信息披露违规

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清越科技:公司及相关人员收江苏证监局警示函
Xin Lang Cai Jing· 2025-08-01 12:23
Core Viewpoint - The company, Qingyue Technology, has received a warning from the Jiangsu Securities Regulatory Bureau due to violations related to the use of raised funds, improper financial accounting for CTP+OLED product trading, and undisclosed related party transactions [1] Group 1 - The company and its related personnel were issued a warning letter by the Jiangsu Securities Regulatory Bureau [1] - The violations include improper use of raised funds and non-compliance in financial accounting for CTP+OLED product trading [1] - The former chairman and general manager, Gao Yudi, and the former board secretary and financial director, Zhang Xiaobo, are primarily responsible for the disclosure violations [1] Group 2 - The regulatory measures taken include issuing a warning letter and recording the violations in the securities and futures market integrity archive [1]
内蒙古电投能源股份有限公司 关于公司收到内蒙古证监局警示函的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-07-31 23:13
登录新浪财经APP 搜索【信披】查看更多考评等级 本公司及董事会全体成员保证信息披露的内容真实、准确、完整,没有虚假记载、误导性陈述或重大遗 漏。 近日,内蒙古电投能源股份有限公司(以下简称"公司")收到中国证券监督管理委员会内蒙古监管局 (以下简称"内蒙古证监局")下发的《关于对内蒙古电投能源股份有限公司采取出具警示函措施的决 定》〔2025〕18号(以下简称"《警示函》"),现将主要内容公告如下: 一、《警示函》内容 "内蒙古电投能源股份有限公司: 经查,你公司存在以下问题: 一、在2023年半年报中,未披露2023年非公开发行股票募集资金通过关联方国家电投集团财务有限公司 以委托贷款方式投向募投项目事项。 二、在2023年、2024年《半年度非经营性资金占用及其他关联资金往来情况汇总表》,2023年《非经营 性资金占用及其他关联资金往来情况汇总表》中,未披露与国家电投集团财务有限公司关联资金往来情 况。 公司上述行为违反了《上市公司信息披露管理办法》(证监会令〔第182号〕)第三条第一款、第十五 条第七项,《公开发行证券的公司信息披露内容与格式准则第3号--半年度报告的内容与格式》(证监 会公告〔202 ...
深交所向内蒙古电投能源股份有限公司发出监管函
Mei Ri Jing Ji Xin Wen· 2025-07-31 16:01
2025年7月31日,深交所向内蒙古电投能源(SZ 002128,收盘价:20.13元)股份有限公司发出监管 函:根据内蒙古证监局《关于对内蒙古电投能源股份有限公司采取出具警示函措施的决定》及本所查明 的事实,你公司存在以下违规行为:一、在2023年半年报中,未按照《公开发行证券的公司信息披露内 容与格式准则第3号——半年度报告的内容与格式》第三十九条第五项的规定,披露2023年非公开发行 股票募集资金通过关联方国家电投集团财务有限公司以委托贷款方式投向募投项目事项。二、在2023 年、2024年《半年度非经营性资金占用及其他关联资金往来情况汇总表》2023年《非经营性资金占用及 其他关联资金往来情况汇总表》中,未披露与国家电投集团财务有限公司关联资金往来情况。你公司的 相关行为违反了本所《股票上市规则》第1.4条、第2.1.1条的规定。本所希望你公司及全体董事、高级 管理人员认真吸取教训,并提醒你公司及全体董事、高级管理人员严格遵守《证券法》《公司法》等法 律法规,以及本所《股票上市规则》及相关规定,真实、准确、完整、及时、公平地履行信息披露义 务,杜绝此类事件发生。 (文章来源:每日经济新闻) 2024年 ...
红相股份实控人杨成被取保候审背后
Jing Ji Guan Cha Wang· 2025-07-31 04:00
Core Viewpoint - The actual controller of Hongxiang Co., Ltd. has been placed under residential surveillance due to suspected illegal activities related to information disclosure, which has led to a significant drop in the company's stock price [3][4][5]. Company Summary - Hongxiang Co., Ltd. (300427.SZ) announced that its actual controller, Yang Cheng, is under residential surveillance effective from July 29, 2025, due to suspected violations of laws [3][4]. - Yang Cheng currently holds no position in the company, and daily operations are managed by the executive team, indicating that this situation will not affect the company's regular business activities [4][9]. - As of July 29, Yang Cheng has 20 million shares of Hongxiang pledged, accounting for 73.96% of his holdings and 3.93% of the company's total share capital [5][6]. Shareholding and Financial Violations - The controlling shareholder, Yang Baotian, and his associates have a total of 38.32 million shares pledged, representing 40.71% of their holdings and 7.54% of the company's total share capital [6]. - The company has faced significant penalties for financial misconduct, including falsifying financial reports and fraudulent issuance of stocks, with Yang Cheng receiving a lifetime market ban [7][8][9]. - From 2017 to 2022, Hongxiang Co., Ltd. inflated its revenue and profits through various fraudulent activities, with specific figures indicating substantial discrepancies in reported earnings [8]. Market Reaction - Following the announcement of Yang Cheng's residential surveillance, Hongxiang's stock price fell by over 7%, bringing its total market capitalization to approximately 3.2 billion yuan [10].
*ST熊猫及任董事长徐金焕等责任人因信息披露不准确被警示
Sou Hu Cai Jing· 2025-07-31 03:32
Core Viewpoint - *ST Panda received an administrative regulatory decision from the China Securities Regulatory Commission due to significant discrepancies between its 2024 performance forecast and the annual report, leading to warnings and a commitment to improve information disclosure quality [3][4]. Company Overview - *ST Panda was established on December 12, 1999, with a registered capital of 166 million RMB, and is primarily engaged in fireworks sales, internet financial lending, and small loan issuance [3]. - The company has 14 subsidiaries, including Panda Capital Management Co., Ltd. and several fireworks companies [4]. Financial Performance - The company's revenue for 2022, 2023, and 2024 was 329 million RMB, 228 million RMB, and 324 million RMB, reflecting year-on-year changes of 13.86%, -30.66%, and 41.82% respectively [4]. - The net profit attributable to the parent company for the same years was 90.36 million RMB, -212 million RMB, and -474 million RMB, with year-on-year changes of 25.56%, -335.01%, and -123.42% respectively [4]. - The asset-liability ratios for the years were 20.48%, 25.03%, and 81.18% [4]. Risk Factors - The company has a total of 111 internal risks, 75 external risks, 12 historical risks, and 98 warning risks according to Tianyancha [5].
家用电器业CFO群体观察:美的钟铮年薪946万登顶 拾比佰财务总监田建龙收警示函
Xin Lang Zheng Quan· 2025-07-31 02:35
分行业来看,2024年A股市场共有99家家用电器上市公司公开披露了CFO信息。受"以旧换新"国补政策推动,报告期内家用电器上市公司整体实现营收 16592.36亿元,同比增长4.5%;归母净利润录得1181.05亿元,较2023年提高6.3%,超四成公司营收、净利双增。 就薪酬水平而言,2024年家用电器上市公司CFO平均年薪为94.14万元,共有36位CFO高于平均值;年薪中位数为72.72万元,最大值和最小值的差距高达 930.52万元。年收入在100万元以上的CFO约占31.3%,排除报告期内新上任的情况,东方电热CFO罗月芬和亿田智能CFO陈洪的年收入不足20万元。 超四成CFO身兼数职。报告期内,约13.1%的CFO兼任董事会秘书职位,26.3%的CFO兼任总经理或副总经理职位,14.1%的CFO同时担任审计委员会成员、 战略委员会成员或薪酬与考核委员会成员等董事会专门委员会职能。 美的集团CFO钟铮以946万元薪酬稳坐第一,约为第二名苏泊尔CFO徐波2024年薪近3倍。此外,她还通过员工持股计划持有公司股份,具体持股比例未披 露。财报显示,钟铮现年43岁,于2002年加入公司,曾任金融中心、部品事 ...
达华智能涉嫌信披违规遭立案调查,被指未披露重大合同、关联交易
2 1 Shi Ji Jing Ji Bao Dao· 2025-07-31 02:25
Core Viewpoint - Dahua Intelligent Technology Co., Ltd. is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, following previous regulatory actions regarding its financial practices [1][2]. Group 1: Violations of Information Disclosure - The company failed to disclose a significant contract worth 794.99 million yuan signed by its subsidiary, Fujian Fumi Technology Co., Ltd., which constituted financial assistance to Kunshan Zhijimei Materials Trading Co., Ltd. [1] - There was a failure to disclose related party transactions, where Fujian Fumi Technology transferred 140 million yuan to the then-chairman of the company between August 24, 2021, and December 31, 2021 [2]. - Dahua Intelligent prematurely recognized disposal gains from subsidiaries, inflating profits by 61.1163 million yuan in 2023, despite not completing the transfer of control for these subsidiaries [2]. Group 2: Accounting Irregularities - The company incorrectly accounted for construction projects, failing to transfer completed projects to fixed assets and improperly capitalizing interest expenses, leading to inflated profits of 28.91 thousand yuan in 2022 and 2.937 million yuan in 2023 [3]. - The company did not accurately reflect the financial status of its subsidiaries, resulting in misleading financial statements for the years 2022 and 2023 [3]. Group 3: Investor Rights and Compensation - A legal team is gathering claims from investors who suffered losses by buying shares before July 28, 2025, and selling or holding them afterward, with the final compensation conditions subject to court determination [4]. - Affected investors can contact the legal team for guidance on the claims process, with fees only charged upon successful compensation [4].
紫光国微: 关于收到河北证监局警示函的公告
Zheng Quan Zhi Xing· 2025-07-30 16:36
Core Viewpoint - The company received a warning letter from the Hebei Securities Regulatory Bureau due to violations related to shareholder meeting operations and information disclosure [1][2]. Summary by Sections Warning Letter Main Content - The company was found to have irregularities in the operation of its shareholder meetings, including the absence of some directors and supervisors, and independent directors failing to submit performance reports, violating regulations [1]. - There were also issues with information disclosure, such as incorrect names in the 2022 annual report and failure to follow procedures for disclosing the use of raised funds [1]. Regulatory Measures - The Hebei Securities Regulatory Bureau decided to issue a warning letter, requiring the company to learn from the mistakes, enhance compliance awareness, and improve financial management [2]. - The company must submit a written rectification report within 30 days of receiving the decision [2]. Company Response - The company emphasizes its commitment to addressing the issues raised in the warning letter and will strengthen its understanding of relevant laws and regulations to prevent future violations [3]. - The receipt of the warning letter will not affect the company's normal operations, and it will continue to comply with legal requirements for information disclosure [3].
业绩预告信息披露不准确 “烟花第一股”*ST熊猫及相关责任人遭通报批评、出具警示函
Mei Ri Jing Ji Xin Wen· 2025-07-30 12:54
Core Viewpoint - Panda Financial Holdings (*ST 熊猫) has faced significant regulatory scrutiny due to discrepancies between its earnings forecasts and actual financial performance, leading to administrative penalties from the China Securities Regulatory Commission (CSRC) and the Shanghai Stock Exchange (SSE) [1][2][3] Group 1: Regulatory Actions - The CSRC issued an administrative regulatory decision against Panda Financial Holdings, citing inaccurate disclosures in its earnings forecasts and reports for 2024 [1] - The SSE also criticized the company and its responsible individuals for the same violations, issuing a public reprimand and regulatory warning [1][3] - Five key individuals, including the former chairman and current executives, received warning letters for their roles in the inaccurate disclosures [1][3] Group 2: Financial Performance Discrepancies - Initially, Panda Financial Holdings projected a net profit of 30 million to 45 million yuan for 2024, indicating a turnaround from previous losses [1] - However, a subsequent correction revealed an expected net loss of 460 million to 480 million yuan, attributed to increased credit impairment losses on receivables [2] - The final 2024 annual report confirmed a net loss of 474 million yuan and a non-recurring net loss of 481 million yuan, highlighting a significant shift from the earlier profit forecast [3] Group 3: Audit and Compliance Issues - The 2024 annual report received an audit opinion that could not express a view due to multiple issues, leading to the company's stock being placed under delisting risk warning [3]
上交所对*ST观典及有关责任人予以通报批评
Mei Ri Jing Ji Xin Wen· 2025-07-30 12:40
Group 1 - The Shanghai Stock Exchange issued a decision to publicly criticize *ST Guandian (SH 688287) and relevant responsible persons for violations in information disclosure [2] - The company disclosed multiple financial report corrections due to accounting errors, affecting reports from 2022 to the first quarter of 2024 [3][4] - The adjustments included a reduction in operating income and net profit for various reports, with significant percentage changes, such as a 26.27% reduction in operating income for Q1 2023 [4] Group 2 - The responsible parties, including the former chairman and financial officers, failed to fulfill their duties, leading to inaccurate disclosures that violated relevant regulations [6] - The disciplinary action taken by the Shanghai Stock Exchange included a public reprimand for the company and its responsible individuals [7] - The company is required to implement corrective measures and submit a report within one month, ensuring compliance with disclosure obligations and preventing future issues [8]