在 中信证券 收购万通证券（原 青岛 证券）的关键节点陈军担任核心负责人，2003-2006年出任 中信万 通证券 总经理。 金融反腐风暴持续向头部 券商 纵深延伸。 近期，据多家媒体援引知情人消息报道称 中信证券 原投资银行业务负责人、执行委员会委员陈军被有 关部门带走调查，其在 中信证券 企业融资部的多名旧部亦牵涉其中。 而这已是这位深耕中信投行近三十年的老将十年内第二次卷入调查风波。 公开信息显示，出生于1969年的陈军是金融圈典型的"券商老将"，1991年从 山东大学 计算数学专业毕 业后他曾短暂任职于 山东大学 数学学院、人民日报事业发展局山东办事处，1997年加入 中信证券 后凭 借着在山东区域市场的深耕站稳脚跟。 离开 中信证券 的陈军并未远离资本市场，他与一众旧部共同创立了 宁波君度私募基金管理有限公司 ， 将业务重心转向拟上市公司的Pre-IPO投资。 数据显示，宁波君度对外投资版图颇为庞大，直接投资的存续/在业企业达38家，间接投资企业更是多 达72家，其中不少企业完成了B轮、D轮等后期融资。 此次陈军被调查的时间节点就在证监会原发行部副主任郭旭东主动投案不久，而媒体报道的更多知情信 息指 ...

王会民曾执掌证监会纪委工作5年，退休6年后被查。 退休6年仍被查，曾执掌反腐工作的证监会纪检监察组原组长王会民被开除党籍。 经查，王会民丧失理想信念，背弃初心使命，背离党中央关于精准扶贫精准脱贫的基本方略，擅权妄 为、盲目决策，造成严重后果；违反中央八项规定精神，违规接受宴请；组织原则缺失，不按规定报告 个人有关事项，在职工录用等工作中为他人谋取利益并收受财物；廉洁底线失守，纵容默许亲属、特定 关系人利用其职权或者职务影响谋取私利；家风不正，对家人失管失教；执纪违纪，执法犯法，大搞利 益交换，大肆收钱敛财，利用职务便利为他人在企业上市、定增融资、职务晋升等方面谋利，并非法收 受巨额财物。 据中央纪委国家监委网站11月24日通报，中国证监会原党委委员、中央纪委国家监委驻中国证监会纪检 监察组原组长王会民严重违纪违法被开除党籍。 王会民曾执掌证监会纪委工作5年，于2019年4月卸任退休。今年3月21日，因涉嫌严重违纪违法，王会 民被查。 公开资料显示，王会民，1959年2月生，现年66岁，甘肃宁县人，早年曾长期在新疆维吾尔自治区任 职，1998年4月开始担任中国建设银行新疆分行党组书记、行长；2002年2月起任新 ...

Core Viewpoint - The article reports on the recent disciplinary actions taken against two financial officials in China, highlighting the ongoing anti-corruption efforts within the financial sector [1]. Group 1: Disciplinary Actions - Zhang Wei, former Deputy Director of the Jilin Provincial Financial Committee, was expelled from the Party and public office due to severe violations of discipline and law, including accepting gifts and engaging in power-for-money transactions [5][6]. - Liu Jie, former Party Committee Member and Vice President of Sichuan Rural Commercial Bank, was also expelled for serious misconduct, including long-term acceptance of bribes and illegal loan issuance [9][10]. Group 2: Violations and Misconduct - Zhang Wei's misconduct included using public power for personal gain, engaging in business activities while in office, and causing significant losses to national interests [5][6]. - Liu Jie was found to have violated multiple regulations, including engaging in illegal financial activities and misusing public resources for personal profit [9][10].

Core Viewpoint - The downfall of Qin Mengzheng, a former senior official at the National Development Bank, highlights the severe consequences of corruption within the financial sector, emphasizing the ongoing struggle against financial corruption in China [1][4]. Group 1: Background of Qin Mengzheng - Qin Mengzheng was once a respected financial expert, enjoying a high salary of approximately 1.5 to 2 million yuan annually, which was 15 to 20 times the average salary of workers in Guangxi [2]. - He initially presented himself as a "people's cadre," engaging with farmers and promising to improve their livelihoods during his tenure as deputy secretary of the Nanning Municipal Committee [2]. Group 2: Violations and Misconduct - The Central Commission for Discipline Inspection detailed six major violations by Qin, including: - Breaching political discipline and engaging in superstitious activities, losing his political integrity [3]. - Violating the central eight-point regulation by accepting banquets from management service objects and shifting personal expenses to others [3]. - Displaying a weak organizational awareness by not truthfully reporting issues during organizational inquiries [3]. - Losing the integrity baseline by accepting gifts and engaging in profit-making activities, treating public power as a "private cash cow" [3]. - Negligence in duties leading to significant financial losses due to improper risk management in financing approvals [3]. - Engaging in corrupt practices by leveraging his position for personal gain, including illegal receipt of substantial assets [3]. Group 3: Implications for Financial Sector - Qin's case underscores the persistent challenges in combating corruption in the financial sector, particularly post-18th National Congress, where he continued to engage in misconduct despite stricter regulations [4]. - The ongoing anti-corruption efforts in the financial sector are crucial, as evidenced by the significant amounts involved and the high-profile cases of other financial executives [4]. - The financial industry must remain vigilant against corruption, as the consequences of violating party discipline and laws are severe, serving as a warning to all practitioners [6].

Core Viewpoint - The article reports on the expulsion of Qian Mengzheng, a former senior expert at the China Development Bank, from the Party due to serious violations of discipline and law, highlighting ongoing anti-corruption efforts in the financial sector [2][4]. Summary by Sections - **Investigation and Findings** - Qian Mengzheng was investigated for severe disciplinary violations, marking the first official disclosure of his investigation [4]. - The investigation revealed that he lost his ideals and beliefs, engaged in superstitious activities, and violated the central eight regulations by accepting banquets and having others pay for his expenses [5]. - He also breached organizational principles by not truthfully reporting issues during organizational discussions and accepted gifts and money from management service objects, violating integrity standards [5]. - **Financial Misconduct** - Qian Mengzheng ignored financial risks, improperly performed duties in financing approval, leading to significant losses, and used his position to benefit others, illegally accepting substantial amounts of money [6]. - His actions constituted severe violations of political, organizational, integrity, and work discipline, and he is suspected of bribery and abuse of power, with a serious nature and adverse impact [6]. - **Consequences and Background** - As a result of the findings, Qian Mengzheng was expelled from the Party, and his benefits were revoked. His case has been referred to the prosecution for legal review [6]. - Qian Mengzheng held various positions in the China Development Bank and had a background in government work, including roles in financial management and IT [7].

Group 1 - The core point of the news is the investigation of Li Shengye, the Deputy General Manager of the Xinjiang branch of the China Export-Import Bank, for serious violations of discipline and law [1] - Li Shengye has been working at the China Export-Import Bank for many years, and his appointment as Deputy General Manager was approved in April 2024 [1] - Prior to Li Shengye, other officials from the Xinjiang branch have also been investigated, including Jiang Hua, who was expelled from the party for corruption in February 2023 [1][2] Group 2 - Multiple officials from the China Export-Import Bank have been investigated this year, including former leaders from branches in Beijing, Tianjin, Shanghai, Liaoning, Jilin, and Shandong [2] - The Central Commission for Discipline Inspection has emphasized a strong anti-corruption stance within the bank, focusing on deepening the fight against corruption and addressing key issues identified in previous cases [2]

Group 1 - The core viewpoint of the article highlights the ongoing anti-corruption efforts within the China Export-Import Bank, particularly focusing on the investigation of Li Shengye, the Deputy Governor of the Xinjiang branch, for serious violations of discipline and law [1][3]. - Li Shengye has been with the China Export-Import Bank for many years, and his qualifications were approved in April 2024 by the National Financial Supervision Administration's Xinjiang Regulatory Bureau [3]. - The article mentions that several officials from the China Export-Import Bank have been investigated this year, including the former Party Secretary and Governor of the Beijing branch, Wu Shaohua, and others from various branches [4]. Group 2 - The article details a previous case involving Jiang Hua, an assistant to the governor of the Xinjiang branch, who was investigated for accepting bribes and was expelled from the Party in February 2023 [4]. - The China Export-Import Bank has maintained a high-pressure stance against corruption, focusing on both punitive measures and systemic reforms to eliminate the breeding ground for corruption [4]. - A report from September indicated that the bank is actively working on rectifying identified issues and implementing special reforms based on case analyses [4].

Core Viewpoint - The article reports on the disciplinary investigation of Wu Chunqing, the former first-level inspector of the Qinghai Provincial Local Financial Supervision Administration, for serious violations of discipline and law, highlighting ongoing anti-corruption efforts in China's financial sector [1][3]. Summary by Sections Background of Wu Chunqing - Wu Chunqing has held various significant positions, including member of the Party Leadership Group and head of the Discipline Inspection Group at the Qinghai Provincial Administration for Industry and Commerce, and later as the chairman of the supervisory board of Qinghai Bank [1][3]. - He was appointed as the first-level inspector of the Qinghai Provincial Local Financial Supervision Administration in December 2019 and retired in February 2022 [3]. Qinghai Bank Overview - Qinghai Bank, originally known as Xining Commercial Bank, was established in December 1997 and renamed in November 2008. It is the first local legal person joint-stock commercial bank in Qinghai Province and the only urban commercial bank [3]. - As of December 2024, Qinghai Bank's total assets amounted to 1130.03 billion, with a provision coverage ratio of 157.18%, a return on equity of 2.25%, a liquidity ratio of 81.03%, and a non-performing loan ratio of 2.65% [3]. Previous Investigations - The article notes that another leader from Qinghai Bank, Wang Li, was investigated and expelled from the Party in February 2020 for similar issues, indicating a pattern of scrutiny within the bank's leadership [3].

Core Points - The former Party Secretary and President of China Construction Bank's Henan branch, Shi Tingfeng, has been expelled from the Party due to serious violations of discipline and law [1][2] - The Central Commission for Discipline Inspection and the National Supervisory Commission conducted an investigation into Shi's misconduct, which included corruption and abuse of power [2][5] Summary by Sections Investigation Findings - Shi Tingfeng lost his ideals and beliefs, betrayed his mission, and was unfaithful to the Party, including colluding and fabricating evidence to resist organizational scrutiny [2] - He violated the Central Eight Regulations by accepting gifts, cash, and other benefits, and improperly allowing others to pay for expenses that should have been his responsibility [2] - Shi breached organizational principles by improperly securing personal benefits for others and misused his position to lend funds to clients for substantial returns [2] Disciplinary Actions - Shi's actions constituted severe violations of political, organizational, and integrity disciplines, leading to his expulsion from the Party and the cancellation of his benefits [2] - His case has been referred to the prosecutorial authorities for legal examination and prosecution, along with the confiscation of his illicit gains [2] Background Information - Shi Tingfeng served as the head of the Henan branch of China Construction Bank from May 2011 until November 2016, and later held a position as the chairman of a pension management company [3][5] - He was recognized with several honors in the banking sector, including titles such as "Leading Figure in Henan Banking Industry" and "Annual Leader in Financial Industry (Henan)" [5] - Previous disciplinary actions have been taken against other officials in the Henan branch, indicating ongoing issues within the organization [5]

Core Viewpoint - The article reports on the expulsion of Shi Tingfeng, the former Party Secretary and President of China Construction Bank's Henan branch, from the Party due to serious violations of discipline and law [2][4]. Summary by Sections Disciplinary Actions - Shi Tingfeng has been expelled from the Party following a disciplinary review and investigation by the Central Commission for Discipline Inspection and the National Supervisory Commission [4]. - The investigation revealed that Shi engaged in serious violations, including loss of ideals, collusion, and evidence fabrication against organizational scrutiny [5]. Violations Identified - Shi was found to have violated the central eight regulations by accepting gifts, cash, and other benefits, as well as improperly accepting invitations for meals and travel [5]. - He breached organizational principles by improperly securing personnel benefits for others [6]. - Shi also misused his position to lend funds to clients for substantial returns and facilitated benefits for others in loan financing and employment, receiving large sums of money in return [6]. Consequences - The disciplinary actions taken against Shi include expulsion from the Party, cancellation of his benefits, and the confiscation of illicit gains [6]. - His case has been referred to the prosecutorial authorities for further legal action [6]. - Shi has held significant positions since May 2011, including being a board member and chairman of a pension management company [6][8]. Background Information - Shi Tingfeng has been recognized with various honors in the banking sector and has served as a professor at Henan University [8]. - The article notes previous disciplinary actions within the Henan branch, indicating a pattern of misconduct among its leadership [9].