上海古鳌电子科技股份有限公司 关于作废部分已授予尚未归属的限制性股票的公告 证券代码：300551 证券简称：古鳌科技 公告编号：2024-036 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 上海古鳌电子科技股份有限公司（以下简称"古鳌科技"或"公司"）于 2024 年 4 月 26 日召开第五届董事会第十一次会议、第五届监事会第八次会议，审议 通过了《关于作废部分已授予尚未归属的限制性股票的议案》。现将相关事项公 告如下： 一、本次激励计划已履行的相关审批程序 1、2022 年 1 月 19 日，公司第四届董事会第二十一次会议和第四届监事会 第十四次会议审议通过了《关于<公司 2022 年限制性股票激励计划（草案）>及 其摘要的议案》、《关于公司<2022 年限制性股票激励计划实施考核管理办法>的 议案》，公司独立董事依法对此发表了同意的独立意见。同时，公司第四届董事 会第二十一次会议审议通过了《关于提请股东大会授权董事会办理股权激励相关 事宜的议案》。 2、2022 年 1 月 20 日，公司分别在创业板信息披露网站巨潮资讯网和公司 公示栏公告了《上海 ...

上海古鳌电子科技股份有限公司 章程修订案 根据《中华人民共和国公司法》及《公司章程》的有关规定，结合实际情况 对《公司章程》进行了修改，本事项已经公司第五届董事会第十一次会议审议通 过，此议案需提交公司 2023 年度股东大会表决。具体修订内容如下： | | 因、未用于分红的资金的用途和预计收益 | 披露的，应当发表明确意见，并督促其及 | | --- | --- | --- | | 情况，并由独立董事发表独立意见。 | | 时改正。 | | | 监事会对董事会执行利润分配政策以及 | 2、公司利润分配方案经董事会审议通过 | | | 是否履行相应决策程序和信息披露等情 | 后，需提交股东大会审议批准；股东大会 | | 况发表明确意见。 | | 对现金分红具体方案进行审议前，公司应 | | | （八）利润分配政策的调整：公司将保持 | 当通过多种渠道主动与股东特别是中小 | | | 利润分配政策的连续性、稳定性，如因公 | 股东进行沟通和交流，充分听取中小股东 | | | 司自身经营情况、投资规划和长期发展的 | 的意见和诉求，及时答复中小股东关心的 | | | 需要，或者根据外部经营环境发生重大变 | 问题 ...

证券代码：300551 证券简称：古鳌科技 公告编号：2024-033 上海古鳌电子科技股份有限公司 关于使用闲置自有资金进行现金管理的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 上海古鳌电子科技股份有限公司（以下简称"公司"）于 2024 年 4 月 26 日分别召开第五届董事会第十一次会议及第五届监事会第八次会议，审议通过了 《关于使用闲置自有资金进行现金管理的议案》，为提高公司资金使用效率，增 加公司收益和股东回报，根据《深圳证券交易所创业板股票上市规则》《深圳证 券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律法 规、规范性文件以及《公司章程》的规定，结合公司实际情况，在不影响公司正 常经营及确保资金安全的情况下，公司拟使用总额度不超过人民币 60,000 万元 闲置自有资金进行现金管理，在上述额度和期限范围内，资金可循环滚动使用。 本次使用闲置自有资金进行现金管理事项需经股东大会审议通过后方可实施。现 将具体情况公告如下： 一、本次使用闲置自有资金进行现金管理计划 1、现金管理目的 为提高公司资金的使用效率，在不影响 ...

Financial Performance - The company's operating revenue for 2023 was ¥568,339,077.28, an increase of 8.19% compared to ¥525,335,882.18 in 2022[21]. - The net profit attributable to shareholders for 2023 was -¥75,067,417.69, a decrease of 21.47% from -¥61,801,461.16 in 2022[21]. - The net cash flow from operating activities was -¥81,374,688.01, a decline of 321.83% compared to ¥36,683,310.94 in 2022[21]. - The total assets at the end of 2023 were ¥1,527,357,553.84, a decrease of 4.98% from ¥1,607,326,658.25 at the end of 2022[21]. - The company's basic earnings per share for 2023 was -¥0.22, down 22.22% from -¥0.18 in 2022[21]. - The company reported a total of ¥49,136,961.37 in non-recurring gains and losses for 2023, compared to ¥39,160,401.39 in 2022[27]. - The company's weighted average return on equity for 2023 was -7.27%, compared to -5.96% in 2022[21]. - Total revenue for 2023 reached ¥568,339,077.28, representing an increase of 8.19% compared to ¥525,335,882.18 in 2022[52]. - Revenue from the financial information services segment was ¥421,956,493.99, accounting for 74.24% of total revenue, with a year-on-year growth of 12.58%[52]. - The revenue from financial machinery and equipment services decreased by 7.67% to ¥113,279,603.25, representing 19.93% of total revenue[52]. Business Challenges and Strategic Adjustments - The company's traditional business experienced a decline in gross profit due to a shrinking demand in the cash machine market, leading to a decrease in overall performance[6]. - The underperformance of the subsidiary Donggao (Guangdong) Technology Development Co., Ltd. triggered goodwill impairment and performance compensation clauses[6]. - The company faced challenges from the market environment and industry factors, impacting its financial results for the reporting period[6]. - The company has acknowledged the need for strategic adjustments in response to the declining performance of its traditional business[6]. - The company is committed to addressing risks and uncertainties in its future development plans, as outlined in the management discussion section of the report[8]. - The company has not disclosed any new product developments or market expansion strategies in the current report[8]. - The company has faced challenges in customer procurement volumes from major banking clients due to shrinking market demand for financial equipment[84]. Investment and R&D - The company has developed a variety of financial software products, including the QWIN options strategy trading software, which integrates six major domestic exchanges and offers high-end trading tools[42]. - The company is focusing on digital transformation in traditional document management to meet higher regulatory requirements from banks[62]. - The company has increased its R&D investment and formed a new product development team in 2023[165]. - R&D investment amounted to ¥57,061,181.40 in 2023, representing 10.04% of operating revenue, down from 12.57% in 2022[65]. - The number of R&D personnel decreased by 12.16% from 148 in 2022 to 130 in 2023, with R&D personnel now accounting for 11.15% of the total workforce[64]. Governance and Compliance - The company has established a governance structure consisting of the shareholders' meeting, board of directors, supervisory board, and management, ensuring compliance with relevant laws and regulations[104]. - The board of directors consists of 7 members, including 3 independent directors, meeting the requirements of relevant laws and regulations[105]. - The company has implemented a performance evaluation and incentive system linking the compensation of senior and middle management to the company's operational performance[106]. - The company has maintained compliance with regulatory requirements and internal governance standards[132]. - The company received warning letters from the China Securities Regulatory Commission for certain board members[124]. - The company is under scrutiny for not adhering to the information disclosure management regulations[177]. Shareholder Relations and Profit Distribution - The company reported a profit distribution plan, proposing no cash dividends and no bonus shares for every 10 shares held, based on a total of 345,752,939 shares[8]. - The total number of shares for the profit distribution plan was 345,752,939, with a cash dividend amount of 0.00 yuan, representing 0.00% of the total profit distribution[146]. - The company plans to maintain a stable profit distribution policy, prioritizing cash dividends when conditions allow, but did not meet the criteria for cash dividends in 2022 due to negative net profit[145]. - The board of directors will consider adjustments to the profit distribution policy based on the company's operational conditions and long-term development needs, requiring a two-thirds majority approval from shareholders[142]. Market Expansion and Future Outlook - The company is positioned in the smart financial system sector, focusing on high-tech services such as image recognition and artificial intelligence[31]. - The company anticipates opportunities arising from the increasing regulatory focus on financial security and the development of digital currency[33]. - The company aims to enhance its financial technology capabilities through self-developed decision-making software and investment research platforms, promoting rapid innovation and iteration of front-end products and services[40]. - The company plans to enhance its digital marketing strategies, expecting a 40% increase in online sales channels[123]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share within the next two years[122]. Legal and Regulatory Issues - The company is involved in ongoing litigation with a total amount of 398.29 million yuan as a plaintiff and 640 million yuan as a defendant, with no significant impact expected from the outcomes[175]. - The company faced administrative supervision measures due to the failure to timely disclose related party transactions[178]. - The company has been penalized for not fulfilling its disclosure responsibilities regarding the investment in the storage production line[178]. - The company’s management personnel received warning letters for their lack of diligence in overseeing the company's compliance with disclosure regulations[178]. Employee and Talent Management - The total number of employees at the end of the reporting period is 1,166, with 132 in the parent company and 1,034 in major subsidiaries[137]. - The company aims to establish a performance-based compensation system linked to key performance indicators (KPIs) to attract and retain talent[138]. - The company is committed to improving its overall competitiveness through comprehensive employee training and development[139]. - The company plans to enhance its training programs focusing on new employee adaptation, in-service skill enhancement, and management training[139].

上海古鳌电子科技股份有限公司 董事会薪酬与考核委员会工作细则 （2024年4月修订） 第一章 总 则 第一条 为建立健全上海古鳌电子科技股份有限公司（以下简称"公司"） 董事（不含独立董事，下同）及高级管理人员的考核和薪酬管理制度，完善公司 治理结构，公司董事会特决定下设董事会薪酬与考核委员会（以下简称"薪酬与 考核委员会"或"委员会"）。 第二条 为规范、高效地开展工作，公司董事会根据《中华人民共和国公司 法》（以下简称"《公司法》"）等有关法律、法规和规范性文件以及《上海古 鳌电子科技股份有限公司章程》（以下简称"公司章程"）的有关规定，制订本 工作细则。 第三条 薪酬与考核委员会是董事会按照股东大会决议设立的专门工作机 构，主要负责制订公司董事及高级管理人员的考核标准并进行考核；负责制定和 审查公司董事及高级管理人员的薪酬政策与方案，对董事会负责。 第四条 薪酬与考核委员会所作决议，必须遵守公司章程、本工作细则及其 他有关法律、法规的规定。 第二章 人员组成 第五条 薪酬与考核委员会成员由三名董事组成，其中包括两名独立董事并 由独立董事担任召集人。 第六条 薪酬与考核委员会委员由董事长、二分之一以上独立 ...

中信建投证券股份有限公司 关于上海古鳌电子科技股份有限公司 使用闲置自有资金进行现金管理 的核查意见 公司及子公司在不影响公司正常经营及确保资金安全的情况下，拟使用额度 不超过 60,000 万元的自有资金进行现金管理，使用期限自股东大会审议通过之 日起 12 个月内有效，在上述额度和期限范围内，资金可循环滚动使用。 （四）投资产品品种 公司将按照《深圳证券交易所创业板股票上市规则》、《深圳证券交易所上 第 1 页/共 5 页 中信建投证券股份有限公司（以下简称"中信建投证券"或"保荐人"）作为上 海古鳌电子科技股份有限公司（以下简称"公司"、"古鳌科技"）持续督导阶段的 保荐人，根据《证券发行上市保荐业务管理办法》《深圳证券交易所创业板股票 上市规则》《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》《深 圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相 关法律法规和规范性文件的规定，对古鳌科技 2024 年度使用部分闲置自有资金 进行现金管理方案进行了审慎核查，核查情况及核查意见如下： 一、本次使用闲置自有资金进行现金管理计划 （一）现金管理目的 为提高公司资金的使用 ...

Financial Performance - The company's revenue for Q1 2024 was ¥70,169,269.47, representing a decrease of 49.93% compared to ¥140,135,007.41 in the same period last year[5]. - The net profit attributable to shareholders was -¥41,505,418.10, a decline of 174.74% from -¥15,107,316.73 year-on-year[5]. - Basic and diluted earnings per share were both -¥0.12, a decrease of 200.00% from -¥0.04 in the same period last year[5]. - The net profit for Q1 2024 was -47,058,177.66 CNY, compared to -14,346,034.86 CNY in Q1 2023, representing a significant increase in net loss of approximately 228.5%[25]. - Operating profit for Q1 2024 was -48,612,788.86 CNY, compared to -14,303,883.49 CNY in the same period last year, indicating a deterioration in operational performance[25]. - The total comprehensive income for Q1 2024 was -47,058,295.70 CNY, compared to -14,345,959.60 CNY in Q1 2023, indicating a worsening of overall financial health[25]. - The company reported a decrease in sales revenue from 234,201,932.47 CNY in Q1 2023 to 56,979,602.91 CNY in Q1 2024, a decline of about 75.7%[27]. Cash Flow and Liquidity - The net cash flow from operating activities improved by 54.19%, reaching -¥26,003,936.20 compared to -¥56,759,742.93 in the previous year[5]. - Cash flow from operating activities showed a net outflow of -26,003,936.20 CNY, an improvement from -56,759,742.93 CNY in Q1 2023, reflecting a 54.2% reduction in cash outflow[27]. - The company reported cash inflow from financing activities of 26,213,999.30 CNY, with a net cash flow of 1,810,737.82 CNY, contrasting with a net outflow of -6,352,426.51 CNY in Q1 2023[28]. - Total cash and cash equivalents at the end of Q1 2024 were 298,817,766.19 CNY, down from 562,497,897.31 CNY at the end of Q1 2023, a decrease of approximately 46.9%[28]. Assets and Liabilities - Total assets at the end of the reporting period were ¥1,414,670,147.75, down 7.38% from ¥1,527,357,553.84 at the end of the previous year[5]. - Total liabilities decreased to ¥458,078,476.44 from ¥536,721,586.12, a reduction of 14.6%[22]. - The total equity attributable to shareholders decreased to ¥897,401,176.32 from ¥938,906,706.57, a decline of 4.4%[22]. - Cash and cash equivalents at the end of the period were ¥307,285,686.91, down from ¥327,154,009.88 at the beginning of the period, reflecting a decrease of 6.4%[21]. Shareholder Information - The company had a total of 16,010 ordinary shareholders at the end of the reporting period[10]. - The company reported a total of 44,777,620 restricted shares at the end of the period, with 49,950 shares released during the quarter[13]. - The controlling shareholder, Chen Chongjun, holds 78,550,607 shares, representing 23.10% of the company's capital, with 6,717,000 shares pledged, accounting for 85.51% of his holdings[16]. - The company has a total of 44,727,670 restricted shares at the beginning of the period, with no new restricted shares added during the quarter[13]. - The company has a total of 6,090,700 shares held by China Bank's Penghua Growth Mixed Securities Investment Fund, making it one of the top shareholders[12]. Operational Performance - Operating costs decreased by 34.08% to ¥16,573,537.40 from ¥25,143,088.82 year-on-year[8]. - Total operating costs for Q1 2024 were ¥94,759,097.66, down 37.8% from ¥152,479,592.92 in the previous year[23]. - Research and development expenses amounted to ¥9,941,946.40, a decrease of 16.5% from ¥11,922,900.28 in the prior year[23]. - The company's inventory increased slightly to ¥147,792,054.33 from ¥145,658,900.89, reflecting a growth of 1.5%[21]. Investment Activities - Investment income showed a substantial loss of -¥31,435,322.02, a decline of 7628.82% compared to a gain of ¥417,532.95 in the previous year[8]. - The company paid a deposit of 18 million RMB for the acquisition of a stake in Changzhou Bitai Technology Co., Ltd., but the acquisition was later canceled, and the deposit will be refunded by March 22, 2024[14]. - The company has not received the remaining 49% of the payment for the 20.41% stake sold in Shanghai Zhiyu Information Technology Co., Ltd., which was valued at 55 million RMB[15]. - The cash inflow from investment activities was 18,508,712.01 CNY, down from 70,626,319.05 CNY in Q1 2023, showing a decline of approximately 73.8%[27]. Risk and Compliance - Chen Chongjun was detained for suspected market manipulation, but the company's operations remain normal[17]. - The company emphasizes the importance of cautious investment decisions and awareness of investment risks[18].

证券代码：300551 证券简称：古鳌科技 公告编号：2024-032 关于预计 2024 年度申请融资授信额度及担保额度预计的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 上海古鳌电子科技股份有限公司（以下简称"公司"）于 2024 年 4 月 26 日召开第五届董事会第十一会议和第五届监事会第八次会议审议通过了《关于预 计 2024 年度申请融资授信额度及担保额度预计的议案》，本议案尚需提交至公司 股东大会审议。现就相关事宜公告如下： 一、公司申请融资授信额度事项 为满足公司及子公司生产经营和发展的需要，公司及子公司预计 2024 年度 向银行等金融机构申请综合授信额度不超过人民币 6 亿元。授信形式及用途包括 但不限于流动资金贷款、固定资产贷款、项目贷款、承兑汇票、保函、信用证、 票据贴现、金融衍生品等综合业务，具体合作银行及最终融资额、形式后续将与 有关银行进一步协商确定，并以正式签署的协议为准。 为办理上述金融机构综合授信额度申请及后续相关借款等事项，授权公司总 经理审核并签署上述授信额度内的所有文件，上述授信总额度内的单笔融资不再 上报董事 ...

证券代码：300551 证券简称：古鳌科技 公告编号：2024-035 上海古鳌电子科技股份有限公司 关于东高科技及上海钱育 2023 年度业绩承诺完成情况 及实施业绩补偿的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 上海古鳌电子科技股份有限公司（以下简称"公司"或"古鳌科技"）于 2024 年 4 月 26 日分别召开第五届董事会第十一次会议和第五届监事会第八次会 议审议通过了《关于东高科技及上海钱育 2023 年度业绩承诺完成情况及实施业 绩补偿的议案》，现将具体事项公告如下： 一、东高科技 2023 年度业绩承诺完成情况及实施业绩补偿 （一）资产收购的基本情况 2021 年 12 月，根据公司第四届董事会第二十次会议决议、2021 年第一次临 时股东大会决议审议通过《关于收购北京东方高圣投资顾问有限公司 51%股权暨 签署<股权转让协议>的议案》，公司拟以自有资金 18,768 万元收购上海睦誉企 业管理中心（有限合伙）（以下简称"上海睦誉"）和东方高圣科技有限公司（以 下简称"东方高圣"）共计持有北京东方高圣投资顾问有限公司（以下简称"北 京 ...

上海古鳌电子科技股份有限公司 出具非标准意见涉及事项的专项说明 大华核字[2024]0011009204 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified Public Accountants（Special General Partnership） 上海古鳌电子科技股份有限公司 一、 出具非标准意见涉及事项的专项说明 1-3 二、 事务所及注册会计师执业资质证明 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 出具非标准意见涉及事项的专项说明 大华核字[2024]0011009204 号 上海古鳌电子科技股份有限公司全体股东： 我所接受委托，业已完成上海古鳌电子科技股份有限公司（以下 简称：古鳌科技）2023 年度财务报表的审计工作，并于 2024 年 4 月 26 日出具了大华审字[2024]0011003999 号带强调事项段的无保留意 见审计报告。 出具非标准意见涉及事项的专 ...