Haitong Securities(HAITY)
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海兰信: 国泰海通证券股份有限公司关于本次重组相关主体不存在依据《上市公司监管指引第7号——上市公司重大资产重组相关股票异常交易监管》第十二条不得参与任何上市公司重大资产重组情形的核查意见
Zheng Quan Zhi Xing· 2025-08-12 16:25
北京海兰信数据科技股份有限公司发行股份及支付现金购买资产并募集配套资金暨关联交易项目 国泰海通证券股份有限公司关于 二条不得参与任何上市公司重大资产重组情形的核查意见 北京海兰信数据科技股份有限公司(以下简称"公司"或"上市公司")拟 通过发行股份及支付现金方式购买海南省信息产业投资集团有限公司等海南海 兰寰宇海洋信息科技有限公司(以下简称"海兰寰宇")全体 17 名股东(以下 简称"交易对方")合计持有的海兰寰宇 100%股权,同时拟向不超过 35 名特 定投资者发行股票募集配套资金(以下简称"本次交易")。 张 铎 王立泉 国泰海通证券股份有限公司(以下简称 "独立财务顾问")作为本次交易 的独立财务顾问,就本次重组相关主体是否存在《上市公司监管指引第 7 号— —上市公司重大资产重组相关股票异常交易监管》第十二条规定不得参与任何 上市公司重大资产重组的情形进行了核查,核查意见如下: 本次交易涉及的相关主体不存在因涉嫌与任何上市公司重大资产重组相关 的内幕交易被立案调查或立案侦查的情形,最近 36 个月内不存在因与任何上市 公司重大资产重组相关的内幕交易被中国证券监督管理委员会作出行政处罚或 者被司法机关 ...
智翔金泰: 国泰海通证券股份有限公司关于重庆智翔金泰生物制药股份有限公司核心技术人员调整的核查意见
Zheng Quan Zhi Xing· 2025-08-12 16:13
《上 国泰海通证券股份有限公司 关于重庆智翔金泰生物制药股份有限公司 核心技术人员调整的核查意见 根据《证券发行上市保荐业务管理办法》《上海证券交易所科创板股票上 市规则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》 等有关法律、法规的规定,国泰海通证券股份有限公司(以下简称"国泰海通"、 "保荐机构")作为重庆智翔金泰生物制药股份有限公司(以下简称"智翔金泰" 或"公司")首次公开发行股票并在科创板上市持续督导的保荐机构,对智翔金 泰核心技术人员调整事项进行了核查,具体情况如下: 一、核心技术人员调整的具体情况 公司副总经理、核心技术人员常志远先生因个人发展,已向董事会申请辞去 副总经理职务。常志远先生辞任后,将不再担任公司任何职务。截至本核查意见 出具日,常志远先生持有公司股份 2,500,000 股。常志远先生承诺将继续遵守《上 市公司股东减持股份管理暂行办法》 《上海证券交易所科创板股票上市规则》 海证券交易所上市公司自律监管指引第 15 号——股东及董事、高级管理人员减 持股份》等相关法律法规的规定以及公司首次公开发行股票期间所作承诺。 同时,根据公司的战略布局以及原核心技术人 ...
国泰海通证券:预计8月15日回购注销A股限制性股票78.29万股
Bei Jing Shang Bao· 2025-08-12 13:22
Group 1 - The core announcement is about Guotai Junan Securities' plan to repurchase and cancel a total of 782,900 A-shares of restricted stock involving 24 incentive targets [1] - After the repurchase and cancellation, the remaining A-shares under the incentive plan will be adjusted to 2,998,600 shares [1] - The company has opened a dedicated securities account for the repurchase at the Shanghai branch of China Securities Depository and Clearing Corporation and has applied for the cancellation procedures, which are expected to be completed by August 15 [1]
国泰海通: 北京市海问律师事务所关于国泰海通证券股份有限公司回购注销部分A股限制性股票相关事项的法律意见书
Zheng Quan Zhi Xing· 2025-08-12 11:14
Core Viewpoint - The legal opinion letter from Haiwen & Partners confirms that Guotai Junan Securities Co., Ltd. has obtained the necessary approvals and authorizations for the repurchase and cancellation of certain A-share restricted stocks under its equity incentive plan, in compliance with relevant regulations [6][10]. Group 1: Approval and Authorization - The company has obtained necessary approvals for the repurchase and cancellation of restricted stocks as per the "Proposal on the Repurchase and Cancellation of Certain A-share Restricted Stocks" [6]. - The legal opinion is based on the due diligence conducted by the law firm, which included reviewing relevant documents and discussions with company personnel [3][4]. Group 2: Repurchase Details - The repurchase is due to various reasons, including termination of labor contracts and performance assessment results, leading to a total of 611,524 shares being repurchased from 10 individuals [6][7]. - The repurchase price will be adjusted based on the original grant price and any dividends distributed, with specific adjustments made for past cash dividends [9]. Group 3: Compliance with Regulations - The reasons for the repurchase, the number of shares, and the repurchase price are all in accordance with the company's equity incentive plan and do not violate the relevant management regulations [10].
国泰海通: 国泰海通证券股份有限公司关于部分A股限制性股票回购注销实施公告
Zheng Quan Zhi Xing· 2025-08-12 11:14
Core Viewpoint - The company announced the repurchase and cancellation of 782,867 A-share restricted stocks due to 24 incentive recipients failing to meet performance standards or having their labor contracts terminated [1][2]. Group 1: Repurchase and Cancellation Details - The decision to repurchase and cancel the restricted stocks was approved in meetings held on February 14, 2025, by the company's board and supervisory board [1]. - The repurchase involves 782,867 shares, including 585,123 shares from the initial grant at a price of 5.32 yuan per share and 197,744 shares from the reserved grant at a price of 6.19 yuan per share [1][2]. - The repurchase is expected to be completed by August 15, 2025 [2]. Group 2: Impact on Share Structure - Following the repurchase and cancellation, the total number of A-shares will decrease from 14,123,948,848 to 14,123,165,981, maintaining the same percentage of 80.11% [3]. - The remaining A-shares under the incentive plan will be adjusted to 2,998,610 shares after the cancellation [2][3]. Group 3: Legal Compliance and Commitments - The company confirmed that the repurchase and cancellation process complies with relevant laws and regulations, ensuring no harm to the rights of incentive recipients or creditors [5]. - A legal opinion from Beijing Haiwen Law Firm confirmed that the necessary approvals and authorizations for the repurchase have been obtained, aligning with the company's incentive plan [5].
上金所:同意国泰海通承继海通证券会员资格
Xin Lang Cai Jing· 2025-08-12 06:19
8月12日,上海黄金交易所发布通知,根据国泰海通证券股份有限公司向该所递交的会员资格承继申 请,经该所审核,同意其承继海通证券股份有限公司会员资格。 ...
港股私有化迎券商新案例 海通证券欲溢114%收购海通国际
Xin Hua Wang· 2025-08-12 05:48
Core Viewpoint - The privatization of Haitong International Securities Group Limited by its parent company Haitong Securities is a strategic move in response to significant financial losses and market pressures, with a proposed buyout price reflecting a substantial premium over its recent trading price [1][2][3]. Group 1: Privatization Details - Haitong International's privatization offer is set at HKD 1.52 per share, representing a premium of approximately 114% over its last closing price of HKD 0.71 before suspension [2][3]. - The total cash consideration for the privatization is estimated to be around HKD 34.70 billion, covering approximately 2.283 billion shares [2][3]. - The privatization plan will result in Haitong International being delisted from the Hong Kong Stock Exchange [2][3]. Group 2: Financial Performance - Haitong International has faced significant financial challenges, with projected net losses of approximately HKD 64 billion to HKD 66 billion for 2022, attributed to market volatility and declining commission revenues [3][4]. - The company's net profit has declined sharply from HKD 30.29 billion in 2017 to a loss of HKD 65.41 billion in 2022, indicating a downward trend in profitability since 2021 [3][4]. - The financial difficulties have impacted the company's ability to raise funds, leading to increased scrutiny from the market regarding its financial health [4]. Group 3: Parent Company Stability - Haitong Securities, the parent company, reported a robust financial position with a revenue of HKD 169.68 billion and a net profit of HKD 38.3 billion for the first half of 2023 [5][6]. - The company's total assets were reported at HKD 762.39 billion, with a net asset value of HKD 167.02 billion as of June 30, 2023 [6]. - Haitong Securities' liquidity ratios are well above regulatory requirements, indicating a strong capacity to manage financial risks associated with the privatization [6]. Group 4: Market Context - The trend of privatization in the Hong Kong market has been notable, with over five companies successfully completing privatization this year, including notable names like Dali Foods and Yashili [6]. - Industry analysts suggest that privatization decisions are often driven by strategic considerations, including cost savings, competition avoidance, and addressing low stock liquidity and valuation issues [6].
友升股份沪主板IPO获受理 海通证券保荐
Xin Hua Wang· 2025-08-12 05:47
中证网讯(王珞)友升股份主板IPO日前获上交所受理,保荐机构为海通证券。招股书显示,友升股份 本次拟发行不超过4,826.7111万股,计划募集资金24.71亿元,将用于云南友升轻量化铝合金零部件生产 基地项目(一期)12.71亿元、年产50万台(套)电池托盘和20万套下车体制造项目7亿元及补充流动资 金5亿元。 友升股份是集设计、开发、生产、销售、服务于一体的专业铝合金汽车零部件制造商,公司产品主要聚 焦于新能源汽车领域,已经形成了门槛梁系列、电池托盘系列、保险杠系列、副车架系列等多产品体 系。凭借着先进的技术工艺、强大的产品开发实力和规模化的产品交付能力,公司得到全球领先的新能 源汽车整车厂商特斯拉、广汽集团、蔚来汽车、北汽新能源、吉利集团的高度认可,形成了长期稳定的 合作关系。在燃油车业务领域,公司主要客户包括凌云工业、富奥股份、华域汽车等知名一级汽车零部 件厂商。 【纠错】 【责任编辑:刘帅 】 未来,公司表示将积极把握新能源汽车行业快速增长带来的市场机遇,响应"碳达峰、碳中和"的号召, 紧跟"十四五规划"的发展方向,大力拓展公司产品和技术在新能源汽车产业链上的应用,为提升我国新 能源汽车的工业水平作 ...
上海沿浦: 国泰海通证券股份有限公司关于上海沿浦精工科技(集团)股份有限公司对外投资暨关联交易的核查意见
Zheng Quan Zhi Xing· 2025-08-11 16:16
Overview of the Investment and Related Transactions - Shanghai Yanpu Precision Technology (Group) Co., Ltd. plans to establish a joint venture named Shanghai Sinatek Intelligent Technology Co., Ltd. with a registered capital of 30 million RMB, where the company will contribute 15.3 million RMB, accounting for 51% of the capital [1][2] - The investment aims to focus on core technology research and development, production line construction, market expansion, and team building [1][2] Purpose and Rationale of the Investment - The investment is driven by the growing demand in the robotics industry, which is supported by government policies favoring high-end equipment manufacturing [2][3] - The collaboration aims to integrate resources for the development and manufacturing of core robotic components, enhancing technological advancements and industry upgrades [2][3] Shareholding Structure and Related Parties - The shareholding structure of Sinatek includes contributions from Shanghai Yanpu, Shanghai Robotics Industry Technology Research Institute, and individual investor Mr. Pu Weidong [1][3] - The related parties include Zhang Sicheng, who is a director and general manager of the company, and his father, who is the actual controller [4][5] Financial and Operational Impact - The investment is expected to have a minimal impact on the company's financial status and operational results, as the investment amount is relatively small [9][10] - The joint venture will be a subsidiary of the company and will be included in the consolidated financial statements [9][10] Approval and Compliance - The investment and related transactions have been approved by the company's board of directors and independent directors, ensuring compliance with relevant regulations [10][11] - The transaction does not require shareholder approval as it falls within the board's authority [2][10]
浙江华业: 国泰海通证券股份有限公司关于浙江华业塑料机械股份有限公司募集资金投资项目延期的核查意见
Zheng Quan Zhi Xing· 2025-08-11 13:18
Group 1 - The company Zhejiang Huaye Plastic Machinery Co., Ltd. has postponed the investment projects funded by its initial public offering (IPO) due to various factors including the late arrival of funds and changes in project locations [1][4]. - The total amount raised from the IPO was RMB 417.4 million, with a net amount of RMB 356.32 million after deducting issuance costs [1][2]. - The company has signed a regulatory agreement with the commercial bank managing the raised funds to ensure proper oversight [2]. Group 2 - The adjusted investment plan includes a total investment of RMB 672 million, with the net amount from the IPO allocated to specific projects [3]. - The postponement of the investment projects does not involve changes to the project content, implementation methods, or investment amounts, ensuring that shareholder interests are maintained [4][5]. - The board of directors and the supervisory board have approved the postponement, confirming that all necessary procedures have been followed [5].