北京市万商天勤律师事务所 关于 晶瑞电子材料股份有限公司 2023 年第四次临时股东大会的法律意见书 北京市朝阳区建国门外大街 8 号北京国际财源中心 A 座 32 层 100022 电 话: + 86 1 0 8 2255588 w w w.vtlaw.cn 北京 深圳 上海 成都 武汉 西安 长沙 杭州 海口 南京 广州 香港（联营） 北京市万商天勤律师事务所 关于晶瑞电子材料股份有限公司 2023 年第四次临时股东大会的法律意见书 致：晶瑞电子材料股份有限公司 根据《中华人民共和国证券法》《中华人民共和国公司法》及中国证券监督管理委 员会《上市公司股东大会规则》（以下称"《股东大会规则》"）等法律、法规和规范性 文件的规定，北京市万商天勤律师事务所（以下称"本所"）接受晶瑞电子材料股份有 限公司（以下称"公司"）的委托，指派律师现场出席公司 2023 年第四次临时股东大 会，并出具法律意见。 本所律师同意将本法律意见书随公司本次股东大会决议一并予以公告，并依法对 本法律意见书承担相应的责任。 本所律师根据《股东大会规则》第五条的要求，按照律师行业公认的业务标准、 道德规范和勤勉尽责精神，对公司提供的有关 ...

公司结合实际经营情况及监管政策，出于谨慎性考虑，将本次向特定对象发 行股票募集资金总额由不超过 92,970.00 万元调整为不超过 81,535.00 万元，其中 年产 2 万吨 γ-丁内酯、10 万吨电子级 N-甲基吡咯烷酮、2 万吨 N-甲基吡咯烷酮 回收再生及 1 万吨导电浆项目拟使用募集资金金额由不超过 70,970.00 万元调整 为不超过 59,535.00 万元，原发行方案中其他内容保持不变。 | 证券代码：300655 | 证券简称：晶瑞电材 | 公告编号：2023-108 | | --- | --- | --- | | 债券代码：123031 | 债券简称：晶瑞转债 | | | 债券代码：123124 | 债券简称：晶瑞转 2 | | 晶瑞电子材料股份有限公司 第三届监事会第二十二次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 晶瑞电子材料股份有限公司（以下简称"公司"）第三届监事会第二十二次 会议于 2023 年 9 月 11 日以现场会议的方式召开。本次监事会会议经全体监事一 致同意豁免会议通知期 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 晶瑞电子材料股份有限公司 晶瑞电子材料股份有限公司（以下简称"公司"）的控股子公司瑞红（苏州） 电子化学品股份有限公司（以下简称"瑞红苏州"）因经营发展需要，拟通过向投 资者定向发行不超过 23,724,784 股（含）股票募集资金人民币不超过 199,999,929.12 元（含），以补充瑞红苏州的流动资金及偿还其银行贷款。具体内 容详见公司分别于 2023 年 7 月 19 日、2023 年 7 月 28 日在中国证监会指定的创 业板信息披露网站巨潮资讯网（www.cninfo.com.cn）披露的《关于放弃控股子公 司定向发行股票认购权暨关联交易的公告》（公告编号：2023-089）、《关于放弃控 股子公司定向发行股票新增发行部分的股票认购权的公告》（公告编号：2023- 092）。 控股子公司瑞红苏州已于 2023 年 8 月 15 日召开股东大会，审议通过了《关 于<瑞红（苏州）电子化学品股份有限公司股票定向发行说明书（修订稿）>的议 案》等议案，同意本次瑞红苏州定向发行股票事项；后于 2023 年 9 ...

Company Overview - Jingrui Electronic Materials Co., Ltd. is a high-tech enterprise focused on semiconductor materials and new energy materials, with main products including high-purity chemicals, photoresists, lithium battery materials, and industrial chemicals [1]. - The company’s products are widely used in semiconductor, lithium battery, display panel, and photovoltaic solar cell industries [1]. Market Environment - In the first half of 2023, the company faced significant challenges due to a downturn in the macroeconomic environment, impacting the semiconductor industry with inventory reduction and declining production line utilization [2]. - The demand for consumer electronics such as smartphones, tablets, and personal computers weakened, leading to a global integrated circuit industry downturn [2]. - The new energy vehicle sector saw steady growth, but the market growth rate slowed, with major lithium battery materials experiencing significant price declines [2]. Financial Performance - The company reported total operating revenue of CNY 62,812.06 million, a decrease of 33.37% year-on-year [2]. - Net profit attributable to shareholders was CNY 1,071.42 million, down 87.06% year-on-year [2]. - Net profit after deducting non-recurring gains and losses was CNY 3,236.73 million, a decrease of 59.75% year-on-year [2]. Product Sales Performance - High-purity chemicals achieved operating revenue of CNY 35,784.24 million, down 16.50% year-on-year, primarily due to price declines [3]. - Sales of high-purity hydrogen peroxide reached CNY 14,461.29 million, an increase of 37.79% year-on-year, with sales volume up 41.53% [3]. - Photoresist products generated revenue of CNY 6,942.09 million, down 8.73% year-on-year, but showed improvement in the second quarter [3]. - Lithium battery materials reported revenue of CNY 12,992.32 million, a decline of 56.37% year-on-year, mainly due to price drops of core products [3]. - Industrial chemicals achieved revenue of CNY 4,101.24 million, down 58.78% year-on-year, attributed to falling prices of industrial sulfuric acid [4]. Production Capacity and Future Plans - The company’s Jiangsu Yangheng high-purity sulfuric acid phase II project has reached a usable state, with phase I production capacity still ramping up [3]. - The company is constructing a production line for high-purity chemicals at its Qianjiang base, which has begun trial production [4]. - The Meishan base has established production capacities for lithium battery materials (5,000 tons/year), high-purity hydrogen peroxide (10,000 tons/year), and key electronic materials for integrated circuits (1,200 tons/year) [4].

Financial Performance - The company reported a significant increase in revenue for the first half of 2023, with a total revenue of 1.2 billion RMB, representing a year-on-year growth of 25%[1]. - The company's revenue for the first half of 2023 was approximately ¥628.12 million, representing a decrease of 33.37% compared to ¥942.76 million in the same period last year[24]. - The net profit attributable to shareholders for the reporting period was approximately ¥10.71 million, down 87.06% from ¥82.81 million year-on-year[24]. - The net cash flow from operating activities decreased by 82.59%, amounting to approximately ¥26.91 million compared to ¥154.58 million in the previous year[24]. - The basic earnings per share for the reporting period was ¥0.02, a decrease of 85.71% from ¥0.14 in the same period last year[24]. - The diluted earnings per share also stood at ¥0.02, reflecting the same percentage decrease of 85.71% year-on-year[24]. - The weighted average return on net assets was 0.54%, down 3.85% from 4.39% in the previous year[24]. - The company achieved total operating revenue of 628.12 million yuan in the first half of 2023, a decrease of 33.37% year-on-year[65]. - The net profit attributable to shareholders was 10.71 million yuan, down 87.06% compared to the same period last year[65]. Market Outlook - The company has provided a positive outlook for the second half of 2023, projecting a revenue growth of 20% to 30%[1]. - Risks identified include market demand fluctuations and raw material price volatility, which the company is actively managing through diversified sourcing strategies[1]. - The global semiconductor market is projected to decline by 10.3% in 2023, with an expected recovery of 11.8% growth in 2024[32]. - The semiconductor industry accounted for ¥367,084,501.08 in revenue, with a gross margin of 29.69%, reflecting a slight decrease of 6.65% compared to the previous year[82]. Product Development and Innovation - New product development includes the launch of a next-generation semiconductor material, expected to enhance performance by 40%[1]. - The company has invested 100 million RMB in R&D for new technologies, focusing on sustainable materials and processes[1]. - The company has established a research and development platform consisting of five lithography machines, leading to numerous proprietary research achievements and participation in over twenty national and industry projects[73]. - The company is actively developing high-end photoresists for integrated circuit manufacturing, with ongoing R&D projects and the establishment of advanced production lines and testing platforms[58]. - The company has achieved SEMI highest grade G5 standard for high-purity chemicals, with metal impurity content below 10 ppt, supporting local supply of semiconductor materials[42]. Market Expansion and Strategic Initiatives - The company is expanding its market presence, targeting new regions in Southeast Asia, with plans to establish two new distribution centers by the end of 2023[1]. - A strategic acquisition of a smaller competitor is in progress, which is anticipated to increase market share by 10%[1]. - The company has established long-term partnerships with major clients in the semiconductor industry, including SMIC and Changjiang Storage, and in the lithium battery sector with companies like Samsung and TianNai Technology[54]. - The company has acquired Jingrui New Energy in the northwest region to enhance its product layout in the lithium battery sector, improving market coverage and competitiveness[78]. Financial Management and Investments - The company has a total of 108.70 million yuan in cumulative fundraising investments, with 5.92% of the total fundraising amount being repurposed[98]. - The company reported a total fundraising amount of 1.23 billion yuan, with 83.18 million yuan invested during the reporting period and a cumulative investment of 1.09 billion yuan[98]. - The company has a project for producing 2 million tons of electronic-grade semiconductor materials, which is currently under construction[95]. - The company plans to invest CNY 27.76 million into the annual production of 90,000 tons of semiconductor-grade high-purity sulfuric acid project, with actual funds transferred to the project being CNY 27.77 million[115]. Environmental and Social Responsibility - The company is classified as a key pollutant discharge unit and adheres strictly to environmental protection laws and standards[154]. - The company obtained a new "Pollution Discharge Permit" on July 1, 2023, valid until June 30, 2028, replacing the previous permit that expired on June 30, 2023[155]. - The company has implemented a monitoring plan for pollutants, with real-time data uploaded to the local ecological environment bureau[159]. - The company has provided social insurance for all employees, including pension, medical, unemployment, work injury, and maternity insurance[168]. - The company donated a total of 35,000 yuan to various charitable organizations, including 20,000 yuan to the China Soong Ching Ling Foundation[169]. Risks and Challenges - The company faces risks from market demand fluctuations and competition, particularly in high-purity chemicals and lithium battery materials, which are closely tied to the semiconductor and LED industries[127]. - The company is exposed to risks from raw material price fluctuations, which can impact production costs, and plans to implement strict cost management and price adjustments to mitigate these risks[131]. - The company has a foreign exchange risk due to a significant portion of overseas business, which may impact operating performance if currency fluctuations occur[140]. - The company has faced challenges in market expansion and customer certification cycles, impacting the progress of several projects[93].

| 证券简称：晶瑞电材 | | --- | | 证券代码：300655 公告编号：2023-101 | 2023 年半年度募集资金存放与使用情况的专项报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募集 资金管理和使用的监管要求》和深圳证券交易所印发的《深圳证券交易所上市公 司自律监管指引第 2 号——创业板上市公司规范运作》的规定，晶瑞电子材料股 份有限公司（原名苏州晶瑞化学股份有限公司，以下简称 "本公司"）将本公司 2023 年半年度募集资金存放与使用情况专项说明如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 债券代码：123031 债券简称：晶瑞转债 债券代码：123124 债券简称：晶瑞转 2 晶瑞电子材料股份有限公司 1、2019 年公开发行可转换公司债券募集资金情况 根据中国证券监督管理委员会《关于核准苏州晶瑞化学股份有限公司公开发 行可转换公司债券的批复》（证监许可〔2019〕687 号），本公司由主承销商国信 证券股份有限公司向原股东和网上投资者公开发 ...

| 原《公司章程》条款 | | 修订后《公司章程》条款 | | --- | --- | --- | | 第六条 | 公司注册资本为人民币 585,135,145 元。 | 第六条 公司注册资本为人民币 994,576,164 元。 | | 第二十一条 | 公司股份总数为 585,135,145 股，公 | 第二十一条 公司股份总数为 994,576,164 股，公 | | 司的股本结构为：普通股 | 585,135,145 股，其他种类股 | 司的股本结构为：普通股 994,576,164 股，其他种类股 | | 0 股。 | | 0 股。 | 除上述修订的条款外，《公司章程》其他条款保持不变。修订后的《公司章 程》具体内容详见2023年8月26日刊登在中国证监会指定的创业板信息披露网站 巨潮资讯网（www.cninfo.com.cn）上的《公司章程（2023年8月）》。 晶瑞电子材料股份有限公司 章程修订对照表 因晶瑞电子材料股份有限公司（以下简称"公司"）第二期限制性股票激励 计划首次授予部分第一个归属期第二批次1名激励对象的限制性股票已完成归属 登记并于2022年11月4日上市流通、首次授予部分第二个归 ...

| 证券代码：300655 | 证券简称：晶瑞电材 | 公告编号：2023-105 | | --- | --- | --- | | 债券代码：123031 | 债券简称：晶瑞转债 | | | 债券代码：123124 | 债券简称：晶瑞转 2 | | 晶瑞电子材料股份有限公司 （2）网络投票时间：通过深圳证券交易所（以下简称"深交所"）交易系统 进行网络投票的时间为 2023 年 9 月 12 日上午 9:15 至 9:25，9:30 至 11:30，下午 13:00 至 15:00；通过深交所互联网投票系统（http://wltp.cninfo.com.cn）进行网络投 票的时间为 2023 年 9 月 12 日上午 9:15 至下午 15:00 期间的任意时间。 5、会议的召开方式：现场投票与网络投票相结合的方式。 关于召开 2023 年第四次临时股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 根据晶瑞电子材料股份有限公司（以下简称"公司"）第三届董事会第二十八 次会议决议，公司决定于 2023 年 9 月 12 日召开 2023 年第四次临 ...

晶瑞电子材料股份有限公司 章 程 二〇二三年八月 1 | 第一章 | 总 则 | | 3 | | --- | --- | --- | --- | | 第二章 | | | 经营宗旨和范围 4 | | 第三章 | 股 份 | | 5 | | 第一节 | | | 股份发行 5 | | 第二节 | | 股份增减和回购 | 8 | | 第三节 | | | 股份转让 9 | | 第四章 | | | 股东和股东大会 11 | | 第一节 | 股东 | | 11 | | 第二节 | | | 股东大会的一般规定 14 | | 第三节 | | | 股东大会的召集 18 | | 第四节 | | 股东大会的提案与通知 | 20 | | 第五节 | | | 股东大会的召开 22 | | 第六节 | | 股东大会的表决和决议 | 25 | | 第五章 | 董事会 | | 32 | | 第一节 | 董事 | | 32 | | 第二节 | 董事会 | | 36 | | 第六章 | | 总经理及其他高级管理人员 | 44 | | 第七章 | 监事会 | | 46 | | 第一节 | 监事 | | 46 | | 第二节 | 监事会 | | 47 ...

| 证券代码：300655 | 证券简称：晶瑞电材 | 公告编号：2023-098 | | --- | --- | --- | | 债券代码：123031 | 债券简称：晶瑞转债 | | 债券代码：123124 债券简称：晶瑞转 2 晶瑞电子材料股份有限公司 第三届董事会第二十八次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 表决结果：9 票同意，0 票反对，0 票弃权。 2、审议通过了《关于<公司 2023 年半年度募集资金存放与使用情况的专项 报告>的议案》 《公司 2023 年半年度募集资金存放与使用情况的专项报告》详细内容于 1 2023 年 8 月 26 日刊登在中国证监会指定的创业板信息披露网站巨潮资讯网 （www.cninfo.com.cn）。 独立董事、监事会分别对本项议案发表了同意的意见。 表决结果：9 票同意，0 票反对，0 票弃权。 晶瑞电子材料股份有限公司（以下简称"公司"）第三届董事会第二十八次会 议于 2023 年 8 月 25 日以通讯方式及现场会议相结合的方式在公司会议室召开。 本次董事会 ...