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科净源: 规范与关联方资金往来管理制度 (2025年8月)
Zheng Quan Zhi Xing· 2025-08-08 16:23
Core Viewpoint - The document outlines the management system for fund transactions between Beijing Kejingyuan Technology Co., Ltd. and its related parties, aiming to prevent fund occupation by related parties and protect the rights of the company and its stakeholders [1][2]. Group 1: General Principles - The system is established to regulate fund transactions with controlling shareholders, actual controllers, and other related parties to avoid fund occupation [1]. - The scope of the system includes subsidiaries that are consolidated in the company's financial statements [1]. Group 2: Definitions and Responsibilities - Fund occupation is categorized into operational and non-operational types, with operational occupation arising from business transactions and non-operational occupation involving payments for wages, benefits, and other expenses on behalf of related parties [2]. - Company directors and senior management are legally obligated to ensure the safety of company funds and must diligently perform their duties [6]. Group 3: Prevention of Fund Occupation - The company prohibits various methods of providing funds to related parties, including direct or indirect loans, unauthorized investments, and debt repayments on behalf of related parties [7]. - Strict adherence to relevant regulations and internal procedures is required for any transactions with related parties [8]. Group 4: Transaction Procedures - The finance department must review and ensure compliance with the company's articles and decision-making procedures before processing payments to related parties [20]. - Payments require approval from the finance manager and the chairman before execution [21]. Group 5: Accountability and Penalties - Directors and senior management who violate the system and cause losses to the company will face administrative penalties and civil liability [24]. - The company will take legal action against related parties that occupy funds unlawfully, seeking compensation for any losses incurred [26].
新晨科技: 关于规范与关联方资金往来的管理制度(2025年7月)
Zheng Quan Zhi Xing· 2025-07-23 16:24
Core Viewpoint - The company has established a management system to regulate financial transactions with related parties, aiming to prevent the misuse of company funds by controlling shareholders and other related parties [1][2]. Group 1: Principles and Definitions - The term "related parties" is defined according to the "Rules for the Listing of Stocks on the Growth Enterprise Market" [2]. - The system distinguishes between operational and non-operational fund occupation, with operational occupation arising from related transactions and non-operational occupation involving debt repayment or other financial support without genuine transactions [2][3]. - Related parties are prohibited from using their relationships to harm the company's interests, and any violations resulting in losses must be compensated [2][3]. Group 2: Prohibited Actions - The company is not allowed to provide funds to related parties through various means, including paying their expenses, repaying their debts, or providing loans without a legitimate business purpose [2][3]. - Specific actions that are prohibited include providing funds without real transaction backgrounds, failing to resolve fund occupation issues in a timely manner, and other situations recognized by regulatory authorities [2][3]. Group 3: Responsibilities and Measures - The board of directors and senior management are responsible for maintaining the safety of company funds and must adhere to established regulations and internal controls [3][4]. - The financial department is tasked with regular checks on non-operational fund transactions with related parties, while internal audit departments will conduct periodic reviews to prevent fund occupation [3][4]. - In cases of asset infringement by related parties, the board must take effective measures to stop the infringement and may need to report to regulatory authorities or initiate legal action [3][4]. Group 4: Implementation and Amendments - The management system will be implemented upon approval by the board and will be revised in accordance with any changes in national laws or the company's articles of association [4].
起帆电缆: 起帆电缆规范与关联方资金往来的管理制度
Zheng Quan Zhi Xing· 2025-07-21 16:15
Core Viewpoint - The document outlines the management system for regulating fund transactions between Shanghai Qifan Cable Co., Ltd. and its controlling shareholders and related parties, aiming to prevent fund occupation and protect the rights of the company and its stakeholders [1]. Summary by Sections General Principles - The purpose of the management system is to standardize fund transactions with controlling shareholders and related parties, preventing fund occupation and protecting the company's and stakeholders' rights [1]. - Controlling shareholders are defined as those holding more than 50% of the company's shares or having significant voting power [2]. - Fund occupation includes both operational and non-operational fund occupation, with specific definitions provided for each type [2]. Prevention Principles and Regulations - Related transactions must comply with the company's articles of association and relevant regulations, with clear settlement periods established to prevent fund occupation [3]. - The company must not cover expenses for controlling shareholders or related parties, nor allow any form of fund occupation [3][4]. - Strict regulations are in place to prevent the company from providing funds to controlling shareholders and related parties without proper business justification [3][4]. Responsibilities and Measures - The board of directors is responsible for managing and preventing fund occupation, with specific duties assigned to senior management and financial departments [5][6]. - Regular checks and audits are mandated to ensure compliance and prevent non-operational fund occupation [6][7]. - The company’s financial department must monitor fund flows and report any irregularities to the board [7][8]. Accountability and Disciplinary Actions - Directors and senior management are obligated to protect company funds from occupation by controlling shareholders [9][10]. - Disciplinary actions, including warnings and potential legal consequences, are outlined for those found complicit in fund occupation [10][11]. - The company must establish a clear plan for recovering funds in cases of occupation and report to regulatory authorities as necessary [9][10].
中信博: 规范与关联方资金往来管理办法(2025年7月修订)
Zheng Quan Zhi Xing· 2025-07-16 16:27
Core Points - The document outlines the management measures for fund transactions between Jiangsu CITIC Bo New Energy Technology Co., Ltd. and its related parties, aiming to protect investors' rights and interests [1][2] - The measures are established based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] - The company is required to implement effective internal control systems to prevent fund occupation by controlling shareholders and related parties [2][3] Summary by Sections - **Section 1: Purpose and Scope** - The measures aim to regulate fund transactions with controlling shareholders and related parties, ensuring compliance with laws and protecting investor rights [1] - **Section 2: Responsibilities of Related Parties** - Controlling shareholders and related parties must not harm the company's interests and are liable for any losses caused by violations [2] - **Section 3: Internal Controls** - The company must establish internal controls to prevent fund occupation and manage external guarantee risks, ensuring proper disclosure of related transactions [2][3] - **Section 4: Prohibited Transactions** - Specific transactions that are prohibited include providing funds for personal expenses, lending company funds to related parties, and issuing commercial acceptance bills without real transaction backgrounds [2][3][4] - **Section 5: Audit and Self-Inspection** - The company must conduct self-inspections of fund transactions with related parties and disclose any findings, ensuring timely rectification of any fund occupation [3][4] - **Section 6: Settlement of Occupied Funds** - Funds occupied by related parties should generally be settled in cash, with strict controls on non-cash asset settlements [3][4] - **Section 7: Asset Settlement Conditions** - Non-cash assets used for settling occupied funds must belong to the same business system and be evaluated by qualified intermediaries [4] - **Section 8: Accountability and Legal Consequences** - Any violations by the company or its related parties resulting in losses must be compensated, and criminal activities will be reported to law enforcement [4][5] - **Section 9: Effectiveness** - The measures will take effect upon approval by the company's board of directors [5]
赛微微电: 规范与关联方资金往来管理制度
Zheng Quan Zhi Xing· 2025-07-11 14:08
Core Points - The article outlines the regulations and procedures for managing related party transactions at Guangdong Saiwei Microelectronics Co., Ltd, aiming to prevent the misuse of company funds by related parties [2][3] - The company establishes a long-term mechanism to protect the rights and interests of the company, shareholders, and other stakeholders [2][3] Group 1: Related Party Transactions Management - The company defines related parties and transactions according to the Shanghai Stock Exchange's rules and relevant accounting standards [2][3] - The company prohibits various forms of fund occupation by related parties, including operational and non-operational fund occupation [2][3] - The board of directors and senior management are responsible for maintaining the safety of company funds and must act diligently according to laws and company regulations [3][4] Group 2: Prevention Mechanisms - The company must maintain independence in assets, personnel, finance, and operations from related parties [3][4] - The finance department is tasked with daily prevention and self-inspection of fund occupation by related parties [3][4] - Internal audits will be conducted regularly to check for fund occupation and report findings to the audit committee [3][4] Group 3: Approval and Payment Procedures - Related party transactions must be approved by the board of directors, with significant transactions requiring shareholder approval [4][3] - The finance department must verify payment documents against company regulations before processing payments to related parties [4][3] - Any violations of these procedures by directors or senior management will result in administrative penalties and potential legal action [4][3]
达利凯普: 规范与关联方资金往来管理制度
Zheng Quan Zhi Xing· 2025-07-10 12:10
Core Viewpoint - The company establishes a comprehensive system to regulate financial transactions with related parties, aiming to prevent the misuse of company funds and protect the interests of shareholders and stakeholders [1][2]. Group 1: General Principles - The system is designed to prevent related parties from occupying company funds and to establish a long-term mechanism for safeguarding the company's interests [1]. - The definition of related parties aligns with the regulations set forth in the listing rules [3]. - The system categorizes fund occupation into operational and non-operational types, with operational occupation arising from business transactions and non-operational occupation involving payments for wages, benefits, and other expenses on behalf of related parties [4][2]. Group 2: Regulations on Financial Transactions - The company must minimize related transactions and restrict the occupation of funds by related parties during operational dealings [5]. - The board secretary is responsible for maintaining a detailed list of related parties, which must be updated promptly upon any changes [7]. - The company is prohibited from providing funds to related parties through various means, including covering expenses or debts, lending money, or issuing commercial bills without a genuine transaction background [10][11]. Group 3: Payment Procedures - The board and senior management are responsible for ensuring the safety of company funds and must adhere to legal and regulatory requirements when engaging in transactions with related parties [17]. - Payments to related parties must be approved by the appropriate decision-making body and documented through formal agreements [19][20]. - The finance department must verify that payment requests comply with the company's regulations and obtain necessary approvals before processing payments [21][22]. Group 4: Accountability and Disciplinary Actions - Directors and senior management are obligated to protect company funds from being misappropriated by related parties, with potential disciplinary actions for those who facilitate such actions [24]. - The company can impose administrative and economic penalties on responsible individuals for non-operational fund occupation that negatively impacts the company [25]. Group 5: Miscellaneous Provisions - The management system will defer to relevant laws and regulations in case of any discrepancies with the company's internal rules [26]. - The board of directors is responsible for interpreting and amending the management system [28]. - The system will take effect upon approval by the board of directors [29].
英科医疗: 规范与关联方资金往来的管理制度
Zheng Quan Zhi Xing· 2025-07-08 16:12
Core Points - The company establishes a system to regulate financial transactions with controlling shareholders and related parties to prevent fund occupation and protect the rights of the company and its stakeholders [1][2] - The system defines "related parties" and outlines the types of fund occupation, including operational and non-operational fund occupation [2][3] - The company emphasizes the integrity obligations of controlling shareholders and actual controllers towards the company and public shareholders [4][5] Group 1: Principles and Regulations - The company must prevent related parties from occupying funds through various means and cannot cover expenses for related parties [3][4] - Related transactions must be settled promptly to avoid abnormal operational fund occupation [7][8] - The company must not provide funds to related parties through various prohibited methods, including loans and unsubstantiated financial instruments [4][6] Group 2: Prevention Measures - The board of directors is responsible for managing the prevention of fund occupation by controlling shareholders and related parties [11][12] - The company must maintain a detailed list of related parties and ensure transparency in financial dealings [13][14] - The financial department must adhere to strict procedures for payments to related parties, requiring approvals from designated authorities [19][20] Group 3: Accountability and Penalties - The company must take immediate action against controlling shareholders or related parties that occupy funds, including legal measures if necessary [26][27] - Any violations by directors or financial personnel regarding fund payments to related parties will result in disciplinary actions [29][30] - The company will pursue legal accountability for any losses incurred due to violations of this system [30][31]
科思科技: 规范与关联方资金往来的管理制度
Zheng Quan Zhi Xing· 2025-07-01 16:41
Core Viewpoint - The company has established a set of regulations to enhance its corporate governance structure, strengthen fund management, and prevent the misuse of company funds by controlling shareholders, actual controllers, and related parties, thereby protecting the rights and interests of the company, shareholders, and other stakeholders [1][2]. Group 1: Definitions and Scope - The regulations apply to fund management between the company and its controlling shareholders, actual controllers, and related parties, including transactions with subsidiaries included in the company's consolidated financial statements [1]. - "Related parties" are defined according to relevant laws and regulations, including both legal entities and natural persons [1]. - "Fund occupation" includes both operational and non-operational fund occupation [2]. Group 2: Types of Fund Occupation - Operational fund occupation refers to funds occupied through related transactions in procurement and sales [2]. - Non-operational fund occupation includes various forms of financial support provided to controlling shareholders and related parties without genuine transactions, such as paying salaries, benefits, and debts on their behalf [2]. Group 3: Responsibilities and Obligations - The controlling shareholders must exercise their rights in accordance with the law and have a duty of good faith towards the company and public shareholders, avoiding actions that harm the company's interests [2][3]. - The company's board of directors is responsible for preventing fund occupation and must regularly check the company's financial status and transactions with related parties [4][5]. Group 4: Preventive Measures - The company must not provide funds or resources to controlling shareholders and related parties through various means, including prepayments or covering expenses [3][4]. - The board of directors and senior management have a legal obligation to maintain the safety of company funds and must refuse any instructions that could lead to fund occupation [6][7]. Group 5: Accountability and Penalties - If controlling shareholders or actual controllers violate these regulations, they must cease the infringement and bear compensation responsibilities [8][9]. - The board of directors has the obligation to protect company funds from being occupied and may impose penalties on responsible individuals, including potential criminal liability [8][9]. Group 6: Implementation and Effectiveness - The regulations will take effect upon approval by the company's shareholders' meeting and will be interpreted by the board of directors [10].
宏和科技: 宏和科技规范与关联方资金往来的管理制度
Zheng Quan Zhi Xing· 2025-06-27 16:11
Core Viewpoint - The document outlines the management system for fund transactions between Honghe Electronic Materials Technology Co., Ltd. and its related parties, aiming to prevent fund occupation by related parties and protect the rights of the company and its stakeholders [1][2]. Group 1: General Principles - The system is established to regulate fund transactions with controlling shareholders, actual controllers, and other related parties to avoid fund occupation [1]. - The system applies to both the company and its subsidiaries included in the consolidated financial statements [1]. - Fund occupation includes both operational and non-operational fund occupation [2]. Group 2: Prevention Principles and Regulations - The company must prevent related parties from occupying funds and resources, and cannot advance payments for wages, benefits, or other expenses on behalf of related parties [5]. - Related transactions must be settled promptly to avoid abnormal operational fund occupation [6]. - The company is prohibited from providing funds to related parties through various means, including advancing expenses or borrowing funds [7]. Group 3: Payment Procedures - The board of directors and senior management are responsible for maintaining the safety of company funds and assets [10]. - The chairman of the board is the primary responsible person for preventing fund occupation, while the general manager and financial officer have direct responsibilities [11]. - Payments to related parties must follow approved agreements and decision-making procedures [12][13]. Group 4: Accountability and Penalties - Directors and senior management have an obligation to protect company funds from being occupied by related parties, with penalties for those who facilitate such actions [18]. - Funds occupied by related parties should generally be repaid in cash, with strict controls on non-cash repayments [19]. - Non-operational fund occupation that negatively impacts the company will result in administrative and economic penalties for responsible individuals [20].
同仁堂: 北京同仁堂股份有限公司规范与关联方资金往来管理制度
Zheng Quan Zhi Xing· 2025-06-27 16:11
Core Viewpoint - The article outlines the management system for fund transactions between Beijing Tongrentang Co., Ltd. and its controlling shareholders, actual controllers, and other related parties, aiming to prevent fund occupation and protect investors' rights [1][2]. Group 1: Regulations on Fund Transactions - The company establishes a system to regulate fund transactions with controlling shareholders and related parties to prevent fund occupation and ensure compliance with legal requirements [1][2]. - All fund transactions between the company and its controlling shareholders, actual controllers, and related parties are subject to this system [1][2]. - The controlling shareholders and actual controllers have a duty of good faith towards the company and its public shareholders, and must not harm their interests through various means [1][2]. Group 2: Prohibited Actions - The controlling shareholders and related parties are prohibited from occupying company funds in any form, including through temporary occupation or small amounts in multiple batches [3]. - The company must not provide funds directly or indirectly to controlling shareholders or related parties for various expenses or loans without proper justification [2][3]. - Any transactions with controlling shareholders must comply with the company's decision-making procedures and information disclosure obligations [3][4]. Group 3: Financial Oversight and Accountability - The company's financial department must strictly adhere to relevant regulations when handling payments related to controlling shareholders and related parties [4]. - The registered accountants must provide a special report on any fund occupation by controlling shareholders during the annual audit [4]. - The company must conduct self-inspections regarding fund transactions and take corrective actions if any violations are found [4][5]. Group 4: Asset Settlement and Compliance - Funds occupied by controlling shareholders should generally be repaid in cash, with strict controls on non-cash asset settlements [5]. - Any non-cash assets used for repayment must meet specific criteria and undergo evaluation by qualified intermediaries [5]. - The company must ensure that any asset settlement proposals are approved by the shareholders' meeting, with related party shareholders abstaining from voting [5][6]. Group 5: Legal and Regulatory Compliance - If controlling shareholders have occupied company funds or engaged in illegal guarantees before transferring control, they must return the funds and resolve any violations [6]. - Violations of this system by the company or its executives may result in administrative penalties or criminal liability [6]. - The system will be revised as necessary to comply with future legal changes, and the board of directors is responsible for its interpretation [6].