海通证券股份有限公司 关于博创科技股份有限公司 2024 年度募集资金存放与使用情况的核查意见 海通证券股份有限公司（以下简称"海通证券"或"保荐机构"）作为博创科技 股份有限公司（以下简称"博创科技"或"公司"）向特定对象发行股票持续督导保 荐机构，根据《证券发行上市保荐业务管理办法》《上市公司监管指引第2号—— 上市公司募集资金管理和使用的监管要求》《深圳证券交易所创业板股票上市规 则》《深圳证券交易所上市公司自律监管指引第13号——保荐业务》《深圳证券交 易所上市公司自律监管指引第2号——创业板上市公司规范运作》等有关规定， 对博创科技2024年度募集资金的存放和使用情况进行了核查，具体情况如下： 一、募集资金的基本情况 （一）实际募集资金金额和资金到账时间 1、2021年向特定对象发行股票 根据中国证券监督管理委员会《关于同意博创科技股份有限公司向特定对象 发行股票注册的批复》（证监许可〔2020〕2083号），公司由主承销商国泰君安证 券股份有限公司采用代销方式，向特定对象非公开发行人民币普通股（A股）股 票22,576,136股，发行价为每股人民币27.71元，共计募集资金62,558.47万元， ...

海通证券股份有限公司关于博创科技股份有限公司 2024 年度跟踪报告 | 保荐机构名称：海通证券股份有限公司 | 被保荐公司简称：博创科技 | | --- | --- | | 保荐代表人姓名：江煌 | 联系电话：021-23187313 | | 保荐代表人姓名：彭成浩 | 联系电话：021-23187737 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1、公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 次 0 | | 2、督导公司建立健全并有效执行规章制度的 | | | 情况 | | | （1）是否督导公司建立健全规章制度（包括 但不限于防止关联方占用公司资源的制度、募 | | | 集资金管理制度、内控制度、内部审计制度、 | 是 | | 关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3、募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月一次 | | （2）公司募集资金项目进展是否与信息披露 | 是 | | 文件一致 | | | 4、公司 ...

国浩律师（北京）事务所 关于 博创科技股份有限公司 北京 上海 深圳 杭州 天津 昆明 广州 成都 宁波 福州 西安 南京 南宁 香港 巴黎 地址：北京市朝阳区东三环北路38号泰康金融大厦9层 邮编：100026 电话：010-65890699 传真：010-65176800 电子信箱：bjgrandall@grandall.com.cn 网址：http://www.grandall.com.cn 1 国浩律师（北京）事务所 关于博创科技股份有限公司 2021 年股票期权激励计划首次授予 2021 年股票期权激励计划首次授予第三期条件成就 及注销部分股票期权事项的法律意见书 为出具本法律意见书，本所律师根据有关法律、法规、规范性文件的规定和 本所业务规则的要求，本着审慎性及重要性原则对有关文件资料和事实进行了核 查和验证。 2 第一部分 律师声明事项 为出具本法律意见书，本所律师作出如下声明： 1、本所及经办律师依据《证券法》、《律师事务所从事证券法律业务管理 办法》和《律师事务所证券法律业务执业规则（试行）》等规定及本法律意见书 出具之日以前已经发生或者存在的事实，严格履行了法定职责，遵循了勤勉尽责 和诚实 ...

自 2024 年 1 月 1 日 至 2024 年 12 月 31 日止年度财务报表 博创科技股份有限公司 2024 年年度审计报告 毕马威华振会计师事务所 (特殊普通合伙) 中国北京 东长安街 1 号 东方广场毕马威大楼 8 层 邮政编码:100738 电话 +86 (10) 8508 5000 传真 +86 (10) 8518 5111 网址 kpmg.com/cn 审计报告 毕马威华振审字第 2508241 号 博创科技股份有限公司全体股东： 一、审计意见 我们审计了后附的博创科技股份有限公司 (以下简称"博创科技") 财务报表，包括 2024 年 12 月 31 日的合并及母公司资产负债表，2024 年度的合并及母公司利润表、合并及母公司 现金流量表、合并及母公司股东权益变动表以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照中华人民共和国财政部颁布的企业会计准 则 (以下简称"企业会计准则") 的规定编制，公允反映了博创科技 2024 年 12 月 31 日的合并 及母公司财务状况以及 2024 年度的合并及母公司经营成果和现金流量。 二、形成审计意见的基础 我们按照中国注册会计师审 ...

海通证券股份有限公司 关于博创科技股份有限公司 2024 年度持续督导的培训情况报告 海通证券股份有限公司（以下简称"海通证券"或"保荐机构"）作为博创科技 股份有限公司（以下简称"博创科技"或"公司"）向特定对象发行股票持续督导保 荐机构，根据《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》、 《深圳证券交易所上市公司自律监管指引第 2 号-创业板上市公司规范运作》，于 2025 年 3 月 19 日对董事、监事、高级管理人员、部分中层以上管理人员及上市 公司控股股东等相关人员进行了专门培训，督促其认真学习培训内容，本次培训 的具体情况如下： | 培训时间 | 月 2025 3 | 年 | 19 | 日 | | --- | --- | --- | --- | --- | | 培训地点 | 公司会议室 | | | | | 培训主题 | 上市公司规范运作、上市公司募集资金使用与管理、对外投 | | | | | | 资 | | | | | 培训讲师 | 江煌、王茗茗 | | | | | 参加培训人员 | 公司董事、监事、高级管理人员、部分中层以上管理人员及 | | | | | | 公司控股股东 | ...

博创科技股份有限公司 独立董事2024年度述职报告 各位股东及股东代表： 作为博创科技股份有限公司（以下简称"公司"）的独立董事，本 人严格按照《深圳证券交易所创业板股票上市规则》《深圳证券交易 所上市公司自律监管指引第 2 号——创业板上市公司规范运作》《上 市公司独立董事管理办法》等相关法律法规和公司章程、独立董事工 作细则等公司相关规定和要求，认真履行职责，积极出席相关会议， 对公司董事会审议的相关事项发表独立客观的意见，充分发挥独立董 事的独立作用，切实维护了公司的整体利益和全体股东尤其是中小股 东的合法权益。 一、基本情况 本人李璐，1979 年出生，中南财经政法大学会计学院教授、博 士生导师，管理学博士，北京大学光华管理学院博士后。中国注册会 计师（CPA）、英国特许公认注册会计师（ACCA）并拥有法律职业 资格。湖北省首届会计领军人才，财政部国际化高端会计人才。财政 部中国注册会计师协会访问研究员、技术专家，国家社科基金成果评 审专家，湖北省社科专家库成员，湖北省审计学会副秘书长，湖北省 审计专业高级职务评审专家。民革湖北省委会委员，中南财经政法大 学支部主委。湖北省民革经济专业委员会副主任委员 ...

博创科技股份有限公司 独立董事2024年度述职报告 博创科技股份有限公司 独立董事 2024 年度述职报告 （胡立君） 各位股东及股东代表： 作为博创科技股份有限公司（以下简称"公司"）的独立董事，本 人严格按照《深圳证券交易所创业板股票上市规则》《深圳证券交易 所上市公司自律监管指引第 2 号——创业板上市公司规范运作》《上 市公司独立董事管理办法》等相关法律法规和公司章程、独立董事工 作细则等公司相关规定和要求，认真履行职责，积极出席相关会议， 对公司董事会审议的相关事项发表独立客观的意见，充分发挥独立董 事的独立作用，切实维护了公司的整体利益和全体股东尤其是中小股 东的合法权益。 一、基本情况 本人胡立君，1962 年出生，中南财经大学产业经济学博士。历 任中南财经政法大学讲师、副教授、MBA 学院院长、研究生院院长 等职务，现任中南财经政法大学教授、博士生导师、数字经济研究院 院长，中国工业经济学会副理事长，湖北省工业经济学会会长，教育 部高等教学评估中心本科合格评估专家、本科审核评估专家、本科专 业认证专家，湖北省企业管理现代化成果评审专家，宁波银球科技股 份有限公司独立董事（非上市公司）,内蒙古都 ...

博创科技股份有限公司 独立董事2024年度述职报告 博创科技股份有限公司 独立董事 2024 年度述职报告 （田宏） 各位股东及股东代表： 作为博创科技股份有限公司（以下简称"公司"）的独立董事，本 人严格按照《深圳证券交易所创业板股票上市规则》《深圳证券交易 所上市公司自律监管指引第 2 号——创业板上市公司规范运作》《上 市公司独立董事管理办法》等相关法律法规和公司章程、独立董事工 作细则等公司相关规定和要求，认真履行职责，积极出席相关会议， 对公司董事会审议的相关事项发表独立客观的意见，充分发挥独立董 事的独立作用，切实维护了公司的整体利益和全体股东尤其是中小股 东的合法权益。 一、基本情况 本人田宏，1961 年出生，美国麻省理工大学机械专业博士。1990 年至 1993 年任美国 Hoya Electronics 研发工程师，1993 年至 1995 年 任 Conner Peripheral 硬件集成高级工程师，1996 年至 2022 年先后任 TDK 中华区董事长兼 CEO，新科实业有限公司（TDK 全资子公司） 总裁，新科实业有限公司董事长兼 CEO，TDK 微致动器事业部总经 理。2022 ...

Financial Data and Indicators - Basic earnings per share decreased to 0.2500 yuan in 2024 from 0.3000 yuan in 2023, a decline of 16.67% [1] - Net profit for 2024 was 0.72 billion yuan, down 11.11% from 0.81 billion yuan in 2023 [1] - Operating revenue increased to 17.47 billion yuan in 2024, a growth of 4.3% compared to 16.75 billion yuan in 2023 [1] - Return on equity (ROE) decreased to 4.28% in 2024 from 4.52% in 2023, a decline of 5.31% [1] - The total number of shares held by the top ten unrestricted shareholders is 10,385.71 million shares, accounting for 38.91% of the circulating shares, with an increase of 1,083.92 million shares compared to the previous period [1] Shareholder Structure - Changfei Optical Fiber Cable Co., Ltd. holds 3,338.41 million shares, representing 12.51% of total share capital, unchanged from the previous period [2] - Zhu Wei holds 3,165.51 million shares, accounting for 11.86% of total share capital, also unchanged [2] - Hong Kong Central Clearing Limited increased its holdings by 370.30 million shares, now holding 598.71 million shares, which is 2.24% of total share capital [2] - New entrants to the top ten shareholders include Manulife Transformation Opportunities Stock A with 437.12 million shares (1.64%) and several other funds [2] Dividend Distribution - The company announced a dividend distribution of 0.8 yuan per share (including tax) [3]

Dividend Distribution - The company plans to distribute a cash dividend of 0.8 RMB per 10 shares (including tax) to all shareholders, with no bonus shares issued[3]. - The total distributable profit for the year is 380,274,710.56 RMB, with cash dividends accounting for 100% of the profit distribution[165]. - The cash dividend distribution plan has been approved by the board and will be executed on June 13, 2024[163]. - The company has achieved a cumulative cash dividend of RMB 196.08 million from 2016 to 2023, with a total of RMB 150.51 million distributed in the last three years, accounting for 33.82% of the net profit attributable to shareholders during that period[111]. Financial Performance - The company’s total revenue for the last fiscal year was reported at 800 million RMB, marking a 12% increase compared to the previous year[12]. - The company’s net profit margin for the reporting period was reported at 20%, indicating strong operational efficiency[12]. - The company achieved total revenue of 1.747 billion yuan, a year-on-year increase of 4.30%, with domestic sales contributing 973 million yuan (55.66%) and overseas sales 775 million yuan (44.34%)[45]. - The net profit attributable to shareholders for 2024 was ¥72,070,022.20, a decrease of 11.54% from ¥81,470,203.78 in 2023[19]. - The company reported a significant increase in cash flow from operating activities in the third quarter, reaching ¥133,300,125.68[21]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion in Q3 2023, representing a 20% year-over-year growth[1]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion yuan, representing a year-over-year growth of 15%[140]. Research and Development - The company reported a significant focus on research and development in silicon photonics technology, which integrates optical and electronic components on a single chip[12]. - The company aims to enhance its product offerings by launching new optical modules and active optical cables in the next quarter[12]. - The company is focusing on R&D for new products in the fields of PLC optical splitters, PON optical transceivers, and DWDM devices, aiming to meet the growing demand in the telecom and data communication markets[30]. - The company has maintained R&D expenditure of 114 million yuan, accounting for 6.55% of total revenue, focusing on the development of 50G PON products and 400G coherent transmission technologies[45]. - The company plans to invest significantly in R&D, allocating approximately 20% of its revenue towards innovation[124]. - The company is investing in R&D, allocating 150 million yuan towards the development of new technologies and products[141]. Market Expansion and Strategy - The company is expanding its market presence through strategic partnerships and potential acquisitions to enhance its competitive edge in the optical communication sector[12]. - The company is positioned in the telecommunications and digital economy sectors, aligning with national policies to enhance digital infrastructure and promote 5G network deployment[28][29]. - The company plans to continue its overseas expansion strategy, focusing on key target customers and enhancing international delivery capabilities[48]. - The company is exploring partnerships to enhance its distribution channels and reach new customer segments[124]. - The company plans to enter two new international markets by Q1 2024, projected to increase market share by 5%[1]. - The company is considering strategic acquisitions to enhance its market position, with a budget of 100 million allocated for potential deals[1]. Operational Efficiency and Cost Management - The company aims to maintain stable gross margins by continuously reducing production costs through R&D iterations and supplier management[107]. - The company will enhance its talent development and management efforts, establishing a high-level R&D team and expert marketing service team[106]. - The management team emphasized a focus on sustainability initiatives, with a commitment of 10 million towards eco-friendly practices in the upcoming fiscal year[1]. - The company has implemented cost-cutting measures, aiming to reduce operational expenses by 10% over the next year[142]. - The board of directors has approved a new strategic plan aimed at improving operational efficiency and reducing costs by 5%[124]. Risk Management - The company has identified potential risks in its operations, including market competition and supply chain disruptions, and has outlined corresponding mitigation strategies[3]. - The company recognizes risks related to fluctuations in customer demand and plans to expand its product market share to mitigate these risks[108]. - The company is facing intensified competition in the optical module market, impacting the development and delivery of products[91]. Corporate Governance - The company has maintained an A-level rating for information disclosure from the Shenzhen Stock Exchange for two consecutive years, indicating a commitment to transparency and regulatory compliance[111]. - The company has established a complete internal management and control system, ensuring compliance with relevant laws and regulations in its governance structure[114]. - The company operates independently from its controlling shareholder, with clear asset ownership and no significant related party transactions[116]. - The company has a structured remuneration decision-making process involving the remuneration and assessment committee, which aligns with relevant regulations[145]. - The company is committed to maintaining a high level of corporate governance through regular board meetings and independent evaluations[152]. Employee Management and Training - The total number of employees at the end of the reporting period was 1,204, with 349 in the parent company and 855 in major subsidiaries[156]. - The company has established a comprehensive training system, including new employee orientation and professional skills enhancement training[160]. - The company has implemented a leadership training program to enhance team efficiency and performance, focusing on strategic thinking and team management skills[161]. - The company emphasizes safety training and risk control to enhance emergency response capabilities and create a safe working environment[160]. Product Development and Innovation - The company has achieved mass production and shipment of 400G-DR4 silicon optical modules based on silicon photonics technology[31]. - The company launched new products including a universal wiring platform and high-speed silicon photonics products, which are expected to enhance its market position[45]. - The company is developing several new products, including silicon-based high-speed optical modules and USB4 active copper cable chips, to expand market reach[65][66]. Financial Management - The company has reported a total remuneration of 5.0195 million yuan for 15 directors, supervisors, and senior management in 2024[145]. - The company has a clear policy for the payment of remuneration, with internal directors receiving monthly payments and independent directors receiving annual allowances[145]. - The company has not reported any penalties from regulatory agencies for its directors and supervisors in the past three years[145]. Environmental and Social Responsibility - The company is committed to sustainability and has implemented measures to reduce its environmental impact in its manufacturing processes[12]. - The company has established a comprehensive environmental management system and obtained relevant certifications, ensuring compliance with laws and regulations without any major violations during the reporting period[180]. - The company has not engaged in targeted poverty alleviation efforts during the reporting period[181].