、《公司章 程》、《独立董事制度》等相关法律、法规的规定和要求，在 2023 年度工作中，诚实、 勤勉、独立的履行职责，积极出席相关会议，认真审议董事会各项会议议案，并对 相关事项发表独立意见，切实维护公司和股东特别是中小股东的利益。现将 2023 年度履行独立董事职责情况向各位股东汇报如下： 一、基本情况 本人刘菁，1957 年出生，党员，中国国籍，无境外居留权，会计学教授，硕士 生导师，MBA 导师。1982 年 1 月毕业于东北财经大学基建财务与信用专业。1982 年 1 月至 2004 年 2 月于青海大学任教。2004 年 2 月至今浙江财经大学会计学院任教。 2021 年 5 月至今任公司独立董事。 在担任公司独立董事期间，本人未在公司担任除独立董事以外的任何职务，也 未在公司主要股东公司担 ...

聚光科技（杭州）股份有限公司 审 计 报 告 众环审字（2024）0300400号 目 录 起始页码 审计报告 财务报表 1 合并资产负债表 1 合并利润表 3 合并现金流量表 4 合并股东权益变动表 5 资产负债表 7 利润表 9 现金流量表 10 股东权益变动表 11 财务报表附注 13 审计报告 众环审字（2024）0300400 号 聚光科技（杭州）股份有限公司全体股东： 一、审计意见 我们审计了聚光科技（杭州）股份有限公司（以下简称：聚光科技公司）财务报表，包 括 2023 年 12 月 31 日的合并及公司资产负债表，2023 年度的合并及公司利润表、合并及公 司现金流量表、合并及公司股东权益变动表以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企业会计准则的规定编制，公允反映了 聚光科技公司 2023 年 12 月 31 日合并及公司的财务状况以及 2023 年度合并及公司的经营成 果和现金流量。 二、形成审计意见的基础 我们按照中国注册会计师审计准则的规定执行了审计工作。审计报告的"注册会计师对 财务报表审计的责任"部分进一步阐述了我们在这些准则下的责任。按照中国注册会计师职 ...

证券代码：300203 证券简称：聚光科技 公告编号：2024-011 一、拟续聘会计师事务所基本情况 （一）机构信息 1、基本信息 （1）机构名称：中审众环会计师事务所（特殊普通合伙） （2）成立日期：中审众环始创于 1987 年，是全国首批取得国家批准具有从 事证券、期货相关业务资格及金融业务审计资格的大型会计师事务所之一。根据 财政部、证监会发布的从事证券服务业务会计师事务所备案名单，本所具备股份 有限公司发行股份、债券审计机构的资格。2013 年 11 月，按照国家财政部等有 关要求转制为特殊普通合伙制。 聚光科技（杭州）股份有限公司 关于续聘会计师事务所的公告 本公司及董事会全体成员保证公告内容真实、准确和完整，没有 虚假记载、误导性陈述或重大遗漏。 聚光科技（杭州）股份有限公司（以下简称"公司"）于2024年4月21日召 开的第四届董事会第十三次会议、第四届监事会第十次会议，审议通过了《关于 续聘公司2024年度审计机构的议案》，同意续聘中审众环会计师事务所（特殊普 通合伙）（以下简称"中审众环"）为公司2024年度审计机构，期限一年，并提 交公司2023年年度股东大会审议，同时提请股东大会授权公 ...