民生证券股份有限公司（以下简称"民生证券"、"保荐人"）作为创业黑马 科技集团股份有限公司（以下简称"创业黑马"或"公司"）持续督导保荐人， 根据《证券发行上市保荐业务管理办法》《企业内部控制基本规范》《深圳证券交 易所创业板股票上市规则（2023 年 8 月修订）》《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》等有关法律法规和规范性文件的 相关规定，就创业黑马 2023 年度内部控制自我评价报告进行了核查，具体核查 情况如下： 一、保荐人进行的核查工作 保荐人通过与公司有关人员交谈，查阅了董事会、监事会等会议记录、审计 报告、公司内部控制自我评价报告、会计师出具的内部控制鉴证报告，以及各项 业务和管理规章制度，对公司内部控制环境、内部控制制度的建设、内部控制的 实施情况等方面进行了核查。 二、内部控制评价工作情况 民生证券股份有限公司 关于创业黑马科技集团股份有限公司 2023 年度内部控制自我评价报告的核查意见 （一）内部控制评价范围 内部控制评价的范围主要包括公司本部及所属子公司、控股子公司的主要业 务和事项。 （二）评价依据及认定标准 公司根据中华人民共和国财政部等五部委 ...

Financial Performance - The company's operating revenue for 2023 was ¥271,044,221.82, a decrease of 21.92% compared to ¥347,121,313.96 in 2022[25]. - The net profit attributable to shareholders for 2023 was ¥9,663,885.61, a significant turnaround from a loss of ¥83,314,398.08 in 2022, representing an increase of 111.60%[25]. - The basic earnings per share for 2023 was ¥0.06, compared to a loss of ¥0.50 per share in 2022, marking a 112.00% improvement[25]. - The total assets at the end of 2023 were ¥761,284,071.00, down 5.26% from ¥803,512,578.79 at the end of 2022[25]. - The company reported a net cash flow from operating activities of -¥9,967,661.95 in 2023, a decline of 321.46% from ¥4,500,809.06 in 2022[25]. - The company achieved operating revenue of 271.04 million yuan, a decrease of 21.92% year-on-year, while the gross profit margin increased by 26.76 percentage points to 55.11%[52]. - Net profit attributable to shareholders reached 9.66 million yuan, an increase of 111.60% compared to the previous year[52]. - The company’s overall operating profit increased by 110% year-on-year due to cost reduction and efficiency improvements[54]. Business Strategy and Development - The company plans to continue increasing R&D investment, focusing on enterprise SaaS platform and industry-specific AI models, which may impact profits[10]. - The company has upgraded its business from enterprise acceleration services to comprehensive enterprise services, enhancing its market position[8]. - The company is committed to adjusting its services and products based on customer needs to mitigate the impact of external industry changes[5]. - The company is focusing on leveraging advancements in artificial intelligence and IT spending, with predictions of over ¥300 billion in IT spending by industrial enterprises in 2023[37]. - The company launched its AI service business, which includes AI certification training and application services for various groups, aiming to help SMEs reduce costs and improve efficiency[39]. - The company has established a comprehensive service system for SMEs, covering AI training, model development, and computing power leasing[40]. - The company aims to build a robust AI ecosystem by linking AI infrastructure suppliers with SMEs through its self-developed large model platform[48]. - The company is considering strategic acquisitions to enhance its product offerings, with a budget of 500 million RMB earmarked for potential deals[145]. Market Environment and Competition - The company is facing intensified competition in the enterprise service industry, with a growing number of participants leading to increased market saturation[6]. - The company acknowledges the potential risks in the commercialization of AI technology, which is still in its early stages globally[9]. - The company anticipates continued growth in the enterprise service industry, with a potential market size exceeding ¥10 trillion in China[37]. - The competitive landscape in the enterprise service industry is intensifying, with many players emerging and increasing market demand[112]. - The company is focusing on the development of artificial intelligence services, which presents uncertainties in technology and commercialization[115]. Governance and Management - The company held its annual general meeting on May 18, 2023, with a participation rate of 32.93%[131]. - The first extraordinary general meeting of 2023 took place on August 31, 2023, with a participation rate of 36.31%[131]. - The company appointed Niu Wenwen as the new General Manager on April 18, 2023, following the resignation of Huang Gan due to personal reasons[134]. - The total shareholding of the board members at the end of the reporting period was 33.92 million shares, a decrease of 50,000 shares compared to the beginning of the period[133]. - The company reported a stable governance structure with no significant changes in the red-chip structure during the reporting period[133]. - The management team has a diverse background, with Niu Wenwen holding an EMBA and extensive experience in the media and entrepreneurship sectors[139]. Research and Development - The company plans to implement an "All in AI" strategy, enhancing its service offerings and transitioning to AI training and full-chain services for small and medium enterprises[110]. - Continuous investment in research and development is expected to impact profits, as the company aims to enhance its SaaS platform and AI model applications[116]. - R&D investment amounted to ¥29,119,555.20 in 2023, representing 10.74% of operating revenue, an increase from 9.18% in 2022[77]. - The number of R&D personnel decreased by 16.16% from 99 in 2022 to 83 in 2023, with a significant drop in those holding bachelor's degrees by 37.29%[77]. Employee and Compensation - The company reported a total of 679 employees at the end of the reporting period, with 193 in the parent company and 486 in major subsidiaries[160]. - The employee composition includes 368 sales personnel, 58 R&D and technical staff, and 28 management personnel[161]. - The total pre-tax remuneration for directors, supervisors, and senior management during the reporting period amounted to CNY 5.54 million[152]. - The company has established a mature compensation system for senior management, aligning performance evaluations with strategic development[176]. Cash Dividend and Profit Distribution - The profit distribution plan approved by the board is to distribute a cash dividend of 0.05 RMB per 10 shares, based on a total share capital of 167,379,464 shares[10]. - The company has a cash dividend policy that states no cash dividends will be distributed for the 2022 fiscal year, with a plan to distribute 0.05 RMB per 10 shares for the 2023 fiscal year[164][168]. - The total cash dividend amount for the 2022 fiscal year was 836,897.32 RMB, with no stock dividends or capital reserve transfers[166]. Legal and Compliance - The company faced a total of 6 lawsuits as a defendant, with a total amount involved of 254.01 million yuan, none of which had a significant impact on the company[196]. - There were no penalties or rectifications during the reporting period[197]. - The company did not engage in any related party transactions during the reporting period[198]. Future Outlook - The company provided a positive outlook for the next quarter, projecting a revenue increase of 20% to 1.8 billion RMB[145]. - New product launches are expected to contribute an additional 300 million RMB in revenue over the next fiscal year[145]. - The company plans to implement cost-cutting measures, aiming to reduce operational expenses by 15% over the next year[145].

创业黑马科技集团股份有限公司 募集资金管理办法 第一章 总则 第二章 募集资金存储 第五条 公司应当审慎选择商业银行并开设募集资金专项账户(以下简称"专户"), 募 集资金应当存放于经董事会批准设立的专户集中管理, 专户不得存放非募集 资金或用作其他用途。 公司存在两次以上融资的, 应当分别设置募集资金专户。 第六条 公司应当在募集资金到位后一个月内与保荐机构或独立财务顾问、存放募集 资金的商业银行(以下简称"商业银行")签订三方监管协议(以下简称"三方 协议")。三方协议应当包括以下内容: 1 第一条 为加强、规范募集资金的管理, 提高资金使用效率和效益, 根据《中华人民共 和国公司法》《中华人民共和国证券法》《深圳证券交易所创业板股票上市 规则》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司 规范运作》及其他法律法规和规范性文件, 以及《创业黑马科技集团股份有 限公司章程》(以下简称"公司章程")的规定, 结合创业黑马科技集团股份有 限公司(以下简称"公司")的实际情况, 特制定本办法。 第二条 募集资金是指公司通过发行股票及其衍生品种, 向投资者募集并用于特定用 途的资金, 但不包括公司实 ...

创业黑马科技集团股份有限公司 独立董事工作制度 第一章 总则 独立董事应当独立履行职责, 不受公司及其主要股东、实际控制人等单位或者 个人的影响。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务。 独立董事应当按照相关法律、行政法规、中国证券监督管理委员会(以下简称"中 国证监会")规定、深圳证券交易所业务规则和公司章程的规定, 认真履行职责, 在董事会中发挥参与决策、监督制衡、专业咨询作用, 维护公司整体利益, 保护 中小股东合法权益。 第二章 独立性要求和任职资格 2 第六条 担任公司独立董事应当符合下列条件: (一) 根据法律、行政法规及其他有关规定, 具备担任上市公司董事的资格; (二) 符合《独立董事管理办法》第六条规定的独立性要求; (三) 具备上市公司运作的基本知识, 熟悉相关法律法规和规则; (四) 具有五年以上履行独立董事职责所必需的法律、会计或者经济等工作 经验; (五) 具有良好的个人品德, 不存在重大失信等不良记录; (六) 法律、行政法规、中国证监会规定、证券交易所业务规则和公司章程 规定的其他条件。 第七条 独立董事必须保持独立性。下列人员不得担任独立董事: (一) 在公司或者 ...

创业黑马科技集团股份有限公司 关于 2023 年度计提资产减值准备的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有 虚假记载、误导性陈述或重大遗漏。 创业黑马科技集团股份有限公司（以下简称"公司"）于 2024 年 4 月 18 日 召开了第三届董事会第十七次会议和第三届监事会第十五次会议，分别审议通过 了《关于 2023 年度计提资产减值准备的议案》。现将本次计提资产减值准备的 具体内容如下： 一、本次计提资产减值损失情况概述 （一）本次计提资产减值损失的原因 证券代码：300688 证券简称：创业黑马 公告编号：2024-018 为真实反映公司财务状况和资产价值，2023 年末公司对各类资产进行了清 查，并进行分析和评估，经资产减值测试，公司认为部分资产存在一定的减值迹 象，基于谨慎性原则，公司对可能发生减值的资产进行了相关评估与测试。 根据企业会计准则的相关规定及公司有关会计政策，公司对合并报表范围 内截至 2023 年 12 月 31 日的应收账款、合同资产、其他应收款、长期股权投资 进行了减值测试并根据测试结果计提减值准备。 （二）本次计提资产减值损失的资产范围和总金额 经对公 ...

创业黑马科技集团股份有限公司 2023 年度监事会工作报告 创业黑马科技集团股份有限公司（以下简称"公司"）监事会严格按照 《公司法》、《证券法》、《深圳证券交易所创业板股票上市规则》、《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律法规、 规范性文件的要求及《创业黑马科技集团股份有限公司章程》（以下简称"《公 司章程》"）《监事会议事规则》等相关规定，本着对全体股东负责的态度，积 极有效地行使职权，了解和监督公司的经营活动、财务状况、重大决策、股东 大会和董事会决议的执行等情况，并对公司依法运作情况和公司董事、高级管 理人员履行职责情况进行监督，维护了公司权益及股东权益，推进了公司的规 范化运作。现将 2023 年度监事会工作汇报如下： 2023 年 4 月 18 日，公司第三届监事会第九次会议决议审议通过《2022 年 年度报告全文及摘要》《2022 年度监事会工作报告》《2022 年度财务决算报告》 《关于 2022 年度利润分配预案的议案》《2022 年度内部控制自我评价报告》 《募集资金年度存放与使用情况的专项报告》《关于 2023 年度监事薪酬方案的 议案》《关于 ...

Financial Performance - The company's revenue for Q1 2024 was ¥50,138,149.08, representing a 3.68% increase compared to ¥48,356,539.63 in the same period last year[5] - The net loss attributable to shareholders decreased to ¥9,198,263.14, a 14.95% improvement from a loss of ¥10,815,713.39 in the previous year[5] - The net cash flow from operating activities improved by 8.86%, amounting to -¥10,261,492.96 compared to -¥11,259,103.12 in Q1 2023[5] - Total operating revenue for Q1 2024 was CNY 50,138,149.08, an increase of 3.68% compared to CNY 48,356,539.63 in Q1 2023[24] - The net profit for Q1 2024 was -7,722,301.00 CNY, an improvement from -9,522,346.98 CNY in Q1 2023, representing a reduction of approximately 18.9%[25] - The company reported a total comprehensive income of -7,707,273.61 CNY for Q1 2024, compared to -9,522,346.98 CNY in Q1 2023, indicating a year-over-year improvement[25] - Basic and diluted earnings per share for Q1 2024 were both -0.05 CNY, an improvement from -0.06 CNY in Q1 2023[25] - The operating profit for Q1 2024 was -7,702,263.52 CNY, an improvement from -9,306,680.05 CNY in Q1 2023, showing a reduction of approximately 17.2%[25] Assets and Liabilities - Total assets at the end of the reporting period were ¥751,377,511.54, down 1.30% from ¥761,284,071.00 at the end of the previous year[5] - Total assets decreased to CNY 751,377,511.54 from CNY 761,284,071.00, a reduction of 1.19%[22] - Total liabilities decreased to CNY 202,160,264.69 from CNY 204,359,550.54, reflecting a decline of 1.08%[22] - The total equity attributable to shareholders decreased to CNY 535,513,696.95 from CNY 544,696,932.70, a decrease of 1.99%[23] Cash Flow - The company's cash and cash equivalents decreased to CNY 391,085,178.43 from CNY 406,010,503.41 at the beginning of the quarter, a decline of 3.69%[21] - The cash flow from operating activities showed a net outflow of -10,261,492.96 CNY, slightly improved from -11,259,103.12 CNY in Q1 2023[27] - The cash and cash equivalents at the end of Q1 2024 were 391,085,178.43 CNY, down from 457,007,726.90 CNY at the end of Q1 2023, reflecting a decrease of approximately 14.4%[28] - The company incurred total cash outflows from investing activities of 4,213,249.78 CNY in Q1 2024, compared to 3,479,402.72 CNY in Q1 2023, indicating an increase in investment expenditures[27] - The cash flow from financing activities resulted in a net outflow of -450,582.24 CNY in Q1 2024, a significant improvement from -21,358,916.89 CNY in Q1 2023[28] Shareholder Information - The total number of common stock shareholders at the end of the reporting period was 25,886[15] - The largest shareholder, Niu Wenwen, holds 20.18% of the shares, amounting to 33,779,475 shares, with 10,800,000 shares pledged[15] - The top ten shareholders hold a significant portion of the company's shares, with the largest non-restricted shareholder being Blue Innovation Media with 10,621,261 shares[15] - The company has not yet implemented its share repurchase plan as of March 31, 2024[18] - The company is committed to enhancing investor confidence and maintaining stock price stability through its share repurchase strategy[17] Operational Highlights - The company reported a significant increase in fixed assets by 76.07%, reaching ¥2,478,549.76 due to the purchase of Huawei cloud AI servers[9] - The company experienced a 91.90% decrease in undistributed profits, which fell to ¥810,925.13 from ¥10,009,188.27, primarily due to current losses[9] - Tax and additional charges decreased by 82.01%, totaling ¥107,078.61, attributed to higher deductible input taxes[11] - The company recorded a 566.34% increase in asset impairment losses, amounting to ¥5,839,265.84, due to partial recoveries of contract assets[11] - The net cash flow from investment activities was -¥4,213,249.78, a 21.09% increase in outflow compared to -¥3,479,402.72 in the previous year[13] Strategic Initiatives - The company has entered into a strategic cooperation agreement with Beijing Zhipu Huazhang Technology Co., Ltd. to enhance the application of generative AI models in digital government and enterprise services[19] - The company aims to upgrade its government and enterprise model based on Zhipu's large model foundation, targeting both G-end and B-end customer groups[19] - The company is exploring new models for empowering small and medium-sized enterprises in the SaaS service ecosystem by combining its B-end customer resources with Zhipu's advanced model technology[19] - As of the end of the reporting period, the company has signed contracts worth RMB 226.75 million, representing a growth of over 10% compared to the same period last year[20] Expenses - Total operating costs for Q1 2024 were CNY 62,447,509.92, up from CNY 58,536,921.44 in the same period last year, reflecting a year-over-year increase of 4.88%[24] - Research and development expenses increased to CNY 6,664,398.24, compared to CNY 4,900,774.68 in Q1 2023, marking a rise of 36.14%[24] - The company reported a net loss from investments of CNY 1,183,369.76, compared to a loss of CNY 407,137.45 in the previous year[24]

创业黑马科技集团股份有限公司 董事会关于独立董事独立性自查情况的专项报告 创业黑马科技集团股份有限公司（以下简称"公司"）董事会根据《上市公司 独立董事管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上 市公司自律监管指引第 2 号——创业板上市公司规范运作》《公司章程》及《公 司独立董事制度》等相关法律法规、规章制度的规定，就公司在任独立董事刘卓 芹女士、吴春波先生、张勇博先生的独立性，进行评估并出具如下专项意见： 经公司独立董事自查，以及董事会核查独立董事在公司的履职情况，结合独 立董事签署的相关自查文件，董事会认为，上述独立董事及其配偶、父母、子女、 主要社会关系未在公司或公司附属企业，也未在公司主要股东公司及其附属企业 担任任何职务，未与公司存在重大的持股关系，与公司以及主要股东之间不存在 利害关系或其他可能妨碍其进行独立客观判断的关系，符合《上市公司独立董事 管理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》中对独立董事独立性的相关要 求。 创业黑马科技集团股份有限公司董事会 2024 年 4 月 18 日 ...

三、审计报告附件 创业黑马科技集团股份有限公司 2023年度合并及母公司财务报表 审计报告书 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话：(010) 51423818 传真：(010) 51423816 目 录 一、审计报告 二、审计报告附送 1. 合并资产负债表 2. 合并利润表 3. 合并现金流量表 4. 合并股东权益变动表 5. 母公司资产负债表 6. 母公司利润表 7. 母公司现金流量表 8. 母公司股东权益变动表 9. 财务报表附注 1. 中兴华会计师事务所（特殊普通合伙）营业执照复印件 2. 中兴华会计师事务所（特殊普通合伙）执业证书复印件 3. 注册会计师执业证书复印件 中兴华会计师事务所（特殊普通合伙） 中 兴 华 会 计 师 事 务 所 （ 特 殊 普 通 合 伙 ） Z H O N G X I N G H U A C E R T I F I E D P U B L I C A C C O U N T A N T S ...

创业黑马科技集团股份有限公司 关于 2023 年度利润分配预案的公告 证券代码：300688 证券简称：创业黑马 公告编号：2024-027 1、董事会审议情况 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有 虚假记载、误导性陈述或重大遗漏。 创业黑马科技集团股份有限公司（以下简称"公司"）于 2024 年 4 月 18 日 召开第三届董事会第十七次会议及第三届监事会第十五次会议，分别审议通过了 《关于 2023 年度利润分配预案的议案》，现将相关事宜公告如下： 一、利润分配预案 根据中兴华会计师事务所（特殊普通合伙）出具的《审计报告》，公司 2023 年度实现归属于上市公司股东的净利润为 9,663,885.61 元，其中母公司实现的 净利润为-17,483,835.60 元。根据《公司章程》的有关规定，从 2023 年度净利 润中提取法定盈余公积后，2023 年末公司合并归属于上市公司股东可供股东分 配利润为 10,009,188.27 元，母公司可供分配利润为人民币 917,072.90 元。 考虑到目前公司的总体运营情况、所处发展阶段，根据中国证监会鼓励上 市公司现金分红，给予投资者稳 ...