英科再生资源股份有限公司 规范与关联方资金往来的管理制度 第一章 总 则 第一条 为了规范英科再生资源股份有限公司（以下简称"公司"）与控股 股东、实际控制人及其他关联方（以下简称"公司关联方"）的资金往来，避免 公司关联方占用公司资金，保护公司、股东和其他利益相关人的合法权益，建立 防范公司关联方占用公司资金的长效机制，根据《中华人民共和国公司法》、 华人民共和国证券法》、 《上市公司监管指引第 8 号——上市公司资金往来、对外 担保的监管要求》、 《上海证券交易所科创板股票上市规则》 （以下简称"《科创板 上市规则》"）等有关法律、法规和规范性文件以及《英科再生资源股份有限公司 章程》（以下简称"《公司章程》"）的规定，结合公司实际情况，特制定本制度。 第二条 公司及纳入公司合并会计报表范围的子公司与公司关联方之间进 行的资金往来适用本制度。 第三条 本制度所称公司关联方和关联交易，按照《科创板上市规则》与《企 业会计准则第 36 号－－关联方披露》的规定界定。 第四条 本制度所称资金占用，包括但不限于以下方式： （一）经营性资金占用：是指公司关联方通过采购、销售等生产经营环节的 关联交易所产生的对公司的 ...

广东德冠薄膜新材料股份有限公司 第一章 总则 第一条 为规范广东德冠薄膜新材料股份有限公司（以下简称"本公司" 或者"公司"）与公司关联方的资金往来，避免公司关联方占用公司资金，建立 起防范控股股东及其他关联方占用公司资金的长效机制，保护公司、股东和其他 利益相关方的合法权益，根据《中华人民共和国公司法》 （以下简称《公司法》）、 《中华人民共和国证券法》 （以下简称《证券法》）、 《深圳证券交易所股票上市规 非经营性资金占用，是指公司为关联方垫付工资、福利、保险、广告等费用、 承担成本和其他支出，代关联方偿还债务而支付资金，有偿或者无偿、直接或者 间接拆借给关联方资金，为公司关联方承担担保责任而形成的债权，以及其他在 没有商品和劳务对价情况下提供给公司关联方使用资金的情形。 第四条 公司关联方不得利用其关联关系损害公司利益。如有违反给公司 造成损失的，应当承担赔偿责任。 第二章 防范公司关联方资金占用的原则 第五条 公司应防范关联方通过各种方式直接或者间接占用公司的资金、 资产和资源。 第六条 公司应当与关联方的人员、资产、财务分开，机构、业务独立， 各自独立核算、独立承担责任和风险。 则》 （以下简称《上 ...

北京科净源科技股份有限公司 规范与关联方资金往来管理制度 第一章 总 则 第一条 为了规范北京科净源科技股份有限公司（以下简称"公司"）与控股股东、实际 控制人及其他关联方（以下简称"公司关联方"）的资金往来，避免公司关联方占用公司资 金，保护公司、股东和其他利益相关人的合法权益，建立防范公司关联方占用公司资金的长 效机制，根据《中华人民共和国公司法》、《中华人民共和国证券法》、《深圳证券交易所 创业板股票上市规则》（以下简称"《创业板股票上市规则》"）、《上市公司监管指引第8 号——上市公司资金往来、对外担保的监管要求》、《深圳证券交易所上市公司自律监管指 引第2号-创业板上市公司规范运作》等有关法律、行政法规、部门规章及规范性文件的规定， 结合《北京科净源科技股份有限公司章程》（以下简称"《公司章程》"）、《北京科净源 科技股份有限公司关联交易决策制度》和公司实际情况，特制定本制度。 第二条 纳入公司合并会计报表范围的子公司与公司关联方之间进行的资金往来适用本 制度。 第二章 防范资金占用原则和与公司关联方资金往来规范 第六条 公司董事、高级管理人员及下属各子公司董事长、总经理对于维护公司资金安全 负有法 ...

Core Viewpoint - The company has established a management system to regulate financial transactions with related parties, aiming to prevent the misuse of company funds by controlling shareholders and other related parties [1][2]. Group 1: Principles and Definitions - The term "related parties" is defined according to the "Rules for the Listing of Stocks on the Growth Enterprise Market" [2]. - The system distinguishes between operational and non-operational fund occupation, with operational occupation arising from related transactions and non-operational occupation involving debt repayment or other financial support without genuine transactions [2][3]. - Related parties are prohibited from using their relationships to harm the company's interests, and any violations resulting in losses must be compensated [2][3]. Group 2: Prohibited Actions - The company is not allowed to provide funds to related parties through various means, including paying their expenses, repaying their debts, or providing loans without a legitimate business purpose [2][3]. - Specific actions that are prohibited include providing funds without real transaction backgrounds, failing to resolve fund occupation issues in a timely manner, and other situations recognized by regulatory authorities [2][3]. Group 3: Responsibilities and Measures - The board of directors and senior management are responsible for maintaining the safety of company funds and must adhere to established regulations and internal controls [3][4]. - The financial department is tasked with regular checks on non-operational fund transactions with related parties, while internal audit departments will conduct periodic reviews to prevent fund occupation [3][4]. - In cases of asset infringement by related parties, the board must take effective measures to stop the infringement and may need to report to regulatory authorities or initiate legal action [3][4]. Group 4: Implementation and Amendments - The management system will be implemented upon approval by the board and will be revised in accordance with any changes in national laws or the company's articles of association [4].

Core Viewpoint - The document outlines the management system for regulating fund transactions between Shanghai Qifan Cable Co., Ltd. and its controlling shareholders and related parties, aiming to prevent fund occupation and protect the rights of the company and its stakeholders [1]. Summary by Sections General Principles - The purpose of the management system is to standardize fund transactions with controlling shareholders and related parties, preventing fund occupation and protecting the company's and stakeholders' rights [1]. - Controlling shareholders are defined as those holding more than 50% of the company's shares or having significant voting power [2]. - Fund occupation includes both operational and non-operational fund occupation, with specific definitions provided for each type [2]. Prevention Principles and Regulations - Related transactions must comply with the company's articles of association and relevant regulations, with clear settlement periods established to prevent fund occupation [3]. - The company must not cover expenses for controlling shareholders or related parties, nor allow any form of fund occupation [3][4]. - Strict regulations are in place to prevent the company from providing funds to controlling shareholders and related parties without proper business justification [3][4]. Responsibilities and Measures - The board of directors is responsible for managing and preventing fund occupation, with specific duties assigned to senior management and financial departments [5][6]. - Regular checks and audits are mandated to ensure compliance and prevent non-operational fund occupation [6][7]. - The company’s financial department must monitor fund flows and report any irregularities to the board [7][8]. Accountability and Disciplinary Actions - Directors and senior management are obligated to protect company funds from occupation by controlling shareholders [9][10]. - Disciplinary actions, including warnings and potential legal consequences, are outlined for those found complicit in fund occupation [10][11]. - The company must establish a clear plan for recovering funds in cases of occupation and report to regulatory authorities as necessary [9][10].

Core Points - The document outlines the management measures for fund transactions between Jiangsu CITIC Bo New Energy Technology Co., Ltd. and its related parties, aiming to protect investors' rights and interests [1][2] - The measures are established based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] - The company is required to implement effective internal control systems to prevent fund occupation by controlling shareholders and related parties [2][3] Summary by Sections - **Section 1: Purpose and Scope** - The measures aim to regulate fund transactions with controlling shareholders and related parties, ensuring compliance with laws and protecting investor rights [1] - **Section 2: Responsibilities of Related Parties** - Controlling shareholders and related parties must not harm the company's interests and are liable for any losses caused by violations [2] - **Section 3: Internal Controls** - The company must establish internal controls to prevent fund occupation and manage external guarantee risks, ensuring proper disclosure of related transactions [2][3] - **Section 4: Prohibited Transactions** - Specific transactions that are prohibited include providing funds for personal expenses, lending company funds to related parties, and issuing commercial acceptance bills without real transaction backgrounds [2][3][4] - **Section 5: Audit and Self-Inspection** - The company must conduct self-inspections of fund transactions with related parties and disclose any findings, ensuring timely rectification of any fund occupation [3][4] - **Section 6: Settlement of Occupied Funds** - Funds occupied by related parties should generally be settled in cash, with strict controls on non-cash asset settlements [3][4] - **Section 7: Asset Settlement Conditions** - Non-cash assets used for settling occupied funds must belong to the same business system and be evaluated by qualified intermediaries [4] - **Section 8: Accountability and Legal Consequences** - Any violations by the company or its related parties resulting in losses must be compensated, and criminal activities will be reported to law enforcement [4][5] - **Section 9: Effectiveness** - The measures will take effect upon approval by the company's board of directors [5]

Core Points - The article outlines the regulations and procedures for managing related party transactions at Guangdong Saiwei Microelectronics Co., Ltd, aiming to prevent the misuse of company funds by related parties [2][3] - The company establishes a long-term mechanism to protect the rights and interests of the company, shareholders, and other stakeholders [2][3] Group 1: Related Party Transactions Management - The company defines related parties and transactions according to the Shanghai Stock Exchange's rules and relevant accounting standards [2][3] - The company prohibits various forms of fund occupation by related parties, including operational and non-operational fund occupation [2][3] - The board of directors and senior management are responsible for maintaining the safety of company funds and must act diligently according to laws and company regulations [3][4] Group 2: Prevention Mechanisms - The company must maintain independence in assets, personnel, finance, and operations from related parties [3][4] - The finance department is tasked with daily prevention and self-inspection of fund occupation by related parties [3][4] - Internal audits will be conducted regularly to check for fund occupation and report findings to the audit committee [3][4] Group 3: Approval and Payment Procedures - Related party transactions must be approved by the board of directors, with significant transactions requiring shareholder approval [4][3] - The finance department must verify payment documents against company regulations before processing payments to related parties [4][3] - Any violations of these procedures by directors or senior management will result in administrative penalties and potential legal action [4][3]

Core Viewpoint - The company establishes a comprehensive system to regulate financial transactions with related parties, aiming to prevent the misuse of company funds and protect the interests of shareholders and stakeholders [1][2]. Group 1: General Principles - The system is designed to prevent related parties from occupying company funds and to establish a long-term mechanism for safeguarding the company's interests [1]. - The definition of related parties aligns with the regulations set forth in the listing rules [3]. - The system categorizes fund occupation into operational and non-operational types, with operational occupation arising from business transactions and non-operational occupation involving payments for wages, benefits, and other expenses on behalf of related parties [4][2]. Group 2: Regulations on Financial Transactions - The company must minimize related transactions and restrict the occupation of funds by related parties during operational dealings [5]. - The board secretary is responsible for maintaining a detailed list of related parties, which must be updated promptly upon any changes [7]. - The company is prohibited from providing funds to related parties through various means, including covering expenses or debts, lending money, or issuing commercial bills without a genuine transaction background [10][11]. Group 3: Payment Procedures - The board and senior management are responsible for ensuring the safety of company funds and must adhere to legal and regulatory requirements when engaging in transactions with related parties [17]. - Payments to related parties must be approved by the appropriate decision-making body and documented through formal agreements [19][20]. - The finance department must verify that payment requests comply with the company's regulations and obtain necessary approvals before processing payments [21][22]. Group 4: Accountability and Disciplinary Actions - Directors and senior management are obligated to protect company funds from being misappropriated by related parties, with potential disciplinary actions for those who facilitate such actions [24]. - The company can impose administrative and economic penalties on responsible individuals for non-operational fund occupation that negatively impacts the company [25]. Group 5: Miscellaneous Provisions - The management system will defer to relevant laws and regulations in case of any discrepancies with the company's internal rules [26]. - The board of directors is responsible for interpreting and amending the management system [28]. - The system will take effect upon approval by the board of directors [29].

Core Points - The company establishes a system to regulate financial transactions with controlling shareholders and related parties to prevent fund occupation and protect the rights of the company and its stakeholders [1][2] - The system defines "related parties" and outlines the types of fund occupation, including operational and non-operational fund occupation [2][3] - The company emphasizes the integrity obligations of controlling shareholders and actual controllers towards the company and public shareholders [4][5] Group 1: Principles and Regulations - The company must prevent related parties from occupying funds through various means and cannot cover expenses for related parties [3][4] - Related transactions must be settled promptly to avoid abnormal operational fund occupation [7][8] - The company must not provide funds to related parties through various prohibited methods, including loans and unsubstantiated financial instruments [4][6] Group 2: Prevention Measures - The board of directors is responsible for managing the prevention of fund occupation by controlling shareholders and related parties [11][12] - The company must maintain a detailed list of related parties and ensure transparency in financial dealings [13][14] - The financial department must adhere to strict procedures for payments to related parties, requiring approvals from designated authorities [19][20] Group 3: Accountability and Penalties - The company must take immediate action against controlling shareholders or related parties that occupy funds, including legal measures if necessary [26][27] - Any violations by directors or financial personnel regarding fund payments to related parties will result in disciplinary actions [29][30] - The company will pursue legal accountability for any losses incurred due to violations of this system [30][31]

Core Viewpoint - The company has established a set of regulations to enhance its corporate governance structure, strengthen fund management, and prevent the misuse of company funds by controlling shareholders, actual controllers, and related parties, thereby protecting the rights and interests of the company, shareholders, and other stakeholders [1][2]. Group 1: Definitions and Scope - The regulations apply to fund management between the company and its controlling shareholders, actual controllers, and related parties, including transactions with subsidiaries included in the company's consolidated financial statements [1]. - "Related parties" are defined according to relevant laws and regulations, including both legal entities and natural persons [1]. - "Fund occupation" includes both operational and non-operational fund occupation [2]. Group 2: Types of Fund Occupation - Operational fund occupation refers to funds occupied through related transactions in procurement and sales [2]. - Non-operational fund occupation includes various forms of financial support provided to controlling shareholders and related parties without genuine transactions, such as paying salaries, benefits, and debts on their behalf [2]. Group 3: Responsibilities and Obligations - The controlling shareholders must exercise their rights in accordance with the law and have a duty of good faith towards the company and public shareholders, avoiding actions that harm the company's interests [2][3]. - The company's board of directors is responsible for preventing fund occupation and must regularly check the company's financial status and transactions with related parties [4][5]. Group 4: Preventive Measures - The company must not provide funds or resources to controlling shareholders and related parties through various means, including prepayments or covering expenses [3][4]. - The board of directors and senior management have a legal obligation to maintain the safety of company funds and must refuse any instructions that could lead to fund occupation [6][7]. Group 5: Accountability and Penalties - If controlling shareholders or actual controllers violate these regulations, they must cease the infringement and bear compensation responsibilities [8][9]. - The board of directors has the obligation to protect company funds from being occupied and may impose penalties on responsible individuals, including potential criminal liability [8][9]. Group 6: Implementation and Effectiveness - The regulations will take effect upon approval by the company's shareholders' meeting and will be interpreted by the board of directors [10].