山西证监局5月16日消息，5月15日，山西辖区2025年"5.15全国投资者保护宣传日"系列活动在太原启 动。启动仪式上，辖区市场经营机构代表、投资者代表发言，充分肯定了资本市场投资者保护工作的新 举措、新成效，表达了对市场未来的信心。山西证监局主要负责同志宣布系列活动启动，并深入投资者 中间，与投资者面对面交流。市场经营机构积极向现场群众发放金融知识、典型案例、打非防非(打击 非法证券期货活动及防范非法金融风险)等宣传手册，并通过组织群众参与互动趣味游戏、现场答疑解 惑等方式，向投资者普及资本市场政策法规和相关知识，引导投资者充分认识投资风险，强化理性投资 意识和依法维权理念。(中证金牛座) ...

本报讯 （记者李雯珊）5月15日晚，海口市日月广场灯光璀璨，海南2025年"5 15全国投资者保护宣传 日"系列活动正式启幕。 本次活动以"心系投资者携手共行动"为主题，监管部门引导、自律组织搭台、市场主体实践三方协同联 动，通过"线下+线上"呼应联通的方式，将资本市场政策法规、年度十大投资者保护典型案例等投资者 保护工作最新动态和投资知识，通过投教集市、普法释法、趣味游戏等多样化的投教活动呈送到投资者 身边，帮助投资者增强风险意识和自我保护能力。活动内容丰富、形式创新、寓教于乐，获得广大投资 者的积极回应和赞誉好评。据不完全统计，活动累计吸引现场投资者1500余人次参与，全景网直播观看 量突破10000人次。 自2019年证监会设立"5·15全国投资者保护宣传日"以来，一年一度的投保宣传日活动已发展成为全社会 广泛宣传资本市场知识、动员强化投资者保护意识和持续倡导长期、理性、价值投资文化的重要载体。 本次活动，海南辖区参与主体之丰富、宣传内容之全面均为历届之最，并首次实现了辖区资本市场持牌 机构、上市（挂牌）公司等主体全覆盖。各市场主体凝聚共识，携手共进，共同构建资本市场投资者保 护新格局，进一步筑牢资本市 ...

Core Viewpoint - Guangdong Securities Regulatory Bureau has implemented a comprehensive approach to investor protection, emphasizing cash dividends, regulatory enforcement, dispute mediation, and investor education to safeguard the rights of investors, particularly small and medium-sized investors [1][5]. Group 1: Cash Dividends and Buybacks - In 2024, listed companies in Guangdong reported a total cash dividend of over 114.6 billion yuan [2]. - A total of 198 listed companies or major shareholders announced buyback plans in 2024, with a maximum amount exceeding 20.1 billion yuan; 160 of these plans have been completed, amounting to 8.8 billion yuan [2]. Group 2: Regulatory Enforcement - In 2024, the Guangdong Securities Regulatory Bureau conducted over 280 onsite inspections, a year-on-year increase of 12.3% [3]. - The bureau took 227 administrative regulatory measures, up 18.8% from the previous year, and issued 49 administrative penalty decisions totaling 247 million yuan, reflecting increases of 6.8% and 66.9%, respectively [3]. - The bureau successfully resolved the ST Modern case, leading to the recovery of all misappropriated funds after six years of issues, showcasing the effectiveness of its regulatory enforcement [3]. Group 3: Dispute Mediation and Investor Education - The bureau facilitated the successful mediation of 357 securities false statement disputes in 2024, recovering 1.923 million yuan for investors [4]. - Over 5,000 investor complaints were processed, resulting in more than 300 reconciliations involving nearly 6 million yuan, earning widespread praise from investors [4]. - The bureau has launched the "Yue Investment Education·Yue Wonderful" initiative to enhance investor education and knowledge through various activities [4].

5月15日，最高人民法院与中国证监会联合发布《关于严格公正执法司法服务保障资本市场高质量发展 的指导意见》，全方位助推资本市场高质量发展。 法治是资本市场的根基，是投资者合法权益保护的重要支撑。证监会副主席陈华平表示，在中央金融委 领导下，证监会积极参与金融法起草工作，大力推动证券投资基金法修订，推进上市公司监管条例和证 券公司监管条例制定修订，积极配合司法机关研究制定内幕交易和操纵市场民事赔偿司法解释、内幕交 易刑事司法解释等司法文件，不断完善资本市场法律制度，织密投资者合法权益保护的"安全网"。 进一步完善资本市场司法规则，《指导意见》全面总结人民法院审判执行工作以及资本市场监管执法工 作实际，从总体要求、投资者保护、市场参与人规范、司法行政协同及组织实施保障等5个方面，提出 了严格公正执法司法、保障资本市场改革发展的23条意见。 具体而言，《指导意见》聚焦投资者保护，站稳人民立场。依法打击欺诈发行和财务信息披露造假，完 善虚假陈述民事赔偿责任制度。常态化开展证券纠纷代表人诉讼，便利投资者依法维护自身合法权益， 降低投资者维权成本。同时，规范市场参与人行为，塑造良好市场生态。推动证券期货基金经营机构回 归 ...

Core Viewpoint - The news highlights the ongoing efforts of regulatory bodies in China to enhance investor protection, enforce strict regulations, and improve the overall quality of the capital market through various initiatives and collaborations across different regions and sectors [5][11][19]. Regulatory Enforcement and Investor Protection - In 2024, the China Securities Regulatory Commission (CSRC) handled 739 cases of securities and futures violations, with 592 penalties issued, marking a 10% increase year-on-year [6][10]. - The Guangdong Securities Regulatory Bureau conducted over 280 inspections, a 12.3% increase from the previous year, and issued 227 administrative measures, up 18.8% [5][25]. - The Shenzhen Securities Regulatory Bureau reported a record 30 penalty cases in 2024, involving 71 individuals and a total fine of 152 million yuan, indicating a significant increase in enforcement actions [6][31]. Investor Education and Awareness - The Shanghai Stock Exchange held discussions with fund sales institutions to enhance investor services and promote index investment, reflecting a growing recognition of the importance of investor education [16][17]. - The Shenzhen Stock Exchange launched the "Starfire Plan" to summarize and promote investor education initiatives, aiming to improve investor knowledge and engagement [19][20]. Financial Dispute Resolution - The Zhejiang Securities Regulatory Bureau signed a cooperation agreement to enhance financial dispute mediation, aiming to resolve conflicts at the grassroots level [34][35]. - The China Securities Association revised its mediation rules to streamline the resolution of securities disputes, promoting a more efficient and accessible process for investors [39][40]. Corporate Governance and Investor Relations - In 2024, there was a notable increase in companies disclosing investor relations management systems, with significant improvements in transparency and communication with investors [36][37]. - Companies are increasingly adopting digital tools for investor relations, enhancing engagement and providing tailored services to meet diverse investor needs [37][38]. Financial Performance and Shareholder Returns - In 2024, listed companies in Guangdong reported cash dividends exceeding 114.6 billion yuan, reflecting a commitment to enhancing investor returns [24][32]. - The Shenzhen Securities Regulatory Bureau facilitated cash dividends totaling 230.8 billion yuan across 339 instances, significantly surpassing the total equity financing amount [32][33].

【深圳商报讯】（记者钟国斌）5月15日，证监会副主席陈华平在2025年"5·15全国投资者保护宣传 日"活动上表示，抓紧出台深化科创板和创业板改革的一揽子政策措施，进一步增强制度的包容性、适 应性，加力支持科技创新和新质生产力发展，会同各方打好稳市政策"组合拳"，切实推动提升中长期资 金入市规模和比例，在稳的基础上不断释放新的发展活力，增强投资者信心。 陈华平指出，保护投资者，特别是中小投资者合法权益是证监会最重要的工作和核心任务，是资本市场 工作政治性、人民性的集中体现。一年多来，证监会贯彻落实党的二十届三中全会、中央金融工作会 议、中央经济工作会议和去年9月26日中央政治局会议精神以及新"国九条"重要部署，将投资者保护在 证券监管全链条同谋划、同部署、同落实，与各有关部门发挥合力，出台一揽子政策支持稳市场、稳预 期，更加有效保护投资者合法权益。下一步，证监会将与有关各方、社会各界进一步凝聚共识，协同推 进投资者保护工作，不断健全投资者保护长效机制，切实增强投资者对资本市场的信任和信心。 一是进一步推动资本市场高质量发展，从根本上夯实投资者权益保护的基础。投资者权益的有效保护， 必须建立在资本市场高质量发展 ...

Group 1 - The core event of "5·15 National Investor Protection Promotion Day" was held in Guangzhou, focusing on investor education through various engaging activities [1] - The Guangdong Securities Regulatory Bureau innovated the investor education model by integrating resources from regulatory bodies, industry associations, and financial institutions, targeting densely populated commercial areas for outreach [1] - The event featured creative performances that incorporated the theme of investor protection, aiming to convey rational investment concepts in an enjoyable manner [1] Group 2 - Investor education is essential for enhancing public financial literacy and risk awareness, particularly for protecting the rights of small and medium investors [2] - Tailored content creation for different demographic groups is emphasized, with a focus on making investment education appealing to younger audiences and straightforward for older investors [2] - The futures industry views investor education as a key aspect of social responsibility and cultural development, contributing to its stable growth [3] Group 3 - Guangfa Futures is actively working on creating effective and engaging investor education materials, integrating traditional Chinese culture with financial education [3] - Innovative educational products, such as the "Qianlong's Disguised Visits" and "Investment Education Three Kingdoms" series, have successfully attracted significant online engagement, exceeding 36 million views [3]

北京金融法院审判第二庭庭长丁宇翔介绍，此次发布的典型案例有六方面特点：一是明确资管产品管理人责任的司法认定 标准，切实保护资管产品投资者权益。二是压实发行人作为信息披露第一责任人的义务，提升中小投资者保护水平。三是全方 位立体追责，增强投资者信心。四是压实金融机构如实告知义务，依法保护投资者权益。五是创新审判工作方式，降低投资者 的维权成本。六是明确期货市场参与者的责任，增强期货投资者的风险防控意识。 审判第二庭法官李默菡在回答《证券日报》记者提问时表示，不会因为线上交易就减轻或免除金融机构相应的适当性义务 本报记者 吴晓璐 5月15日，北京金融法院召开"5·15全国投资者保护宣传日"新闻发布会，发布十件司法保护资本市场投资者权益的典型案 例，涉及证券、期货、基金等领域的投资者保护。 北京金融法院副院长薛峰表示，下一步，北京金融法院将及时回应投资者关切，进一步贯彻落实倾斜保护中小投资者的金 融审判理念，不断健全投资者保护长效机制，进一步加大对违法主体的惩戒力度，进一步畅通投资者的维权渠道、增强投资者 的获赔可能性，在市场化、法治化轨道上努力营造投资者更安全、更放心的市场生态环境，助力打造安全、规范、透明、开 ...

Core Viewpoint - The article discusses the release of the "Guiding Opinions on Strict and Fair Law Enforcement and Judicial Services to Ensure the High-Quality Development of the Capital Market" by the Supreme People's Court and the China Securities Regulatory Commission, which aims to enhance investor protection and improve the legal framework for capital markets [1][2]. Group 1: Investor Protection - The "Guiding Opinions" emphasize the need to strengthen investor protection awareness and legally safeguard investors' rights, including the right to information, participation in corporate governance, and fair market participation [3][4]. - The introduction of representative litigation for securities disputes aims to facilitate investors in protecting their legal rights and reduce the costs associated with investor rights protection [3]. - The document highlights the importance of high-quality information disclosure as a foundation for the registration system, with a commitment to strictly combat fraudulent issuance and financial disclosure violations [3]. Group 2: Market Participant Behavior - The "Guiding Opinions" call for the regulation of behavior among market participants, promoting stable operations of securities, futures, and fund management institutions [5]. - It outlines the need for judicial bodies to report any irregularities, such as circular financing or false capital contributions, to regulatory authorities during the handling of shareholder rights disputes [5]. - The document also emphasizes the need for proper adjudication of disputes between private fund managers and investors, ensuring the protection of investors' legitimate rights [5]. Group 3: Judicial and Administrative Coordination - The "Guiding Opinions" propose enhancing the mechanism for judicial and administrative coordination, promoting a multi-faceted dispute resolution mechanism [8]. - It encourages the use of non-litigation methods, such as mediation, to resolve securities disputes and improve the efficiency of judicial and regulatory processes [8]. - The establishment of a comprehensive information-sharing mechanism between judicial and regulatory bodies is highlighted to enhance cooperation and improve the quality of judicial execution and administrative penalties [8].

Group 1 - The event held in Chengdu on May 15 aimed to promote investor education under the theme "Caring for Investors, Working Together" [1] - The establishment of the Sichuan Panda Investor Education Alliance marks a new phase in investor protection efforts, integrating resources and enhancing collaboration among financial institutions [2] - The event attracted nearly 20,000 participants, focusing on differentiated content for various demographics, including middle-aged, family investors, and young social media users [5] Group 2 - Interactive activities, such as games and workshops, were designed to engage participants and educate them on investment risks and rights [5][6] - The event creatively combined financial knowledge with local culture, providing a unique experiential learning environment [7] - Future trends in investor education are expected to emphasize a more stylized, business-oriented, and innovative approach to content delivery, catering to the evolving demographics of investors [8] Group 3 - The event highlighted the importance of investor protection as a foundation for stable capital markets and financial inclusivity [9] - A multi-faceted protection network was established, involving regulatory oversight, industry collaboration, and community participation [9]