Core Viewpoint - On August 1, 2023, Jiaying Pharmaceutical (002198) received an administrative penalty notice from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission (CSRC) for failing to timely disclose 220 million yuan in related party fund borrowing, resulting in fines for the company and its responsible persons [1][2]. Group 1: Administrative Penalties - Jiaying Pharmaceutical was fined 1.5 million yuan, while its chairman Li Neng was fined 160,000 yuan, general manager You Yongping 100,000 yuan, and former financial director Shi Junping 80,000 yuan, totaling 4.9 million yuan [1][2]. - The violations involved non-operating fund transactions that were not disclosed until the 2024 annual report, constituting a breach of the Securities Law [2]. Group 2: Company Background - Jiaying Pharmaceutical is a traditional Chinese medicine manufacturer established in 2003, with R&D, production, and sales bases in Changsha, Hunan Province, and Meizhou, Guangdong Province [3][4]. - As of August 4, 2025, the company's total market value was 3.517 billion yuan, with a product portfolio that includes 70 approved drug varieties across various therapeutic areas [4].

8月1日，清越科技公告称，公司及相关人员于近日收到江苏证监局下达的警示函。经查，清越科技存在 以下问题： 三是关联交易未披露。根据公司2023年年报，枣庄市宏远建筑工程公司（以下简称枣庄宏远）系公司实 控人高裕弟近亲属控制的关联企业。2023年5月至6月，公司与枣庄宏远签订了《工程合同》及相关补充 协议，并支付工程款363万元。该关联交易未在2023年半年报中披露。 根据相关规定，高裕弟作为时任董事长兼总经理，张小波作为时任董事会秘书兼财务总监对上述信息披 露违规事项承担主要责任。 清越科技主要从事OLED等新型显示器件的研发、生产和销售。清越科技发布的2024年年报显示，报告 期内，公司实现营业收入7.53亿元，同比上升13.96%；归属于上市公司股东的净利润-6949.49万元，较 上年同期亏损减少4843.86万元。今年一季度，公司实现营业总收入1.72亿元，同比增长4.83%；归母净 利润亏损1598.84万元，较上年同期亏损800.29万元。 一是募集资金使用违规。2023年，公司多次将募集资金转至一般结算账户购买银行理财。 二是CTP+OLED产品贸易类业务财务核算不规范。2023年第三季度，公司 ...

证券代码：601699 股票简称：潞安环能 公告编号：2025-033 山西潞安环保能源开发股份有限公司 山西潞安环保能源开发股份有限公司（以下简称潞安环能或公司）于近日收 到中国证券监督管理委员会山西监管局（以下简称"山西证监局"）出具的《关于 对山西潞安环保能源开发股份有限公司、马泽锋采取出具警示函措施的决定》 关于收到山西证监局警示函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 二、相关情况说明 公司及相关人员收到警示函后，高度重视警示函中所指出的问题，将认真吸 取教训，严格按照山西证监局的要求，在规定期限内完成整改并报送书面报告。 同时，公司将进一步加强信息披露的管理工作，认真学习和严格遵守《证券法》、 《上市公司信息披露管理办法》等法律法规，依法履行信息披露义务，提升信息 披露质量，确保信息披露真实、准确、完整、及时，杜绝此类行为再次发生，切 实维护公司及全体股东的利益，促进公司的健康、稳定和可持续发展。 本次收到警示函不会影响公司正常的生产经营管理活动。公司将严格按照法 律、法规、规章和规范性文件的 ...

清越科技(688496)8月1日晚间公告，公司及相关人员收到江苏证监局下达的《江苏证监局关于对苏州清 越光电科技股份有限公司及高裕弟、张小波采取出具警示函措施的决定》，公司存在募集资金使用违 规、CTP+OLED产品贸易类业务财务核算不规范、关联交易未披露的问题，违反了有关规定，高裕弟 作为时任董事长兼总经理，张小波作为时任董事会秘书兼财务总监对上述信息披露违规事项承担主要责 任。江苏证监局决定对上述主体采取出具警示函的监管措施，并记入证券期货市场诚信档案。 ...

被取保候审背后 7月31日，经济观察报记者致电红相股份证券事务部，一名人员回应称，此次实控人杨成被取保候审，系因其此前涉及信息披露违法违规相关事项。目前该 公司仍在配合公安机关的调查工作。 取保候审，是指侦查机关责令犯罪嫌疑人提供担保人或缴纳保证金并出具保证书，保证其不逃避或妨碍侦查，并随传随到的一种强制措施。该措施通常对犯 罪较轻，不需要拘留、逮捕，但需要对其行动自由作一定限制的犯罪嫌疑人采用。 据红相股份年报披露，杨成，中国籍，无境外居留权，1961年出生，厦门大学统计学硕士。曾先后任厦门红相电力设备有限公司副总经理、厦门红相电力设 备进出口有限公司（"红相有限"，红相股份前身）副总经理、红相有限董事长、总经理、红相电力澳大利亚有限公司董事、中宁县银变新能源有限公司执行 董事、吴忠市红寺堡区银变新能源有限公司执行董事、卧龙电气银川变压器有限公司董事长、董事、厦门红相智能电力有限公司执行董事、红相股份董事 长、总经理。 7月29日公告披露，目前，杨成持有的2000万股红相股份处于质押状态，占其所持股份比例的73.96%，占该公司总股本比例的3.93%。 记者 蔡越坤 又一上市公司实控人被取保候审。 7月30 ...

Core Viewpoint - Dahua Intelligent Technology Co., Ltd. is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, following previous regulatory actions regarding its financial practices [1][2]. Group 1: Violations of Information Disclosure - The company failed to disclose a significant contract worth 794.99 million yuan signed by its subsidiary, Fujian Fumi Technology Co., Ltd., which constituted financial assistance to Kunshan Zhijimei Materials Trading Co., Ltd. [1] - There was a failure to disclose related party transactions, where Fujian Fumi Technology transferred 140 million yuan to the then-chairman of the company between August 24, 2021, and December 31, 2021 [2]. - Dahua Intelligent prematurely recognized disposal gains from subsidiaries, inflating profits by 61.1163 million yuan in 2023, despite not completing the transfer of control for these subsidiaries [2]. Group 2: Accounting Irregularities - The company incorrectly accounted for construction projects, failing to transfer completed projects to fixed assets and improperly capitalizing interest expenses, leading to inflated profits of 28.91 thousand yuan in 2022 and 2.937 million yuan in 2023 [3]. - The company did not accurately reflect the financial status of its subsidiaries, resulting in misleading financial statements for the years 2022 and 2023 [3]. Group 3: Investor Rights and Compensation - A legal team is gathering claims from investors who suffered losses by buying shares before July 28, 2025, and selling or holding them afterward, with the final compensation conditions subject to court determination [4]. - Affected investors can contact the legal team for guidance on the claims process, with fees only charged upon successful compensation [4].

Core Viewpoint - Dahua Intelligent Technology Co., Ltd. is under formal investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, which has led to significant stock price declines and financial losses [1][2]. Group 1: Company Overview - Dahua Intelligent focuses on the "one network, one screen" industry, covering information services, satellite communications, and new display manufacturing [2]. - The company is a leading player in the global TV mainboard sector, with an expected shipment of nearly 15 million mainboards in 2024, serving over 200 global brands [2]. Group 2: Financial Performance - The company anticipates a net loss of between 40 million to 60 million yuan for the first half of 2025, contrasting sharply with a profit of 57.37 million yuan in the same period last year [2]. - Financial irregularities have been revealed, including a significant overstatement of profits due to improper accounting practices, leading to inflated profits of 28.91 million yuan in 2022 and 29.29 million yuan in 2023 [4][5]. Group 3: Regulatory Issues - The CSRC's investigation stems from four categories of violations, including failure to disclose a major contract worth 795 million yuan with Kunshan Chimei, which constituted financial assistance and should have been disclosed [2][3]. - Dahua Intelligent did not fulfill its disclosure obligations regarding significant related-party transactions, including a transfer of 140 million yuan to repay the former chairman [4][5]. - The company also prematurely recognized disposal gains from subsidiaries, inflating profits by 61.12 million yuan in 2023, despite not completing control transfers [5].

Core Viewpoint - The company, Panda Jin控股份有限公司, received a warning letter from the Hunan Securities Regulatory Bureau due to significant discrepancies between its 2024 performance forecast and annual report data, indicating inaccurate information disclosure [1] Group 1: Regulatory Actions - The company and relevant personnel were issued a warning letter on July 29 by the Hunan Securities Regulatory Bureau [1] - The regulatory body identified five responsible individuals, including the chairman and the financial director, as primarily accountable for the discrepancies [1] - The Hunan Securities Regulatory Bureau has mandated the company and responsible individuals to submit a rectification report within a specified timeframe [1] Group 2: Compliance Issues - The company violated the relevant provisions of the "Management Measures for Information Disclosure of Listed Companies" due to inaccurate information disclosure [1] - The discrepancies between the 2024 performance forecast and the annual report data were significant, raising concerns about the company's compliance with disclosure regulations [1] - The responsible individuals will have their actions recorded in the securities and futures market integrity archives [1]

Core Viewpoint - The company, Liyuan Technology, is facing significant legal and governance challenges following the conviction of its actual controller, Shen Wanzhong, for the crime of disclosing important information in violation of regulations, leading to his resignation as chairman and director [1][6]. Group 1: Legal Issues and Governance Changes - Shen Wanzhong was sentenced to one year in prison, with a one and a half year probation, and fined 3.3 million yuan for violating information disclosure regulations [1][6]. - Following his conviction, Shen Wanzhong submitted his resignation from the company's board, and his daughter, Shen Jiawen, has been nominated as a candidate for a non-independent director position [1][7]. - The company has been under scrutiny for financial misconduct, including premature revenue recognition and inflated profit figures, leading to regulatory actions from the Zhejiang Securities Regulatory Bureau [4][5]. Group 2: Company Operations and Market Position - Liyuan Technology specializes in water treatment systems for various industries, including nuclear power and hydrogen fuel cell systems, and has achieved significant technological advancements in these areas [3]. - The company has successfully commercialized its hydrogen energy engine systems and has been involved in major nuclear power projects, including the "Hualong One" nuclear reactor [3][4]. - Despite the ongoing legal issues, the company claims that the management and operational activities will not be significantly affected by the recent developments [6].

Core Viewpoint - Dahua Intelligent (002512.SZ) is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure, leading to a significant drop in stock price and market capitalization [1] Group 1: Company Overview - Dahua Intelligent focuses on the "one network, one screen" industry, with core businesses in information services, satellite communications, and new display manufacturing [1] - The company is a leading player in the global TV mainboard sector, with an expected shipment of nearly 15 million display mainboards in 2024, serving over 200 well-known global brands across more than 100 countries and regions [1] Group 2: Regulatory Issues - The investigation is linked to previous penalties from the Fujian Securities Regulatory Bureau, where Dahua Intelligent was ordered to rectify issues related to undisclosed contracts and inflated profits amounting to nearly 800 million yuan [1][2] - Specific violations included failure to disclose a significant contract worth 795 million yuan with Kunshan Zhiqi Material Trading Co., and improper disclosure of related party transactions totaling 140 million yuan [2] Group 3: Financial Performance - Dahua Intelligent reported a revenue of 1.932 billion yuan in 2024, a year-on-year decline of 1.74%, while net profit increased by 106.78% to 24.17 million yuan [3] - The company anticipates a loss of 40 to 60 million yuan for the first half of 2025, compared to a profit of 57.37 million yuan in the same period last year [3] - Factors contributing to the financial volatility include intense market competition, rising costs of core components, and strategic decisions to abandon non-core business lines, leading to increased short-term expenses [3]