青岛高测科技股份有限公司 董事、高级管理人员和核心技术人员 持有公司股份及其变动管理制度 第一章 总则 第二章 股份变动规则 第四条 存在下列情形之一的，公司董事和高级管理人员所持本公司股份不 得转让： （一）本公司股票上市交易之日起1年内； （二）本人离职后6个月内； （三）公司因涉嫌证券期货违法犯罪，被中国证监会立案调查或者被司法机 关立案侦查，或者被行政处罚、判处刑罚未满6个月的； 第一条 为加强对青岛高测科技股份有限公司（以下简称"公司"或"本公 司"）董事、高级管理人员和核心技术人员所持公司股份及其变动的管理，根据 《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证 券法》（以下简称"《证券法》"）、《上市公司董事和高级管理人员所持本公 司股份及其变动管理规则》《上海证券交易所上市公司自律监管指引第8号—— 股份变动管理》 《上海证券交易所上市公司自律监管指引第15号——股东及董事、 高级管理人员减持股份》《上海证券交易所科创板上市公司自律监管指引第1号 ——规范运作》等有关法律、法规、规范性文件，特制定本制度。 第二条 本公司董事、高级管理人员和核心技术人员应当遵守本制度，其所 ...

第一条 为规范山西通宝能源股份有限公司（以下简称"公司" 或"本公司"）董事、高级管理人员所持本公司股份的管理，维护证 券市场秩序，根据《中华人民共和国公司法》《中华人民共和国证券 法》和《上海证券交易所股票上市规则》《上海证券交易所上市公司 自律监管指引第 8 号——股份变动管理》《上海证券交易所上市公司 自律监管指引第 15 号——股东及董事、高级管理人员减持股份》等 法律、法规、规范性文件的有关规定和《山西通宝能源股份有限公司 章程》，特制定本管理制度。 第二条 本制度适用于公司董事、高级管理人员所持本公司股份 及其变动的管理。 第三条 公司董事、高级管理人员所持本公司股份，是指登记在 其名下的所有本公司股份。 公司董事、高级管理人员从事融资融券交易的，还包括记载在其 信用账户内的本公司股份。 第四条 公司董事、高级管理人员在买卖公司股票前，应知悉《公 司法》 山西通宝能源股份有限公司 董事、高级管理人员所持本公司股份及其变动管理制度 第一章 总则 《证券法》等法律法规关于内幕交易、操纵市场等禁止行为的 规定，不得进行违法、违规的交易。 第二章 股份变动管理 第五条 公司董事、高级管理人员所持公司股份在 ...

广东赛微微电子股份有限公司 董事、高级管理人员及核心技术人员 所持本公司股份及其变动管理制度 第一章 总则 《证券法》"）、中国证券监督管理委员会（以下 简称"中国证监会" ）、《上市公司董事和高级管理人员所持本公司股 份及其变动管理规则》、《上海证券交易所科创板股票上市规则》、 《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运 作》等法律、法规、规范性文件以及《广东赛微微电子股份有限公 司章程》（以下简称"《公司章程》"）的有关规定，结合公司的实际 情况，特制定本制度。 第二章 股份变动管理 第一条 为加强广东赛微微电子股份有限公司（以下简称"公司"）董事、高 级管理人员和核心技术人员所持公司股份及其变动的管理，根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国 证券法》 （以下简称" 第二条 本制度适用于本公司的董事、高级管理人员和核心技术人员所持本 公司股份及其变动的管理。 第三条 本制度所称高级管理人员是指公司的总经理、副总经理、财务总监、 董事会秘书以及《公司章程》确认为高级管理人员的其他人员。 第四条 公司董事、高级管理人员和核心技术人员所持本公司股份，是指登 ...

海南金盘智能科技股份有限公司 第一章 总则 第一条 为加强对海南金盘智能科技股份有限公司（以下简称"公司"）董 事、高级管理人员所持公司股份及其变动的管理，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券 法》"）、《科创板上市公司持续监管办法（试行）》《上市公司董事和高级管 理人员所持本公司股份及其变动管理规则》《上海证券交易所科创板股票上市规 则》《上海证券交易所科创板上市公司自律监管指引第1号——规范运作》《上海 证券交易所上市公司自律监管指引第15号——股东及董事、高级管理人员减持股 份》《上市公司股东减持股份管理暂行办法》《上海证券交易所融资融券交易实 施细则》等法律、法规、规章、规范性文件及《海南金盘智能科技股份有限公司 章程》（以下简称"《公司章程》"）的有关规定，结合公司实际情况，制定本 制度。 第二条 本制度适用于公司及董事、高级管理人员所持本公司股份及其变动 的管理。 第三条 公司董事、高级管理人员所持本公司股份，是指登记在其名下和利 用他人账户持有的所有本公司股份。 上述主体从事融资融券交易的，还包括记载在其信用账户内的本公司股份。 公 ...

Core Points - The document outlines the management system for the shares held by directors and senior management of Guangzhou Yuyin Technology Co., Ltd, ensuring compliance with relevant laws and regulations [1][2][9] Summary by Sections Management Regulations - The management system is established to regulate the shares held by directors and senior management, based on the Company Law, Securities Law, and other relevant regulations [1] - Directors and senior management must adhere to this system [2] Share Transfer Restrictions - Shares held by directors and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [1][2] - Additional restrictions apply if the company is under investigation for securities violations or if the individual is subject to administrative penalties [2] Trading Restrictions - Directors and senior management are prohibited from trading company stocks during specific periods, such as 15 days before the annual or semi-annual report announcements and 5 days before quarterly reports [2][5] Reporting and Disclosure - Directors and senior management must report any changes in their shareholdings within two trading days and ensure accurate and timely disclosure of their trading activities [7][8] - The company secretary is responsible for managing the identity and shareholding data of directors and senior management [8] Compliance and Penalties - Violations of the management system may result in disciplinary actions by the board, and serious breaches could lead to penalties from regulatory authorities [9][9] - The document emphasizes the importance of compliance with the Securities Law regarding the sale and purchase of shares within specified timeframes [6][10]

江苏卓胜微电子股份有限公司 董事和高级管理人员所持本公司股份 及其变动管理制度 第一章 总 则 第一条 为加强江苏卓胜微电子股份有限公司（以下简称"公司"）董事和 高级管理人员所持本公司股份及其变动的管理，维护证券市场秩序，根据《中华人 民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以 下简称"《证劵法》"）、《上市公司股东减持股份管理暂行办法》、《上市公司 董事和高级管理人员所持本公司股份及其变动管理规则》、《深圳证券交易所上市 公司自律监管指引第10号——股份变动管理》、《深圳证券交易所上市公司自律监 管指引第18号——股东及董事、高级管理人员减持股份》等有关法律、法规、规范 性文件及《江苏卓胜微电子股份有限公司章程》（以下简称"《公司章程》"）的 有关规定，结合公司实际情况，制订本制度。 第二条 本制度适用于公司董事和高级管理人员，其所持本公司股份是指登 记在其名下和利用他人账户持有的所有本公司股份；从事融资融券交易的，还包括 记载在其信用账户内的本公司股份。 第三条 本公司董事和高级管理人员在买卖公司股票及其衍生品种前，应知 悉《公司法》《证券法》等法律、法规、规范性文件关于内 ...

董事和高级管理人员所持公司股份 及其变动管理制度 河北·唐山 惠达卫浴股份有限公司 二零二五年六月 惠达卫浴股份有限公司 董事和高级管理人员所持公司股份及其变动管理制度 （2025 年 6 月修订） 第一章 总则 第一条 为规范惠达卫浴股份有限公司（以下简称"公司"或"本公司"） 董事和高级管理人员所持本公司股份及其变动的管理，根据《中华人民共和国公 司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证 券法》"）、中国证监会《上市公司收购管理办法》《上市公司董事和高级管理 人员所持本公司股份及其变动管理规则》《上海证券交易所股票上市规则》《上 海证券交易所上市公司自律监管指引第8号——股份变动管理》《上海证券交易 所上市公司自律监管指引第15号——股东及董事、高级管理人员减持股份》等法 律、法规、规范性文件以及《惠达卫浴股份有限公司章程》（以下简称"《公司 章程》"）的有关规定，结合公司的实际情况，特制定本制度。 第二条 公司董事和高级管理人员在买卖本公司股票及其衍生品种前，应知 悉《公司法》《证券法》等法律、法规、规范性文件关于内幕交易、短线交易、 操纵市场等禁止行为的规定，不得进行 ...

Core Points - The document outlines the management system for the shareholding and trading activities of shareholders, directors, and senior management of Beijing Zhen Shitong Technology Co., Ltd. [1] - The system is established to comply with various laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1][2] Group 1: Applicability and Definitions - The system applies to major shareholders (holding more than 5% of shares), specific shareholders, directors, and senior management [2] - Senior management is defined as those appointed by the board of directors as per the company's articles of association [2] - All shareholding activities must comply with relevant laws and regulations, including restrictions on insider trading and market manipulation [3] Group 2: Reporting and Disclosure Requirements - Major shareholders and directors must ensure accurate and timely reporting of their shareholdings to the Shenzhen Stock Exchange [4] - Directors and senior management must report their personal and immediate family members' shareholding information within specified timeframes [4][5] - Any changes in shareholding must be disclosed within two trading days [12] Group 3: Trading Principles and Restrictions - Directors and senior management must notify the board secretary of their trading plans in writing before executing trades [12] - There are restrictions on trading during specific periods, such as before the announcement of financial reports [31] - Directors and senior management are prohibited from transferring shares within six months of leaving their positions [6][11] Group 4: Share Reduction Regulations - Major shareholders are limited in their ability to reduce shareholdings, with specific caps on the percentage of shares that can be sold within a 90-day period [20][21] - Share reductions must comply with legal and regulatory commitments made by the shareholders [19] - Special conditions apply to the transfer of shares through agreements, including minimum transfer ratios and pricing guidelines [22][23] Group 5: Prohibited Trading Situations - Certain conditions prohibit major shareholders and directors from selling shares, such as ongoing investigations or legal actions against the company [24][25] - Directors and senior management are also restricted from trading under specific circumstances related to legal or regulatory issues [26][27] Group 6: Final Provisions - The system will be executed in accordance with relevant laws and regulations, and any conflicts with future regulations will be resolved in favor of the latter [36] - The board of directors is responsible for interpreting the system, which will take effect upon approval [38]

Core Points - The document outlines the management system for the shares held by major shareholders, directors, and senior management of GCL-Poly Energy Holdings Limited, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system is established to strengthen the management of shares held by shareholders, directors, and senior management in accordance with the Company Law, Securities Law, and other relevant regulations [1] - It applies to shareholders holding more than 5% of the shares, actual controllers, directors, and senior management [2] Group 2: Share Transfer Management - Major shareholders are prohibited from reducing their holdings under certain circumstances, such as being investigated for securities violations or receiving administrative penalties [3][4] - Specific conditions are outlined under which controlling shareholders and actual controllers cannot reduce their holdings, including ongoing investigations or potential delisting scenarios [4][5] Group 3: Restrictions on Trading - Directors and senior management are restricted from trading company shares during specific periods, such as before the announcement of financial reports [6][7] - There are limits on the amount of shares that directors and senior management can transfer within a year, capped at 25% of their total holdings [7] Group 4: Disclosure Management - Changes in shareholdings by directors and senior management must be reported within two trading days, including details of the changes [30] - Plans for share reductions must be disclosed 15 trading days prior to the first sale, including the number of shares, reasons, and time frame [31][32]

Core Points - The document outlines the management system for the shareholding and trading activities of directors and senior management of China International Cargo Airlines Co., Ltd. [1][2] - It emphasizes compliance with relevant laws and regulations, including the Company Law and Securities Law, to prevent insider trading and market manipulation [2][3] - The document specifies restrictions on share transfers by directors and senior management under certain conditions, such as within one year of the company's stock listing or during investigations [3][4] Summary by Sections General Provisions - The management system aims to strengthen the declaration, disclosure, and supervision of shareholding and trading activities by directors and senior management [1] - It defines the shares held by directors and senior management, including those held in others' accounts and through margin trading [1] Prohibitions and Restrictions on Share Transfers - Directors and senior management are prohibited from transferring shares under specific circumstances, including within one year of the company's stock listing and during investigations related to securities violations [3][4] - They must also refrain from trading during sensitive periods, such as before the announcement of annual or quarterly reports [3][4] Information Declaration and Disclosure Management - Directors and senior management must report their shareholding information and any changes within specified timeframes [7][10] - The company secretary is responsible for managing and verifying the shareholding data of directors and senior management [7][8] Additional Regulations - The document includes provisions for the transfer of shares, including limits on the percentage of shares that can be transferred during a specified period [5][6] - It mandates that any changes in shareholding must be reported within two trading days [12][24]