2024 年半年度权益分派实施公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 南京波长光电科技股份有限公司（以下简称"公司"）2024 年半年度权益 分派方案已获 2024 年 8 月 16 日召开的第四届董事会第十一次会议审议通过，本 次实施的分派方案在 2024 年 5 月 15 日召开的 2023 年度股东大会授权范围内， 无需再次提交股东大会审议。现将权益分派事宜公告如下： 证券代码：301421 证券简称：波长光电 公告编号：2024-049 南京波长光电科技股份有限公司 一、董事会审议通过的利润分配方案情况 1. 公司第四届董事会第十一次会议审议通过的 2024 年半年度利润分配方 案如下： 公司拟以 2024 年 6 月 30 日总股本 115,718,000 股为基数，向全体股东每 10 股派发现金 0.70 元（含税），共计派发现金股利 8,100,260.00 元（含税）；每 10 股送红股 0 股（含税），共计送红股 0 股；以资本公积向全体股东每 10 股转 增 0 股。剩余未分配利润结转至以后年度分配。 在利润分配预案披露日至实 ...

Group 1: Market Strategy - The company focuses on the consumer optical market by targeting new incremental consumer optical products such as smart home TOF lenses, infrared monitoring lenses, and medical endoscopes [1] - The company has differentiated strategies for industrial and consumer optical products, emphasizing product design and quality control for industrial products while focusing on customer demand and cost control for consumer products [2] Group 2: Financial Performance - In the first half of 2024, the company's revenue in the semiconductor and related fields reached 17 million yuan, exceeding 60% of last year's total revenue in this sector [2] - The infrared optical business saw a 38% year-on-year growth in 2023, but revenue declined in the first half of 2024 due to fluctuations in the supply of germanium, a key raw material [3] Group 3: Future Outlook - The company anticipates growth opportunities in the laser optical business driven by the recovery of the consumer electronics industry and the release of market demand in high-precision manufacturing sectors [3] - The company plans to strengthen supply chain management and optimize product design to mitigate the impact of raw material price fluctuations on its infrared optical products [3] Group 4: Risk Management - The company advises investors to refer to official announcements on the Cninfo website for accurate information and warns that the descriptions of external environment judgments and future plans do not constitute substantial commitments to investors [3]

Financial Performance - In the first half of 2024, the company achieved operating revenue of CNY 190 million, a year-on-year increase of 3.76% [2] - The net profit attributable to shareholders was CNY 28.8 million, a decrease of 16.67% compared to the previous year [2] - Revenue from laser optical business reached CNY 135 million, accounting for 71% of total revenue [2] - The company's overseas business revenue was CNY 67.8 million, a year-on-year increase of 33.84%, representing 35.9% of total revenue [5] Business Segments - The infrared optical business experienced a decline due to fluctuations in the market for raw materials, particularly germanium [2] - The semiconductor business, categorized under laser optics, generated over CNY 17 million in revenue, primarily from optical components [3] - The AR/VR sector saw revenue growth, with ongoing development of Pancake optical modules for VR equipment [3] Challenges and Strategies - The company faced challenges in the infrared optical segment due to raw material price volatility and supply chain issues [2] - To mitigate these challenges, the company is optimizing product design and exploring alternative materials [2] - The company is also focusing on enhancing its high-end product line and increasing production capacity to meet market demand [3] R&D and Future Outlook - The company is investing in a new "Micro-Nano Optical Laboratory" to enhance its R&D capabilities and product offerings [6] - The adjustment of fundraising projects aims to improve technical innovation and expand product categories [6] - The company anticipates that the gradual release of production capacity will stabilize profit margins in the long term [4] Shareholder Engagement - The company has announced a mid-year cash dividend plan, reflecting its commitment to providing reasonable returns to investors [7] - The dividend is based on the annual shareholders' meeting authorization and will not adversely affect the company's cash flow [7]

核查意见 华泰联合证券有限责任公司关于 南京波长光电科技股份有限公司 部分首次公开发行前已发行股份上市流通的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"或"保荐人"）作 为南京波长光电科技股份有限公司（以下简称"波长光电"或"公司"）首次公 开发行股票并在创业板上市持续督导阶段的保荐人，根据《证券发行上市保荐业 务管理办法》《深圳证券交易所创业板股票上市规则》及《深圳证券交易所上市 公司自律监管指引第 13 号——保荐业务》等有关规定，对波长光电首次公开发 行网下配售限售股上市流通相关事项进行了认真、审慎的核查，并发表本核查意 见，具体情况如下： 一、首次公开发行前已发行股份概况 经中国证券监督管理委员会《关于同意南京波长光电科技股份有限公司首次 公开发行股票注册的批复》（证监许可[2023]1252 号）同意注册，公司获准向社 会公众发行人民币普通股（A 股）28,930,000 股，并于 2023 年 8 月 23 日在深交 所创业板上市。首次公开发行股票完成后公司的总股本为 115,718,000 股，其中 有流通限制或限售安排的股份数量为 88,280,315 股，占发行后公司总股本的 ...

证券代码：301421 证券简称：波长光电 公告编号：2024-048 南京波长光电科技股份有限公司 部分首次公开发行前已发行股份上市流通的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1．南京波长光电科技股份有限公司（以下简称"公司"或"发行人"）本 次解除限售的股份属于公司首次公开发行前已发行限售股； 2．本次解除限售的股东户数为 81 户，本次申请解除限售股份数量为 17,919,610 股，占公司总股本的 15.49%，限售期为自公司首次公开发行股票并 在深圳证券交易所（以下简称"深交所"）上市之日起 12 个月； 3．公司本次解除限售股份的上市流通日期为 2024 年 8 月 23 日（星期五）。 一、首次公开发行前已发行股份概况 经中国证券监督管理委员会《关于同意南京波长光电科技股份有限公司首次 公开发行股票注册的批复》（证监许可[2023]1252 号）同意注册，公司获准向社 会公众发行人民币普通股（A 股）28,930,000 股，并于 2023 年 8 月 23 日在深交 所创业板上市。首次公开发行股票完成后公司的总 ...

法定代表人：吴玉堂 主管会计工作的负责人：唐志平 会计机构负责人：唐志平 南京波长光电科技股份有限公司 2024年半年度非经营性资金占用及其他关联资金往来情况汇总表 | 编制单位：南京波长光电科技股份有限公司 | | | | | | | | | | 单位：人民币万元 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | 占用方与上市公司的关 | 上市公司核算的会计科 | 2024年1月1日期初占用 | 2024年1-6月占用累计 | 2024年1-6月占用资金 | 2024年1-6月偿还累计 | 2024年6月30日期末占 | 占用形成原因 | 占用性质 | | | | 联关系 | 目 | 资金余额 | 发生金额（不含利息） | 的利息 | 发生金额 | 用资金余额 | | | | 控股股东、实际控制人及 | | | | | | | | | | | | 其附属企业 | | | | | | | | | | | | 小计 | | | | | | | | | | | | 前控股股东、实 ...

证券代码：301421 证券简称：波长光电 公告编号：2024-041 南京波长光电科技股份有限公司 第四届董事会第十一次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 南京波长光电科技股份有限公司（以下简称"公司"）第四届董事会第十一 次会议于 2024 年 8 月 16 日以现场结合通讯的方式在公司会议室召开，会议通知 于 2024 年 8 月 6 日以电子邮件的方式送达。会议由董事长黄胜弟先生召集和主 持，应出席会议董事 9 名，实际出席会议董事 9 名（其中刘敏、葛军、季学庆、 毛磊以通讯方式参加会议），公司监事和高级管理人员列席会议。与会董事以投 票方式对会议审议内容进行表决。本次会议的召集、召开程序符合《公司法》和 《公司章程》的有关规定。 二、董事会会议审议情况 （一）审议通过了《关于公司 2024 年半年度报告及其摘要的议案》 具体内容详见公司同日披露于巨潮资讯网（www.cninfo.com.cn）的《2024 年半年度利润分配预案公告》。 表决结果：9 票同意，0 票反对，0 票弃权 （三）审议通过了《 ...

具体内容详见同日披露于巨潮资讯网（www.cninfo.com.cn）的《会计师事务 所选聘制度》全文。 关于制定公司《会计师事务所选聘制度》的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 南京波长光电科技股份有限公司（以下简称"公司"）2024 年 8 月 16 日召 开第四届董事会第十一次会议，审议通过了《关于制定公司<会计师事务所选聘 制度>的议案》，为了规范公司选聘会计师事务所工作，提高公司审计工作和财 务信息质量，切实维护股东权益，根据《中华人民共和国公司法》《中华人民共 和国证券法》《深圳证券交易所创业板股票上市规则》《国有企业、上市公司选 聘会计师事务所管理办法》（财会〔2023〕4 号）等相关法律法规、规范性文件 的有关规定，并结合公司实际情况，公司制定了《会计师事务所选聘制度》。 证券代码：301421 证券简称：波长光电 公告编号：2024-047 南京波长光电科技股份有限公司 特此公告。 南京波长光电科技股份有限公司 董事会 2024 年 8 月 20 日 ...

2024 年半年度跟踪报告 | 保荐人名称：华泰联合证券有限责任公司 | 被保荐公司简称：波长光电 | | --- | --- | | 保荐代表人姓名：吕复星 | 联系电话：025-83387704 | | 保荐代表人姓名：吴韡 | 联系电话：025-83387704 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 次 | | 2．督导公司建立健全并有效执行规章制度的情况 （1）是否督导公司建立健全规章制度（包括 | | | 但不限于防止关联方占用公司资源的制度、 | 是 | | 募集资金管理制度、内控制度、内部审计制 | | | 度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 6 次（每月一次） | | （2）公司募集资金项目进展是否与信息披露 | 是 | | 文件一致 | | | 4.公司治理督导情况 | | | （1）列席公司股东 ...

Dividend and Profit Distribution - The company plans to distribute a cash dividend of 0.7 RMB per 10 shares to all shareholders, based on a total of 115,718,000 shares[2]. - The company proposed a cash dividend of CNY 0.7 per 10 shares, totaling CNY 8,100,260.00, which represents 100% of the profit distribution[64]. - The total undistributed profits as of June 30, 2024, amounted to CNY 252,340,356.73 for the consolidated statements and CNY 201,825,958.67 for the parent company[65]. Financial Performance - The company's operating revenue for the reporting period was ¥189,597,457.19, representing a 3.76% increase compared to ¥182,724,279.46 in the same period last year[12]. - Net profit attributable to shareholders decreased by 16.67% to ¥28,795,594.27 from ¥34,556,713.46 year-on-year[12]. - The net profit after deducting non-recurring gains and losses was ¥26,888,087.51, down 18.52% from ¥32,999,350.98 in the previous year[12]. - The net cash flow from operating activities was ¥26,995,887.23, a decline of 31.86% compared to ¥39,615,851.96 in the same period last year[12]. - Basic and diluted earnings per share both decreased by 37.50% to ¥0.25 from ¥0.40 year-on-year[12]. - The weighted average return on equity fell to 2.40%, down 6.06% from 8.46% in the previous year[12]. Research and Development - The company has highlighted its ongoing research and development efforts in optical components and systems, which are crucial for future growth[5]. - R&D expenses increased by 17.4% to CNY 11.10 million, reflecting the company's commitment to innovation[35]. - The number of R&D personnel increased by 14% compared to the beginning of the year, indicating a focus on talent acquisition[34]. Market and Business Strategy - The management discussion section provides insights into market expansion strategies and potential mergers or acquisitions[3]. - The company is actively developing new specifications of products to meet market demands, particularly in the fields of laser welding, cutting, and 3D printing[16]. - The company emphasizes the significance of understanding the differences between plans, forecasts, and commitments to manage investor expectations effectively[2]. Governance and Compliance - The report emphasizes the importance of accurate financial reporting and the responsibility of management to ensure completeness and truthfulness[2]. - The report includes a comprehensive overview of the company's governance structure and compliance with regulatory requirements[4]. - The company emphasizes its commitment to corporate governance, with a board consisting of 9 members, including 3 independent directors[70]. Risk Management - The company has outlined potential risks and corresponding mitigation strategies in the management discussion section[2]. - The company faces risks related to technological upgrades and potential R&D failures, which could impact its competitive edge[54]. - The company is monitoring raw material price fluctuations, with key materials including germanium and optical glass, to manage production costs effectively[58]. Financial Position and Assets - Total assets at the end of the reporting period were ¥1,331,232,576.06, a decrease of 2.64% from ¥1,367,271,402.57 at the end of the previous year[12]. - The net assets attributable to shareholders decreased by 0.61% to ¥1,176,742,507.07 from ¥1,183,976,475.18 year-on-year[12]. - As of the end of the reporting period, cash and cash equivalents amounted to ¥49,994.62 million, accounting for 37.56% of total assets, a decrease of 18.15% compared to the previous year[38]. Employee Engagement and Welfare - The company has established a robust employee welfare system, ensuring timely payment of salaries and social insurance contributions[73]. - The company conducted various employee engagement activities to enhance team spirit and employee satisfaction during the reporting period[73]. - The company emphasizes its commitment to improving employee retention and protecting intellectual property to maintain its technological advantages[55]. Environmental and Social Responsibility - The company emphasizes its commitment to reducing carbon emissions and promoting green development, implementing measures to optimize production processes and improve energy efficiency[75]. - The company has established a "Waste-Free Factory" in Nanjing, focusing on resource sustainability and recycling initiatives[75]. - The company actively participates in social welfare initiatives, including establishing scholarships and collaborating with educational institutions[77]. Shareholder Meetings and Participation - The company held its first extraordinary shareholders' meeting on January 12, 2024, with a participation rate of 60.08%[62]. - The second extraordinary shareholders' meeting took place on April 26, 2024, also with a participation rate of 60.08%[62]. - The annual shareholders' meeting was held on May 15, 2024, with a participation rate of 64.57%[62]. Investment and Capital Expenditure - The total amount of investment during the reporting period was ¥373,142,857.87, representing a dramatic increase of 1,657.92% compared to the same period last year[41]. - The company has invested in over ten high-precision single-point diamond turning machines and laser-assisted processing equipment, achieving lens polishing precision better than the industry average[28]. - The investment progress for the laser optical product production project is 75.48%, with a total commitment of CNY 12,988.78 million[45]. Financial Instruments and Accounting Policies - The company recognizes financial assets or liabilities when it becomes a party to a financial instrument contract, confirming them on the transaction date[148]. - Financial assets are classified at initial recognition based on the company's business model and cash flow characteristics, including amortized cost, fair value through other comprehensive income, and fair value through profit or loss[150]. - The company applies the effective interest method for subsequent measurement of financial assets measured at amortized cost[150]. Revenue Recognition - The company's revenue recognition policy includes components and systems related to laser optics and infrared optics, with revenue recognized when control of the goods is transferred to the customer[192]. - Domestic sales revenue is recognized upon delivery and customer acceptance, while international sales revenue is recognized after customs clearance for exports[193]. - The company measures revenue based on the transaction price allocated to each performance obligation, considering factors like variable consideration and significant financing components[194].