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董事和高级管理人员股份变动管理
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盈趣科技: 董事和高级管理人员所持公司股份及其变动管理制度(2025年7月)
Zheng Quan Zhi Xing· 2025-07-16 16:22
General Principles - The management system for the shares held by the board of directors and senior management of Xiamen Yingqu Technology Co., Ltd. aims to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [2][3] - The system is based on the Company Law, Securities Law, and various regulatory guidelines, ensuring compliance with insider trading and market manipulation prohibitions [2][3] Shareholding Management - Directors and senior management must strictly adhere to professional ethics and confidentiality obligations regarding undisclosed company information [3] - The shares held by directors and senior management include all shares registered in their names and those held through others' accounts [3] - The system applies to all directors, including independent directors, and senior management [3] Share Transfer Restrictions - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [4][5] - Specific circumstances that restrict share transfer include investigations by regulatory authorities or legal penalties [4][5] Reporting and Disclosure - Directors and senior management must report and disclose share reduction plans to the Shenzhen Stock Exchange at least 15 trading days before the first sale [5][6] - After completing a share reduction plan, they must report to the exchange within two trading days [6][12] Annual Transfer Limits - Directors and senior management can transfer no more than 25% of their total shares held in a year, with exceptions for judicial enforcement or inheritance [6][13] - New shares acquired during the year can be transferred up to 25% within the same year, while limited shares will be counted towards the next year's transferable shares [7][13] Compliance and Accountability - The company must ensure that directors and senior management do not engage in insider trading and must disclose any violations of the Securities Law [18][19] - The board of directors is responsible for recovering profits from any illegal trading activities by directors and senior management [18][19] Information Disclosure Obligations - Changes in shareholding must be disclosed within two trading days, including details such as the number of shares before and after the change [26][27] - The company must confirm and report the shareholding information of directors and senior management as required by the securities registration authority [29][30] Additional Provisions - The management system will adhere to national laws and regulations, and any inconsistencies with future laws will be resolved in favor of the latter [38][40] - The board of directors holds the interpretation rights of this management system [40]
华之杰: 董事和高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-07-16 11:19
Core Viewpoint - The document outlines the management system for the shares held by directors and senior management of Suzhou Huazhi Jie Telecommunications Co., Ltd, emphasizing compliance with relevant laws and regulations to protect investor rights and maintain market order [1][2]. Section Summaries Chapter 1: General Provisions - The system is established to manage the shares held by directors and senior management, ensuring adherence to laws such as the Company Law and Securities Law [1]. - Directors and senior management include all company directors and senior executives [1]. - Shares held by directors and senior management include those registered in their names and those held through others' accounts [1]. Chapter 2: Information Declaration for Buying and Selling Company Stocks - Directors and senior management must be aware of laws prohibiting insider trading and market manipulation before trading [2]. - They are required to notify the board secretary in writing of their trading plans, which will be verified for compliance with regulations [2]. - Personal and family information must be reported to the Shanghai Stock Exchange within specified timeframes upon changes [2]. Chapter 3: Restrictions and Prohibitions on Buying and Selling Company Stocks - Shares cannot be transferred under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [3][4]. - A maximum of 25% of shares can be transferred annually, with exceptions for certain circumstances [4][5]. - Specific periods are designated during which directors and senior management are prohibited from trading [6][7]. Chapter 4: Disclosure of Stock Holding and Trading Activities - Any changes in shareholding must be reported within two trading days, including details of the change [8]. - Violations of trading regulations may result in the company recovering profits from illegal trades [8]. Chapter 5: Supplementary Provisions - The system will be executed according to national laws and regulations, with the board of directors responsible for interpretation and revision [9].
迅捷兴: 董事和高级管理人员所持公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-07-15 16:31
Core Viewpoint - The company has established a set of regulations to manage the stock trading behavior of its directors and senior management, ensuring compliance with relevant laws and protecting the interests of shareholders [1][2][3]. Group 1: Regulations on Stock Trading - Directors and senior management must adhere to laws and regulations regarding stock trading, including the prohibition of insider trading and market manipulation [2][3]. - The company emphasizes that stock trading by directors and senior management should be orderly and considerate of the interests of the company and minority shareholders [3][4]. - There are specific restrictions on the transfer of shares held by directors and senior management, including a one-year lock-up period post-IPO and a six-month restriction after leaving the company [5][11]. Group 2: Reporting and Disclosure Obligations - Directors and senior management are required to report their stock trading activities within two trading days and ensure the accuracy and completeness of their disclosures [21][22]. - The company’s board secretary is responsible for managing and verifying the stock trading information of directors and senior management [14][15]. - Any changes in shareholding must be reported to the stock exchange, including the number of shares held before and after the transaction [21][22]. Group 3: Penalties and Compliance - Violations of the stock trading regulations may result in disciplinary actions from the company or legal consequences [31][32]. - The company is obligated to recover any profits made from illegal trading activities by directors and senior management [6][31]. - The regulations are subject to updates and must align with national laws and the company's articles of association [15][32].
御银股份: 董事和高级管理人员所持本公司股份及其变动管理制度(2025年修订)
Zheng Quan Zhi Xing· 2025-07-02 16:36
Core Points - The document outlines the management system for the shares held by directors and senior management of Guangzhou Yuyin Technology Co., Ltd, ensuring compliance with relevant laws and regulations [1][2][9] Summary by Sections Management Regulations - The management system is established to regulate the shares held by directors and senior management, based on the Company Law, Securities Law, and other relevant regulations [1] - Directors and senior management must adhere to this system [2] Share Transfer Restrictions - Shares held by directors and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [1][2] - Additional restrictions apply if the company is under investigation for securities violations or if the individual is subject to administrative penalties [2] Trading Restrictions - Directors and senior management are prohibited from trading company stocks during specific periods, such as 15 days before the annual or semi-annual report announcements and 5 days before quarterly reports [2][5] Reporting and Disclosure - Directors and senior management must report any changes in their shareholdings within two trading days and ensure accurate and timely disclosure of their trading activities [7][8] - The company secretary is responsible for managing the identity and shareholding data of directors and senior management [8] Compliance and Penalties - Violations of the management system may result in disciplinary actions by the board, and serious breaches could lead to penalties from regulatory authorities [9][9] - The document emphasizes the importance of compliance with the Securities Law regarding the sale and purchase of shares within specified timeframes [6][10]
卓胜微: 董事和高级管理人员持有公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-06-30 17:06
General Principles - The company establishes a management system for the shares held by its directors and senior management to maintain market order and comply with relevant laws and regulations [1][2] - This system applies to all shares held by directors and senior management, including those held in others' accounts and in margin trading [1] Share Transfer Management - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - They are also restricted from trading during specific periods, including 15 days before the annual and semi-annual reports and five days before quarterly reports [3][4] - A maximum of 25% of their total shares can be transferred in a year, with exceptions for certain circumstances [3][4] Information Reporting and Disclosure - Directors and senior management must report their shareholdings and any changes within two trading days and disclose this information on the company's designated website [7][8] - They are required to submit a written trading plan to the board secretary before buying or selling shares [15][16] - Any insider trading or violations must be reported to the relevant authorities [20][21] Account and Share Management - The company secretary is responsible for managing the data related to directors and senior management's shareholdings and ensuring compliance with reporting requirements [20][21] - Directors and senior management must consolidate multiple securities accounts into one and adhere to specific rules regarding the transfer of shares [22][23] - Shares held by directors and senior management are subject to automatic lock-up periods based on the company's listing status and other conditions [23][24] Additional Provisions - The management system will be updated in accordance with national laws and regulations, and the board of directors is responsible for its formulation and modification [29][30] - The system will take effect upon approval by the board of directors [31]
和元生物: 《董事和高级管理人员所持公司股份及其变动管理制度》(2025年6月制定)
Zheng Quan Zhi Xing· 2025-06-11 15:14
Core Viewpoint - The document outlines the management system for the shares held by directors and senior management of He Yuan Biotechnology (Shanghai) Co., Ltd, emphasizing compliance with relevant laws and regulations regarding share trading and disclosure [1][2]. Summary by Sections General Principles - The system aims to strengthen the management of shares held by directors and senior management, clarifying procedures based on various laws and regulations [1]. - It applies to directors, senior management, and core technical personnel regarding their shareholdings and changes [1]. Shareholding Change Rules - Directors and senior management must be aware of laws prohibiting insider trading and market manipulation before trading shares [2]. - Shares held by directors and senior management include those registered in their names and those held through others' accounts [2]. - They are prohibited from engaging in margin trading with the company's shares [2]. Restrictions on Share Transfer - Shares cannot be transferred under specific conditions, such as within one year of the company's stock listing or within six months after leaving the company [4]. - Additional restrictions apply if the company is under investigation for securities violations or if the individual is subject to administrative penalties [4]. Trading Restrictions - Directors and senior management are prohibited from trading shares during certain periods, such as 15 days before annual or semi-annual reports [6]. - A six-month prohibition on reverse trading applies after any legal purchase or sale of shares [7]. Reporting and Disclosure Management - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring compliance with reporting requirements [7]. - Any changes in shareholdings must be reported within two trading days, including details of the transaction [18]. Legal Responsibilities - The company reserves the right to pursue accountability for violations of the management system by directors and senior management [24]. - Individuals causing losses to investors due to violations may face civil, administrative, or criminal liabilities [25]. Additional Provisions - The system will be revised in accordance with future laws and regulations, ensuring compliance with the company's articles of association [12].
信凯科技: 董事和高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-06-04 12:06
Core Viewpoint - The document outlines the management system for the shares held by directors and senior management of Zhejiang Xinkai Technology Group Co., Ltd., emphasizing compliance with relevant laws and regulations regarding share trading and insider information [1]. Chapter Summaries Chapter 1: General Principles - The management system is established to regulate the shareholding and trading activities of the company's directors and senior management, in accordance with various laws and regulations [1][2]. - The system applies specifically to the shares held by the company's directors and senior management [1]. Chapter 2: Stock Trading Regulations - Directors and senior management must be aware of laws prohibiting insider trading and market manipulation before trading shares [1]. - Shares held by directors and senior management cannot be transferred under specific conditions, including within one year of the company's stock listing and six months after leaving the company [3]. - Trading restrictions are in place during certain periods, such as before the announcement of annual and quarterly reports [4]. - A maximum of 25% of the total shares held can be transferred annually, with exceptions for certain circumstances [4]. - New shares acquired through various means are subject to specific transfer rules, including a 25% limit on newly unrestricted shares in the year of acquisition [5]. Chapter 3: Information Reporting and Disclosure - The company secretary is responsible for managing and reporting the shareholding data of directors and senior management [7]. - Directors and senior management must report any changes in their shareholdings within two trading days [8]. - Multiple securities accounts held by directors and senior management must be consolidated into one account for reporting purposes [9]. Chapter 4: Supplementary Provisions - The management system will be revised and interpreted by the board of directors, and it will take effect upon approval [11].
岩山科技: 董事和高级管理人员所持本公司股份及其变动管理办法(2025年5月)
Zheng Quan Zhi Xing· 2025-06-02 08:37
Core Points - The document outlines the management measures for the shares held by directors and senior management of Shanghai Yanshan Technology Co., Ltd. to ensure compliance with relevant laws and regulations [1][2][3] Group 1: Management Procedures - The management measures apply to the shares held by directors and senior management, emphasizing the need for compliance with laws regarding insider trading and market manipulation [1][2] - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, including quarterly checks on share trading disclosures [2][7] - Directors and senior management must notify the company secretary in writing of their trading plans before buying or selling shares, and the secretary must verify compliance with relevant regulations [2][5] Group 2: Trading Restrictions - Directors and senior management, along with shareholders holding more than 5% of shares, are prohibited from engaging in margin trading involving the company's stock [2][4] - There are specific periods during which directors and senior management are not allowed to trade the company's shares, including 15 days before the annual and semi-annual reports and 5 days before quarterly reports [5][6] - Directors and senior management must ensure that their immediate family members and related parties do not trade based on insider information [6][7] Group 3: Reporting and Compliance - The company must report any violations of trading regulations by directors and senior management to the relevant authorities and recover any profits made from such violations [5][7] - The company is required to submit accurate and timely reports to the Shenzhen Stock Exchange regarding any changes in shareholding by directors and senior management [3][4] - The document stipulates that any amendments to the management measures must comply with national laws and regulations, and the company must update the measures accordingly [7][8]