Group 1 - The event "5.15 National Investor Protection Publicity Day" was organized by Zhejiang Financial Vocational College, Zheshang Bank, and China Galaxy Securities, focusing on investor education and financial literacy [1][2] - Over 100 participants, including students and staff from Zhejiang Financial Vocational College and Zheshang Bank, took part in a 5.15 km health run to promote the dual concepts of physical fitness and financial literacy [1] - The event featured interactive activities such as a fraud prevention and deposit insurance zone, where participants engaged in games to learn about identifying financial traps like high-yield investments and agency rights protection [1] Group 2 - Zheshang Bank's deputy president highlighted the increasing prevalence of financial fraud targeting students, emphasizing the need for awareness and education [2] - The health run marks the beginning of a series of investor education initiatives planned for 2025, including various activities aimed at enhancing financial literacy and investor protection [2] - The event combined physical activity with financial education, aligning with the "Healthy China" initiative and promoting a comprehensive approach to investor protection [2]

Core Viewpoint - The event held by Chengdu-Chongqing Financial Court and the Sichuan and Chongqing Securities Regulatory Bureaus emphasizes the importance of investor protection as a cornerstone of the capital market and a vital element for healthy market development [1] Group 1 - The release of typical investor protection cases serves as both a warning and a commitment, using real cases to reveal market risks and promote legal knowledge [1] - The initiative aims to strengthen the responsibility of market participants and foster an environment where violations are discouraged, impossible, and undesirable [1] - The publication of these cases is intended to deter illegal activities and guide investors towards rational market participation, showcasing a firm commitment to maintaining market fairness and justice [1]

Core Viewpoint - The article emphasizes the importance of protecting investors, especially small and medium-sized investors, as a reflection of the development philosophy centered on the people, as advocated by President Xi Jinping [1] Group 1: Event Overview - The Guangzhou Futures Exchange (GFE) launched its first "Walk into Futures, Walk into Exchange" themed activity aimed at universities in the Greater Bay Area to promote investor protection [1][3] - On May 15, students from various disciplines visited the GFE trading hall to experience real-time market conditions and engage with staff about the development of the futures market [3] Group 2: Educational Impact - Students gained insights into the operation of the futures market and China's advantages in the new energy industry, particularly regarding industrial silicon and lithium carbonate futures [4] - The visit highlighted the role of the GFE in supporting green development and the Belt and Road Initiative, as well as its focus on listing futures for new energy metals [3][4] Group 3: Investor Protection Initiatives - The GFE has prioritized investor protection, implementing measures such as a review mechanism for protecting the rights of small and medium investors and expanding the scope of investor protection work [5] - During the investor protection publicity period, the GFE utilized various platforms to disseminate information on investor protection and conducted training sessions focused on new energy [5]

2025.05. 16 本文字数：2786，阅读时长大约5分钟 作者 | 第一财经 黄思瑜 金通灵和美尚生态财务造假、恒大地产欺诈发行债券、"牛散"使用145个证券账户操纵8只股票等遭 严惩和追偿情况，被证监会评选为年度十大投资者保护典型案例，在"5·15全国投资者保护宣传 日"披露。 其中，金通灵、美尚生态均因连续多年财务造假，被投资者索赔，最终遭集体诉讼，目前两起案件均 在推进过程中。其中，今年4月28日，深圳中院就美尚生态案权利人范围召开听证会。 除了财务造假、欺诈发行、操纵市场等违法行为外，上市公司资金占用等违法行为也遭到监管合力督 促清偿，涉及"太安退"资金占用案、*ST信通（600289.SH）大股东清偿占用资金案等。 此外，目前创新出了多种调解机制。比如：资本市场首次以"示范调解+仲裁确认"工作机制化解私募 基金群体性纠纷；某上市公司证券虚假陈述责任纠纷调解案依托"总对总"在线诉调对接机制，探 索"司法示范调解+平行案件行业调解"。 两单集体诉讼推进中 金通灵、美尚生态均连续多年财务造假，损害投资者合法权益，遭集体诉讼。 其中，金通灵连续5年财务造假。2017年、2018年、2021年、2022 ...

山西证监局5月16日消息，5月15日，山西辖区2025年"5.15全国投资者保护宣传日"系列活动在太原启 动。启动仪式上，辖区市场经营机构代表、投资者代表发言，充分肯定了资本市场投资者保护工作的新 举措、新成效，表达了对市场未来的信心。山西证监局主要负责同志宣布系列活动启动，并深入投资者 中间，与投资者面对面交流。市场经营机构积极向现场群众发放金融知识、典型案例、打非防非(打击 非法证券期货活动及防范非法金融风险)等宣传手册，并通过组织群众参与互动趣味游戏、现场答疑解 惑等方式，向投资者普及资本市场政策法规和相关知识，引导投资者充分认识投资风险，强化理性投资 意识和依法维权理念。(中证金牛座) ...

本报讯 （记者李雯珊）5月15日晚，海口市日月广场灯光璀璨，海南2025年"5 15全国投资者保护宣传 日"系列活动正式启幕。 本次活动以"心系投资者携手共行动"为主题，监管部门引导、自律组织搭台、市场主体实践三方协同联 动，通过"线下+线上"呼应联通的方式，将资本市场政策法规、年度十大投资者保护典型案例等投资者 保护工作最新动态和投资知识，通过投教集市、普法释法、趣味游戏等多样化的投教活动呈送到投资者 身边，帮助投资者增强风险意识和自我保护能力。活动内容丰富、形式创新、寓教于乐，获得广大投资 者的积极回应和赞誉好评。据不完全统计，活动累计吸引现场投资者1500余人次参与，全景网直播观看 量突破10000人次。 自2019年证监会设立"5·15全国投资者保护宣传日"以来，一年一度的投保宣传日活动已发展成为全社会 广泛宣传资本市场知识、动员强化投资者保护意识和持续倡导长期、理性、价值投资文化的重要载体。 本次活动，海南辖区参与主体之丰富、宣传内容之全面均为历届之最，并首次实现了辖区资本市场持牌 机构、上市（挂牌）公司等主体全覆盖。各市场主体凝聚共识，携手共进，共同构建资本市场投资者保 护新格局，进一步筑牢资本市 ...

在处理ST摩登案时，广东证监局展现了其监管执法的力度和成效。作为全国首单由投保机构提起的资 金占用代位诉讼案件，2024年10月，广东省高级人民法院作出终审判决，判令控股股东向ST摩登返还 占用资金及利息。广东证监局进一步压实清欠责任，对ST摩登出具责令改正的行政监管措施决定，要 求公司采取措施清收资金、控股股东积极筹措并偿还占用资金。广州市公安机关也对ST摩登原实控人 涉嫌背信损害上市公司利益罪立案调查。在立体化追责的强大压力下，2025年1月，ST摩登公告收回全 部被占用资金，连续困扰公司6年的资金占用问题得以化解。 推进证券纠纷调解 广东证监局坚持把矛盾化解在基层，调解挺在前面，同时深化投资者教育，全方位提升投资者知识水 平。 近年来，广东证监局在中国证监会的统筹部署下，深入践行金融为民理念，将投资者保护贯穿于监管工 作全流程。通过推动上市公司现金分红、强化监管执法、推进证券纠纷调解以及深化投资者教育等多方 面工作，切实维护投资者尤其是中小投资者的合法权益。 分红过千亿元 提高投资者获得感 广东证监局深入贯彻落实新"国九条"要求，将推动上市公司现金分红作为增强投资者获得感的重要举 措。 2024年度，广 ...

5月15日，最高人民法院与中国证监会联合发布《关于严格公正执法司法服务保障资本市场高质量发展 的指导意见》，全方位助推资本市场高质量发展。 法治是资本市场的根基，是投资者合法权益保护的重要支撑。证监会副主席陈华平表示，在中央金融委 领导下，证监会积极参与金融法起草工作，大力推动证券投资基金法修订，推进上市公司监管条例和证 券公司监管条例制定修订，积极配合司法机关研究制定内幕交易和操纵市场民事赔偿司法解释、内幕交 易刑事司法解释等司法文件，不断完善资本市场法律制度，织密投资者合法权益保护的"安全网"。 进一步完善资本市场司法规则，《指导意见》全面总结人民法院审判执行工作以及资本市场监管执法工 作实际，从总体要求、投资者保护、市场参与人规范、司法行政协同及组织实施保障等5个方面，提出 了严格公正执法司法、保障资本市场改革发展的23条意见。 具体而言，《指导意见》聚焦投资者保护，站稳人民立场。依法打击欺诈发行和财务信息披露造假，完 善虚假陈述民事赔偿责任制度。常态化开展证券纠纷代表人诉讼，便利投资者依法维护自身合法权益， 降低投资者维权成本。同时，规范市场参与人行为，塑造良好市场生态。推动证券期货基金经营机构回 归 ...

Core Viewpoint - The news highlights the ongoing efforts of regulatory bodies in China to enhance investor protection, enforce strict regulations, and improve the overall quality of the capital market through various initiatives and collaborations across different regions and sectors [5][11][19]. Regulatory Enforcement and Investor Protection - In 2024, the China Securities Regulatory Commission (CSRC) handled 739 cases of securities and futures violations, with 592 penalties issued, marking a 10% increase year-on-year [6][10]. - The Guangdong Securities Regulatory Bureau conducted over 280 inspections, a 12.3% increase from the previous year, and issued 227 administrative measures, up 18.8% [5][25]. - The Shenzhen Securities Regulatory Bureau reported a record 30 penalty cases in 2024, involving 71 individuals and a total fine of 152 million yuan, indicating a significant increase in enforcement actions [6][31]. Investor Education and Awareness - The Shanghai Stock Exchange held discussions with fund sales institutions to enhance investor services and promote index investment, reflecting a growing recognition of the importance of investor education [16][17]. - The Shenzhen Stock Exchange launched the "Starfire Plan" to summarize and promote investor education initiatives, aiming to improve investor knowledge and engagement [19][20]. Financial Dispute Resolution - The Zhejiang Securities Regulatory Bureau signed a cooperation agreement to enhance financial dispute mediation, aiming to resolve conflicts at the grassroots level [34][35]. - The China Securities Association revised its mediation rules to streamline the resolution of securities disputes, promoting a more efficient and accessible process for investors [39][40]. Corporate Governance and Investor Relations - In 2024, there was a notable increase in companies disclosing investor relations management systems, with significant improvements in transparency and communication with investors [36][37]. - Companies are increasingly adopting digital tools for investor relations, enhancing engagement and providing tailored services to meet diverse investor needs [37][38]. Financial Performance and Shareholder Returns - In 2024, listed companies in Guangdong reported cash dividends exceeding 114.6 billion yuan, reflecting a commitment to enhancing investor returns [24][32]. - The Shenzhen Securities Regulatory Bureau facilitated cash dividends totaling 230.8 billion yuan across 339 instances, significantly surpassing the total equity financing amount [32][33].

【深圳商报讯】（记者钟国斌）5月15日，证监会副主席陈华平在2025年"5·15全国投资者保护宣传 日"活动上表示，抓紧出台深化科创板和创业板改革的一揽子政策措施，进一步增强制度的包容性、适 应性，加力支持科技创新和新质生产力发展，会同各方打好稳市政策"组合拳"，切实推动提升中长期资 金入市规模和比例，在稳的基础上不断释放新的发展活力，增强投资者信心。 陈华平指出，保护投资者，特别是中小投资者合法权益是证监会最重要的工作和核心任务，是资本市场 工作政治性、人民性的集中体现。一年多来，证监会贯彻落实党的二十届三中全会、中央金融工作会 议、中央经济工作会议和去年9月26日中央政治局会议精神以及新"国九条"重要部署，将投资者保护在 证券监管全链条同谋划、同部署、同落实，与各有关部门发挥合力，出台一揽子政策支持稳市场、稳预 期，更加有效保护投资者合法权益。下一步，证监会将与有关各方、社会各界进一步凝聚共识，协同推 进投资者保护工作，不断健全投资者保护长效机制，切实增强投资者对资本市场的信任和信心。 一是进一步推动资本市场高质量发展，从根本上夯实投资者权益保护的基础。投资者权益的有效保护， 必须建立在资本市场高质量发展 ...