证券代码：300477 证券简称：合纵科技 公告编号：2025-035 一、股票的种类、简称、证券代码、实施风险警示的起始日以及日涨跌幅 限制 1、股票种类：人民币普通股 A 股； 合纵科技股份有限公司 关于公司股票被实施其他风险警示暨股票停复牌、可 能被实施退市风险警示的提示性公告 本公司及董事会全体成员保证公告的内容真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏。 特别提示： 1、合纵科技股份有限公司（以下简称"公司""合纵科技"）2024 年度内 部控制审计机构中兴财光华会计师事务所（特殊普通合伙）（以下简称"中兴 财光华"）对公司于 2024 年 12 月 31 日财务报告内部控制有效性出具了否定意 见的内部控制审计报告，上市公司出现该情形的，根据《深圳证券交易所创业 板股票上市规则》第 9.4 条第（四）项的规定，公司股票交易将被实施其他风 险警示。 2、公司 2024 年度内部控制审计机构中兴财光华对公司于 2024 年 12 月 31 日财务报告内部控制有效性出具了否定意见的内部控制审计报告，上市公司首 个会计年度出现该情形的，根据《深圳证券交易所创业板股票上市规则》第 10.4.4 ...

一、主要会计数据和财务指标 | 名称 | 持有数量(万股) | 占总股本比例(%) | 增减情况(万股) | | --- | --- | --- | --- | | 刘泽刚 | 3178.55 | 3.40 | 不变 | | 张仁增 | 1666.34 | 1.78 | 不变 | | 韦强 | 1340.00 | 1.43 | 不变 | | 张秀 | 895.54 | 0.96 | 350.65 | | 何昀 | 686.76 | 0.73 | -1073.51 | | 朱恺 | 654.00 | 0.70 | 51.00 | | 章彪 | 529.30 | 0.57 | 新进 | | 冯英伟 | 452.26 | 0.48 | -75.00 | | 韦永龙 | 424.61 | 0.45 | 新进 | | 琚存旭 | 394.86 | 0.42 | -76.07 | | | 较上个报告期退出前十大股东有 | | | | 高星 | 677.92 | 0.72 | 退出 | | 韩燕煦 | 434.25 | 0.46 | 退出 | 三、分红送配方案情况 不分配不转增 数据四舍五入，查看更多财务数据>> 二、前1 ...

Revenue and Profitability - The company's revenue for Q1 2025 was ¥340,021,994.58, a decrease of 51.57% compared to ¥702,062,090.87 in the same period last year[5] - The net loss attributable to shareholders was ¥31,833,936.36, an improvement of 45.92% from a loss of ¥58,867,320.54 in the previous year[5] - Basic and diluted earnings per share improved to -¥0.0297 from -¥0.0564, reflecting a 47.34% reduction in loss per share[5] - Net loss for the current period was ¥66,849,929.36, an improvement from a net loss of ¥80,632,885.19 in the previous period, representing a 17.1% reduction in losses[22] Cash Flow and Liquidity - The net cash flow from operating activities was ¥90,512,135.34, a significant increase of 224.71% compared to a negative cash flow of ¥72,578,907.40 in the same period last year[5] - The net cash flow from operating activities was ¥90,512,135.34, a significant recovery from a negative cash flow of ¥72,578,907.40 in the previous period[24] - Cash received from sales of goods and services increased to ¥583,188,415.35 from ¥471,335,996.53, a growth of 23.7%[24] - Cash and cash equivalents at the end of the period totaled $57.78 million, a decrease from $91.60 million year-over-year[25] - The net increase in cash and cash equivalents for the period was $25.68 million, contrasting with a significant decrease of $486.44 million in the previous period[25] Operating Costs and Expenses - The company reported a 51.85% decrease in operating costs, amounting to ¥309,795,968.10, attributed to the decline in revenue[10] - Total operating costs decreased to ¥432,203,019.12 from ¥809,218,228.12, reflecting a reduction of 46.5%[21] - Research and development expenses decreased by 44.81% to ¥16,184,450.23, indicating reduced investment in R&D[10] - Research and development expenses decreased to ¥16,184,450.23 from ¥29,323,153.40, a reduction of 44.8%[21] Assets and Liabilities - Total assets at the end of the reporting period were ¥5,265,547,775.93, down 2.80% from ¥5,417,294,104.48 at the end of the previous year[5] - Total liabilities decreased from ¥4,749,218,999.82 to ¥4,685,258,858.47, a reduction of approximately 1.3%[20] - The company's short-term borrowings decreased from ¥1,324,148,335.60 to ¥1,173,401,726.24, a decline of about 11.4%[20] - The total equity attributable to the parent company decreased to ¥1,089,509,899.56 from ¥1,121,343,835.92, a decline of 2.8%[21] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 57,642, with the top ten shareholders holding significant stakes[11] - The total number of restricted shares at the beginning was 136,540,578, with 55,390,550 shares released during the period, resulting in an ending balance of 81,168,128 shares[15] Other Income and Financing Activities - Other income increased by 283.26% to ¥13,682,242.70, driven by new government subsidies and input tax deductions[10] - The company recorded an increase in other income to ¥13,682,242.70 from ¥3,569,930.14, a growth of 283.5%[21] - Net cash flow from financing activities was -$61.41 million, compared to -$24.17 million in the previous period, indicating a decline in financing efficiency[25] - Total cash inflow from financing activities was $564.23 million, down from $707.03 million in the previous period, reflecting reduced capital raising efforts[25] - Cash outflow for debt repayment was $604.19 million, compared to $685.31 million in the previous period, showing a decrease in debt servicing[25]

Financial Performance - The company reported a net loss due to low prices of lithium battery cathode materials, particularly phosphoric iron, which affected gross margins and net profit[6]. - The company recognized impairment provisions for inventory and receivables, and also recorded goodwill impairment related to its acquisition of Hunan Yacheng[6]. - The company's operating revenue for 2024 was ¥2,649,827,051.42, a decrease of 10.33% compared to ¥2,954,985,646.13 in 2023[23]. - The net profit attributable to shareholders for 2024 was -¥631,249,596.92, showing a slight improvement of 1.88% from -¥643,354,377.43 in 2023[23]. - The cash flow from operating activities improved significantly to ¥363,630,223.91 in 2024, compared to -¥2,043,579,458.78 in 2023, marking a 117.79% increase[23]. - The total assets at the end of 2024 were ¥5,417,294,104.48, a decrease of 44.08% from ¥9,688,182,135.23 at the end of 2023[23]. - The net assets attributable to shareholders decreased by 39.01% to ¥1,121,343,835.92 at the end of 2024 from ¥1,838,629,431.03 at the end of 2023[23]. - The basic and diluted earnings per share for 2024 were both -¥0.59, a slight improvement of 1.67% from -¥0.60 in 2023[23]. - The company reported a significant increase in cash flow from operating activities in Q2 2024, reaching ¥109,021,572.21, compared to -¥72,578,907.40 in Q1 2024[26]. - The company experienced a net loss of -¥450,668,455.07 in Q4 2024, which was the largest quarterly loss compared to previous quarters[25]. Market Trends and Industry Outlook - The overall industry for lithium battery cathode materials is experiencing slight setbacks due to capacity and competition, but long-term growth prospects remain positive[8]. - In 2024, China's lithium-ion battery cathode material shipment is projected to reach 3.292 million tons, representing a year-on-year growth of 32.9%, primarily driven by lithium iron phosphate (LFP) materials[43]. - The shipment of lithium iron phosphate materials is expected to reach 2.427 million tons in 2024, with a significant year-on-year increase of 48.2%, capturing a market share of 73.7% in the cathode material sector[43]. - The total industry output value of lithium-ion battery cathode materials in China is forecasted to decline by 34.9% in 2024, amounting to 209.62 billion yuan, which is a substantial decrease compared to the peak in 2022[43]. - The penetration rate of new energy vehicles in China is expected to reach 40.9% in 2024, an increase of 9.3 percentage points compared to 2023[46]. - The competitive landscape among upstream material manufacturers is intensifying, leading to a continued decline in product prices into 2024[43]. - The demand for energy storage continues to grow, with global energy storage battery shipments expected to reach 369.8 GWh in 2024, a year-on-year increase of 64.9%, with Chinese companies accounting for 93.5% of the total shipments[47]. Company Strategy and Operations - The company plans to enhance market expansion efforts, strengthen R&D capabilities, and implement diversified cost control measures to improve core competitiveness and profitability[9]. - The company will not distribute cash dividends, issue bonus shares, or increase capital from reserves for the fiscal year[10]. - The company is positioned in the power equipment manufacturing industry, which is expected to grow due to increased investments in power generation and grid infrastructure, with a reported investment of ¥11,687 billion in 2024, up 12.1% year-on-year[36]. - The company's main business includes power distribution and lithium battery cathode materials, focusing on research, manufacturing, and sales of related products[48]. - The company aims to enhance its market position through continuous innovation in energy storage technologies and expansion into new markets[47]. - The company has established a technology center in Hunan, focusing on the development of new generation high-pressure lithium battery materials, including doped cobalt oxide and iron phosphate[59]. Research and Development - The company has developed doped cobalt oxide (Co3O4) with a particle size of 15-20μm, which enhances the capacity of lithium cobalt oxide by 7%[56]. - The company is focusing on developing high-quality KYN61/KYN28 series high-voltage switchgear to meet the growing demands of users and the State Grid bidding market[95]. - The company has completed the research and development of high-voltage vacuum load switches for new energy box transformers in 2024, enhancing its competitiveness in the market[97]. - The company is committed to developing compact products to meet the growing demand for energy solutions in urban areas, particularly in old residential communities[96]. - The company has initiated a plan to strengthen the management and control of its subsidiaries, although specific integration plans are not applicable at this time[198]. Financial Management and Governance - The company has implemented a performance assessment system for executive remuneration based on profitability and individual performance[168]. - The company has faced regulatory penalties for failure to disclose related party transactions, with Chairman Liu Zegang fined 3 million CNY[167]. - The company reported significant omissions in its 2022 annual report regarding related party transactions, leading to warnings and fines for multiple executives[167]. - The company is actively managing its governance and compliance to avoid future penalties and ensure transparency[167]. - The company has established a fair and transparent performance evaluation and incentive mechanism for senior management, including a restricted stock incentive plan[150]. Challenges and Risks - The company is actively seeking to improve Tianjin Maolian's asset quality and capital structure to enhance its risk resilience[141]. - Financial risks are anticipated due to changes in financing channels and credit policies, which may impact project investment returns[137]. - The lithium battery cathode materials sector faces potential overcapacity risks due to rapid market expansion and increased competition from industry leaders[138]. - The gross margin for lithium battery cathode materials has significantly decreased due to raw material price volatility and market competition[140]. - Tianjin Maolian, a subsidiary, is currently facing operational challenges and liquidity risks due to external financing difficulties and market conditions[141].

证券代码：300477 证券简称：合纵科技 公告编号：2025-021 合纵科技股份有限公司 关于公司股票交易可能被实施其他风险警示的提示 性公告 一、风险警示的情况说明 根据《深圳证券交易所创业板股票上市规则》第 9.4 条第（四）项的规定， 上市公司出现"最近一个会计年度财务报告内部控制被出具无法表示意见或者否 定意见的审计报告，或者未按照规定披露财务报告内部控制审计报告"情形的， 公司股票交易将被实施其他风险警示。 公司在与审计机构中兴财光华沟通财务报告内部控制审计工作进展时，中兴 财光华认为公司于 2024 年 12 月 31 日未能按照《企业内部控制基本规范》和相 关规定在所有重大方面保持有效的财务报告内部控制，将出具否定意见的内部控 制审计报告。如公司内部控制审计报告被出具否定意见，公司股票交易将被实施 其他风险警示。目前公司正积极配合审计机构审计工作，尽最大努力消除影响内 部控制审计意见类型的风险事项。 二、风险提示 1、若公司 2024 年度的财务报告内部控制被出具否定意见的审计报告，根据 《深圳证券交易所创业板股票上市规则》的规定，公司股票将在《2024 年年度 报告》披露后被实施其他风险警 ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、担保贷款逾期情况概述 合纵科技股份有限公司（以下简称"公司"）分别于 2021 年 11 月 30 日、 2021 年 12 月 16 日召开第五届董事会第五十八次会议、2021 年第十一次临时股 东大会审议通过了《关于公司为公司关联方银行授信业务提供担保暨关联交易的 议案》，同意为天津市茂联科技有限公司（以下简称"天津茂联"）与中关村科 技租赁股份有限公司（以下简称"中关村租赁"）融资租赁业务提供担保，担保 金额不超过 5,000 万元人民币，担保方式为连带责任担保，担保期限三年。具体 详见公司于 2021 年 12 月 1 日在巨潮资讯网披露的《关于公司为公司关联方银 行授信业务提供担保暨关联交易的公告》。 截至目前，该笔担保贷款已到期，天津茂联未能按照约定偿还贷款本金 746.45 万元人民币。 二、担保贷款累计逾期情况 证券代码：300477 证券简称：合纵科技 公告编号：2025-020 合纵科技股份有限公司 关于公司为控股公司担保贷款逾期的公告 注：（1）上述逾期金额及担保余额不包括滞纳金、罚息等 ...

证券代码：300477 证券简称：合纵科技 公告编号：2025-019 合纵科技股份有限公司 关于公司及控股公司之间提供担保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 合纵科技股份有限公司（以下简称"公司"）提供担保总额超过最近一期经 审计净资产100%，敬请投资者注意相关风险。 一、担保情况概述 公司分别于2024年4月26日、2024年5月17日召开了第六届董事会第三十六次 会议及2023年年度股东大会，会议审议通过了《关于2024年度向金融机构申请综 合授信额度预计及为子公司提供担保额度预计的议案》，同意公司为控股公司湖 南雅城新能源股份有限公司（以下简称"湖南雅城"）提供不超过220,000万元 的连带责任保证担保（包括新增的担保、已生效并正在执行的担保及原有担保的 展期或续保），担保额度期限自公司2023年年度股东大会审议通过之日起12个月 内有效，湖南雅城为公司向湖南雅城实施担保事项提供全额的连带责任保证反担 保。同时，公司股东大会授权公司管理层代表公司在股东大会批准的担保额度内 办理上述担保事宜，签署相关法律文件。具体详见 ...

证券代码：300477 证券简称：合纵科技 公告编号：2025-018 合纵科技股份有限公司 2025 年第三次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 特别提示： 1、本次股东大会未出现变更或否决议案的情形。 2、本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开情况 （一）股东大会届次 2025 年第三次临时股东大会。 （二）召集人 本次股东大会的召集人为董事会。 （六）股权登记日 （三）会议召开的合法性、合规性 本次股东大会的召集、召开符合有关法律、行政法规、部门规章、其他规范 性文件及《公司章程》的有关规定。 （四）会议召开时间 1、现场会议召开时间：2025 年 3 月 24 日下午 14:30 开始 2、网络投票时间： （1）通过深圳证券交易所（"深交所"）交易系统进行网络投票的具体时间 为 2025 年 3 月 24 日 09:15-09:25，09:30-11:30，13:00-15:00； （2）通过深圳证券交易所互联网投票系统投票的具体时间为：2025 年 3 月 24 日 09:15-15:00 ...

广东华商（长沙）律师事务所 法律意见书 二〇二五年三月 法律意见书 广东华商（长沙）律师事务所 关于合纵科技股份有限公司 2025 年第三次临时股东大会的 法律意见书 关于 合纵科技股份有限公司 2025 年第三次临时股东大会 的 致：合纵科技股份有限公司 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和 国证券法》（以下简称"《证券法》"）、《上市公司股东大会规则》（以下简称"《股 东大会规则》"）等法律法规、其他规范性文件以及《合纵科技股份有限公司章程》 （以下简称"《公司章程》"）、《合纵科技股份有限公司股东大会议事规则》（以 下简称"《股东大会议事规则》"）的规定，广东华商（长沙）律师事务所（以下简 称"本所"）接受合纵科技股份有限公司（以下简称"公司"）的委托，指派本所律 师出席公司 2025 年第三次临时股东大会（以下简称"本次股东大会"），并对本次 股东大会的相关事项进行见证并出具本法律意见书。 为出具本法律意见书，本所律师对本次股东大会所涉及的有关事项进行了审查， 查阅了相关会议文件，并对有关问题进行了必要的核查和验证。 本所出具本法律意见书是基于：公司向本所律师提供的文 ...

证券代码：300477 证券简称：合纵科技 公告编号：2025-017 合纵科技股份有限公司 关于股东所持部分公司股份被司法拍卖完成过户暨 权益变动的提示性公告 本公司及董事会全体成员保证公告的内容真实、准确和完整，没有虚假记 载、误导性陈述或者重大遗漏。 风险提示： 一、本次司法拍卖的进展情况 1、刘泽刚先生、韦强先生、张仁增先生三人因未偿还宜宾市叙州区创益产 业投资有限公司到期债务，导致其三人合计持有的 92,423,654 股股份公开拍 卖。公司于 2024 年 12 月 18 日在巨潮资讯网披露了《关于股东所持部分公司股 份将被司法拍卖的提示性公告》，于 2025 年 1 月 17 日披露了《关于股东所持部 分公司股份司法拍卖流拍的公告》，于 2025 年 2 月 14 日披露了《关于股东所持 部分公司股份将被第二次司法拍卖的提示性公告》。 2、根据淘宝网司法拍卖网络平台发布的《网络竞价成功确认书》显示，网 络拍卖竞价结果如下：竞买人张寿春、安忠歌通过竞买号 S4362 于 2025/03/03 10:00:00 在四川省宜宾市中级人民法院于阿里拍卖平台开展的"拍卖被执行人 刘泽刚、韦强、张仁增持有的 ...