深圳价值在线信息科技股份有限公司 关于 中山联合光电科技股份有限公司 2021 年限制性股票激励计划 首次授予部分第二个解除限售/归属期 解除限售/归属条件成就 之 独立财务顾问报告 二〇二三年八月 | 第一章 | 释 义 | 2 | | --- | --- | --- | | 第二章 | 声 明 | 4 | | 第三章 | 基本假设 | 6 | | 第四章 | 本次激励计划已履行的审批程序 | 7 | | 第五章 | 首次授予部分第二个解除限售/归属期解除限售/归属条件成就的情况. | | | | 11 | | | 第六章 | 首次授予部分第二个解除限售/归属期解除限售/归属安排 16 | | | 第七章 | 独立财务顾问的核查意见 18 | | | 解除限售条件 | 指 | 根据本激励计划，激励对象所获第一类限制性股票解除限 | | --- | --- | --- | | | | 售所必需满足的条件 | | 归属 | 指 | 限制性股票激励对象满足获益条件后，上市公司将股票登 | | | | 记至激励对象账户的行为 | | 归属日 | 指 | 限制性股票激励对象满足获益条件后，获授股票完成登记 | | | ...

证券代码：300691 证券简称：联合光电 公告编号：2023-053 中山联合光电科技股份有限公司 关于使用部分暂时闲置募集资金进行现金管理 到期赎回暨继续进行现金管理的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性陈述或者重 大遗漏。 中山联合光电科技股份有限公司（以下简称"公司"）于 2022 年 10 月 21 日召开了 第三届董事会第七次会议、第三届监事会第七次会议，审议通过了关于《全资子公司使用 部分闲置募集资金进行现金管理》的议案，同意在保证募集资金投资项目正常进行及确保 资金安全的前提下，全资子公司中山联合光电显示技术有限公司（以下简称"显示技术"） 使用向特定对象发行股票暂时闲置募集资金不超过人民币 33,000 万元进行现金管理，用 于购买安全性高、流动性好、满足保本要求的理财产品，使用期限自董事会审议通过之日 起不超过 12 个月，在上述使用期限及额度范围内，资金可以循环滚动使用，现金管理到 期后归还至募集资金专项账户。公司董事会同意授权公司董事长在上述资金额度及有效期 内行使相关投资决策权，财务负责人办理具体相关事宜。具体内容详见公司 2022 年 ...

Company Overview - The company specializes in optical imaging, display, and sensing technologies, manufacturing optical lenses and optoelectronic products, and providing optical system solutions [2] - It has developed core technologies in optical stabilization, ultra-precision optics, and innovative techniques such as black light full-color technology and rapid focus technology [2] Business Segments IoT Visual Video Surveillance - The main product is high-definition zoom optical lenses, with a global market share of over 20x zoom lenses, maintaining the top position for several years [2] - In October 2022, the company received the "Manufacturing Single Champion" award from the Ministry of Industry and Information Technology [2] - The company remains optimistic about the future development of IoT visual video surveillance products despite economic pressures, with a focus on high-end optical lens differentiation strategies [2] New Display Sector - The company’s products include laser projection lenses and VR/AR all-in-one machines, with a revenue growth of 162% in 2022 for new display products [3] - Projector products saw a revenue increase of 128%, while AR/VR products experienced a remarkable 432% growth, selling over 130,000 units [3] - The company is actively advancing its "New Display and Smart Wearable Products Manufacturing Project" to enhance production capacity [3] Smart Driving - The company’s subsidiary focuses on smart driving technologies, with products including vehicle-mounted lenses and millimeter-wave radar [4] - In 2022, revenue from smart driving products grew by 52.48%, with significant market penetration among major automotive manufacturers [4] - The company is exploring advanced technologies in smart driving, including ADAS and vehicle networking [4] Research and Development - The company has a dedicated R&D team of over 500 professionals, with nearly 10% holding master's degrees or higher [5] - R&D expenses account for approximately 10% of total revenue, focusing on new technologies and products [5] - The company holds over 700 effective patents in optical technologies, achieving significant breakthroughs in critical technologies [5] Future Outlook - The company maintains a positive outlook on the optical industry, aiming to enhance its technological foundation and expand its market presence [6] - It plans to increase investment in optical product development and market research to broaden application areas [6]

Company Overview - The company specializes in optical imaging, display, and sensing technologies, manufacturing optical lenses and optoelectronic products, and providing optical system solutions [1] - It has developed core technologies in optical stabilization, ultra-precision optics, and has achieved several pioneering technologies such as black light full-color technology and rapid focusing technology [1] Business Performance - In Q1 2023, the company achieved a revenue of CNY 330 million, representing a year-on-year growth of 20.05% [2] - The net profit attributable to shareholders was CNY 8.6 million, up 164.25% year-on-year [2] - The net profit after deducting non-recurring gains and losses was CNY 5.48 million, an increase of 137.82% year-on-year [2] Smart Driving Sector - The company’s subsidiary focuses on R&D, design, production, and sales of products related to smart driving, including vehicle-mounted lenses and millimeter-wave radar [2] - It has established partnerships with major automotive manufacturers such as BYD and NIO, with plans for mass production [2] Millimeter-Wave Radar Technology - The company has developed various types of millimeter-wave radar products, including angle radar and vehicle-road coordination radar, with strong technical capabilities [2] - It has received orders from leading domestic new energy vehicle manufacturers and has begun small-scale shipments [2] AR/VR Product Development - The company is one of the early hardware manufacturers in the metaverse, with core technologies in AR/VR hardware products [3] - In 2022, revenue from AR/VR products grew by 432% year-on-year, with sales exceeding 130,000 units [3] Artificial Intelligence Applications - The company’s subsidiary focuses on R&D and industrialization of AI technologies, with products like smart disinfection robots and security patrol robots already deployed in various public safety scenarios [3] Future Outlook - The company remains confident in the future of the optical industry and aims to enhance its technological foundation and expand its market presence in optoelectronic products [3]

证券代码：300691 证券简称：联合光电 编号：2023-05-006 中山联合光电科技股份有限公司 投资者关系活动记录表 ■特定对象调研 □分析师会议 投资者关系 □媒体采访 □业绩说明会 活动类别 □新闻发布会 □路演活动 □现场参观 □其他（请说明） 参与单位名称 及人员姓名 中信证券：郭婧、丁科翔、陈鑫鑫、李子豪 (排名不分先后) 时间 2023 年 5 月 9 日 地点 联合光电公司 副总经理、董事会秘书：梁绮丽 上市公司 董事会办公室：王新艳 接待人员姓名 证券事务代表：任欢顺 2023 年 5 月 9 日上午 08:45-10:45 在联合光电公司与投资者 举行了交流会。主要内容如下： 一、参观公司展厅，体验相关产品 二、公司副总经理、董事会秘书梁绮丽女士介绍公司情况 公司是一家集光成像、光显示、光感知为核心技术的专业镜 投资者关系活动 头、光电产品的制造商及光学系统解决方案提供商。经过多年光学 主要内容介绍 领域技术的沉淀和深耕，公司掌握了光学镜头及光电产品的设计 开发、超精密模具技术及智能制造技术，拥有光学防抖、超精密光 学非球面、自由曲面、光波导等核心光学器件的核心技术，并已实 现多项首 ...

Financial Performance - The company reported a total revenue of RMB 1.2 billion for the year 2022, representing a year-on-year increase of 15%[1]. - The net profit attributable to shareholders was RMB 200 million, which is a 10% increase compared to the previous year[1]. - The company's operating revenue for 2022 was ¥1,504,553,706.25, a decrease of 7.99% compared to ¥1,635,162,213.20 in 2021[19]. - The net profit attributable to shareholders for 2022 was ¥55,903,625.41, down 24.72% from ¥74,264,696.71 in 2021[19]. - The net profit after deducting non-recurring gains and losses was ¥38,507,336.09, a decline of 41.60% from ¥65,934,432.90 in 2021[19]. - The total operating revenue for 2022 was ¥1,504,553,706.25, a decrease of 7.99% compared to ¥1,635,162,213.20 in 2021[65]. - The revenue from security products was ¥1,089,727,732.93, accounting for 72.43% of total revenue, with a slight decrease of 0.47% year-on-year[65]. - The company reported a total revenue of 1.5 billion RMB for the year 2022, representing a year-over-year growth of 15%[142]. Dividend and Shareholder Returns - The company plans to distribute a cash dividend of RMB 1.00 per 10 shares, totaling approximately RMB 26.82 million based on the total share capital[3]. - The net profit attributable to the parent company's shareholders for the year is RMB 55,903,625.41, with a cumulative distributable profit of RMB 317,619,065.28[185]. - The cash dividend distribution plan aligns with the company's articles of association and shareholder resolutions, ensuring transparency and compliance[184]. - The company has not proposed any stock bonuses or capital reserve transfers during the reporting period, focusing solely on cash dividends[186]. Research and Development - Research and development expenses increased by 20% to RMB 150 million, reflecting the company's commitment to innovation[1]. - The company maintained a high R&D investment, with R&D expenses accounting for nearly 10% of total revenue, focusing on new technologies and products[48]. - Investment in R&D increased by 30% in 2022, totaling 150 million RMB, focusing on new technologies and product innovations[121]. - The company aims to enhance its market share in the new display field by focusing on product R&D and technological innovation, particularly in resolution, display quality, and energy efficiency[37]. - The company is committed to advancing its capabilities in artificial intelligence, focusing on key technology breakthroughs and deepening the integration of industry, academia, and research[41]. Market Expansion and Strategy - The company has set a revenue target of RMB 1.5 billion for 2023, indicating a growth forecast of 25%[1]. - The company is expanding its market presence in Southeast Asia, aiming for a 30% increase in sales in that region by 2024[1]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2023[118]. - The company is exploring potential mergers and acquisitions to further enhance its market position and technological capabilities[135]. - The company aims to deepen penetration in non-security fields to achieve rapid sales growth and mitigate macroeconomic risks[112]. Operational Efficiency and Governance - The company has implemented new governance measures, including the revision of 12 internal control systems to enhance operational efficiency[121]. - The board of directors held 10 meetings in 2022, ensuring compliance with governance standards and effective decision-making processes[123]. - The company maintained a strong independent operational structure, with no instances of fund occupation by the controlling shareholders reported during the year[123]. - The company has a robust governance structure, operating independently from its controlling shareholders in terms of assets, personnel, and finances[129]. - The company is committed to maintaining the legal rights of shareholders through effective decision-making processes[164]. Investor Relations - The company conducted multiple investor communications in January 2022, discussing production and operational conditions[115]. - The investor relations activities included discussions on the company's production conditions and future strategies[115]. - The company has consistently updated its investors on performance metrics and operational insights during the year[116]. - The company emphasizes the importance of investor feedback in shaping its operational strategies and future outlook[115]. - The company engaged in over 20 investor communication activities, enhancing its relationship with nearly 200 participating institutions[126]. Product Development and Innovation - New product development includes the launch of a next-generation optical sensor expected to increase market share by 5%[1]. - The company is developing a 4K laser television module, aiming to enhance market share in the laser TV sector with high brightness and quality[75]. - The company is actively involved in the development of new technologies and products, focusing on expanding its market presence[135]. - The company aims to leverage its research and development efforts to introduce innovative products that meet market demands[135]. - A strategic partnership with a leading tech firm is expected to enhance product development and distribution channels, aiming for a 15% increase in operational efficiency[142]. Financial Position and Assets - The total assets at the end of 2022 were ¥2,531,584,619.63, a decrease of 1.64% from ¥2,573,800,715.80 at the end of 2021[19]. - The company reported a significant increase in investment income of ¥10,590,812.44, accounting for 15.97% of total profit, primarily from investments in Tieda Technology[81]. - The cash and cash equivalents decreased by 234.01% due to increased external investments and short-term debt repayments[80]. - The company completed a capital increase of ¥392.15 million for its wholly-owned subsidiary, Display Technology, to support the "New Display and Smart Wearable Products Manufacturing Project"[89]. - The company has a total of 1,147 production personnel, 35 sales personnel, 528 technical personnel, 14 financial personnel, and 105 other personnel[180].

Financial Performance - The company's revenue for Q1 2023 was ¥329,750,339.04, representing a 20.05% increase compared to ¥274,680,124.03 in the same period last year[5] - Net profit attributable to shareholders was ¥8,599,932.65, a significant turnaround from a loss of ¥13,384,216.69, marking a 164.25% improvement[5] - Basic and diluted earnings per share improved to ¥0.03, compared to a loss of ¥0.05 per share in the same quarter last year, reflecting a 160.00% increase[5] - Net profit for Q1 2023 was ¥8,614,274.20, a significant recovery from a net loss of ¥13,358,457.13 in Q1 2022[17] - The net profit attributable to the parent company for Q1 2023 is ¥8,599,932.65, a significant improvement from a net loss of ¥13,384,216.69 in the same period last year, representing a turnaround of approximately 164.3%[18] - The total comprehensive income attributable to the parent company for Q1 2023 is ¥8,143,409.67, compared to a loss of ¥13,328,525.17 in Q1 2022, indicating a recovery of around 161.1%[18] Cash Flow and Liquidity - The net cash flow from operating activities reached ¥177,774,473.14, a remarkable increase of 434.51% from -¥53,145,333.92 in the previous year[5] - Cash inflows from operating activities for Q1 2023 amount to ¥581,126,231.98, an increase from ¥413,780,086.90 in Q1 2022, reflecting a growth of approximately 40.4%[21] - Cash and cash equivalents increased to ¥442,648,477.32 from ¥329,303,462.91 at the beginning of the year, representing a growth of 34.36%[14] - Cash and cash equivalents at the end of Q1 2023 stand at ¥338,697,902.74, compared to ¥419,780,437.64 at the end of Q1 2022, showing a decrease of about 19.3%[22] - The company reported cash outflows from investing activities of ¥34,615,586.07 in Q1 2023, down from ¥49,599,825.18 in Q1 2022, indicating a reduction of approximately 30.2%[21] - The net cash flow from financing activities for Q1 2023 is -¥40,449,434.27, compared to a positive inflow of ¥4,647,953.40 in Q1 2022, reflecting a shift in financing strategy[22] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,512,876,381.58, a slight decrease of 0.74% from ¥2,531,584,619.63 at the end of the previous year[5] - Total liabilities decreased to ¥897,609,302.78 from ¥930,390,411.52, a reduction of 3.52%[15] - Cash and cash equivalents increased to ¥442,648,477.32 from ¥329,303,462.91 at the beginning of the year, representing a growth of 34.36%[14] - Accounts receivable decreased to ¥264,093,570.08 from ¥318,845,394.32, a decline of 17.16%[14] - Inventory increased to ¥419,569,341.55 from ¥381,231,288.32, marking a rise of 10.00%[14] - Short-term borrowings rose to ¥291,803,478.48 from ¥266,039,007.47, an increase of 9.00%[15] - Long-term investments increased to ¥275,329,618.55 from ¥273,647,008.12, a growth of 0.65%[14] Shareholder Information - The total number of common shareholders at the end of the reporting period is 21,689[8] - The largest shareholder, Gong Junqiang, holds 23.64% of shares, totaling 63,397,349 shares, with 17,850,000 shares pledged[8] - The top ten shareholders collectively hold significant stakes, with the second-largest shareholder, Guangbo Investment Co., Ltd., holding 7.07%[8] - The total number of restricted shares at the end of the period is 70,339,154, with 26,250 shares released during the period[10] - The company has not disclosed any other shareholder relationships or concerted actions beyond the top shareholders[8] - The company has a total of 4,353,911 shares held by shareholder Xie Jingguo, with a combination of ordinary and margin trading accounts[9] - The company has a total of 1,531,500 shares held by shareholder Qu Zongjin, with a combination of ordinary and margin trading accounts[9] - The company has not reported any changes in the number of preferred shareholders or their holdings[9] Operational Highlights - The company reported a 149.78% increase in prepaid accounts to ¥60,790,616.96, primarily due to increased advance payments for materials[6] - Financial expenses decreased by 69.08% to ¥626,294.30, attributed to increased investment income during the reporting period[6] - The company received government subsidies amounting to ¥3,654,443.96, a 50.46% increase compared to the previous year[6] - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[6] - Total operating costs for Q1 2023 were ¥323,778,427.34, up from ¥294,384,425.09 in the same period last year, reflecting a growth of 10.00%[17] - The company received cash from sales of goods and services amounting to ¥413,167,532.61 in Q1 2023, up from ¥399,711,246.51 in Q1 2022, representing an increase of about 3.6%[20]

证券代码：300691 证券简称：联合光电 公告编号：2023-028 中山联合光电科技股份有限公司 关于举行 2022 年度网上业绩说明会的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性陈述或者重 大遗漏。 中山联合光电科技股份有限公司（以下简称"公司"）《2022 年年度报告》及摘要 于 2023 年 4 月 25 日 在 中 国 证 监 会 指 定 的 创 业 板 信 息 披 露 网 站 巨 潮 资 讯 网 （http://www.cninfo.com.cn）披露，供全体股东和投资者查阅。 为便于广大投资者更深入、全面地了解公司情况，公司将于 2023 年 5 月 10 日（星 期三）15:00-17:00 举行 2022 年度网上业绩说明会，本次业绩说明会将在"全景网"、 "价值在线"两个平台采用网络远程的方式举行，投资者可通过以下方式参与互动交流。 1、"全景网"参与方式：采用网络远程的方式举行，投资者可登陆全景网"投资者 关系互动平台"（http://ir.p5w.net）参与本次年度业绩说明会。为充分尊重投资者、 提升交流的针对性，现就公司 2022 年度业绩说 ...

Group 1: Company Overview - The company specializes in optical imaging, display, and sensing technologies, and is a leading manufacturer of optical products and solutions [1] - It has developed core technologies in optical stabilization, ultra-precision optics, and freeform optics, achieving several pioneering technologies such as black light full-color technology and instant focus technology [1] Group 2: Security Products - The company holds the global market share of over 20x zoom security lenses, maintaining the number one position for several consecutive years [2] - Security products are widely used in smart security applications, intelligent transportation, border security, and energy sectors [2] Group 3: Future Outlook - The company remains optimistic about the future of the security industry despite current economic pressures and the impact of COVID-19, anticipating a positive trend with the shift towards intelligent security [2] - In the smart driving sector, the company plans to increase market promotion and has already secured partnerships with several new energy vehicle manufacturers [2] Group 4: AR/VR Development - The company has established strategic partnerships with well-known AR/VR companies and signed a strategic cooperation framework agreement with Xincheng Technology to enhance its capabilities in the AR/VR field [3] - Future plans include continuous investment in R&D to build technological barriers and optimize production capabilities in the new display sector [3] Group 5: 2023 Outlook - The company is confident in its future growth based on the expansion of its high-end security business and the growth of non-security sectors [3] - Plans to strengthen the optical technology foundation and enhance the integration of optical products in imaging, display, and sensing areas are in place [3]

Group 1: Company Overview - The company focuses on both security and non-security product lines, with significant investment in non-security product development and market promotion [1] - The company has registered an automotive electronics company to enhance its presence in the vehicle lens market [1] Group 2: Market Position and Competition - The main competitors in the high-end market are Japanese suppliers, while the company holds strong technical advantages in high-performance areas such as high magnification zoom, HD, and optical stabilization compared to domestic competitors [2] - The company aims to maintain stable growth in the security market while expanding into new applications and increasing output in the mid-range lens sector [2] Group 3: Future Development and Investment - The company anticipates that the revenue share of non-security products will increase as it continues to invest in high-definition lens technology, especially with the rise of 5G [2] - The fundraising project has completed factory acceptance and partial production as of Q2 2019, with plans to gradually release capacity based on business needs [2]