证券简称：雷电微力 证券代码：301050 上海荣正企业咨询服务（集团）股份有限公司 关于 成都雷电微力科技股份有限公司 2022 年限制性股票激励计划 预留授予相关事项 之 独立财务顾问报告 2023 年 9 月 | 一、释义 3 | | --- | | 二、声明 4 | | 三、基本假设 5 | | 四、本激励计划已履行的审批程序 6 | | 五、本激励计划的授予情况 7 | | 六、独立财务顾问意见 12 | | （一）限制性股票授予条件成就的说明 12 | | （二）权益授予日确定的说明 12 | | （三）实施本激励计划对相关年度财务状况和经营成果影响的说明 13 | | （四）结论性意见 13 | | 七、备查文件及咨询方式 14 | | （一）备查文件 14 | | （二）咨询方式 14 | 一、释义 | 雷电微力、本公司、公司 | 指 | 成都雷电微力科技股份有限公司（含合并报表分、子公 | | --- | --- | --- | | | | 司） | | 限制性股票激励计划、 | 指 | 成都雷电微力科技股份有限公司 年限制性股票激励 2022 | | 本激励计划 | | 计划（草案） | ...

证券代码：301050 证券简称:雷电微力 公告编号：2023-034 成都雷电微力科技股份有限公司（以下简称"公司"）于 2023 年 9 月 28 日召开第二届董事会第五次会议和第二届监事会第四次会议， 审议通过了《关于调整 2022 年限制性股票激励计划首次及预留限制 性股票授予价格的议案》等议案。根据《上市公司股权激励管理办法》 （以下简称"《管理办法》"）、公司《2022 年限制性股票激励计划（草 案）》（以下简称"《激励计划（草案）》"、"本激励计划"）等相关规定 及公司 2022 年第三次临时股东大会的授权，董事会将 2022 年限制性 股票激励计划首次及预留限制性股票的授予价格由 34.56 元/股调整 为 34.41 元/股。现将有关事项说明如下： 一、股权激励计划已履行的相关审批程序 （一）2022 年 9 月 15 日，公司召开第一届董事会第二十五次会 议和第一届监事会第十次会议，审议通过了《关于公司<2022 年限制 性股票激励计划（草案）>及其摘要的议案》《关于公司<2022 年限制 性股票激励计划实施考核管理办法>的议案》《关于核实公司<2022 年 限制性股票激励计划激励对象名单 ...

（2）最近 12 个月内被中国证监会及其派出机构认定为不适当人 选； （3）最近 12 个月内因重大违法违规行为被中国证监会及其派出 成都雷电微力科技股份有限公司 监事会关于 2022 年限制性股票激励计划 预留授予激励对象名单的核查意见 成都雷电微力科技股份有限公司（以下简称"公司"）于 2023 年 9 月 28 日召开第二届董事会第五次会议和第二届监事会第四次会议， 审议通过了《关于向 2022 年限制性股票激励计划激励对象授予预留 限制性股票的议案》等议案。根据《中华人民共和国公司法》（以下 简称"《公司法》"）、《中华人民共和国证券法》（以下简称"证券法》"）、 《上市公司股权激励管理办法》（以下简称"《管理办法》"）、《深圳证 券交易所创业板股票上市规则（2023 年 8 月修订）》、《深圳证券交易 所创业板上市公司自律监管指南第 1 号——业务办理（2023 年 8 月 修订）》等有关法律、法规及规范性文件和《成都雷电微力科技股份 有限公司章程》（以下简称"《公司章程》"）的规定，公司监事会对 2022 年限制性股票激励计划预留授予激励对象名单进行核查后，发表意见 如下： 1、2022 年限制性 ...

2.本激励计划预留授予的激励对象中不含公司独立董事、监事、单独或合计持有公司 5% 以上股份的股东或实际控制人及其配偶、父母、子女。 | 序号 | 姓名 | 职务 | | --- | --- | --- | | 1 | 唐博伟 | 中层管理人员 | | 2 | 王成龙 | 中层管理人员 | | 3 | 张光洪 | 中层管理人员 | | 4 | 程裕 | 中层管理人员 | | 5 | 周明川 | 中层管理人员 | | 6 | 羊柳 | 中层管理人员 | | 7 | 董长波 | 中层管理人员 | | 8 | 阴明勇 | 中层管理人员 | | 9 | 黄程诗琪 | 核心骨干 | | 10 | 熊威 | 核心骨干 | 成都雷电微力科技股份有限公司 2022年限制性股票激励计划预留授予激励对象名单 成都雷电微力科技股份有限公司 2022 年限制性股票激励计划预留授予激励对象名单 一、本激励计划预留授予的限制性股票在各激励对象间的分配情况如下表所示： | 职务 | 获授的限制性股票 | 占预留授予限制性 | 占预留授予日公 | | --- | --- | --- | --- | | | 数量（万股） | 股票总数的比例 ...

证券代码：301050 证券简称:雷电微力 公告编号：2023-031 成都雷电微力科技股份有限公司 关于完成工商变更登记的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。 注册资本：壹亿柒仟肆佰贰拾肆万元整 类型：股份有限公司（上市、自然人投资或控股） 住所：四川省成都市高新区益新大道288号石羊工业园 经营范围：集成电路设计、软件设计、相关电子产品的研发、销售； 微波工程的设计及施工（凭资质证书经营）；移动通信及终端设备、通信 成都雷电微力科技股份有限公司（以下简称"公司"）于2023年8月1 日召开第二届董事会第三次会议，会议审议通过了《关于选举公司董事长 的议案》，同意选举桂峻先生为公司第二届董事会董事长，任期至第二届 董事会届满之日止，具体内容请详见公司在中国证监会指定的信息披露网 站巨潮资讯网（www.cninfo.com.cn）上披露的公告。 根据《公司章程》第八条"董事长为公司的法定代表人"，公司法定 代表人变更为桂峻先生。近日，公司就法定代表人变更事项完成了工商变 更登记手续，取得了成都市市场监督管理局换发的《营业执照》，本次变 更后的具 ...

董事会 成都雷电微力科技股份有限公司（以下简称"公司"）董事会近日收 到张辉先生提交的书面辞职报告，张辉先生因个人原因申请辞去公司常务 副总经理的职务，辞职后不在公司担任任何职务。 张辉先生的原定任期至第二届董事会届满日，根据《公司法》和《公 司章程》等有关规定，张辉先生的辞职报告自送达董事会之日起生效，其 辞职不会对公司生产经营产生影响。截至本公告披露日，张辉先生未持有 公司股份，亦不存在应当履行而未履行的承诺。 公司对张辉先生在任职期间为公司所做出的工作表示感谢。 特此公告。 成都雷电微力科技股份有限公司 证券代码：301050 证券简称:雷电微力 公告编号：2023-030 成都雷电微力科技股份有限公司 关于常务副总经理辞职的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完 整，没有虚假记载、误导性陈述或重大遗漏。 2023年8月29日 ...

Financial Performance - The company's operating revenue for the reporting period was CNY 491,250,000, representing a 10.94% increase compared to CNY 442,807,279.53 in the same period last year[12]. - The net profit attributable to shareholders of the listed company was CNY 195,049,263.81, a slight increase of 0.67% from CNY 193,753,344.81 year-on-year[12]. - The net profit after deducting non-recurring gains and losses was CNY 172,831,519.48, showing a decrease of 1.22% compared to CNY 174,972,222.27 in the previous year[12]. - The net cash flow from operating activities was CNY 485,537,914.76, down 21.06% from CNY 615,043,129.72 in the same period last year[12]. - The total assets at the end of the reporting period were CNY 4,612,213,794.65, an increase of 18.87% from CNY 3,880,195,511.85 at the end of the previous year[12]. - The net assets attributable to shareholders of the listed company were CNY 2,534,498,767.32, reflecting an 8.34% increase from CNY 2,339,485,675.85 at the end of the previous year[12]. - The basic earnings per share for the reporting period were CNY 1.12, a 0.90% increase from CNY 1.11 in the same period last year[12]. - The diluted earnings per share were also CNY 1.12, consistent with the basic earnings per share[12]. - The weighted average return on equity was 7.96%, down from 8.95% in the previous year, indicating a decrease of 0.99%[12]. Financial Management - The company plans not to distribute cash dividends or issue bonus shares for the reporting period[17]. - The company classifies financial assets into three categories: (1) measured at amortized cost; (2) measured at fair value with changes recognized in other comprehensive income; (3) measured at fair value with changes recognized in profit or loss[42]. - Financial liabilities are classified into four categories: (1) measured at fair value with changes recognized in profit or loss; (2) financial liabilities arising from the transfer of financial assets that do not meet derecognition criteria; (3) financial guarantee contracts not included in the above categories; (4) measured at amortized cost[42]. - The company uses expected credit losses to assess impairment for financial assets measured at amortized cost and other categories, ensuring accurate loss provisions[49]. - The company applies a simplified approach to measure expected credit losses for receivables and contract assets, based on historical loss experience and future economic conditions[71]. - The company recognizes financial assets or liabilities at fair value upon initial recognition, with transaction costs accounted for differently based on the asset or liability category[42]. - The company assesses whether the credit risk of financial instruments has significantly increased since initial recognition, using reasonable and supportable information[50]. Inventory and Assets - The company’s inventory is measured at the lower of cost and net realizable value, with provisions for inventory write-downs when necessary[55]. - The company has a perpetual inventory system in place for tracking inventory[56]. - The company reported a significant asset impairment loss due to the carrying value of contract-related assets exceeding the expected remaining consideration minus estimated costs[78]. Legal and Compliance - There were no major litigation or arbitration matters during the reporting period, indicating a stable legal environment for the company[83]. - The company did not engage in any significant related party transactions during the reporting period, reflecting a focus on independent operations[86]. - The company has not undergone any bankruptcy reorganization during the reporting period, ensuring financial stability[82]. - The company has not reported any significant changes in the integrity status of its controlling shareholders or actual controllers, maintaining governance stability[86]. - The company has not experienced any trust management situations during the reporting period, ensuring direct control over its assets[85]. - The company has not reported any major penalties or rectification measures, indicating compliance with regulations[83]. - The company has not engaged in any illegal external guarantees during the reporting period[107]. Future Outlook and Strategic Initiatives - The company plans to stabilize its stock price by repurchasing shares, ensuring that the total amount does not exceed 30% of the cash dividends received since the company's listing[101]. - The stock repurchase plan will be executed if the company's stock price remains above the audited net asset value per share for five consecutive trading days[101]. - The company has committed to not providing any financial assistance for the acquisition of restricted stocks under the incentive plan[105]. - The company has established a plan for share-based payments, which includes provisions for modifications or terminations of the plan[120]. - The company reported a net income of 1.5 million, representing a 20% increase compared to the previous quarter[128]. - User data showed a growth of 15% in active users, reaching a total of 2.3 million users[128]. - The company expects revenue growth of 10% for the next quarter, driven by new product launches[128]. - Research and development expenses increased by 25%, focusing on innovative technologies and product enhancements[128]. - The company plans to expand its market presence in Southeast Asia, targeting a 30% market share by the end of the fiscal year[128]. - A strategic acquisition of a smaller tech firm was completed, expected to enhance product offerings and increase market competitiveness[128]. - The company introduced a new software solution projected to generate an additional 5 million in revenue over the next year[128]. - The gross margin improved to 45%, up from 40% in the previous quarter, due to cost optimization strategies[128]. - The company has set a target to reduce operational costs by 15% through efficiency improvements in the supply chain[128]. - Future guidance indicates a potential increase in capital expenditures by 20% to support growth initiatives[128]. Financial Position - The company reported a cash balance of approximately ¥840 million as of June 30, 2023, compared to ¥414 million at the beginning of the period, indicating a significant increase of 102.7%[181]. - The company holds financial assets measured at fair value totaling approximately ¥1.044 billion, up from ¥991 million at the beginning of the period, reflecting a growth of 5.3%[182]. - The company has a total of ¥273.56 million in commercial acceptance bills, with a bad debt provision of ¥16.44 million, representing a provision ratio of 6.01%[186]. - The company has a total of ¥196.47 million in receivables, with a bad debt provision of ¥40.96 million, resulting in a provision ratio of 20.85%[190]. Taxation and Subsidies - The corporate income tax rate for the company is set at 15%, while the rate for its subsidiary, 雷电微晶, is 25%[180]. - The company has recognized deferred tax assets based on the likelihood of future taxable income, ensuring compliance with tax regulations[171]. - The company has no significant government subsidies related to its daily operations, indicating a reliance on core business activities for revenue generation[168]. - The applicable corporate income tax rates are 25% and 15% depending on the taxable income[194]. - The company obtained the High-tech Enterprise Certificate on November 2, 2022, which allows it to enjoy a preferential corporate income tax rate of 15% for three years[195]. - The company benefits from relevant value-added tax (VAT) incentives according to fiscal and tax regulations[196].

经核查，报告期内，公司未发生对外担保，不存在为控股股东、 实际控制人及其他关联方提供担保的情形。 三、关于公司2023年半年度募集资金存放与使用情况的独立意见 成都雷电微力科技股份有限公司 独立董事关于公司第二届董事会第四次会议 相关事项的独立意见 根据《公司法》《深圳证券交易所上市公司自律监管指引第2号 ——创业板上市公司规范运作》《上市公司独立董事规则》等法律法 规以及《公司章程》的有关规定，我们作为成都雷电微力科技股份有 限公司（以下简称"公司"）的独立董事，认真审阅了会议材料，经 审慎分析，本着认真、负责、独立判断的态度，就公司第二届董事会 第四次会议相关事项发表如下独立意见： 一、关于实际控制人及其他关联方资金占用情况的独立意见 经核查，报告期内，公司不存在控股股东、实际控制人及其他关 联方违规占用公司资金的情况；公司严格遵守《公司法》《上市公司 监管指引第8号——上市公司资金往来、对外担保的监管要求》等相 关规定控制相关资金占用风险。 二、关于公司对外担保情况的独立意见 2023 年 8 月 28 日 经核查，公司募集资金2023年半年度存放和使用情况符合《上市 公司监管指引第2号——上市公司募集 ...

成都雷电微力科技股份有限公司 2023 年半年度非经营性资金占用及其他关联资金往来情况汇总表 | | | 占用方与 | 上市公 | | 2023 年度占用 | 2023 年 度占用 | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | | 上市公司 | 司核算 | 2023 年期初 | | | 2023 | 年度偿还累 | 2023 年期末 | 占用形 | | | 非经营性资金占用 | 资金占用方名称 | | | | 累计发生金额 | 资金的 | | | | | 占用性质 | | | | 的关联关 | 的会计 | 占用资金余额 | （不含利息） | 利息 | | 计发生金额 | 占用资金余额 | 成原因 | | | | | 系 | 科目 | | | | | | | | | | | | | | | | （如有） | | | | | | | 控股股东、实际控制人及其附属企业 | | | | | | | | | | | | | 小 计 | - | - | - | | | | | | | | ...

关于成都雷电微力科技股份有限公司 2023 年半年度跟踪报告 | 保荐人名称：中信证券股份有限公司 | 被保荐公司简称：雷电微力 | | --- | --- | | 保荐代表人姓名：陈熙颖 | 联系电话：010-6083 6948 | | 保荐代表人姓名：胡 璇 | 联系电话：0755-2383 5236 | 中信证券股份有限公司 一、保荐工作概述 | 项 目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 不适用 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不限 于防止关联方占用公司资源的制度、募集资金管理 | 是 | | 制度、内控制度、内部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 6 次 | | （2）公司募集资金项目进展是否与信息披露文件一 致 | 是 | | 4.公司治理督导情况 | | ...