2024 年年度股东大会 的 广东华商（长沙）律师事务所 关于 合纵科技股份有限公司 法律意见书 二〇二五年五月 法律意见书 广东华商（长沙）律师事务所 关于合纵科技股份有限公司 2024 年年度股东大会的 法律意见书 致：合纵科技股份有限公司 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、《上市公司股东会规则》（以下简称"《股 东会规则》"）等法律法规、其他规范性文件以及《合纵科技股份有限公司章程》（以 下简称"《公司章程》"）、《合纵科技股份有限公司股东大会议事规则》（以下简 称"《股东大会议事规则》"）的规定，广东华商（长沙）律师事务所（以下简称"本 所"）接受合纵科技股份有限公司（以下简称"公司"）的委托，指派本所律师出席 公司 2024 年年度股东大会（以下简称"本次股东大会"），并对本次股东大会的相 关事项进行见证并出具本法律意见书。 为出具本法律意见书，本所律师对本次股东大会所涉及的有关事项进行了审查， 查阅了相关会议文件，并对有关问题进行了必要的核查和验证。 本所出具本法律意见书是基于：公司向本所律师提供的文件和所作的陈述和说 明 ...

证券代码：300477 证券简称：ST 合纵 公告编号：2025-039 合纵科技股份有限公司 关于公司及控股公司之间提供担保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 1、公司拟与中信银行股份有限公司长沙分行（以下简称"中信银行"）签 订《最高额保证合同》，为湖南雅城与中信银行形成的债权提供连带责任保证担 保，担保的债权不超过人民币5,000万元（大写：伍仟万元整）。 2、合纵实科拟向北京银行股份有限公司中关村分行（以下简称"北京银行"） 特别提示： 合纵科技股份有限公司（以下简称"公司"）提供担保总额超过最近一期经 审计净资产100%，敬请投资者注意相关风险。 一、担保情况概述 公司分别于2025年4月28日、2025年5月22日召开了第七届董事会第三次会议 及2024年年度股东大会，会议审议通过了《关于2025年度向金融机构申请综合授 信额度预计及为子公司提供担保额度预计的议案》，同意公司为控股公司湖南雅 城新能源股份有限公司（以下简称"湖南雅城"）提供不超过180,000万元的连 带责任保证担保，同意公司为子公司北京合纵实科电力科技有限公司 ...

2024 年年度股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 特别提示： 1、本次股东大会未出现变更或否决议案的情形。 证券代码：300477 证券简称：ST 合纵 公告编号：2025-038 合纵科技股份有限公司 2、网络投票时间： 2、本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开情况 （一）股东大会届次 2024 年年度股东大会。 （二）召集人 本次股东大会的召集人为董事会。 （三）会议召开的合法性、合规性 本次股东大会的召集、召开符合有关法律、行政法规、部门规章、其他规范 性文件及《公司章程》的有关规定。 （四）会议召开时间 1、现场会议召开时间：2025 年 5 月 22 日下午 14:00 开始 （1）通过深圳证券交易所（"深交所"）交易系统进行网络投票的具体时间 为 2025 年 5 月 22 日 09:15-09:25，09:30-11:30，13:00-15:00； （2）通过深圳证券交易所互联网投票系统投票的具体时间为：2025 年 5 月 22 日 09:15-15:00 期间的任意时间。 （五）会议 ...

证券代码：300477 证券简称：ST 合纵 公告编号：2025-037 合纵科技股份有限公司 为规范公司募集资金管理，结合公司实际情况，进一步提高募集资金使用效 率，切实保护投资者权益，根据中国证监会《上市公司监管指引第 2 号——上 市公司募集资金管理和使用的监管要求》 《深圳证券交易所创业板股票上市规则》 《深圳证券交易所上市公司自律监管指引 2 号——创业板上市公司规范运作》 等相关规定，子公司天津合纵电力设备有限公司新增开立募集资金专项账户，并 授权公司管理层或其他指定的授权人士办理与本次开立募集资金专项账户及签 署募集资金监管协议等相关事项。 同意票数为9票；反对票数0票；弃权票数0票。 三、备查文件 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 一、会议召开情况 合纵科技股份有限公司（以下简称"公司"）第七届董事会第四次会议于2025 年5月19日在公司会议室以通讯表决方式召开。会议的通知于2025年5月15日以邮 件、微信等方式送达给全体董事。公司应出席会议董事九人，实际出席会议并表 决的董事九人。会议由董事长刘泽刚主持，监事会成员、董事会秘书 ...

一、会议召开情况 合纵科技股份有限公司（以下简称"公司"）第七届董事会第四次会议于2025 年5月19日在公司会议室以通讯表决方式召开。会议的通知于2025年5月15日以邮 件、微信等方式送达给全体董事。公司应出席会议董事九人，实际出席会议并表 决的董事九人。会议由董事长刘泽刚主持，监事会成员、董事会秘书及公司其他 高管列席了会议。会议的召开符合《公司法》和《公司章程》的有关规定。 二、会议表决情况 与会董事审议并表决通过了如下议案： 证券代码：300477 证券简称：ST 合纵 公告编号：2025-037 合纵科技股份有限公司 第七届董事会第四次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 三、备查文件 第七届董事会第四次会议决议。 特此公告。 合纵科技股份有限公司 董事会 2025 年 5 月 19 日 审议通过《关于新增募集资金专户并授权签订募集资金四方监管协议的议 案》 为规范公司募集资金管理，结合公司实际情况，进一步提高募集资金使用效 率，切实保护投资者权益，根据中国证监会《上市公司监管指引第 2 号——上 市公司募集资金管理和使用的监 ...

Group 1: Industry Outlook - The company is optimistic about the future of the electric power and lithium battery cathode materials sectors, expecting sustained growth over the next 5-10 years due to advancements in artificial intelligence and renewable energy [1] - The second half of the year is anticipated to reach supply-demand balance in the new materials industry, with high growth rates in demand [1] Group 2: Financial Performance - In 2024, the company reported a revenue of CNY 264,982.71 million, a decrease of 10.33% year-on-year [2] - The operating profit was CNY -114,075.17 million, down 31.43% compared to the previous year [2] - The net profit attributable to shareholders was CNY -63,124.96 million, showing a slight increase of 1.88% year-on-year [2] Group 3: Subsidiary Performance - Tianjin Maolian has been temporarily shut down since April 2024 due to funding shortages and market conditions, impacting revenue for Q4 2024 and Q1 2025 [3][6] - The reported revenue for Tianjin Maolian was CNY 294 million, with an operating profit of CNY 570 million and a net profit of CNY -870 million, which was later confirmed to be accurate [3] Group 4: Cash Flow and Management - The company is experiencing tight cash flow, but other subsidiaries are still operational [10] - The company is actively managing its market value through compliance governance, stable operational development, and enhanced investor relations [5][7] Group 5: Future Growth Drivers - Future growth is expected to be driven by the electric power sector's upgrades and the increasing demand in the new energy vehicle and energy storage markets [9]

合纵科技股份有限公司(以下简称"公司")2024 年度财务报告内部控制被 中兴财光华会计师事务所（特殊普通合伙）（以下简称"中兴财光华"）出具了 否定意见的审计报告。根据《深圳证券交易所创业板股票上市规则》第 9.4 条第 （四）项规定，公司出现"（四）最近一个会计年度财务报告内部控制被出具无 法表示意见或者否定意见的审计报告，或者未按照规定披露财务报告内部控制审 计报告"的情形，公司股票交易被深圳证券交易所实施其他风险警示；根据《深 圳证券交易所创业板股票上市规则》第 10.4.4 条第（五）项规定，上市公司出 现"首个会计年度财务报告内部控制被出具无法表示意见或者否定意见的审计报 告，或者未按照规定披露财务报告内部控制审计报告"的情形，上市公司应当立 即披露股票交易可能被实施退市风险警示的风险提示公告。具体内容详见公司于 2025 年 4 月 29 日在巨潮资讯网披露的《关于公司股票被实施其他风险警示暨股 票停复牌、可能被实施退市风险警示的提示性公告》。 证券代码：300477 证券简称：ST 合纵 公告编号：2025-036 合纵科技股份有限公司 关于公司股票被实施其他风险警示相关事项的进展 公告 本公 ...

Group 1: New Stock Offerings - ST Xinchao (600777) has a tender offer period from April 23, 2025, to May 22, 2025[1] - Puli Tui (300630) has 7 trading days remaining until the last trading day[1] - ST Zhongcheng (300208) reported severe abnormal fluctuations[1] Group 2: Trading Alerts - Jintai (300225) and other stocks are under observation for trading alerts due to abnormal fluctuations[1] - ST Yida (600608) and ST Huke (600608) are also flagged for trading alerts[1] - Multiple stocks including ST Shengda (002259) and ST Yushun (002289) are under scrutiny for trading activities[1] Group 3: Recent Announcements - Guofang Group (601086) and other companies have made recent announcements regarding their stock activities[1] - A total of 7 trading days remain for several stocks approaching their last trading day[1] - Various companies including ST Huada (603580) and ST Aiai (603580) have made recent disclosures[1]

Investment Rating - The report maintains an "Overweight" rating for the power equipment and new energy industry [2] Core Insights - In Q1 2025, national grid engineering investment reached 95.6 billion yuan, a year-on-year increase of 24.8% [42] - The report highlights the rapid growth trend in grid investment and suggests focusing on leading companies benefiting from increased domestic infrastructure investment [3][67] Market Review - As of May 8, 2025, the Shenwan power equipment industry rose by 4.41% over the past two weeks, outperforming the CSI 300 index by 2.60 percentage points, ranking 7th among 31 industries [10] - The wind power equipment sector increased by 4.57%, the photovoltaic equipment sector by 5.69%, and the battery sector by 4.06% during the same period [11][12] Valuation and Industry Data - As of May 8, 2025, the price-to-earnings (P/E) ratio for the power equipment sector is 24.50 times, with sub-sectors showing varied P/E ratios: motors at 51.04, photovoltaic equipment at 17.54, and wind power equipment at 30.52 [25][21] - The report indicates that the photovoltaic equipment sector has seen a year-to-date decline of 13.31%, while the motor sector has increased by 22.44% [15] Company Announcements - The report notes that leading companies such as Zhongchao Holdings, Huamin Co., and Zhenjiang Co. have shown significant stock price increases of 38.95%, 29.66%, and 28.37% respectively over the past two weeks [17] - Conversely, companies like Huaxi Energy, Mubang High-tech, and Hezhong Technology have experienced declines of 28.74%, 28.38%, and 26.91% respectively [18]

Summary of Key Points Core Viewpoint - The article discusses the legal framework for investor compensation under the Securities Law, specifically Article 85, which holds information disclosure obligors accountable for losses incurred by investors due to false statements or omissions in securities-related documents. A total of 124 stocks have been identified for which investors may file claims for compensation [1]. Group 1: Legal Framework and Compensation Conditions - Article 85 of the Securities Law mandates that if information disclosure obligors fail to disclose information as required or if their disclosures contain false statements or significant omissions, they are liable for compensation to investors who suffer losses [1]. - Investors must file claims within a specified statute of limitations; failure to do so will result in the loss of the right to sue, even if they meet the conditions for compensation [1]. Group 2: List of Stocks Eligible for Claims - A total of 124 stocks have been compiled for which investors can pursue claims. Some cases have already seen successful outcomes or substantial progress, with certain investors having received compensation [1]. - The list includes various companies with specific time frames for eligible claims, such as: - Ningke Biological (2022-11-22 to 2023-04-05) - Successful claim [1] - Zhitong Century (2018-04-03 to 2022-11-04) - Successful claim, compensation received [1] - Haiyue Energy (2021-08-31 to 2023-04-28) - Ongoing case [1]. Group 3: Successful Cases and Legal Support - Numerous successful compensation cases have been reported by lawyer Wang Jinlong from Shanghai Zhenya Law Firm, including companies like Annie Co., Baibolong, and Shandong Molong [4]. - Investors are advised to prepare specific documentation for claims, including transaction records and identification documents, which will be handled by the lawyer once the claim conditions are confirmed [5]. Group 4: Legal Representation and Fees - The law firm operates on a risk-based fee model, meaning investors do not need to pay upfront legal fees. Fees are only charged after a successful claim and receipt of compensation [5].